# James Orenstein

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/28561

## Record

- **Judge:** James Orenstein
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 15

## Text

bank accounts KE 11 — Interest
IBM — Int/Div
Verizon — Int/Div
Frontier Communications Corp. (X)} — None — Sold
HEE Real bBstate Trust (as appraised on 11/1272008) — None
EUBS ACCT (..12) — Int/Div
UBS Bank USA Deposit Acct — None
Vanguard High Divid Yield ETF — Int/Div
ERUBSACCT(.83) — None
JPMorgan 529 Moderate Growth Portfolio Fund Class A — None
EMUBS ROTH (..47) — Int
UBS Bank USA Deposit Account — Interest
Alphabet Class A — None
Alphabet Class C — None
Goldman Sachs ActiveBeta US Large Cap Fund — Int/Div
Ishares Trust Core S&P Smallcap — Int/Div
Ishares Select Divid ETF — Int/Div — Buy
SPDR S&P Midcap 400 — Int/Div
Fidelity Advisor Real Estate Income Fund Class — Int/Div — Buy (add'l)
Fidelity Advisor Real Estate Income Fund Class — Buy (add'l)
Fidelity Advisor Real Estate Income Fund Class — Sold (part)
Fidelity Advisor Real Estate Income Fund Class — Buy (add'l)
Fidelity Advisor Real Estate Income Fund Class — Sold (part)
Fidelity Advisor Real Estate Income Fund Class — Buy (add'l)
Fidelity Advisor New Insights Fund — Int/Div — Buy (add'l)
Cohen & Steers Ltd Duration Pfd & Income Fund Inc — Int/Div — Buy
Nuveen Preferred Securities Income Fund — Int/Div
Pimco Corporate & Income Oppor Fund — Int/Div — Sold (part)
Pimco Corporate & Income Oppor Fund — Sold
Pioneer High Income Trust — Int/Div
Western Asset High Inscome Fund [1 — Int/Div
AB (Alliance Bernstein) High Income Fund — Int/Div — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
AB (Alliance Bernstein) High Income Fund — Buy (add'l)
Putnam Diversified Income Trust — Int/Div
Templeton Global Total Return Class A — Int/Div
Dreyfus Global Real Return Fund — None — Sold
Salesforce.com Ing — None — Sold (part)
Invesco Balanced-Risk Allocation Fund A — Int/Div — Buy (add'l)
Nuveen Real Asset Income Fund Class A — Int/Div
EEE “2 UBS ROTH (..4%) — Int/Div
UBS Bank USA Dep Acct — None
American Funds Capital World Growth & Income Fund C1 A — Int/Div — Buy (add'l)
American Funds New World Fund C1 A — Int/Div
American Funds Smallcap World Fund CI A — Int/Div — Buy (add'l)
American Funds Euro Pacific Growth Fund C1 A — Int/Div — Buy (add'l)
American Funds Euro Pacific Growth Fund C1 A — Buy (add'l)
American Funds Growth Fund of America CIA — Int/Div — Buy (add'l)
American Funds New Perspective Fund CA — Int/Div — Buy (add'l)
American Funds Washington Mutual Investors Fund C1 A — Int/Div — Buy (add'l)
American Funds Washington Mutual Investors Fund C1 A — Buy (add'l)
Kem County CA Municipal Bond — None
American Funds American Balanced Fund CA — Int/Div — Buy (add'l)
American Funds Income Fund of America — Int/Div — Buy (add'l)
HUBS ACCT (..29) — None
CollegeAmerica 529 Bond Fund of America — None
CollegeAmerica 529 Capital World Growth & Income Fund — None
CollegeAmerica 529 Euro Pac Growth Fund — None
CollegeAmerica 529 Growth Fund of Amenca — None
CollegeAmerica 529 Income Fund of Amenca — None
CollegeAmerica 529 New Perspective Fund — None
CollegeAmerica 529 Smallcap World Fund — None
CollegeAmerica 529 Washington Mutual Investors Fund — None
EEE UBS ACCT (..48) — Interest
UBS Bank USA Dep Acct — Interest
Sallie Mae Ednotes Callable — Interest
Dry Creek CA Municipal Bond — None — Redeemed
Yorba Linda CA Municipal Bond — None — Sold (part)
DC Washington Mandarin Hotel Municipal Bond — None
New York City SR A Mumcipal Bond — None
Medmna Valley TX Municipal Bond — None — Sold (part)
Medmna Valley TX Municipal Bond — Redeemed
Utah Tran Auth Sales Tax Municipal Bond — None — Redeemed
Chicago IL Bd of Ed Municipal Bond — None — Sold (part)
Athens-Clarke County GA Municipal Bond — Interest
Chicago IL Lakefront Municipal Bond — None
NJ Trans Trust Municipal Bonds — None
Wentzville Mo Sch Municipal Bond — None
Escondido CA UHSD Municipal Bond — None
San Joaquin Delta Comnty Ser B Municipal Bond — None
Mesquite TX ISD Municipal Bond — None — Redeemed
John Hancock New York Venture Annuity (see components lines 91-100) — None
w<Van Kampen Value fund (0%) — None
eee Fundamental Large Cap fund (13.90%) — None
ees Small Cap Value fund (10.70%) — None
wee High Yield fund (10.40%) — None
ees Mid Cap Index fund (27.3006) — None
wees S00 Index B fund (11.00%) — None
wees Wellington Mid Cap fund (8.70%) — None
wees Core Bond fund (6.80%) — None
eee Templeton-Global fund (7.20%) — None
ees Templeton-Int'l Value fund (4.10%) — None
Lincoln Life Moneyguard Reserve — None
JE UBS ACCT (...49) — Int/Div
UBS Bank USA Dep Acct — Interest
AT&T Inc — Int/Div
Reynolds Amern Inc — Int/Div — Sold — note, part VII
British Amer Tobacco ple — Int/Div — from line 105) — note part VIII
British Amer Tobacco ple — Sold (part)
British Amer Tobacco ple — Sold
Salesforce.com Ing — Sold (part)
