# Sarah Netburn

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/28866

## Record

- **Judge:** Sarah Netburn
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 24

## Text

RMA ACCOUNT #1: XXX7T(H)
iShares DJ Select Divid Index Fund — None — Sold
iShares Floating Rate Bond Fund ETF — None — Sold
iShares NASDAQ Biotechnology Index Fund — None — Sold
iShares US Real Estate — None — Sold
iShares JP Morgan USD Emerging Markets Bond ETF — None — Sold
Pimco 1-5 Yr US Tips Index ETF — None — Sold
Vanguard Index Funds Vanguard Small Cap FTF — None — Sold
iShares Barclays 1-3 Yr Credit Bond Fund — None — Sold
iShares Barclays 1-3 Yr Treas. Bond FD — None — Sold
iShares Barclays TIPS Bond Fund — None — Sold
iShares IBOXX High Yield Corp Bond — None — Sold
iShares S&P S00 Value — None — Sold
iShares Trust S&P 500 Growth Index Fund DE — None — Sold
iShares S&P 100 Index Fund DE — None — Sold
iShares TR FLTG Rate NT ETF — None — Sold
iShares MSC Japan ETF — None — Sold
JPM Chase Capital XXVII 7.200% Due 12/22/39 Callable — None — Sold
Powershares Exchange Traded FD TR FINL PFD Portfolio — None — Sold
Vanguard Short Term Corporate BD ETF — None — Sold
Powershares ETF Trust 11 n/k/a Powershares Senior Loan (BLKN) — None — Sold
SPDR Barclays Capital High Yield ETF — None — Sold
SPDR Barclays Intl Treas Bond ETF — None — Sold
SPDR Barclays S/T IRT Treas Bond ETF — None — Sold
Powershares DB Commodity Index Tracking Fund — None — Sold
Powershares DB Multi Sector Commodity TR DB Agriculture Fund — None — Sold
SPDR S&P Emerging Markets ETF DE — None — Sold
SPDR SER TR Barclays Cap Conv ETF — None — Sold
Vanguard Index Funds MFD INC FSTE ALL — None — Sold
Vanguard Index Funds Mid Cap — None — Sold
Vanguard Intel Equity Index FD INC FSTE ALL-WORLD EX-U — None — Sold
Vanguard Info Tech — None — Sold
Vanguard FTSE Europe ETF — None — Sold
Vanguard FTSE Emerging Markets — None — Sold
iShares US Treas Bond Fund ETF — None — Sold
Vanguard Charlotte FDS Intl BD Index Fd FTF — None — Sold
iShares BOXX Invt Grade Corp Bond ETF — None — Sold
Columbia Aggressive Growth NY 529 Portfolio Class A — Int/Div
IRA #1 Rollover: XXX67 (H)
UBS Pace Money Market Investment Fund ClassP — None — Sold
Blackrock Health Sciences Fund — None — Buy
Blackrock Health Sciences Fund — Sold
Calamos Convertible Fund Class A — None — Sold
DWS Dreman Small Cap Value Fund Class A — None — Sold
Delaware Value Fund Inst. Class — Int/Div — Buy
Delaware Value Fund Inst. Class — Sold (part)
Delaware Value Fund Inst. Class — Sold (part)
S10. — Buy (add'l)
S10. — Buy (add'l)
S10. — Buy (add'l)
S10. — Sold
Pumam Voyager Fund Inc. C1 A — None — Sold
Olstein All Cap Value Fd Adviser — None — Buy (add'l)
Olstein All Cap Value Fd Adviser — Buy (add'l)
Olstein All Cap Value Fd Adviser — Sold (part)
Olstein All Cap Value Fd Adviser — Sold (part)
Olstein All Cap Value Fd Adviser — Buy (add'l)
Olstein All Cap Value Fd Adviser — Buy (add'l)
Olstein All Cap Value Fd Adviser — Sold
Oppenheimer Developing Markets Fund CLA — None — Sold
Oppenheimer Equity Income Fund Inc. CI A — None — Sold
Calvert Short Duration Income Fund Class A — None — Sold
JP Morgan Strategic Income Opportunities — Int/Div — Sold (part)
JP Morgan Strategic Income Opportunities — Sold (part)
JP Morgan Strategic Income Opportunities — Buy (add'l)
JP Morgan Strategic Income Opportunities — Sold (part)
JP Morgan Strategic Income Opportunities — Buy (add'l)
JP Morgan Strategic Income Opportunities — Buy (add'l)
JP Morgan Strategic Income Opportunities — Sold
13D Activist Fund — None — Sold (part)
13D Activist Fund — Buy (add'l)
13D Activist Fund — Sold (part)
13D Activist Fund — Sold (part)
13D Activist Fund — Sold (part)
13D Activist Fund — Buy (add'l)
13D Activist Fund — Sold
Tweedy Brown Global (TBGVX) — None — Sold (part)
Tweedy Brown Global (TBGVX) — Sold (part)
Tweedy Brown Global (TBGVX) — Buy (add'l)
Tweedy Brown Global (TBGVX) — Sold (part)
Tweedy Brown Global (TBGVX) — Buy (add'l)
Tweedy Brown Global (TBGVX) — Buy (add'l)
Tweedy Brown Global (TBGVX) — Sold
Lord Abbett Short Duration Income Fund — Int/Div — Buy (add'l)
Lord Abbett Short Duration Income Fund — Sold (part)
Lord Abbett Short Duration Income Fund — Buy (add'l)
Lord Abbett Short Duration Income Fund — Sold (part)
