# Laura Taylor Swain > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/28558 ## Record - **Judge:** Laura Taylor Swain - **Year:** 2018 - **Report type:** Annual - **Pages:** 14 ## Text HSBC Bank (cash) — Interest Citibank (cash) — Interest Synchrony Bank (cash) — Interest IEEE tmployees Stock Ownership Plan (no control) — Int/Div IRA#I(H) Schwab Cash Reserves Sweep Shares (SWSXX) (cash) — Int/Div Energy Select Sector (XLE) — Int/Div — Sold (part) Energy Select Sector (XLE) — Sold (part) Energy Select Sector (XLE) — Sold FIDELITY MSCIINSUSTRIALS (FIDL) — Int/Div — Buy FIDELITY MSCIINSUSTRIALS (FIDL) — Sold (part) FIDELITY MSCI CONS DISCR (FDIS) — Int/Div — Buy FIDELITY MSCI CONS DISCR (FDIS) — Buy (add'l) FIDELITY MSCI CONS DISCR (FDIS) — Buy (add'l) FIDELITY MSCI CONS STPLS (FSTA) — Int/Div — Buy FIDELITY MSC! FINANCIALS (FNCL) — Int/Div — Buy FIDELITY MSC! FINANCIALS (FNCL) — Sold (part) FIDELITY MSCI HEALTH (FHLC) — Int/Div — Buy FIDELITY MSCI HEALTH (FHLC) — Buy (add'l) FIDELITY MSCIHINFOR TECH (FTEC) — Int/Div — Buy FIDELITY MSCIHINFOR TECH (FTEC) — Sold (part) FIDELITY MSCIHINFOR TECH (FTEC) — Buy (add'l) FIDELITY MSCIHINFOR TECH (FTEC) — Buy (add'l) Flexshares Exg Trd FD IBOXX S$ yr TGT Dur TIPS Index Fund (TDTF) — Int/Div — Buy (add'l) Flexshares Exg Trd FD IBOXX S$ yr TGT Dur TIPS Index Fund (TDTF) — Sold (part) Invesco Optimum Yield (formerly Powershares DB Opt Yd ETF) (PDBC) — Int/Div — Buy (add'l) Invesco Senior Loan (formerly Powershares Senior Loan ETF) (BKLN) — Int/Div — Buy (add'l) Invesco Senior Loan (formerly Powershares Senior Loan ETF) (BKLN) — Buy (add'l) Invesco Senior Loan (formerly Powershares Senior Loan ETF) (BKLN) — Sold (part) Invesco Vanable Rate Preferred ETF (VRP) — Int/Div — Buy Invesco Vanable Rate Preferred ETF (VRP) — Sold IShares Bond ETF Agency Bond (AGZ) — Int/Div — Buy (add'l) IShares CMBS ETF (CMBS) — Int/Div — Buy IShares MSCI ETF Minimum Volatility (USMV(Y) IShares TIPS Bond ETF (TIP) — Int/Div — Buy (add'l) IShares 7-10 YR TRSURYBOND ETF IEF (Y) ROBO Gbl Rbotcs And Automatn Indx (ROBO) — None — Sold (part) ROBO Gbl Rbotcs And Automatn Indx (ROBO) — Sold SPDR Barclays ETF High Y1d Very Liquid Index (JNK) — Int/Div — Buy (add'l) SPDR Barclays ETF High Y1d Very Liquid Index (JNK) — Sold SPDR Dow Jones REIT (RWR) — Int/Div — Buy (add'l) SPDR Dow Jones REIT (RWR) — Buy (add'l) SPDR Dow Jones REIT (RWR) — Buy (add'l) SPDR Euro STOXX SO ETF (FEZ) — Int/Div — Buy (add'l) SPDR Euro STOXX SO ETF (FEZ) — Sold SPDR Intrmdt Trm Crprate Bod ETF — Int/Div — Buy (add'l) SPDR Long Term Treasury (SPTL) — Int/Div — Buy SPDR Long Term Treasury (SPTL) — Buy (add'l) SPDR Small Cap ETF (SPSM) — Int/Div — Sold (part) S10. — Sold (part) S10. — Sold (part) S10. — Buy (add'l) Vanguard FTSE ETF Dev Mkts (VEA) — Int/Div — Sold (part) Vanguard FTSE ETF Dev Mkts (VEA) — Buy (add'l) Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part) Vanguard FTSE ETF Dev Mkts (VEA) — Sold (part) Vanguard FTSE ETF Dev Mkts (VEA) — Buy (add'l) Vanguard FTSE Emerging Mkts (VWO) — Int/Div — Sold (part) Vanguard FTSE Emerging Mkts (VWO) — Buy (add'l) Vanguard FTSE Emerging Mkts (VWO) — Sold (part) Vanguard FTSE Emerging Mkts (VWO) — Sold (part) Vanguard FTSE Emerging Mkts (VWO) — Sold (part) Vanguard Intermediate Term Gov ETF (VGIm) — Int/Div — Buy (add'l) Vanguard Intermediate Term Gov ETF (VGIm) — Buy (add'l) Vanguard Large Cap ETF (VV) — Int/Div — Sold (part) Vanguard Large Cap ETF (VV) — Sold (part) Vanguard Large Cap ETF (VV) — Sold (part) Vanguard Large Cap ETF (VV) — Sold (part) Vanguard Large Cap ETF (VV) — Sold (part) Vanguard Long Term Cor Bd ETF (VCLT) — Int/Div — Buy (add'l) Vanguard Mtrg-Backd ETF Mortg-Backed Secs (VMBS) — Int/Div — Buy (add'l) Vanguard Mtrg-Backd ETF Mortg-Backed Secs (VMBS) — Buy (add'l) IRA #2 (H) CITIBANK CASH MONEY FUNDS (Y) WESTERN ASSET INSTL GOVT (X) {INGXX) — Interest JP MORGAN INTREPID GROWTH FUND CLASS A JIGAX) — None — Sold JP MORGAN VALUE ADVANTAGE FUND (JVAAX) — None — Sold JP MORGAN STRATEGIC INCOME OPPORTUNITY UJUSOAX) — Int/Div — Sold JP MORGAN CORE PLUS BOND FUND CLASS A (ONIAX) — Int/Div — Sold ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Int/Div — Buy ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Sold (part) ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Buy (add'l) ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Sold (part) ISHARES TR RUSSELL 1000 VALUE ETF (IWD) — Sold (part) ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Int/Div — Buy ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Sold (part) ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Buy (add'l) ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Sold (part) ISHARES TR RUSSELL 10000 GROWTH ETF (IWF) — Sold (part) ISHARES TR RUSSELL 2000 ETF (1WM) — Int/Div — Buy ISHARES TR RUSSELL 2000 ETF (1WM) — Sold (part) ISHARES TR RUSSELL 2000 ETF (1WM) — Buy (add'l) ISHARES TR RUSSELL 2000 ETF (1WM) — Sold (part) ISHARES TR RUSSELL 2000 ETF (1WM) — Sold (part) ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Int/Div — Buy ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Sold (part) ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Sold (part) ISHARES TR JPMORGAN EMERGING MKTS (EMB) — Buy (add'l) ISHARES TR SHORT-TERM CORP BD {IGSB) — Int/Div — Buy VANGUARD BD INDEX FDS (BND) — Int/Div — Buy VANGUARD BD INDEX FDS (BND) — Sold (part) VANGUARD BD INDEX FDS (BND) — Sold (part) VANGUARD BD INDEX FDS (BND) — Buy (add'l) VANGUARD BD INDEX FDS (BND) — Buy (add'l) VANGUARD TAX MANAGED INTL (VEA) — Int/Div — Buy VANGUARD TAX MANAGED INTL (VEA) — Sold (part) VANGUARD TAX MANAGED INTL (VEA) — Sold (part) VANGUARD TAX MANAGED INTL (VEA) — Sold (part) VANGUARD TAX MANAGED INTL (VEA) — Buy (add'l) VANGUARD