# Catherine J. Furay

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/29493

## Record

- **Judge:** Catherine J. Furay
- **Year:** 2019
- **Pages:** 38

## Text

Bank Account Middleton Community Bank, n/k/a Monona Bank — Interest
The Peoples Community Bancshares — Interest
Mitzvah LLC — None
Bank Account Towne Bank — Interest
INVESTMENT ACCOUNT #1 (UBS): (H)
Cash (UBS) — Interest
Amgen Inc. (AMGN) — Dividend — Sold (part)
Amgen Inc. (AMGN) — Sold (part)
Amgen Inc. (AMGN) — Sold (part)
Apple Inc. (AAPL) — Dividend — Sold (part)
Apple Inc. (AAPL) — Sold (part)
Apple Inc. (AAPL) — Sold (part)
Apple Inc. (AAPL) — Sold (part)
Banco Santander (SAN) — Dividend — Buy (add'l)
Banco Santander (SAN) — Sold (part)
Banco Santander (SAN) — Sold (part)
Banco Santander (SAN) — Sold
Capital One Financial Corp (COF) — Dividend — Buy (add'l)
Capital One Financial Corp (COF) — Sold (part)
Capital One Financial Corp (COF) — Buy (add'l)
Capital One Financial Corp (COF) — Sold (part)
Capital One Financial Corp (COF) — Sold (part)
Carnival Corp New-Paired Stock (CCL) — Dividend — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Sold (part)
Carnival Corp New-Paired Stock (CCL) — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Sold (part)
Carnival Corp New-Paired Stock (CCL) — Sold
Cisco Systems Inc. (CSCO) — Dividend — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Citigroup Inc. (C) — Dividend — Buy (add'l)
Citigroup Inc. (C) — Sold (part)
Citigroup Inc. (C) — Buy (add'l)
Citigroup Inc. (C) — Sold (part)
Citigroup Inc. (C) — Sold (part)
Coca Cola Co. (KO) — Dividend — Buy (add'l)
Coca Cola Co. (KO) — Sold (part)
Coca Cola Co. (KO) — Sold (part)
Coca Cola Co. (KO) — Sold (part)
Coca Cola Co. (KO) — Sold (part)
Diageo PLC New (DEO) — Dividend — Sold (part)
Diageo PLC New (DEO) — Sold (part)
Diageo PLC New (DEO) — Sold (part)
Diageo PLC New (DEO) — Sold (part)
Diageo PLC New (DEO) — Sold
Duke Energy Corp (DUK) — Dividend — Sold (part)
Duke Energy Corp (DUK) — Sold (part)
Duke Energy Corp (DUK) — Sold (part)
Duke Energy Corp (DUK) — Sold (part)
Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)
Exxon Mobil Corp (XOM) — Sold (part)
Exxon Mobil Corp (XOM) — Buy (add'l)
Exxon Mobil Corp (XOM) — Sold (part)
Exxon Mobil Corp (XOM) — Sold
McDonald's Corp. (MCD) — Dividend — Sold (part)
McDonald's Corp. (MCD) — Sold (part)
McDonald's Corp. (MCD) — Sold (part)
Merck & Co Inc. (MRK) — Dividend — Sold (part)
Merck & Co Inc. (MRK) — Sold (part)
Merck & Co Inc. (MRK) — Sold (part)
Merck & Co Inc. (MRK) — Sold (part)
Merck & Co Inc. (MRK) — Sold (part)
Microsoft Corp. (MSFT) — Dividend — Sold (part)
Microsoft Corp. (MSFT) — Sold (part)
Microsoft Corp. (MSFT) — Sold (part)
Microsoft Corp. (MSFT) — Sold (part)
Mondelez International Inc. (MDLZ) — Dividend — Sold (part)
Mondelez International Inc. (MDLZ) — Sold (part)
Mondelez International Inc. (MDLZ) — Sold (part)
Mondelez International Inc. (MDLZ) — Sold (part)
Mondelez International Inc. (MDLZ) — Sold (part)
Nestle (NSRGY) — Dividend — Sold (part)
Nestle (NSRGY) — Sold (part)
Nestle (NSRGY) — Sold (part)
Nestle (NSRGY) — Sold (part)
Oracle Corp. (ORCL) — Dividend — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Qualcomm Inc. (QCOM) — Dividend — Buy (add'l)
Qualcomm Inc. (QCOM) — Sold (part)