Lord Abbett Short Duration Income Fund — Buy (add'l)
Lord Abbett Short Duration Income Fund — Sold (part)
Lord Abbett Short Duration Income Fund — Sold
Franklin Small Cap Growth (MFFSKS) — None — Buy (add'l)
Franklin Small Cap Growth (MFFSKS) — Buy (add'l)
Franklin Small Cap Growth (MFFSKS) — Sold
Aberdeen Divers AL — None — Sold
Prudential Short Dur — None — Buy (add'l)
Prudential Short Dur — Sold (part)
Prudential Short Dur — Buy (add'l)
Prudential Short Dur — Buy (add'l)
Prudential Short Dur — Sold
Franklin Mutual European Fund — None — Sold (part)
Franklin Mutual European Fund — Buy (add'l)
Franklin Mutual European Fund — Buy (add'l)
Franklin Mutual European Fund — Sold
Ivy Emerging Markets Equity Fd — None — Sold (part)
Ivy Emerging Markets Equity Fd — Buy (add'l)
Ivy Emerging Markets Equity Fd — Sold (part)
Ivy Emerging Markets Equity Fd — Sold (part)
Ivy Emerging Markets Equity Fd — Sold (part)
Ivy Emerging Markets Equity Fd — Sold (part)
Ivy Emerging Markets Equity Fd — Sold
JP Morgan Large Cap Growth Fd Select — None — Buy (add'l)
JP Morgan Large Cap Growth Fd Select — Buy (add'l)
JP Morgan Large Cap Growth Fd Select — Buy (add'l)
JP Morgan Large Cap Growth Fd Select — Buy (add'l)
JP Morgan Large Cap Growth Fd Select — Buy (add'l)
JP Morgan Large Cap Growth Fd Select — Sold (part)
JP Morgan Large Cap Growth Fd Select — Sold
Oakmark Intl Fund — None — Sold (part)
Oakmark Intl Fund — Buy (add'l)
Oakmark Intl Fund — Sold (part)
Oakmark Intl Fund — Buy (add'l)
Oakmark Intl Fund — Sold (part)
Oakmark Intl Fund — Buy (add'l)
Oakmark Intl Fund — Sold
Scout Mid Cap Fund — Int/Div — Sold (part)
Scout Mid Cap Fund — Sold (part)
Scout Mid Cap Fund — Sold (part)
Scout Mid Cap Fund — Sold (part)
Scout Mid Cap Fund — Buy (add'l)
Scout Mid Cap Fund — Sold (part)
Scout Mid Cap Fund — Sold
Blackrock High Yield Bond — Int/Div — Sold (part)
Blackrock High Yield Bond — Sold (part)
Blackrock High Yield Bond — Buy (add'l)
Blackrock High Yield Bond — Sold (part)
Blackrock High Yield Bond — Buy (add'l)
Blackrock High Yield Bond — Buy (add'l)
Blackrock High Yield Bond — Sold
Eaton Vance Floating Rate Advantage — Int/Div — Sold (part)
Eaton Vance Floating Rate Advantage — Buy (add'l)
Eaton Vance Floating Rate Advantage — Sold
Loomis Sayles LTD Term Govt and Agency Fd — Int/Div — Sold (part)
Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)
Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)
Loomis Sayles LTD Term Govt and Agency Fd — Buy (add'l)
Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)
Loomis Sayles LTD Term Govt and Agency Fd — Buy (add'l)
Loomis Sayles LTD Term Govt and Agency Fd — Sold (part)
Loomis Sayles LTD Term Govt and Agency Fd — Sold
Putnam Diversified Income Fd — Int/Div — Buy (add'l)
Putnam Diversified Income Fd — Sold (part)
Putnam Diversified Income Fd — Buy (add'l)
Putnam Diversified Income Fd — Sold (part)
Putnam Diversified Income Fd — Buy (add'l)
Putnam Diversified Income Fd — Sold (part)
Putnam Diversified Income Fd — Sold
T. Rowe Price Global Tech Fund — None — Buy
T. Rowe Price Global Tech Fund — Buy (add'l)
T. Rowe Price Global Tech Fund — Sold (part)
T. Rowe Price Global Tech Fund — Sold (part)
T. Rowe Price Global Tech Fund — Sold (part)
T. Rowe Price Global Tech Fund — Sold
Victory Incore Fund for Income — Int/Div — Buy (add'l)
Victory Incore Fund for Income — Sold (part)
Victory Incore Fund for Income — Buy (add'l)
Victory Incore Fund for Income — Sold (part)
Victory Incore Fund for Income — Buy (add'l)
Victory Incore Fund for Income — Buy (add'l)
Victory Incore Fund for Income — Sold
iShares S&P S00 Growth ETF — Int/Div — Buy
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Value ETF — Int/Div — Buy
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Int/Div — Buy
iShares U.S. Healthcare ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — None — Buy
Vanguard FTSE Emerging Markets ETF — Int/Div — Buy
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF — Int/Div — Buy
Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Int/Div — Buy
Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Buy (add'l)
Vanguard Intl Equity Index Funds Inc FSTE ALL — Int/Div — Buy
Vanguard Intl Equity Index Funds Inc FSTE ALL — Buy (add'l)
