# Thomas Lamson Ludington > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/29598 ## Record - **Judge:** Thomas Lamson Ludington - **Year:** 2019 - **Pages:** 30 ## Text Chemical Bank & Trust checking & savings — Interest Dow Chemical Employees Credit Union — Interest TD Ameritrade Money Market (Y) Merrill Lynch Money Market — Interest Amgen stock — Dividend Laboratory CP American Hldg — None Blackrock Global Stock Fund — Dividend IBM stock — Dividend Quest Diagnostics stock — Dividend Interest Income Fund 401K — Int./Div. Vanguard Convertible See 401K — Int./Div. Am Cent US Real Estate 401K — None Fidelity Contrafund Pool Cl 2 401K — None SSga Stable Value-State of Michigan 457 Plan — None — Sold PIMCO Total Return-State of Michigan 457 — None — Sold Dodge & Cox Stock State of Michigan 457 Plan — None — Sold SSga Stable Value State of Michigan 401K Plan — None — Sold SSgaCash Series Treasury State of MI 401K — None — Sold PIMCO Total Return State of MI 401K — None — Sold Dodge & Cox Stock-St of MI 401K — None — Sold Ridge Worth Funds-St of MI 401K — None — Sold American Funds Europacific Gr-St of MI 401K — None — Sold Artisan Mid Cap-St of MI 401K — None — Sold TRP Is Mid Cap 401K — Int./Div. Vanguard Dev Mkt IndexIP 401K — Int./Div. MTL Insurance Co (ordinary) Life Policy — None Trust Mark (ordinary) Life Policy — None Indianapolis (ordinary) Life Policy — None Fidelity Roth IRA #1 (H) — Interest Apple Inc stock — None — Sold Plains All American Pipeline stock — None — Sold AER Cap Holdings stock — None — Sold AMG TimesSquare Intl Small Cap — None — Sold Vanguard Consumer Dis ETF — None — Sold Gastonia, NC Bond 4/1/2020 — None — Sold New Hampshire Bond 9/1/21 — None — Sold Palm Beach, FL Bond 11/1/22 — None — Sold Goldman Sachs CD 12/10/19 — None — Sold DFA Emerging Markets Core Equities Fund — Dividend — Buy DFA Emerging Markets Core Equities Fund — None — Buy (add'l) Janus Henderson Global Income Fund — Dividend — Buy Janus Henderson Global Income Fund — Distribution — Buy (add'l) Matthews Emerging Asia Fund — Distribution — Buy Matthews Emerging Asia Fund — None — Buy (add'l) Matthews Emerging Asia Fund — None — Buy (add'l) PrimeCap Odyssey Growth Fund — Dividend — Buy PrimeCap Odyssey Growth Fund — Distribution — Buy (add'l) DFA International Value Fund — Dividend — Buy New Perspective Fund — Dividend — Buy Fidelity IRA #1 Rollover (H) — None — Distributed (part) Johnson & Johnson stock — None — Sold MFS Intl New Discovery A Fund — None — Sold T Price Media & Tele Fund — None — Sold Magellan Midstream Partners stock — None — Sold SPDR Utilities ETF — None — Sold Old Dominion Freight Line stock — None — Sold American Century Intl Opportunity Fund — None — Sold Fidelity Cycl Indust Fund — None — Sold Vanguard S&P 500 ETF — None — Sold Invesco Sm Cap Health ETF — None — Sold Sherwin Williams Co stock — None — Sold Snap-On Inc stock — None — Sold Vanguard Spc Health Fund — None — Sold Prologis stock — None — Sold Avalon Bay Communities stock — None — Sold Thrivent Mid Cap stock — None — Sold AMG TimesSquare