# Patti B. Saris

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/28557

## Record

- **Judge:** Patti B. Saris
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 72

## Text

T06. — Sold
Venture Investors Fund, LP — Distribution
Tucker Anthony Private Equity Fund 111 — None
Trust#S(H)
Baupost Value Partners LP — None
Kensico Offshore Fd Lid LP — None
Federated US Treas Cash money market (cash equiv) — Int/Div — Sold
Independent Franchise Partners US Eq Fd UFPUX) mutual fund — Int/Div — Buy (add'l)
Independent Franchise Partners US Eq Fd UFPUX) mutual fund — Sold (part) — Part VII
Independent Franchise Partners US Eq Fd UFPUX) mutual fund — Sold
Frontier MFG Global Eq-Inst (FMGEX) mutual fund — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust # 10(H)
Britehouse life, universal Life insurance** See Part VIII Note — None
Trust#11(H)
Sun Life Assurance, universal life insurance — None
Manufacturers Life Ins, universal life (John Hancock) — None
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Sold
Vanguard Total Wrld Stock Idx Fd (VT) mutual fd — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash quiv) — Int/Div — Sold
Tucker Anthony Private Equity Fund 1V — None — Redeemed — Part VII
IRA Rollover (H)
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Sold
Vanguard Total Wrld Stock Idx Fd (VT) mutual fd — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) (x) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) (x) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) (x) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) (x) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) (x) — Sold
Battery Ventures VI L.P — None
Park St Capl Natural Res Fd L.P — Distribution
US Fidenza LLC — None
Park St Capital V LP — istmbution
Frnends of Lime Rock 111 LP — None
Highfields Capital Il LP — istmbution
Park St Natural Resource Fund 1l Combined {Private Equity) — Distribution
Park Street Capital VI (Private Equity Fd) — Distribution
Patron Capital LP 11 (private equity) — None
Orion Eruopean Real Estate Fd II, C.V., LP — None — Distnbuted — Part VII
US Dublin LLC — None
Europa Fund 11 US LP — Iistnbution
Weston Presidio V LP — None
Trust 2 18 (H)
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Sold
Intin MECM Investments LLC (privately held) — istmbution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust £ 19(H)
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Sold
Intin MECM Investments LLC (privately held) — Distribution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust # 20 (H)
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Sold
Int in MECM Investments LLC (privately held) — Distribution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank. Bank account (cash account) (x) — Interest — Open
Trust #21 (H)
Federated USTreas Cash Rsv cash eq mutual fd — Int/Div — Sold
Int in MECM Investments LLC (privately held) — Distribution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Lime Rock Partners IV LP (combined) (private equities) — None — Distnbuted — Part VII
Park St Cap Priv EQ Fd VILA LP — Iistnbution
Park St Cap Natural Res Fd 111 LP combined {priv Eq) — Distribution
Polans Vent Part Entrep Fd V LP — None — Distnbuted — Part VII
TA X LP (Priv Eq) — Distribution
Minnesota Pub Facs Auth Clean Wir municipal bds**See Part VII Note — None — Distnibuted — Part VII
University Idaho Municipal bds — Interest — Redeemed — Part VII
Federated US Treas Cash Rsv cash eq mutual fd — Int/Div
Local Motors Series A pfd stock — None
Hephaestion Il LP priv eq — None — Distnibuted — Part VII
Hephaestion Retail LP priv eg — None — Distnbuted — Part VII
PSC Luxembourg Hidgs LLC — None
Trust #22 (H)
Int in MECM Assoc 11 LLC privately held — None — Distnibuted — Part VII