Vanguard Intl Equity Index Funds Inc FSTE ALL — Buy (add'l)
Vanguard Intl Equity Index Funds Inc FSTE ALL — Buy (add'l)
Vanguard Intl Equity Index Funds Inc FSTE ALL — Buy (add'l)
Vanguard Intl Equity Index Funds Inc FSTE ALL — Buy (add'l)
Account XXX68 (H)
UBS Bank USA Deposit Account — Interest
UBS Select Prime Investor Fund — None — Closed
RMA Money Mkt Portfolio — None — Closed
ROTH IRA 22: XXX57 (H)
UBS Bank USA Deposit Account — None
Eaton Vance Richard Bemstein Equity — Int/Div
IRA #3 ETF4; XXX56(H)
iShares Floating Rate Bond ETF — Int/Div — Buy (add'l)
iShares Floating Rate Bond ETF — Sold (part)
iShares Floating Rate Bond ETF — Buy (add'l)
iShares Floating Rate Bond ETF — Sold (part)
iShares Floating Rate Bond ETF — Buy (add'l)
iShares Floating Rate Bond ETF — Buy (add'l)
iShares IBOXX Invt Grade Corporate Bond ETF — None — Sold
iShares IBOXX High Yield Corporate Bond ETF — Int/Div — Sold (part)
iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)
iShares IBOXX High Yield Corporate Bond ETF — Sold (part)
iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)
iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)
iShares MSC Japan ETF — Int/Div — Buy (add'l)
iShares MSC Japan ETF — Sold
iShares S&P S00 Growth ETF — Int/Div — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Growth ETF — Buy (add'l)
iShares S&P S00 Value ETF — Distribution — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Sold (part)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Int/Div — Buy
iShares U.S. Healthcare ETF — Buy (add'l)
iShares U.S. Real Estate ETF — Sold
iShares U.S. Treas Bond ETF — Int/Div — Buy (add'l)
iShares U.S. Treas Bond ETF — Sold (part)
iShares U.S. Treas Bond ETF — Buy (add'l)
iShares U.S. Treas Bond ETF — Sold (part)
iShares U.S. Treas Bond ETF — Buy (add'l)
iShares U.S. Treas Bond ETF — Buy (add'l)
iShares 1-3 Treas Bond — Int/Div — Buy (add'l)
iShares 1-3 Treas Bond — Sold (part)
iShares 1-3 Treas Bond — Buy (add'l)
iShares 1-3 Treas Bond — Sold (part)
iShares 1-3 Treas Bond — Buy (add'l)
Powershares DB Multi Sector Commodity TR DB Agriculture Fund — None — Sold
Powershares Senior Loan (BKLN) — Int/Div — Sold
SPDR S&P Emerging Markets E11 DE — None — Sold
Vanguard Charlotte FDS Total Intl Bd Index Fd ETF — None — Sold
Vanguard FTSE Emerging Markets ETF — Int/Div — Sold (part)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Sold (part)
Vanguard FTSE Emerging Markets ETF — Sold (part)
Vanguard FTSE Emerging Markets ETF — Sold (part)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Europe ETF — Int/Div — a
Vanguard FTSE Europe ETF — Buy (add'l)
Vanguard FTSE Europe ETF — Buy (add'l)
Vanguard FTSE Europe ETF — Sold
Vanguard Index Funds Vanguard Mid Cap ETF DE — Int/Div — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF DE — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)
Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)
Vanguard Index Funds Vanguard Mid Cap ETF DE — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Int/Div — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Sold (part)
Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Buy (add'l)
Vanguard Intl Equity Index FD Inc FSTE ALL — Int/Div — Buy (add'l)
Vanguard Intl Equity Index FD Inc FSTE ALL — Sold (part)
Vanguard Intl Equity Index FD Inc FSTE ALL — Sold (part)
Vanguard Intl Equity Index FD Inc FSTE ALL — Sold (part)
Vanguard Intl Equity Index FD Inc FSTE ALL — Buy (add'l)
Vanguard Sector Index FD Information Tech ETF — Int/Div — Buy
Vanguard Sector Index FD Information Tech ETF — Buy (add'l)
Vanguard Sector Index FD Information Tech ETF — Sold (part)
Vanguard Sector Index FD Information Tech ETF — Buy (add'l)
Vanguard Sector Index FD Information Tech ETF — Sold (part)
Vanguard Sector Index FD Information Tech ETF — Sold
Vanguard Short Term Corporate BD ETF DE — Int/Div — Buy (add'l)
Vanguard Short Term Corporate BD ETF DE — Sold (part)
Vanguard Short Term Corporate BD ETF DE — Buy (add'l)
Vanguard Short Term Corporate BD ETF DE — Sold (part)
Vanguard Short Term Corporate BD ETF DE — Buy (add'l)
RIT) — Sold (part)
IRA #4 (H)
JRHOX — Int/Div
In the 2015 Report, | made the following errors: (1) SPDR S&P Emergmg Markets ETF DE was listed on line 94 in the 2015 Report as an asset held at the end