Intl SmCap Fund — None — Sold AQR Global Equity Fund — Dividend — Buy AQR Global Equity Fund — None — Buy (add'l) Blackrock Strategic Income Fund — Dividend — Buy Blackrock Strategic Income Fund — Distribution — Buy (add'l) Blackrock Strategic Income Fund — None — Buy (add'l) Blackrock Strategic Income Fund — None — Buy (add'l) Carillon Reams Unconstrained Bond Fund — Dividend — Buy Carillon Reams Unconstrained Bond Fund — None — Buy (add'l) Carillon Reams Unconstrained Bond Fund — None — Buy (add'l) DFA Intl Small Cap Value Fund — Dividend — Buy DFA Intl Small Cap Value Fund — Distribution — Buy (add'l) DFA International Value Fund — Dividend — Buy DFA International Value Fund — None — Buy (add'l) DFA U.S. Large Cap Growth Port Fund — Dividend — Buy DFA U.S. Large Cap Growth Port Fund — Distribution — Buy (add'l) DFA U.S. Large Cap Growth Port Fund — None — Sold (part) DFA US Large Cap Value Fund — Dividend — Buy Doubleline Total Return Bond Fund — Dividend — Buy Doubleline Total Return Bond Fund — None — Buy (add'l) Doubleline Total Return Bond Fund — None — Buy (add'l) Doubleline Total Return Bond Fund — None — Buy (add'l) Johcm International Select Fund — Dividend — Buy Johcm International Select Fund — None — Buy (add'l) JPMorgan Global Bond Opportunities — Dividend — Buy JPMorgan Global Bond Opportunities — None — Buy (add'l) JPMorgan Global Bond Opportunities — None — Buy (add'l) New Perspective Fund — None — Buy New Perspective Fund — None — Sold PIMCO Investment Grade Credit Bond Fund — Dividend — Buy PIMCO Investment Grade Credit Bond Fund — None — Buy (add'l) PIMCO Investment Grade Credit Bond Fund — None — Buy (add'l) Lehman Bond Escrow 01/18/12 — Dividend Griffith, IN Bond 7/5/2020 — Interest New York, NY Bond 11/1/2020 — Interest Decatur, GA Bond 05/01/19 — Interest — Matured U of OK Bond 7/1/19 — Interest — Matured Tucson, AZ Bond 1/1/19 — None — Matured Alabama St Bond 9/1/19 — Interest — Matured Rockdale, GA Bond 7/1/19 — Interest — Matured State Bank India CD 10/17/19 — Interest — Matured Jackson, MS Bond 05/1/21 — Interest Pembroke Pines, FL Bond 10/1/22 — Interest HSBC Bond 4/5/21 — Interest Kane McHenry, IL Bond 12/1/21 — None Kentucky St Bond 4/1/19 — Interest — Matured Los Angeles, Co CA Bond 09/1/21 — Interest Michigan Hsg Auth Bond 10/1/21 — Interest MTA of NY Bond 11/15/21 — Interest Pennsylvania St Bond 7/15/21, callable 7/15/20 — Interest Georgia St Bond 01/01/21 — Interest Iowa Student, IA Bond 12/1/22 — Interest Merrill Lynch Trust (FBO #1) Y MFS Intl New Disc A Fund (FBO#1) Y T Price Media & Tele Fund (FBO#1) Y Alerian Infrastructure Fund (FBO#1) Y Magellan Midstream Partners (FBO#1) Y SPDR Utilites ETF (FBO#1)Y Avalon Bay Comm Inc (FBO#1) Y MI Ed Savgs Plan Moderate Age-Based 18 FBO #2No Control — None — Distributed (part) MI Ed Savgs Plan Moderate Age-Based 18 FBO #2No Control — None — Distributed (part) MI Ed Savgs Plan Moderate Age-Based 18 FBO #2No Control — None — Distributed (part) MI Ed Savings Plan 100% Equity Opt (FBO#2)No control — None — Distributed Georgia State Bond 