# Thomas W. Phillips

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/29509

## Record

- **Judge:** Thomas W. Phillips
- **Year:** 2019
- **Pages:** 15

## Text

Ameriprise SPS NQ Account
Ameriprise Cash — None
Lord Abbett Short Duration Income Fund Class F (LDLFX) — Int./Div. — Buy
Vanguard Value ETF (VTV) — Dividend — Buy
Vanguard Value ETF (VTV) — Buy (add'l)
Lord Abbett Floating Rate Fund Class F (LFRFX) — Int./Div. — Sold (part)
Lord Abbett Floating Rate Fund Class F (LFRFX) — Sold (part)
Blackrock Strategic Income (BSIIX) — Int./Div. — Sold (part)
Vanguard Growth ETF (VUG) — Dividend — Sold
Ishares S& P Mid Cap 400 (IJK) — Dividend — Sold (part)
Columbia Balanced Fund A (CBALX) — Int./Div. — Sold (part)
American Century Emerging Markets Investors Class I (AMKIX) — Int./Div.
Ishares Russell 2000 Value ETF (IWN) — Dividend
Ishares Gold Trust (IAU) — None
Ivy International Core Equity Fund Class I (ICEIX) — Int./Div.
Pimco Income Class I (PONPX) — Int./Div.
Prudential Short Term Corp Bond Class Z (PIFZX) — Int./Div.
Vanguard Total Stock Market Index Fund ETF (VTI) — Dividend
Ameriprise ONE Account
Cash-Ameriprise Insured Money Market Account (AIMMA) — Interest
Ameriprise Trust Co. IRA
Cash-Dreyfus Government Cash (MMF) — Interest
Blackrock Strategic Income (BSIIX) — Int./Div. — Buy (add'l)
Blackrock Strategic Income (BSIIX) — Sold (part)
Pimco Income Class I (PONPX) — Int./Div. — Buy (add'l)
Pimco Income Class I (PONPX) — Sold (part)
Lord Abbett Floating Rate Class F (LFRFX) — Int./Div. — Sold (part)
Lord Abbett Floating Rate Class F (LFRFX) — Buy
Lord Abbett Floating Rate Class F (LFRFX) — Sold (part)
Lord Abbett Short Duration Income Fund Class F (LDLFX) — Int./Div. — Buy (add'l)
Lord Abbett Short Duration Income Fund Class F (LDLFX) — Sold (part)
Ishares Barclays Treasury Bond Fund (IEF) — Interest — Buy (add'l)
Ishares Barclays Treasury Bond Fund (IEF) — Sold (part)
Ishares MSCI EAFE Growth ETF (EFG) — Dividend — Sold (part)
Ishares MSCI EAFE Growth ETF (EFG) — Sold (part)
Vanguard Health Care ETF (VHT) — Dividend — Sold (part)
Vanguard Health Care ETF (VHT) — Sold (part)
Vanguard Emerging Markets Stock Index Fund (VWO) — Dividend — Sold (part)
Vanguard Emerging Markets Stock Index Fund (VWO) — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Dividend — Sold (part)
Vanguard Mid-Cap Index Fund ETF (VO) — Sold (part)
Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Value ETF (VTV) — Dividend — Sold (part)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Small Cap Index Fund (VB) — Dividend — Sold (part)
Vanguard Small Cap Index Fund (VB) — Sold (part)
Ameriprise Brokerage
Cash-Ameriprise Insured Money Market (AIMMA) — Interest
Industrial Property REIT — Interest
Carey Watermark Investors REIT — Interest
Riversource Variable Annuity RAVA 5 Advantage
Columbia VP Managed Volatility Growth Fund — Int./Div.
Ameriprise Trust Co ROTH IRA
Cash-Dreyfus Government Cash (MMF) — Interest
Blackrock Strategic Income (BSIIX) — Int./Div. — Buy (add'l)
Pimco Income Class I (PONPX) — Int./Div. — Buy (add'l)
Lord Abbett Floating Rate (LFRFX) — Int./Div. — Buy (add'l)
Lord Abbett Short Duration Income Class F ( LDLFX) — Int./Div. — Buy (add'l)
Ishares Barclays Treasury Bond Fund (IEF) — Interest — Buy (add'l)
Vanguard Mid Cap Index Fund ETF (VO) — Dividend — Sold (part)
Vanguard Small Cap Index Fund (VB) — Dividend — Sold (part)
Vanguard Total Stock Market (VTI) — Dividend — Sold (part)
Ameriprise SPS IRA
Cash-Dreyfus Goverment Cash (MMF) — Interest
Blackrock Strategic Income (BSIIX) — Int./Div. — Buy (add'l)
Blackrock Strategic Income (BSIIX) — Sold (part)
Pimco Income Class I (PONPX) — Int./Div. — Buy (add'l)
Pimco Income Class I (PONPX) — Sold (part)
Lord Abbett Floating Rate (LFRFX) — Int./Div. — Buy (add'l)
Lord Abbett Floating Rate (LFRFX) — Sold (part)
Lord Abbett Short Duration Income Class F (LDLFX) — Int./Div. — Buy (add'l)
Lord Abbett Short Duration Income Class F (LDLFX) — Sold (part)
Ishares Barclays Treasury Bond Fund (IEF) — Interest — Buy (add'l)
Ishares Barclays Treasury Bond Fund (IEF) — Sold (part)
Ishares MSCI EAFE Growth Fund (EFG) — Dividend — Sold (part)
Ishares MSCI EAFE Growth Fund (EFG) — Sold (part)
Vanguard Mid Cap Index Fund ETF (VO) — Dividend — Sold (part)
Vanguard Mid Cap Index Fund ETF (VO) — Sold (part)
Vanguard Growth ETF (VUG) — Dividend — Sold (part)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Value ETF (VTV) — Dividend — Sold (part)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Small Cap Index Fund (VB) — Dividend — Sold (part)
Vanguard Small Cap Index Fund (VB) — Sold (part)
Vanguard Health Care ETF (VHT) — Dividend — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Dividend — Sold (part)
Vanguard Emerging Markets Stock Index (VWO) — Sold (part)
Member, Board of Trustees, Berea College, Berea, KY

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29509. Public record. Not legal advice.