Hephaestion LP — Distribution
Hephaestion Co-invest LP — Distribution
Porus Invt Hldg Co Ltd LP — Distribution
Xander Master Fund LLC — istmbution
Federated US Treas Cash Rsv cash equiv mutual fd — Int/Div — Sold
Ptolemy Finance LLC (private eq) — Iistnbution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
MECM Investments, LLC interest (x) — Distribution — Open
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust #23 (H)
Federated US Treas Cash Rsv cash equiv mutual fund — Int/Div — Sold
Int in MECM Investments LLC (privately held) — Iistnbution
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust #24(H)
Federated US Treas Cash Rsv mutual fund — Int/Div — Sold
Int in MECM Investments LLC (privately held) — Distribution
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust #25(H)
Federated US Treas Cash Rsv mutual fund — Int/Div — Sold
Int in MECM Investments LLC (privately held) — istnibution
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust £26 (H)
Federated US Treas Cash Rsv cash equiv mutual fund — Int/Div — Sold
Int in MECM Investments LLC (privately held) — Distribution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — prt)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Liveprocess Corp Ser A pfd stock** See Part VIII Note — None
Meridia Capital LP — None
Metad Group Lid LP — None
Elhott Associates, LP — None — Distnbuted — Part VII
Lime Rock Partmers V. LP combined — None — Distnibuted — Part VII
Middle East North Africa Opportunities Fd, Lr — None
MECM Associates LLC (privately held) (H)
Abrams Capital Partners 11 LP — None — Distnbuted — Part VII
Baupost Value Partners LP 11 — None — Distributed — Part VII
Kensico Associates LP — None — Distnbuted — Part VII
Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Sold
PAR Investment Partners LP (private equity) — None — Distnbuted — Part VII
Kabouter Intemational Opportunities Fd Il LLC (private equity) — None — Distributed — Part VII
Advent Intemational GPE VIII-B LP (private equity) — None — Distnbuted — Part VII
Federated Treasury Obliga - 1S (cash equiv) (x) — Int/Div — Sold
Berkeley Cty SC Municipal bd — None — Distnbuted — Part VII
Hawaii St Municipal Bds — None — Distributed — Part VII
Chatham Cty GA Municipal Bds — None — Distnbuted — Part VII
MA St College Bds Municipal Bds — None — Distnbuted — Part VII
Trust #27 (H)
Intin MECM Investments LLC (privately held) — Distribution
Federated US Treas Cash Rsv cash equiv (mutual fd) — Int/Div — Sold
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
MATS — Sold (part)
bad) — Sold (part)
bad) — Sold (part)
pak) — Sold (part)
pak) — Sold (part)
pak) — Sold (part)
pak) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust #28 (H)
Int in MECM Investments LLC (privately held) — Distribution
Federated US Treas Cash Rsv money mrkt (mutual fd) — Int/Div — Sold
Vanguard Dvd Apprec Ind-adm (VDADX) — Int/Div — Buy (add'l)
Vanguard Emerg Mkts Stock Indx-adm (VEMAX) mutual fd — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
CX Partners Fd Limited (private eq) — None — Distnbuted — Part VII
Hephaestion 111 LP — None — Distnibuted — Part VII
Orion European Real Estate Fd HI CV (priv eq) — None — Distnbuted — Part VII
RBC (Royal Bank of Canada), bank accounts — Interest
Gold boullion — None
MECM Investments LLC (H)
Berkeley Cry SC Municipal Bds — Interest — Redeemed — Part VII
Int in MECM Associates 11 LLC (privately held) — None — Distnbuted — Part VII
Chatham Cty GA Municipal Bds — Interest
Gold Bullion — None
Federated US Treas Cash Rsv cash equiv (mutual fd) — Int/Div — Sold
Buckeve Partners LP, PTP — Int/Div — Sold (part)
Buckeve Partners LP, PTP — Sold (part)
Buckeve Partners LP, PTP — Sold — Part VII
Williams Partners LP, PTP — Int/Div — Buy (add'l)