10/1/2020(FBO#1) Y Connecticut State Bond 11/1/2020(FBO#1) Y Kansas St Bond 7/1/19 (FBO #1) Y Pennsylvania St Bond 06/1/19 (FBO #1) Y UNC Chapel Hill Bond 8/1/19 (FBO #1) Y Washington St Bond 7/1/19 (FBO #1) Y Alamo, TX Bond 2/1/21 (FBO #1) Y Kern Co, CA Bond 8/15/21 (FBO #1) Y Oregon St Bond 6/30/21 (FBO #1) Y Cass Co, MO Bond 05/1/20 (FBO #1) Y American Century Intl Opp Fund (FBO #1) Y Matthews Pacific Tiger Fund (FBO#1) Y AER Cap Holdings (FBO#1) Y Invesco Pharma ETF (FBO #1) Y Ross Stores Inc (FBO #1) Y Shire PLC (FBO#1) Y Taiwan Semiconductor (FBO#1) Y Fidelity Slct Portfolio Fund (FBO #1) Y Oakmark Intl I Fund (FBO #1) Y T Rowe Price New Horizons Fund (FBO #1) Y Wasatch Intl Growth Fund (FBO #1) Y Apple Inc (FBO #1) Y Fidelity Cycl Indust Fund (FBO #1) Y Vanguard S&P 500 ETF (FBO #1) Y Invesco Ppty & Cas Ins ETF (FBO #1) Y Invesco Sm Cap Health ETF (FBO #1) Y Sherwin Williams Co stock (FBO #1) Y Vanguard REIT Index ETF (FBO #1) Y Invesco S&P Small Cap Util (FBO #1) Y FedEx Corp (FBO #1) Y Invesco QQQ Trust ETF (FBO #1) Y iShares Floating Bond ETF (FBO #1) Y Chemical Bank Savings (FBO#2) — None TD Ameritrade Trust (FBO #2) (Y) Chemical Bank Trust (H) (FBO #2) — Interest Ross Stores Inc (FBO#2) — Dividend MFS Intl New Disc A Fund (FBO#2) — None — Sold T Price Media & Tele Fund (FBO#2) — Dividend AER Cap Holdings(FBO#2) — None — Sold Alerian Infrastructure Fund (FBO#2) — Distribution — Sold Invesco QQQ ETF (FBO #2) — Dividend American Century Intl Opp Fund (FBO #2) — None — Sold Wasatch Intl Growth Fund (FBO #2) — Distribution Apple Inc (FBO #2) — Dividend Vanguard S&P 500 ETF (FBO #2) — Dividend Invesco Ppty & Cas Ins ETF (FBO #2) — Dividend Invesco Sm Cap Health ETF (FBO #2) — None Fidelity Cycl Indust Fund (FBO #2) — None — Sold Sherwin Williams Co stock (FBO #2) — Dividend Invesco S&P Small Cap ETF (FBO #2) — Dividend — Sold SPDR Utilities ETF (FBO #2) — Dividend FMI International (FBO #2) — Dividend Taiwan Semiconductor (FBO #2) — Dividend FedEx Corp (FBO #2) — Dividend Magna Intl stock (FBO #2) — Dividend — Sold Carillon Eagle Mid Cap Growth Fund (FBO #2) — Distribution Fidelity Select Port Fund (FBO #2) — Distribution RMB Financial Services Fund (FBO #2) — None — Sold iShares Core S&P Small Cap ETF (FBO #2) — Dividend Vanguard Health Care Investors Fund (FBO #2) — Dividend — Sold Vanguard Consumer Dis ETF (FBO #2) — Dividend AMG TimesSquare Intl Small Cap Fund (FBO #2) — None — Sold Chevron Corp stock (FBO #2) — Dividend — Buy CSX stock (FBO #2) — Dividend — Buy Enterprise Products Partners stock (FBO #2) — Dividend — Buy United Technologies stock (FBO #2) — Distribution — Buy BlackRock Health Science Opportunities Fund (FBO #2) — Dividend — Buy T Rowe Price Health Sciences Fund (FBO #2) — Dividend — Buy Vanguard Info Technology Index Fund (FBO #2) — Dividend — Buy Vanguard Small Cap Index Fund (FBO #2) — Dividend — Buy Invesco Oppenheimer Intl Small Mid Co Fund (FBO #2) — Dividend — Buy Tweedy Brown Global Value Fund (FBO #2) — Dividend — Buy Vanguard International Growth Fund (FBO #2) — Dividend — Buy