CHARLOTTE FDS (BNDX) — Int/Div — Buy VANGUARD CHARLOTTE FDS (BNDX) — Sold (part) VANGUARD CHARLOTTE FDS (BNDX) — Sold (part) VANGUARD CHARLOTTE FDS (BNDX) — Buy (add'l) VANGUARD INTL EQUITY INDEX (VWO) — Int/Div — Buy VANGUARD INTL EQUITY INDEX (VWO) — Sold (part) VANGUARD INTL EQUITY INDEX (VWO) — Sold (part) VANGUARD INTL EQUITY INDEX (VWO) — Buy (add'l) VANGUARD INTL EQUITY INDEX (VWO) — Sold (part) IRA #3 (H) Western Asset Inst] Govt MMF (INGXX) — Interest IShares TR Russell 1000 Value ETF (IWD) — Int/Div — Buy (add'l) IShares TR Russell 1000 Value ETF (IWD) — Buy (add'l) IShares TR Russell 1000 Value ETF (IWD) — Sold (part) IShares TR Russell 1000 Growth ETF (IWF) — Int/Div — Sold (part) IShares TR Russell 1000 Growth ETF (IWF) — Buy (add'l) IShares TR Russell 1000 Growth ETF (IWF) — Sold (part) IShares TR Russell 1000 Growth ETF (IWF) — Sold (part) Shares TR Russell 2000 ETF (IWM) — Int/Div — Buy (add'l) Shares TR Russell 2000 ETF (IWM) — Sold (part) Shares TR Russell 2000 ETF (IWM) — Sold (part) Shares TR Russell 2000 ETF (IWM) — Sold (part) IShares TR JP Morgan USD Emerging Mkts (EMB) — Int/Div — Buy IShares TR JP Morgan USD Emerging Mkts (EMB) — Sold (part) IShares TR JP Morgan USD Emerging Mkts (EMB) — Sold (part) IShares TR JP Morgan USD Emerging Mkts (EMB) — Buy (add'l) ISHARES TR SHORT-TERM CORP BD {IGSB) — Int/Div — Buy SPDR SER TR Barclays High Yield Bond ETF (JNK) — Int/Div — Sold Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Int/Div — Buy (add'l) Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Sold (part) Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Buy (add'l) Vanguard Bd Index Fd Inc Total Bd Market ETF (BND) — Buy (add'l) Vanguard TaxManaged Intl Fd FISE (VEA) — Int/Div — Sold (part) Vanguard TaxManaged Intl Fd FISE (VEA) — Sold (part) Vanguard TaxManaged Intl Fd FISE (VEA) — Sold (part) Vanguard TaxManaged Intl Fd FISE (VEA) — Buy (add'l) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Int/Div — Sold (part) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Sold (part) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Sold (part) Vanguard Charlotte Funds Total Intl Bd Index Fund ETF (BNDX) — Buy (add'l) Vanguard Intl Equity Index Fds ¥1SE (VWO) — Int/Div — Sold (part) Vanguard Intl Equity Index Fds ¥1SE (VWO) — Sold (part) Vanguard Intl Equity Index Fds ¥1SE (VWO) — Buy (add'l) Vanguard Intl Equity Index Fds ¥1SE (VWO) — Sold (part) Board Member, Havens Relief Fund Society Spouse's income — 2018 — I (salary and benefits) The trust identified in Part | contains no reportable assets. Part VII, line 4: The investments of this ESOP, which was established in 2009, are not participant-directed. The information reported is the most recent available information, which is as of 12/31/2016. Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/28558. Public record. Not legal advice.