Qualcomm Inc. (QCOM) — Sold (part)
Qualcomm Inc. (QCOM) — Sold (part)
Qualcomm Inc. (QCOM) — Sold (part)
Sanofi Spon ADR (SNY) — Dividend — Buy (add'l)
Sanofi Spon ADR (SNY) — Sold (part)
Sanofi Spon ADR (SNY) — Sold (part)
Sanofi Spon ADR (SNY) — Sold (part)
Sanofi Spon ADR (SNY) — Sold (part)
Unilever NV (UN) — Dividend — Buy (add'l)
Unilever NV (UN) — Sold (part)
Unilever NV (UN) — Sold (part)
Unilever NV (UN) — Sold (part)
Unilever NV (UN) — Sold (part)
Walt Disney Co. (DIS) — Dividend — Sold (part)
Walt Disney Co. (DIS) — Sold (part)
Walt Disney Co. (DIS) — Sold (part)
Walt Disney Co. (DIS) — Sold (part)
Western Union (WU) — Dividend — Buy (add'l)
Western Union (WU) — Sold (part)
Western Union (WU) — Sold (part)
Western Union (WU) — Sold (part)
Western Union (WU) — Sold (part)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Sold
Wisdomtree Emerging Markets ETF (DGS) — Sold
SPDR Nuveen Barclays Municipal ETF (TFI) — Dividend — Sold (part)
SPDR Nuveen Barclays Municipal ETF (TFI) — Sold (part)
SPDR Nuveen Barclays Municipal ETF (TFI) — Buy (add'l)
SPDR Nuveen Barclays Municipal ETF (TFI) — Sold (part)
SPDR Nuveen Barclays Municipal ETF (TFI) — Sold (part)
Vaneck Vectors ETF High Yield Municipal (HYD) — Dividend — Sold (part)
Vaneck Vectors ETF High Yield Municipal (HYD) — Buy (add'l)
Vaneck Vectors ETF High Yield Municipal (HYD) — Sold (part)
Vaneck Vectors ETF High Yield Municipal (HYD) — Sold (part)
VISA Inc. (V) — Dividend — Sold (part)
VISA Inc. (V) — Sold (part)
VISA Inc. (V) — Sold (part)
VISA Inc. (V) — Sold (part)
VISA Inc. (V) — Sold (part)
Starbucks Corp. (SBUX) — Dividend — Sold (part)
Starbucks Corp. (SBUX) — Sold (part)
Starbucks Corp. (SBUX) — Sold (part)
Starbucks Corp. (SBUX) — Sold (part)
Starbucks Corp. (SBUX) — Sold (part)
Ishares MSCI ACWI (ACWI) — Dividend — Sold (part)
Ishares MSCI ACWI (ACWI) — Buy (add'l)
Ishares MSCI ACWI (ACWI) — Sold (part)
Ishares MSCI ACWI (ACWI) — Sold (part)
SPDR Nuveen Barclays Short-Term Muni (SHM) — Dividend — Sold (part)
SPDR Nuveen Barclays Short-Term Muni (SHM) — Sold (part)
SPDR Nuveen Barclays Short-Term Muni (SHM) — Buy (add'l)
SPDR Nuveen Barclays Short-Term Muni (SHM) — Sold (part)
SPDR Nuveen Barclays Short-Term Muni (SHM) — Sold (part)
iShares Core S&P 500 ETV (IVV) — Dividend — Sold
Royal Dutch Shell (RDSA) — Dividend — Buy (add'l)
Royal Dutch Shell (RDSA) — Sold (part)
Royal Dutch Shell (RDSA) — Sold (part)
Royal Dutch Shell (RDSA) — Sold (part)
Royal Dutch Shell (RDSA) — Sold
ABB Ltd. (ABB) — Dividend — Buy
ABB Ltd. (ABB) — Sold (part)
ABB Ltd. (ABB) — Sold (part)
ABB Ltd. (ABB) — Sold (part)
Ford Motor Co. (F) — Dividend — Buy
Ford Motor Co. (F) — Sold (part)
Ford Motor Co. (F) — Sold (part)
Ford Motor Co. (F) — Sold (part)
Ford Motor Co. (F) — Sold (part)
HSBC Holdings plc (HSBC) — Dividend — Buy
HSBC Holdings plc (HSBC) — Sold (part)
HSBC Holdings plc (HSBC) — Sold (part)
HSBC Holdings plc (HSBC) — Sold (part)
HSBC Holdings plc (HSBC) — Sold
Lockheed Martin Corp. (LMT) — Dividend — Buy
Lockheed Martin Corp. (LMT) — Sold (part)
Lockheed Martin Corp. (LMT) — Sold (part)
Lockheed Martin Corp. (LMT) — Sold (part)
Westpac Banking Corp. (WBK) — Dividend — Buy
Westpac Banking Corp. (WBK) — Sold (part)
Westpac Banking Corp. (WBK) — Sold (part)