iShares DJ US Industrials Sec ETF (FBO #2) — Dividend — Buy SPDR S&P Dividend ETF (FBO #2) — Dividend — Buy Vanguard Consumer Staples (FBO #2) — Dividend — Buy Vanguard Financials ETF (FBO #2) — Dividend — Buy Vanguard Utilities ETF (FBO #2) — Dividend — Buy Kentucky State Bond 1/1/2020 (FBO #2) — Interest — Redeemed Gooding Co, ID Bond 9/15/19 (FBO #2) — Interest — Matured Morgantown, WV Bond 12/1/19 (FBO #2) — Interest — Matured New York, NY Bond 3/1/19 (FBO #2) — Interest — Matured Memphis, TN Bond 11/1/21 (FBO #2) — Interest Dallas, TX Bond 2/15/20 (FBO #2) — Interest Washington, PA Bond 9/1/21 (FBO #2) — Interest Atlanta, GABond 01/01/22 (FBO #2) — Interest Colorado HSG Bond 05/01/23 (FBO #2) — Interest Maine Muni Bond 09/01/21 (FBO #2) — Interest Oakland, CA Bond 12/15/22 (FBO #2) — None Missouri St Bond 10/01/20 (FBO #2) — Interest S Carolina St Bond 12/01/22 (FBO #2) — Interest — Redeemed (part) Elkhart IN Comty Schools Bond 7/20/23 (FBO #2) — Interest Chemical Bank Thomas Ludington Cust AGY (H) — Interest — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Chemical Bank Thomas Ludington Cust AGY (H) — None — Distributed (part) Apple Inc — Dividend Bristol-Myers Squibb Co — Dividend Celgene Corp Com — None — Merged (with line 243) Conocophillips — Dividend Energizer Hldgs Inc — Dividend — Sold Exxon Mobil Corp — Dividend Intel Corp — Dividend Lowes — Dividend Boeing Co — Dividend Walgreens Boots Alliance — Dividend Aflac, Inc — Dividend Aetna US Healthcare Inc (Y) CVS Health Corp stock — Dividend — Sold Boston Properties Inc — Dividend Clorox Co — Dividend Invesco QQQ Trust — Dividend Johnson & Johnson — Dividend Microsoft Corp — Dividend Nextera Energy Inc — Dividend Oppenheimer Intl Growth Fund — None — Sold Pepsi Co — Dividend Phillips 66 — Dividend Prudential Financial — Dividend SPDR Gold Shares ETF — None Deere & Co — Dividend Disney — Dividend Fastenal Co Com — Dividend Principal Mid Cap Blend Fund — Dividend Union Pac Corp — Dividend T Rowe Price New Horizons Fund — Distribution Vanguard Inst Index Fund — Dividend JP Morgan Chase stock — Dividend Vanguard Strategic Small Cap Fund — Dividend Amazon Inc stock — None McDonalds stock — Dividend AbbVie Inc stock — Dividend KLA-Tencor Corp stock — Dividend Exelon Corp stock — Dividend Vanguard Financials ETF — Dividend Ross Stores, Inc stock — Dividend Taiwan Semiconductor stock — Dividend Auto Zone stock — None Extra Space Storage stock — Dividend Wasatch Int Growth Fund — None — Sold Invesco Property & Casualty Ins ETF — Dividend RMB Financial Services Fund — None — Sold John Hancock Intl Growth Fund — Dividend — Buy Vanguard Total Intl Stock Index Fund — Dividend — Buy iShares DJ US Fin Sec ETF — Dividend — Buy Rockdale Co, GA Bond 7/1/19 — Interest — Matured UNC Chapel Hill Bond 8/1/19 — None — Matured Purdue University Bond 7/1/31, Pre- refunded 7/1/19 — Interest — Redeemed South Carolina St Public Util Bond 12/1/23 — Interest Burien, WA Bond 12/1/2020 — Interest Hempstead, NY Bond 7/15/2020 — Interest Oakland, CA Bond 12/15/21 — None San Mateo, CA Bond 