# Susan J. Dlott > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/29610 ## Record - **Judge:** Susan J. Dlott - **Year:** 2019 - **Pages:** 16 ## Text Investment Account #1 (H) CASH HELD IN CUSTODIAN - CHARLES SCHWAB — Interest BOSTON PROPERTIES LP 3.8% due 2/1/24; BONDS — Interest BP CAPITAL MARKETS PLC 2.237% DUE 5/10/19; BONDS — Interest — Sold ECOLAB INC. 2.25% due 01-12-20; BONDS — Interest ENTERGY LOUISIANA 3.3% due 12-01-22; BONDS — Interest ESSEX PORTFOLIO, L.P. 3.875% due 5/1/24; BONDS — Interest GATX CORP 2.5% DUE 7/30/19; BONDS — Interest — Matured INTERCONTINENTALEXCHANGE GROUP INC 2.75% DUE 12-01-20; BONDS — Interest JB HUNT TRANSPORT SVCS 2.4% DUE 3/15/19; BONDS — Interest — Sold JM SMUCKER CO 3.000% Due 3/15/22; BONDS — Interest NEXTERA ENERGY C 3.15% 04-01-24; BONDS — Interest — Buy ROPER TECHNOLOGIES 3.0% DUE 12-15-20; BONDS — Interest UNITEDHEATH GROUP INC 2.875% DUE 12-15-21; BONDS — Interest US BANCORP 3.6% DUE 9/11/24; BONDS — Interest ZOETIS INC 3.25% DUE 02-01-23; BONDS — Interest AIR PROD & CHEMICAL (Versum Materials); EQUITIES — Dividend — Sold ALPHABET INC. CLASS C; EQUITIES — None — Sold BANK OF AMERICA CORP; EQUITIES — Dividend — Sold BANK OF NY MELLON CO; EQUITIES — Dividend — Sold TRUIST FINANCIAL CORP PFD (BB&T CORPORATION 5.2% PFD); EQUITIES — Dividend — Buy TRUIST FINANCIAL CORP PFD (BB&T CORPORATION 5.2% PFD); EQUITIES — Sold TRUIST FINANCIAL CORP (BB&T CORPORATION); EQUITIES — Dividend — Sold BECTON DICKINSON & CO; EQUITIES — Dividend — Sold BOEING CO; EQUITIES — Dividend — Buy BOEING CO; EQUITIES — Sold CARNIVAL CORP NEW F PAIRED STK SPECIAL VTG; EQUITIES — Dividend — Sold CHEVRON CORP; EQUITIES — Dividend — Sold CITIZENS FINL GROUP; EQUITIES — Dividend — Sold EMERSON ELECTRIC CO; EQUITIES — Dividend — Sold FASTENAL CO; EQUITIES — Dividend — Sold FEDEX CORP; EQUITIES — Dividend — Buy FEDEX CORP; EQUITIES — Sold FISERV INC; EQUITIES — None — Sold GENERAL MILLS; EQUITIES — Dividend — Sold ISHARES CORE S&P 500; ETF — Dividend — Buy (add'l) ISHARES CORE S&P 500; ETF — Sold ISHARES MSCI EAFE; ETF — Dividend — Sold ISHARES RUSSELL 2000; ETF — Dividend — Sold JOHNSON & JOHNSON; EQUITIES — Dividend — Sold JP MORGAN CHASE & CO; EQUITIES — Dividend — Sold KEYCORP 5.625% PFD; EQUITIES — Dividend — Buy KEYCORP 5.625% PFD; EQUITIES — Sold KRAFT HEINZ CO; EQUITIES — Dividend — Buy KRAFT HEINZ CO; EQUITIES — Sold LAS VEGAS SANDS CORP; EQUITIES — Dividend — Sold LEAR CORPORATION; EQUITIES — Dividend — Buy LEAR CORPORATION; EQUITIES — Sold LOWES COMPANIES INC; EQUITIES — Dividend — Sold MARSH & MCLENNAN COMPANIES, INC; EQUITIES — Dividend — Sold MEDTRONIC PLC F; EQUITIES — Dividend — Sold MERCK & CO INC; EQUITIES — Dividend — Sold METLIFE INC; EQUITIES — Dividend — Sold MICROCHIP TECHNOLOGY; EQUITIES — Dividend — Sold MICROSOFT CORPORATION; EQUITIES — Dividend — Sold MORGAN STANLEY; EQUITIES — Dividend — Sold PARTNERRE 5.875% Pfd Ser I; EQUITIES — Dividend — Sold PAYCHEX INC; EQUITIES — Dividend — Sold