Westpac Banking Corp. (WBK) — Sold (part)
Westpac Banking Corp. (WBK) — Sold
IRA #1 (UBS): (H)
Cash (UBS) — Interest
Abb Ltd Spon Adr (ABB) — Dividend — Buy (add'l)
Abb Ltd Spon Adr (ABB) — Buy (add'l)
Abb Ltd Spon Adr (ABB) — Buy (add'l)
Abb Ltd Spon Adr (ABB) — Sold (part)
America Movil (AMX) (Y) *
Amgen Inc. (AMGN) — Dividend — Sold (part)
Amgen Inc. (AMGN) — Buy (add'l)
Amgen Inc. (AMGN) — Sold (part)
Apple Inc. (AAPL) — Dividend — Sold (part)
Apple Inc. (AAPL) — Buy (add'l)
Apple Inc. (AAPL) — Sold (part)
Apple Inc. (AAPL) — Sold (part)
Banco Santander (SAN) — Dividend — Buy (add'l)
Banco Santander (SAN) — Buy (add'l)
Banco Santander (SAN) — Sold (part)
Banco Santander (SAN) — Sold (part)
Capital One Financial Corp (COF) — Dividend — Buy (add'l)
Capital One Financial Corp (COF) — Buy (add'l)
Capital One Financial Corp (COF) — Buy (add'l)
Capital One Financial Corp (COF) — Sold (part)
Carnival Corp New-Paired Stock (CCL) — Dividend — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Sold (part)
Cisco Systems Inc. (CSCO) — Dividend — Sold (part)
Cisco Systems Inc. (CSCO) — Buy (add'l)
Cisco Systems Inc. (CSCO) — Sold (part)
Cisco Systems Inc. (CSCO) — Sold (part)
Citigroup Inc. (C) — Dividend — Buy (add'l)
Citigroup Inc. (C) — Buy (add'l)
Citigroup Inc. (C) — Buy (add'l)
Citigroup Inc. (C) — Sold (part)
Coca Cola Co. (KO) — Dividend — Sold (part)
Coca Cola Co. (KO) — Buy (add'l)
Coca Cola Co. (KO) — Sold (part)
Coca Cola Co. (KO) — Sold (part)
Diageo PLC New GB Spon ADR (DEO) — Dividend — Sold (part)
Diageo PLC New GB Spon ADR (DEO) — Sold (part)
Diageo PLC New GB Spon ADR (DEO) — Sold (part)
Duke Energy Corp (DUK) — Dividend — Sold (part)
Duke Energy Corp (DUK) — Buy (add'l)
Duke Energy Corp (DUK) — Sold (part)
Duke Energy Corp (DUK) — Sold (part)
Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)
Exxon Mobil Corp (XOM) — Buy (add'l)
Exxon Mobil Corp (XOM) — Buy (add'l)
Exxon Mobil Corp (XOM) — Sold (part)
Ford Motor Co. (F) — Dividend — Buy (add'l)
Ford Motor Co. (F) — Buy (add'l)
Ford Motor Co. (F) — Sold (part)
Ford Motor Co. (F) — Sold (part)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Dividend — Buy (add'l)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Buy (add'l)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold (part)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold (part)
McDonald's Corp. (MCD) — Dividend — Sold (part)
McDonald's Corp. (MCD) — Sold (part)
McDonald's Corp. (MCD) — Sold (part)
Merck & Co Inc. New Com (MRK) — Dividend — Sold (part)
Merck & Co Inc. New Com (MRK) — Buy (add'l)
Merck & Co Inc. New Com (MRK) — Sold (part)
Merck & Co Inc. New Com (MRK) — Sold (part)
Microsoft Corp. (MSFT) — Dividend — Sold (part)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Sold (part)
Microsoft Corp. (MSFT) — Sold (part)
Mondelez International Inc. (MDLZ) — Dividend — Sold (part)
Mondelez International Inc. (MDLZ) — Buy (add'l)
Mondelez International Inc. (MDLZ) — Sold (part)
Mondelez International Inc. (MDLZ) — Sold (part)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Dividend — Sold (part)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Buy (add'l)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Sold (part)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Sold (part)