of 2015, when in fact it was sold in full on 07/30/15, It is listed on line 272 in this Report as sold in full on 07/30/15; (2) iShares US Real Estate ETF was listed

on line 98 in the 2015 Report as sold in full on 12/16/15, when in fact it was sold in part on that date; it was sold in full on 01/04/16, as noted on line 258; (3)

Powershares DB Multi Sector Commodity TR DB Agriculture Fun was listed on line 99 in the 2015 Report as an asset that was held at the end of 2015, when

in fact it was sold in full on 03/02/15. It is listed on line 270 in this Report as sold in full on 03/02/15; (4) "Vanguard Intl Equity Index FD Inc FSTE ALL" is

listed in one account on line 95 and "Vanguard Ftse All World" is listed in the same account on line 101 of the 2015 Report, when in fact these are one in the

sume; in this Report it is listed only as "Vanguard Intl Equity Index FD lnc FSTE ALL"; (5) "iShares S&P 500 Value ETF" is listed in one account on line 89 and

106 in the 2015 Report; in this Report this asset is listed only once; (6) "iShares Floating Rate Bond ETF" was first purchased on 1/14/14 into Account IRA #3

ETF4; XXX56, but it was not listed in prior reports. It is listed here at line 232; (7) "iShares High Yield Corporate Bond ETF" is listed on line 111 in the 2015

Report; the proper name is * iShares IBOXX High Yield Corporate Bond ETF," and 1s listed as such in this Report; (8) In my 2015 Report, I list "JP Morgan

Strat (ISOSX)" and "JP Morgan Strategic (JSOAX)." These assets are reflected mn this Report under "JP Morgan Strategic Income Opportunities™ (9) In my

2015 Report, | list “Lord Abbett Short (LALDX)" and "Lord Abett Short (LDLFX)." These assets are reflected in this Report under "Lord Abbett Short Duration

Income Fund."

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/28866. Public record. Not legal advice.