PEPSICO INC; EQUITIES — Dividend — Sold PFIZER INC; EQUITIES — Dividend — Sold PHILIP MORRIS INTL; EQUITIES — Dividend — Sold PROCTER & GAMBLE CO; EQUITIES — Dividend — Sold ROCKWELL AUTOMATION INC.; EQUITIES — Dividend — Sold ROYAL DUTCH SHELL; EQUITIES — Dividend — Sold SECTOR SPDR TECHNOLOGY SELECT SHARE; ETF — Dividend — Sold STRYKER CORP; EQUITIES — Dividend — Sold SYSCO CORPORATION; EQUITIES — Dividend — Sold TEXAS INSTRUMENTS; EQUITIES — Dividend — Sold TJX COMPANIES INC; EQUITIES — Dividend — Sold UNION PACIFIC CORPORATION; EQUITIES — Dividend — Sold UNITED TECHNOLOGIES CORP; EQUITIES — None — Sold UNITEDHEALTH GROUP INC; EQUITIES — Dividend — Sold VERIZON COMMUNICATIONS; EQUITIES — Dividend — Sold VISA INC CLASS A; EQUITIES — Dividend — Sold WALT DISNEY CORPORATION; EQUITIES — Dividend — Sold 3M CO; EQUITIES — Dividend — Sold Investment Account #2 (H) CASH HELD IN CUSTODIAN - CHARLES SCHWAB — Interest BANK OF AMERICA FIX TO FLOAT PREF 5.125% DUE 12/29/49; BONDS — Interest — Sold (part) BANK OF AMERICA FIX TO FLOAT PREF 5.125% DUE 12/29/49; BONDS — Sold BEACHWOOD OH CITY SCHOOL DISTRICT GO 3.0% DUE 12/1/24; BONDS — Interest BEAVERCREEK OH CITY SCHOOL GO 4.75% DUE 12/1/24; BONDS — Interest — Redeemed BURLINGTON CNTY NJ GO Ser A 2.0% DUE 1/15/21; BONDS — Interest CAPITAL ONE FINL VAR; BONDS — Interest CITIZENS FINANCIAL GROUP VAR 99; BONDS — Interest COWLITZ CNTY WA GO 3.0% DUE 11/1/19; BONDS — Interest — Matured IOWA LAKES IA COMMUNITY COLLEGE GO BAM 2.0% Due 06/01/20; BONDS — Interest IOWA STATE WESTERN COMMUNITY COLLEGE SER A GO 3.0% DUE 6/1/21; BONDS — Interest JEFFERSON CNTY OH GO AGC 2.125% DUE 12/1/20; BONDS — Interest KENTON CNTY KY SCHOOL DIST 4.5% DUE 2/1/23; BONDS — Interest — Redeemed KENTUCKY ST RURAL FINANCE WATER 4.0% DUE 2/1/24; BONDS — Interest KENTUCKY STATE ASSN OF COUNTIES FINANCING 4.25%; BONDS — Interest MCCRAKEN CNTY KY GO 2.5% DUE 12/1/22; BONDS — Interest MEDINA CNTY OH LIBRARY DISTRICT GO 3.0% DUE 12/1/23; BONDS — Interest NATIONAL POWER CORP 9.625% DUE 5/15/28; BONDS — Interest OHIO UNIVERSITY GNRL RCPTS ATHENS REV 2.0% DUE 12/1/19; BONDS — Interest — Matured PIERCE CNTY WA SEWER REV SER A 3.0% DUE 8/1/19; BONDS — Interest — Matured TRUIST FINL CORP VAR (SUNTRUST FIX TO FLOAT 5.125% DUE 12/15/27); BOND — Interest UNIVERSITY OF TOLEDO OH SER C REV 5.0% DUE 6/1/26; BONDS — Interest WYOMING MI WATER SUPPLY SYSTEM REV 3.125% DUE 6/1/22; BONDS — Interest AIR PRODUCTS AND CHEMICALS; EQUITIES — Dividend ALPHABET INC. CLASS C; EQUITIES — None BECTON DICKINSON & CO; EQUITIES — Dividend CHEVRON CORP; EQUITIES — Dividend CINCINNATI FINANCIAL CORP; EQUITIES — Dividend CITIZENS FINL GROUP; EQUITIES — Dividend DANAHER CORP; EQUITIES — Dividend DELTA AIR LINES; EQUITIES — Dividend EMERSON ELECTRIC CO; EQUITIES — Dividend EXXON MOBIL CORP; EQUITIES — Dividend FASTENAL CO; EQUITIES — Dividend ISHARES MSCI EAFE; ETF — Dividend — Sold (part) ISHARES RUSSELL 2000; ETF — Dividend JOHNSON & JOHNSON; EQUITIES — Dividend JP