Williams Partners LP, PTP — Buy (add'l)
Williams Partners LP, PTP — Buy (add'l)
Williams Partners LP, PTP — Buy (add'l)
Williams Partners LP, PTP — Buy (add'l)
Williams Partners LP, PTP — Sold (part)
Williams Partners LP, PTP — Sold (part) — Part VII
Williams Partners LP, PTP — Sold (part)
Williams Partners LP, PTP — Sold
Energy Transfer Equity LP, PTP — Int/Div — Buy (add'l)
Energy Transfer Equity LP, PTP — Sold (part) — Part VII
Energy Transfer Equity LP, PTP — Sold (part)
Energy Transfer Equity LP, PTP — Sold — Part VII
Enterprise Prods Partners LP, PTP — Int/Div — Sold (part)
Enterprise Prods Partners LP, PTP — Sold (part) — Part VII
Enterprise Prods Partners LP, PTP — Sold
Magellan Midstream Partners, PTP — Int/Div — Buy (add'l)
Magellan Midstream Partners, PTP — Sold (part)
Magellan Midstream Partners, PTP — Sold (part)
Magellan Midstream Partners, PTP — Sold (part)
Magellan Midstream Partners, PTP — Sold
Plains All American Pipeline LP (PAA), PTR — Int/Div — Buy (add'l)
Plains All American Pipeline LP (PAA), PTR — Buy (add'l)
Plains All American Pipeline LP (PAA), PTR — Sold (part) — Part VII
Plains All American Pipeline LP (PAA), PTR — Sold (part)
Plains All American Pipeline LP (PAA), PTR — Sold — Part VII
Spectra Energy Partners LP, PTP — Int/Div — Sold (part)
Spectra Energy Partners LP, PTP — Sold (part)
Spectra Energy Partners LP, PTP — Sold (part)
Spectra Energy Partners LP, PTP — Sold — Part VII
Western Gas Partners LP, PTP — Int/Div — Sold (part)
Western Gas Partners LP, PTP — Sold (part) — Part VII
Western Gas Partners LP, PTP — Sold
Hawan St bds, mumcipal bds — Interest
MA St Dev Fin Agy Bds, municipal bds — Interest — Buy (add'l)
WI St Trans Rev Bds, municipal bds — Interest
CHARLESTON CNTY SC 5% 11-01-2021 BEO — Interest
Energy Northwest WA Elec Rev municipal bds — Interest — Matured — Part VII
Frederick Cty MD municipal bds — Interest
Lone Star Real Estate Fd 11(U.S.), LP (priv equity) — istrnibution
Lone Star Fund VII (U.S.), LP (priv equity) — None
PS Opportunities Onshore LP (priv equity) — None
Andeavor Logistics LP (PTP) (fka Tesoro Logistics LP) — Int/Div — Sold (part)
Andeavor Logistics LP (PTP) (fka Tesoro Logistics LP) — Sold (part)
Andeavor Logistics LP (PTP) (fka Tesoro Logistics LP) — Sold (part)
Andeavor Logistics LP (PTP) (fka Tesoro Logistics LP) — Sold — Part VII
MPLX LP(PTP) — Int/Div — Buy (add'l)
MPLX LP(PTP) — Buy (add'l)
MPLX LP(PTP) — Sold (part) — Part VII
MPLX LP(PTP) — Sold (part)
MPLX LP(PTP) — Sold
Western Gas Equity Partners LP (PTP) — Int/Div — Sold (part)
Western Gas Equity Partners LP (PTP) — Sold
EQT Midstream Partners, LP (PTP) — Int/Div — Buy (add'l)
EQT Midstream Partners, LP (PTP) — Buy (add'l)
EQT Midstream Partners, LP (PTP) — Sold (part) — Part VII
EQT Midstream Partners, LP (PTP) — Sold (part)
EQT Midstream Partners, LP (PTP) — Sold — Part VII
Williams Cos Inc common (WMB) — Int/Div — Sold (part)
Williams Cos Inc common (WMB) — Sold (part)
Williams Cos Inc common (WMB) — Sold (part)
Williams Cos Inc common (WMB) — Sold
PA Econ Dev Fing Auth municipal bds — Interest
University Utah University Revs {municipal Bds) — Interest
MA St Sch Bldg Auth (municipal bds) — Interest — Sold (part)
Frontier MFG Global Equity Fd Inst] (FMGEX) mutual fd — None
Genesis Energy LP (GEL) (PTP) — Int/Div — Sold (part)
ARO. — Sold (part)
ARO. — Sold — Part VII
Oneok Inc. com (OKE) — Int/Div — Sold (part)
assy — Sold (part)
assy — Sold
Phillips 66 Partners LP (PSXP)(PTP) — Int/Div — Sold (part) — Part VII
Phillips 66 Partners LP (PSXP)(PTP) — Sold
Valero Energy Partners LP (VLP) (PTP) — Int/Div — Sold (part)
Valero Energy Partners LP (VLP) (PTP) — Sold — Part VII
Morehead St Univ KY municipal bds — Interest
Stratford CT municipal bds — Interest