Salesforce.com Ing — Sold (part)
Salesforce.com Ing — Sold (part)
Salesforce.com Ing — Sold (part)
Ishares S&P S00 Value ETF — Int/Div
Ishares S&P 500 Growth ETF — Int/Div
Fidelity Advisor New Insights Fund C1 A — Int/Div — Buy (add'l)
Fidelity Advisor New Insights Fund C1 A — Sold (part)
Fidelity Advisor New Insights Fund C1 A — Sold (part)
Fidelity Advisor New Insights Fund C1 A — Buy (add'l)
Henderson Intemational Opportunities Fund Class — None — Sold
Janus Henderson Global Equity Income Fund Class — Int/Div — Buy — note part VII
Janus Henderson Global Equity Income Fund Class — Buy (add'l)
Janus Henderson Global Equity Income Fund Class — Sold (part)
Janus Henderson Global Equity Income Fund Class — Buy (add'l)
Janus Henderson Global Equity Income Fund Class — Buy (add'l)
Janus Henderson Global Equity Income Fund Class — Buy (add'l)
Hennessy Cornerstone Growth Fund Institutional Class — None
JP Morgan U.S. Large Cap Core Plus Fund A — Int/Div — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Int/Div — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Sold (part)
Neuberger Berman Equity Income Fund Class A — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Sold (part)
Neuberger Berman Equity Income Fund Class A — Buy (add'l)
Neuberger Berman Equity Income Fund Class A — Buy (add'l)
Neuberger Berman Intrinsic Value Fund Class A — Int/Div — Sold (part)
Neuberger Berman Intrinsic Value Fund Class A — Buy (add'l)
Oakmark Fund Class — Int/Div — Buy (add'l)
Salient MLP Energy Infrastructure II Class — Int/Div — Buy (add'l)
Salient MLP Energy Infrastructure II Class — Sold (part)
Salient MLP Energy Infrastructure II Class — Buy (add'l)
Salient MLP Energy Infrastructure II Class — Buy (add'l)
Salient MLP Energy Infrastructure II Class — Sold (part)
Salient MLP Energy Infrastructure II Class — Sold (part)
Salient MLP Energy Infrastructure II Class — Buy (add'l)
Virtus Emerging Markets Opportunities Fund Class 1 — Int/Div
Loomis Sayles Strategic Income Fund Class A — Int/Div — Buy (add'l)
Lord Abbett Floating Rate Fund — Int/Div
Nuveen Limited Term Municipal Bond Fund Class 1 — Int/Div — Sold
Nuveen High Yield Municipal Bond Fund 1 — Int/Div — Buy
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Nuveen High Yield Municipal Bond Fund 1 — Buy (add'l)
Gateway Fund Class Y — Int/Div — Buy (add'l)
Gateway Fund Class Y — Buy (add'l)
Neuberger Berman Long Short Fund Class A — None — Sold
First Eagle Global Fund Class A — Int/Div — Buy (add'l)
HEE ZS LBS ACCT (LT) — Int/Div
UBS Bank USA Dep Acct — None
Amer Funds Capital World Growth & Income Fund C1 A — Int/Div — Buy (add'l)
Amer Funds Capital World Growth & Income Fund C1 A — Buy (add'l)
HEE #4 LBS ACCT (L779) — Int/Div
UBS Bank USA Dep Acct — None
Amer Funds Capital World Growth & Income Fund Cl A — Int/Div — Buy (add'l)
Amer Funds Capital World Growth & Income Fund Cl A — Buy (add'l)
Adpunct professor, New York University School of Law
Liability — Department of Education Direct Loan ) Servicing — IEEE student joan
Reimbursement — University of Connecticut Law School — Jan. 26-27, 2017 — Hartford, CT — Participate in law school symposium — Lodging, food
Reimbursement — Comell University Law School — Feb. 20-21, 2017 — Ithaca, NY — Cave speech at law school — Travel, lodging, food
Income — 2017 — New York University School of Law — $27,765.00
Spouse's income — 2017 — Department of Justice -« US, Attorney's Office, Eastern District of New York
Part VII, generally: For all asset sales resulting in a loss or no net gain, | have left Column D{4) blank. | have reported all dividend income, including dividends

that were reinvested: however, pursuant to the Committee's instructions, I no longer separately report reinvestment transactions.

Part VII, line 5: The valuation of my share of [NN Rox! Estate Trust is based on an appraisal of the value of the property held in trust as of January

23, 2008 (the date | inherited my share). The appraisal was reported on November 12, 2008.

Part VII, line 90: Specific investment funds within the variable portion of the John Hancock New York Venture Annuity are listed in lines 91-100, along with the

percentage each fund represents in the value of the total portfolio, 1 have estimated the value of each component fund by multiplying the reported percentage by

the total reported value of the annuity as of December 2017.

Part VIL, lines 105-106: My holdings in Reynolds Amer were exchanged for a similarly valued amount of shares of British Amer Tobacco ple and a small amount

of cash on July 24, 2017, as the result of a merger.

Part VII, line 121: The name of this asset changed from "Henderson Global Equity Income Fund 1" to "Janus Henderson Global Equity Income Fund Class I" on

June 6, 2017.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/28561. Public record. Not legal advice.