Oracle Corp. (ORCL) — Dividend — Sold (part)
Oracle Corp. (ORCL) — Buy (add'l)
Oracle Corp. (ORCL) — Sold (part)
Oracle Corp. (ORCL) — Sold (part)
Qualcomm Inc. (QCOM) — Dividend — Buy (add'l)
Qualcomm Inc. (QCOM) — Buy (add'l)
Qualcomm Inc. (QCOM) — Sold (part)
Qualcomm Inc. (QCOM) — Sold (part)
Sanofi Spon ADR (SNY) — Dividend — Sold (part)
Sanofi Spon ADR (SNY) — Buy (add'l)
Sanofi Spon ADR (SNY) — Sold (part)
Sanofi Spon ADR (SNY) — Sold (part)
Schlumberger Ltd. Netherlands Antilles (SLB) — Dividend — Buy (add'l)
Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)
Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)
Schlumberger Ltd. Netherlands Antilles (SLB) — Sold (part)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Dividend — Sold (part)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Buy (add'l)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold (part)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold (part)
Walt Disney Co. (DIS) — Dividend — Sold (part)
Walt Disney Co. (DIS) — Buy (add'l)
Walt Disney Co. (DIS) — Sold (part)
Walt Disney Co. (DIS) — Sold (part)
Western Union Co (WU) — Dividend — Buy (add'l)
Western Union Co (WU) — Buy (add'l)
Western Union Co (WU) — Sold (part)
Western Union Co (WU) — Sold (part)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Dividend — Buy (add'l)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Buy (add'l)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold (part)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold (part)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Sold
Wisdomtree Emerging Markets ETF (DGS) — Sold
Blackstone Group Lp (BX) — Dividend — Buy (add'l)
Blackstone Group Lp (BX) — Buy (add'l)
Blackstone Group Lp (BX) — Sold (part)
Blackstone Group Lp (BX) — Sold (part)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Sold (part)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Dividend — Buy (add'l)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Sold (part)
Invesco Senior Loan ETF (BKLN)* — Dividend — Buy (add'l)
Invesco Senior Loan ETF (BKLN)* — Buy (add'l)
Invesco Senior Loan ETF (BKLN)* — Buy (add'l)
Invesco Senior Loan ETF (BKLN)* — Sold (part)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Dividend — Sold (part)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Sold (part)
Visa Inc. (V) — Dividend — Sold (part)
Visa Inc. (V) — Buy (add'l)
Visa Inc. (V) — Sold (part)
Visa Inc. (V) — Sold (part)
Glaxo SmithKline PLC ADR (GSK) — Dividend — Sold (part)
Glaxo SmithKline PLC ADR (GSK) — Buy (add'l)
Glaxo SmithKline PLC ADR (GSK) — Sold (part)
Johnson Ctls Intl PLC (JCI) — Dividend — Buy (add'l)
Johnson Ctls Intl PLC (JCI) — Buy (add'l)
Johnson Ctls Intl PLC (JCI) — Sold (part)
Johnson Ctls Intl PLC (JCI) — Sold (part)
Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Dividend — Sold (part)
Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Buy (add'l)
Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Sold (part)
Roche Hldg Ltd Spons ADR Switz ADR (RHHBY) — Sold (part)
Starbucks Corp (SBUX) — Dividend — Sold (part)
Starbucks Corp (SBUX) — Buy (add'l)
Starbucks Corp (SBUX) — Sold (part)
Starbucks Corp (SBUX) — Sold (part)
Ishares Short-Term Corporate Bond Fund (ISGB) — Dividend — Buy (add'l)