MORGAN CHASE & CO; EQUITIES — Dividend KRAFT HEINZ CO; EQUITIES — Dividend — Buy LAS VEGAS SANDS CORP; EQUITIES — Dividend LOWES COMPANIES INC; EQUITIES — Dividend MARRIOTT INTL INC CLASS A; EQUITIES — Dividend MARSH & MCLENNAN COMPANIES, INC; EQUITIES — Dividend MEDTRONIC PLC F; EQUITIES — Dividend MERCK & CO INC; EQUITIES — Dividend METLIFE INC; EQUITIES — Dividend MICROCHIP TECHNOLOGY; EQUITIES — Dividend MICROSOFT CORP; EQUITIES — Dividend MORGAN STANLEY; EQUITIES — Dividend NESTLE ADR; EQUITIES — Dividend NORFOLK SOUTHERN CO; EQUITIES — Dividend PEPSICO INC; EQUITIES — Dividend PFIZER INC; EQUITIES — Dividend PROCTER & GAMBLE CO; EQUITIES — Dividend ROYAL DUTCH SHELL; EQUITIES — Dividend SCHWAB INTERNATIONAL EQUITY; ETF — Dividend SECTOR SPDR TECHNOLOGY SELECT SHARE; ETF — Dividend TJX COMPANIES INC; EQUITIES — Dividend TORONTO DOMINION BNK F; EQUITIES — Dividend UNITED PARCEL SRVC CLASS B; EQUITIES — None — Sold UNITED TECHNOLOGIES CORP; EQUITIES — None — Sold VERIZON COMMUNICATIONS; EQUITIES — Dividend VISA INC CLASS A; EQUITIES — Dividend WALGREEN CO; EQUITIES — Dividend WALT DISNEY CORPORATION; EQUITIES — Dividend WASTE MANAGEMENT INC; EQUITIES — Dividend XILINX INC; EQUITIES — Dividend ZIMMER BIOMET HOLDGS; EQUITIES — Dividend — Buy 3M CO; EQUITIES — Dividend WOMEN'S CAPITAL CLUB (H) CASH HELD IN CUSTODIAN - CHARLES SCHWAB — Interest ALPHABET INC CL A VOTING; EQUITIES — None AMERICAN WATER WORKS; EQUITIES — Dividend — Buy ANTHEM INC; EQUITIES — Dividend APPLE INC; EQUITIES — Dividend JOHNSON & JOHNSON; EQUITIES — Dividend NETFLIX.COM INC; EQUITIES — None — Sold (part) SKYWORKS SOLUTIONS INC; EQUITIES — Dividend TATA MOTORS LTD - SPNS ADR; EQUITIES — None — Sold TESLA MOTORS INC; EQUITIES — None TREASURY WINE ESTATE F; EQUITIES — Dividend VALVOLINE INC; EQUITIES — Dividend — Sold WALT DISNEY CO; EQUITIES — None — Buy ISHARES MSCI USA ESG SELECT, ETF — Dividend RYDEX BIOTECHNOLOGY FUND, EQUITY FUND — Distribution CROWN CASTLE INTL CO, REIT — Dividend Fifth Third Checking Account — Interest WOMENS CAPITAL CLUB PARTNERSHIP (2.2727% OWNERSHIP) — None Milford One LLC — None GENERAL MANAGER, MILFORD ONE LLC BOARD MEMBER, NATIONAL UNDERGROUND RAILROAD FREEDOM CENTER BOARD MEMBER, SWEL FOUNDATION PART I NATIONAL UNDERGROUND RAILROAD FREEDOM CENTER BOARD MEMBER; TERM ENDED IN OCTOBER 2019 PART VII LISTED STOCKS ARE COMMON SHARES UNLESS OTHERWISE NOTED. ALL WOMEN'S CAPITAL CLUB INVESTMENTS ARE REPORTED AT THE AGGREGATE VALUE. JUDGE DLOTT OWNS 2.2727%. DURING 2019, INVESTMENTS WERE REORGANIZED BY INVESTMENT ACCOUNT, THEN ALPHABETICALLY BY INVESTMENT TYPE LINES 2, 78 AND 148 ARE CASH BALANCES HELD IN INVESTMENT ACCOUNTS FOR FUTURE PURCHASES. JUDGE DLOTT FILES A TAX RETURN SEPARATE FROM HER (I.E. NOT A JOINT TAX RETURN). AS SUCH, THE ASSETS OF HER ARE NOT REPORTED WITHIN THIS FEDERAL DISCLOSURE REPORT, WHICH IS CONSISTENT WITH HISTORICAL FILINGS. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29610. Public record. Not legal advice.