8/1/21 — Interest American Express CD 09/06/22 — Interest Metro, NY Transit Bond 11/15/22 — Interest Pembroke Pines, FL Bond 10/1/22 — Interest Hisperia, CA Bond 2/1/23 — Interest Silver City, NM Bond 12/1/22 — Interest Chemical Bank Trust AGY (H) — Interest — Distributed (part) Chemical Bank Trust AGY (H) — None — Distributed (part) Chemical Bank Trust AGY (H) — None — Distributed (part) Matthews Pacific Tiger Fund — Dividend FMI International Fund — Dividend Fidelity Select Portfolio Fund — Dividend Magna Intl stock — Dividend — Sold Delaware Emerging Markets Fund — Dividend — Buy Inv Opp Developing Markets Fund — Dividend — Buy Vanguard Dev Market Index — Dividend — Buy Vanguard Small Cap Index — Dividend — Buy Boston Properties stock — Distribution — Buy Emerson Elec Co stock — Dividend — Buy CSX Corp stock — Dividend — Buy Travelers Companies stock — Dividend — Buy V.F. Corp stock — Dividend — Buy Chevron Corp stock — Dividend — Buy Cisco Systems stock — Dividend — Buy Analog Devices Inc stock — Dividend — Buy Comerica Inc stock — Dividend — Buy Comerica Inc stock — None — Sold Nike Inc stock — Dividend — Buy Salesforce.com stock — None — Buy Comcast Corp stock — Dividend — Buy Becton Dickinson stock — Dividend — Buy Broadcom Inc stock — Dividend — Buy Abbott Labs stock — Dividend — Buy AT&T Inc stock — None — Buy Royal Dutch Shell stock — Dividend — Buy Alliant Corp stock — Dividend — Buy Vanguard Comm Service ETF — Dividend — Buy Clark Cnty Nev Arpt Bond 7/1/20 — Interest Fenton, MI Bond 5/1/2022 — Interest Fidelity Inter Muni Inc Fund #036 — Dividend Fidelity MI Muni Inc Fund #081 — Dividend Illinois ST Agm Bond 1/1/21 — Interest Manistique,MI Bond 5/1/2020 — Interest Bangor Mich Public Bond School 5/1/19 — Interest — Matured Green Oak Twp Mich Bond 11/1/19 — Interest — Matured Green Oak Twp Mich Bond 11/1/21 — Interest — Redeemed Rapid River Mich Public Schools Bond 5/1/2020 — Interest — Redeemed (part) Waterford Mich School Dist Bond 5/1/19 — Interest — Matured Waterford Mich School Dist Bond 5/1/2022 — Interest White Cloud Mich Public Schools Bond 5/1/2020 — Interest Houghton-Portage MI Bond 5/1/23 — Interest Wyoming, MI Bond 5/1/20 — Interest Petosky, MI Bond 4/1/23 — Interest Lansing, MI Board Water Bond 7/1/20 — Interest Saginaw Valley MI Bond 7/1/19 — Interest — Matured Niles, MI Community Schools Bond 5/1/22 — Interest Grand Blanc, MI Community Bond 11/1/21 — Interest Western MI Univ Bond 11/15/19 — Interest — Matured Southwest, TX Higher Ed Auth Bond 10/1/23 — Interest Oregon St Bd of Edu Bond 6/30/22 — None Lawrence Co, PA Bond 11/15/23 — Interest Southern Methodist Uni Bond 10/1/23 (Y) Newark, NJ Bond 4/1/2020 — Interest Goldman Sachs CD 12/10/19 — Interest — Matured State Bank of India CD 10/17/19 — Interest — Matured Salmon River, NY Bond 6/15/20 — Interest Florida St Bond 7/1/21 — Interest Jackson, MS Bond 5/1/21 — Interest Los Angeles, CA Bond 11/1/21 — Interest Oneida Co, NY Bond 08/1/22 — Interest Passaic Co NJ Bond 4/1/21 — Interest Pembroke Pines, FL Bond 10/1/22 — Interest Chemical