Ishares Short-Term Corporate Bond Fund (ISGB) — Buy (add'l)
Ishares Short-Term Corporate Bond Fund (ISGB) — Buy (add'l)
Ishares Short-Term Corporate Bond Fund (ISGB) — Sold (part)
Anheuser Busch Inbev Spon ADR (BUD) — Dividend — Buy (add'l)
Anheuser Busch Inbev Spon ADR (BUD) — Buy (add'l)
Anheuser Busch Inbev Spon ADR (BUD) — Sold (part)
Blackrock Inc (BLK) — Dividend — Sold (part)
Blackrock Inc (BLK) — Sold (part)
Blackrock Inc (BLK) — Sold (part)
Daimler AG (DDAIF)* — Dividend — Buy (add'l)
Daimler AG (DDAIF)* — Buy (add'l)
Daimler AG (DDAIF)* — Sold (part)
Eastman Chemical Co. (EMN) — Dividend — Buy (add'l)
Eastman Chemical Co. (EMN) — Buy (add'l)
Eastman Chemical Co. (EMN) — Buy (add'l)
Eastman Chemical Co. (EMN) — Sold (part)
Ingersoll-Rand PLC (IR) — Dividend — Sold (part)
Ingersoll-Rand PLC (IR) — Sold (part)
Ingersoll-Rand PLC (IR) — Sold (part)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Dividend — Buy (add'l)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Buy (add'l)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Sold (part)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Sold (part)
Tencent (TCEHY) — Dividend — Buy (add'l)
Tencent (TCEHY) — Buy (add'l)
Tencent (TCEHY) — Buy (add'l)
Tencent (TCEHY) — Sold (part)
Telefonica S A Spon ADR (TEF) — Dividend — Buy (add'l)
Telefonica S A Spon ADR (TEF) — Buy (add'l)
Telefonica S A Spon ADR (TEF) — Sold
AT&T Inc (T) — Dividend — Buy
AT&T Inc (T) — Sold (part)
Cognizant Tech Solutions (CTSH) — Dividend — Buy
Cognizant Tech Solutions (CTSH) — Sold (part)
Comcast Corp New CL A (CMCSA) — Dividend — Buy
Comcast Corp New CL A (CMCSA) — Sold (part)
Ishares MSCI ACWI ETF (ACWI) — Dividend — Buy
Ishares MSCI ACWI ETF (ACWI) — Sold (part)
Jones Lang LaSalle Inc (JLL) — Dividend — Buy
Jones Lang LaSalle Inc (JLL) — Sold (part)
Lockheed Martin Corp (LMT) — Dividend — Buy
Lockheed Martin Corp (LMT) — Sold (part)
Lockheed Martin Corp (LMT) — Sold (part)
Materials Select Sector SPDR Trust ETF (XLB) — Dividend — Buy
Materials Select Sector SPDR Trust ETF (XLB) — Sold (part)
Vodofone Group (VOD) — Dividend — Buy
Vodofone Group (VOD) — Sold (part)
IRA #2 (UBS): (H)
Cash (UBS) — Interest
Abb Ltd Spon Adr (ABB) — Dividend — Buy (add'l)
Abb Ltd Spon Adr (ABB) — Buy (add'l)
Abb Ltd Spon Adr (ABB) — Buy (add'l)
Amgen Inc. (AMGN) — Dividend — Sold (part)
Amgen Inc. (AMGN) — Buy (add'l)
Apple Inc. (AAPL) — Dividend — Sold (part)
Apple Inc. (AAPL) — Buy (add'l)
Apple Inc. (AAPL) — Sold (part)
Banco Santander (SAN) — Dividend — Buy (add'l)
Banco Santander (SAN) — Buy (add'l)
Banco Santander (SAN) — Sold (part)
Capital One Financial Corp (COF) — Dividend — Buy (add'l)
Capital One Financial Corp (COF) — Buy (add'l)
Capital One Financial Corp (COF) — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Dividend — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Buy (add'l)
Carnival Corp New-Paired Stock (CCL) — Buy (add'l)
Cisco Systems Inc. (CSCO) — Dividend — Sold (part)
Cisco Systems Inc. (CSCO) — Buy (add'l)
Cisco Systems Inc. (CSCO) — Sold (part)
Citigroup Inc. (C) — Dividend — Buy (add'l)
Citigroup Inc. (C) — Buy (add'l)
Citigroup Inc. (C) — Buy (add'l)
Coca Cola Co. (KO) — Dividend — Sold (part)
Coca Cola Co. (KO) — Buy (add'l)
Coca Cola Co. (KO) — Sold (part)