Western Mich Univ Rev municipal bds — Interest
DL Partners Opportunities Fd LP (private eq) — None
Antero Midstream Partners LP (AM) rtm — Int/Div — Sold (part)
Antero Midstream Partners LP (AM) rtm — Sold (part) — Part VII
Antero Midstream Partners LP (AM) rtm — Sold
Dominion Energy Midstream Partners LP ADM) (PTP) (fka Dominion Mid) — Int/Div — Sold (part)
Dominion Energy Midstream Partners LP ADM) (PTP) (fka Dominion Mid) — Sold (part)
Dominion Energy Midstream Partners LP ADM) (PTP) (fka Dominion Mid) — Sold — Part VII
Shell Midstream Partners LP (SHLX) (rm — Int/Div — Sold (part)
Shell Midstream Partners LP (SHLX) (rm — Sold (part)
Shell Midstream Partners LP (SHLX) (rm — Sold (part)
Shell Midstream Partners LP (SHLX) (rm — Sold (part)
Shell Midstream Partners LP (SHLX) (rm — Sold — Part VII
FORSYTH CNTY GA 5% 03-01-2024 BFO — Interest — Sold — Part VII
Franklin IND Cmnty-Sch Bldg municipal bds — Interest
MARYLAND ST 5% 08.01-2025 BEO — Interest — Sold (part) — Part VII
Edgbaston Asian Equity Trust (private eq) — None
EQT GP Holding LP (EQGP) (PTP) — Int/Div — Sold (part)
EQT GP Holding LP (EQGP) (PTP) — Sold — Part VII
Targa Resources Corp (TRGP), common stock — Int/Div — Sold (part)
Targa Resources Corp (TRGP), common stock — Sold (part)
Targa Resources Corp (TRGP), common stock — Sold — Part VII
Energy Transfer Parmers LP (ETP), PTP — Int/Div — Buy (add'l)
Energy Transfer Parmers LP (ETP), PTP — Sold (part)
Energy Transfer Parmers LP (ETP), PTP — Sold — Part VII
Noble Midstream Partners LP (NBLX), PIP — Int/Div — Sold (part)
Noble Midstream Partners LP (NBLX), PIP — Sold
Tallgrass Energy Partners LP (TEP), PTP — Int/Div — Buy (add'l)
Tallgrass Energy Partners LP (TEP), PTP — Sold (part)
Tallgrass Energy Partners LP (TEP), PTP — Sold (part)
Tallgrass Energy Partners LP (TEP), PTP — Sold — Part VII
Tallgrass Energy GP LP (TEGP) CI A shares — Int/Div — Sold (part) — Part VII
Tallgrass Energy GP LP (TEGP) CI A shares — Sold
Oakland Univ Mich Rev municipal fds — Interest
MFB Northern Funds US Govt money mkt {cash equiv) — Int/Div
Governors Lane Onshore Fund LP (private equity) — None
Waterline Ventures 11 LP (private equity) — None
Kildare European Partners I, LP (private equity)**See Part VIII Note — None — with line 490) — Part VII
Regent Opportunity Fund IV, LLC (private equity) — None
US Bank Security acct (H)
First Am US Treas mm CL Z cash equiv (mutual fd) — Int/Div — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Buy (add'l)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
First Am US Treas mm CL Z cash equiv (mutual fd) — Sold (part)
Independent Fran Part EQ FD (mutual FD) x — Int/Div — Open
Euro Currency (cash equiv) (x) — None — Buy
Euro Currency (cash equiv) (x) — Sold
Frontegra MFG Global Equity Inst] (mutual FD) (x) — Int/Div — Open
Vanguard Dividend Apprec IDX Admiral (mutual fd) (x) — Int/Div — Open
BP Midstream Partners (BPMP), PTP — Int/Div — Sold (part)
BP Midstream Partners (BPMP), PTP — Sold
Antero Midstream Group LP, PTP — Int/Div — Sold (part)
Antero Midstream Group LP, PTP — Sold — Part VII
Cheniere Energy INC (LNG) — None — Buy (add'l)
Cheniere Energy INC (LNG) — Sold (part)
Cheniere Energy INC (LNG) — Sold (part)
Cheniere Energy INC (LNG) — Sold
Castlelake V LPs (private equity) — None
Berkshire Wind Pwr Coop Corp Mass municipal bds — Interest
BURLINGTON CNTY NJ FLTG RT 2.89: 01-15-2026 BEO — Interest
MARICOPA CNTY ARIZ SCH DIST NO 001 PHOENIX FLEM 5%, 07.01.2026 BEO — Interest
ODESSA TEX JR COLLEGE DIST 5% 08-15.2027BEO — Interest
SAN ANTONIO TEX WTR REV 5% 05.15.2026 BEO — Interest
SPRINGFIELD MASS WTR & SWR COMMN REV 5% 04.15.2026 BEO — Interest
WA Multnomah & Yamhill Cntys municipal bds — Interest
Brookside Cap Partners Fd LP — None