Bank Savings — Int./Div. Fidelity Bene IRA (H) — Interest — Distributed (part) Doubleline Total Return Bond Fund — Dividend — Buy Doubleline Total Return Bond Fund — None — Sold (part) Fidelity Bene Roth IRA (H) — Interest — Distributed (part) EQT Midstream Partners stock — Dividend — Sold FedEx Corp stock — None — Sold Oregon State Bond 1/1/19 — Interest — Matured New York, NY Bond 11/1/21 — Interest — Sold Janus Henderson Global Income Fund — Dividend — Buy Janus Henderson Global Income Fund — Distribution — Buy (add'l) Janus Henderson Global Income Fund — None — Sold (part) Fidelity IRA #2 — None — Distributed (part) Fidelity IRA Roth #2 (H) — Interest Home Depot stock — None — Sold American Tower Corp stock — Dividend — Sold Invesco S&P Small Cap Util ETF — Sold Universal Health Services stock — None — Sold Jackson, MS Bond 5/1/21 — Sold Iowa Student, IA Bond 12/1/22 — Interest — Sold Connecticut State Bond 12/1/2020 — Interest — Sold Cook Co, IL Bond 12/1/24 callable 12/1/19 — Interest — Sold Nashville, Co TN Bond 7/1/21 — Interest — Sold Connecticut St Bond 11/1/20 — Interest — Sold Fullerton, CA Bond 09/01/20 — Interest — Sold Elkhart, IN Sch Dist Bond 7/20/23 — None — Sold JohnCM Intl Select Fund — Dividend — Buy JohnCM Intl Select Fund — None — Buy (add'l) JP Morgan Europe Dynamic Fund — Dividend — Buy JP Morgan Europe Dynamic Fund — Buy (add'l) PIMCO RAE Plus Small Fund — Dividend — Buy PIMCO RAE Plus Small Fund — None — Buy (add'l) AQR Global Equity Fund — Dividend — Buy DFA Intl Value Fund — Dividend — Buy DFA US Large Cap Growth Fund — Dividend — Buy DFA US Large Cap Growth Fund — Distribution — Buy (add'l) DFA US Large Cap Value Fund — Dividend — Buy New Perspective Fund — Dividend — Buy Secretary, R. M. Gerstacker Foundation Trustee, Albion College President & Director, Ludington Family Foundation Advisory Trustee, John Ludington Beneficial Trust Income — 2019 — Michigan Judges Retirement Services — $38,807.00 Income — 2019 — Michigan County Employees Pension Fund — $6,296.00 1. Lehman Brothers Bond Escrow (Line 102) is still held. Some principle has been returned, with the possibility of future repayment of principle. 2. Line 3 & 166 - TDAM accounts were closed at the end of all transfers in December 2018 and should have been reflected in the 2018 report. 3. Lines 15-24 - All State of MI 401k & 457 investments were sold on 1/10/19. All proceeds were deposited into Fidelity IRA Rollover #1 (Line 52). Investment gain/loss info was not available on these transactions. 4. Lines 122-128 & Lines 132-164 / Part I. Positions Line 4 -- Trust has no reportable assests. 5. Line 367 - Southern Meth Uni Bond 10/1/23 is the same investment as Southwest TX Higher Edu Bond 10/1/23 (Line 365) and was listed twice during the conversion to new custodian in 2018 report. 6. Line 253 - Aetna merged with CVS on November 28, 2018. Line 254 - CVS was incorrectly reported as a buy on November 28, 2018. This stock was part of the merger. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29598. Public record. Not legal advice.