Diageo PLC New GB Spon ADR (DEO) — Dividend — Sold (part)
Diageo PLC New GB Spon ADR (DEO) — Sold (part)
Duke Energy Corp. (DUK) — Dividend — Sold (part)
Duke Energy Corp. (DUK) — Buy (add'l)
Duke Energy Corp. (DUK) — Sold (part)
Exxon Mobil Corp (XOM) — Dividend — Buy (add'l)
Exxon Mobil Corp (XOM) — Buy (add'l)
Exxon Mobil Corp (XOM) — Buy (add'l)
Ford Motor Co. (F) — Dividend — Buy (add'l)
Ford Motor Co. (F) — Buy (add'l)
Ford Motor Co. (F) — Sold (part)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Dividend — Buy (add'l)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Buy (add'l)
HSBC Holdings PLC New GB Spon ADR (HSBC) — Sold (part)
McDonald's Corp. (MCD) — Dividend — Sold (part)
McDonald's Corp. (MCD) — Sold (part)
Merck & Co Inc. New Com (MRK) — Dividend — Sold (part)
Merck & Co Inc. New Com (MRK) — Buy (add'l)
Merck & Co Inc. New Com (MRK) — Sold (part)
Microsoft Corp. (MSFT) — Dividend — Sold (part)
Microsoft Corp. (MSFT) — Buy (add'l)
Microsoft Corp. (MSFT) — Sold (part)
Mondelez International Inc. (MDLZ) — Dividend — Sold (part)
Mondelez International Inc. (MDLZ) — Buy (add'l)
Mondelez International Inc. (MDLZ) — Sold (part)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Dividend — Sold (part)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Buy (add'l)
Nestle S A Spon ADR REPSTG Reg SHS Switz (NSRGY) — Sold (part)
Oracle Corp. (ORCL) — Dividend — Sold (part)
Oracle Corp. (ORCL) — Buy (add'l)
Oracle Corp. (ORCL) — Sold (part)
Qualcomm Inc. (QCOM) — Dividend — Buy (add'l)
Qualcomm Inc. (QCOM) — Buy (add'l)
Qualcomm Inc. (QCOM) — Sold (part)
Sanofi Spon ADR (SNY) — Dividend — Sold (part)
Sanofi Spon ADR (SNY) — Buy (add'l)
Sanofi Spon ADR (SNY) — Sold (part)
Schlumberger Ltd. Netherlands Antilles (SLB) — Dividend — Buy (add'l)
Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)
Schlumberger Ltd. Netherlands Antilles (SLB) — Buy (add'l)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Dividend — Sold (part)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Buy (add'l)
Unilever NV Y SHS New Netherlands Spon ADR (UN) — Sold (part)
Walt Disney Co. (DIS) — Dividend — Sold (part)
Walt Disney Co. (DIS) — Buy (add'l)
Walt Disney Co. (DIS) — Sold (part)
Western Union Co (WU) — Dividend — Buy (add'l)
Western Union Co (WU) — Buy (add'l)
Western Union Co (WU) — Sold (part)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Dividend — Buy (add'l)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Buy (add'l)
Westpac Banking Ltd Spon ADR Australia ADR (WBK) — Sold (part)
Wisdomtree Emerging Markets High Divid Fund ETF (DEM) — Sold
Wisdomtree Emerging Markets ETF (DGS) — Sold
Blackstone Group Lp (BX) — Dividend — Sold (part)
Blackstone Group Lp (BX) — Buy (add'l)
Blackstone Group Lp (BX) — Sold (part)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Dividend — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Buy (add'l)
Ishares Core U.S. Aggregate Bond ETF (AGG) — Sold (part)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Dividend — Buy (add'l)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)
Pimco 0-5 High Yield Corp. Bond Index ETF (HYS) — Buy (add'l)
Invesco Senior Ln ETF (BKLN)* — Dividend — Buy (add'l)
Invesco Senior Ln ETF (BKLN)* — Buy (add'l)
Invesco Senior Ln ETF (BKLN)* — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Dividend — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)
Vanguard Charlotte FDS Total Intl Bond Index Fund ETF (BNDX) — Buy (add'l)
Visa Inc. (V) — Dividend — Sold (part)
Visa Inc. (V) — Buy (add'l)
Visa Inc. (V) — Sold (part)
Daimler (DDAIF)* — Dividend — Buy (add'l)
Daimler (DDAIF)* — Buy (add'l)
Glaxo Smithkline PLC ADR (GSK) — Dividend — Sold (part)
Glaxo Smithkline PLC ADR (GSK) — Buy (add'l)
Johnson Ctls Intl PLC (JCI) — Dividend — Buy (add'l)
Johnson Ctls Intl PLC (JCI) — Buy (add'l)
Johnson Ctls Intl PLC (JCI) — Sold (part)
Roche Hldg Ltd Spons ADR Switz (RHHBY) — Dividend — Sold (part)
Roche Hldg Ltd Spons ADR Switz (RHHBY) — Buy (add'l)
Roche Hldg Ltd Spons ADR Switz (RHHBY) — Sold (part)
Starbucks Corp (SBUX) — Dividend — Sold (part)
Starbucks Corp (SBUX) — Buy (add'l)
Starbucks Corp (SBUX) — Sold (part)
Ishares Short-Term Corporate Bond ETF (IGSB) — Dividend — Buy (add'l)
Ishares Short-Term Corporate Bond ETF (IGSB) — Buy (add'l)
Ishares Short-Term Corporate Bond ETF (IGSB) — Buy (add'l)
Anheuser Busch Inbev Spon ADR (BUD) — Dividend — Buy (add'l)
Anheuser Busch Inbev Spon ADR (BUD) — Buy (add'l)
Blackrock Inc. (BLK) — Dividend — Sold (part)
Blackrock Inc. (BLK) — Sold (part)
Eastman Chemical Co. (EMN) — Dividend — Buy (add'l)
Eastman Chemical Co. (EMN) — Buy (add'l)
Eastman Chemical Co. (EMN) — Buy (add'l)
Ingersoll-Rand PLC (IR) — Dividend — Sold (part)
Ingersoll-Rand PLC (IR) — Sold (part)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Dividend — Buy (add'l)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Buy (add'l)
Royal Dutch Shell PLC CL A Spon ADR (RDSA) — Sold (part)
Tencent (TCEHY) — Dividend — Buy (add'l)
Tencent (TCEHY) — Buy (add'l)
Tencent (TCEHY) — Buy (add'l)
Telefonica S A Spon ADR (TEF) — Dividend — Buy (add'l)
Telefonica S A Spon ADR (TEF) — Buy (add'l)
Telefonica S A Spon ADR (TEF) — Sold
AT&T Inc (T) — Dividend — Buy
Cognizant Tech Solutions (CTSH) — Dividend — Buy
Comcast Corp New CL A (CMSA) — Dividend — Buy
Ishares MSCI ACWI ETF (ACWI) — Dividend — Buy
Ishares MSCI ACWI ETF (ACWI) — Sold (part)
Jones Lang LaSalle Inc (JLL) — Dividend — Buy
Lockheed Martin Corp (LMT) — Dividend — Buy
Lockheed Martin Corp (LMT) — Sold (part)
Materials Select Sector SPDR Trust ETF (XLB) — Dividend — Buy
Vodafone Group (VOD) — Dividend — Buy
Extendquip LLC — None
State of Wisconsin Life Insurance — Dividend
Wisconsin Retirement System Dept of Employee Trust Funds — Interest
IRA #3 (UBS): (H)
Cash (UBS) — Interest
Credit Suisse AG Airbag PS SPTSX60 — None — Redeemed
JP Morgan Chase Financial T-ISS SPX — None — Redeemed
GS Finance Corp T-SS SPX — None — Redeemed
Barclays Bank T-Gears SPX — None
Barclays PLC T-Gears VWO — None
GS Finance T-Gears SX5E — None
HSBC USA CT-Gears SPX — None
Royal Bank of Canada CT-Gears SX5E — None
IRA #4 (UBS): (H)
Cash (UBS) — Interest
Credit Suisse AG Airbag PS SPTSX60 — None — Redeemed
JP Morgan Chase Financial T-ISS SPX — None — Redeemed
GS Finance Corp T-SS SPX — None — Redeemed
Barclays Bank T-Gears SPX — None
Barclays Bank T-Gears VWO — None
GS Finance Corp T-Gears SX5E — None
HSBC USA CT-Gears SPX — None
Royal Bank of Canada CT-Gears SX5E — None
IRA #5 (UBS): (H)
Cash (UBS) — Interest
ACAP Strategic Fund — Int./Div.
Skybridge Multi-Advisor — Int./Div.
Blackstone Real Estate — Dividend
Starwood Real Estate — Dividend — Buy
Starwood Real Estate — Buy (add'l)
IRA #6 (UBS): (H)
Cash (UBS) — Interest
ACAP Strategic Fund — Int./Div.
Skybridge Multi-Advisor — Int./Div.
Starwood Real Estate — Dividend — Buy
Starwood Real Estate — Buy (add'l)
Committee Member, Villages of Bishops Bay Architectural Review Committee
Member of Board of Directors and Finance Committee; Treasurer, University of Wisconsin-Eau Claire Foundation Inc.
Committee Member, Elections, Finance, and Online Learning Committees of the National Conference of Bankruptcy Judges
Chairman of the Board and Past-President of Certification Oversight Comm., Turnaround Management Association
Global TMA Board of Trustees Member, Turnaround Management Association
Education Advisory Commitee for Central States Bankruptcy Conference, American Bankruptcy Institute
Gift — *See note in Part VIII — $0.00
Liability — American Express — Credit Card
Liability — American Express — Credit Card
Liability — Visa — Credit Card
Reimbursement — State Bar of Wisconsin — 02/27/19 - 03/01/19 — Kohler, WI — Bankruptcy, Insolvency and Creditors' Rights Section Annual Conference — Lodging, meals, tuition
Reimbursement — American Bar Association — 03/27/19 - 03/30/19 — Vancouver, B.C. — Business Law Section Spring Meeting — Transportation, lodging, meals, tuition
Reimbursement — State Bar of Wisconson — 04/26/19 - 04/26/19 — Eau Claire, WI — Northwestern Wisconsin Bankruptcy Institute — Transportation, lodging, meals, tuition
Reimbursement — Bankruptcy Bar Association for the Southern District of Florida — 05/09/19 - 05/12/19 — Key Largo, FL — 35th Annual BBA Weekend Retreat — Transportation, lodging, meals, tuition
Reimbursement — American Bankruptcy Institute — 06/13/19 - 06/15/19 — Traverse City, MI — ABI Central States Bankruptcy Workshop — Transportation, lodging
Reimbursement — Federal Bar Association — 07/26/19 - 07/28/19 — Crystal Mountain, MI — FBA Bankruptcy Section Seminar — Transportation, lodging
Reimbursement — Iowa Chapter of the Federal Bar Association and Bankruptcy Seminars, Inc. — 10/09/19 - 10/10/19 — Des Moines, IA — All Iowa Bankruptcy Conference — Transportation, lodging
Reimbursement — National Conference of Bankruptcy Judges — 10/30/19 - 11/02/19 — Washington, D.C. — NCBJ 2019 Annual Meeting — Transportation, lodging
Reimbursement — The University of Texas School of Law — 11/14/19 - 11/16/19 — Austin, TX — 38th Annual Jay L. Westbrook Bankruptcy Conference — Transportation, lodging
Income — 03/26/19 — LexisNexis - compensation for updating Construction Law treatise — $4,000.00
Income — 09/05/19 — Ginsberg & Martin - compensation for Editor-in-Chief of treatise — $2,109.34
Spouse's income — 2019 — Steinhilber Swanson, LLC - salary
Part V. Gifts. During 2019, friends sent me gifts of art, jewelry, and memorabilia. I have no reason to believe that any of these items exceeded the $375 limit. If I
should learn otherwise, I will amend this form.
Part VII. Investments and Trusts.
Line 172 - Judge Furay's 2018 FDR should have indicated this was sold in 2018.
Line 288 - formerly Powershares Senior Loan (BKLN)
Line 325 - formerly Daimler AG Spon ADR (DDAIY)
Line 455 - formerly Powershares Senior Loan (BKLN)
Line 464 - formerly Daimler AG Spon ADR (DDAIY)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/29493. Public record. Not legal advice.