Marathon UCITS Funds - International Equity F(private equity) — None
Summit Prrns Priv Eq Fd VII-A — Distribution
Hony Capital Fund 2008, LP — istrnibution
Lone Star Fund VI (US), LP — None
Lone Star Europe Holdings (US), LP — None
Lone Star Real Estate Fund (US), LP — None
Lime Rock Partners VI LP (private equity) — istnbution
Lone Star Fund VII (US) LP (private equity) — None
Lone Star Real Estate Fund 111 (US), LP {private eq) — Distribution
Castlelake 1V LP (private eq) — Distribution
CL IV Inc LLC (private eq) — None
Lime Rock Partners VII LP (private eq) — Distribution
Lone Star 1X (US), LP (private eq) — Distribution
Ana Investment Partners LP LLC (private equity) — None
Centerbridge Cap Pturs LPs (Priv. Eq) — istmbution
MP Fund LP (private eq) — Distribution
Kildare European Partners , LP (private eq) — Distribution
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S00. — Buy (add'l)
S08. — Buy (add'l)
S08. — Buy (add'l)
S10. — Buy (add'l)
S10. — Buy (add'l)
S10. — Buy (add'l)
S10. — Buy (add'l)
S10. — Sold (part)
S10. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold (part)
S16. — Sold
Acacia Conservation Fund LP {private equity) (x) - Artemis R E Prine — None — Open
Artemis R E Prins Hithcare Fd LP (private equity) (x) — istmbution — Open
Arterms Real Est Partners Fd 1 (NR) LP (x) — Distribution — Open
Artermis Real Est Parturs Fd 11 LP (x) — istnbution — Open
Baupost Val Partners LP 11 (x) — None — Open
Abrams Capital Partners 11 LP (x) — None — Open
Advent International GPE VIII-B LP (private equity) (x) — None — Open
Charlesbank Executives Fund 1X. LP (x) — None — Open
T06. — Sold (part)
CX Partners Fd Limited (private eq) (x) — Distribution — Open
Denham Oil & Gas Fd LP (private equity) x) — None — Open
Elliott Associates LP (x) — None — Open
FE Industrial Partners LP (x) — Distribution — Open
Hephaestion 11 LP priv eq (x) — Distribution — Open
Hephaestion 111 LP (x) — None — Open
Hephaestion IV LP (private equity) (x) — None — Open
Hephaestion Retail LP priv eq (x) — Distribution — Open
HighVista LP (x) — None — Open
Hillhouse Fund 11 LP (private equity) (x) — Distribution — Open
Hillhouse Fund IV. L.P. (x) — Distribution — Buy
Independent Franchise Partners US Eq Fd (IFPUX) mutual Fd (x) — None — Open
Innovation works Development Fd 11, LP (private equity) (x) — None — Open
Kabouter Intemational Opportunities Fd 11 LLC (private equity) (x) — None — Open
Kensico Associates LP (private equity) (x) — None — Open
Kildare European Partners [1 LP (x) — Distribution — Buy
Lime Rock Partners IV LP (combined) (private equities) (x) — None — Open
Lime Rock Partners V. LP combined (x) — Distribution — Open
Long Pond Capital QP Fund, LP (x) — None — Buy
MFN Partners, LP (x) — None — Buy
Nonantum Capital Partners Fund 1 (x) — None — Buy
Onion European Real Estate Fund 11 CV x) — Distribution — Open
Orion European Real Estate Fund 111 CV x) — Distribution — Open
Onon European Real Estate Fund IV CV x) — Distribution — Open
Orion European Real Estate Fund V SLP x — None — Buy
PAR Investment Partners LP (private equity) (x) — Distribution — Open
Penta Asia Long Short Fund LTD (x) — None — Open
Polaris Vent Part Entrep Fd V LP (x) — Distribution — Open
S Capital, L.P. (x) — None — Buy
Tekne Partners, LP (private equity) (x) — None — Open
Thorntree Capital Fund LP (x) — None — Open
Vanguard Dvd Apprec Ind-adm (VDADX) mutual FD (x) — Int/Div — Open
X Investment Holding Ltd/Indian Dream Financial Advisors (x) — None — Open
MA St College Bds Municipal Bds (x) — Interest — Open
MEDINA CNTY OHIO LIBR DIST 5% 1201-2020 BEO (x) — Interest — Open
OREGON ST 5% 12-01-2020 BEO (x) — Interest — Open
Metropolitan St Louis, MO municipal fds x) — Interest — Open
Castle Rock Colo Sales & Use Tax Rev municipal bds (x) — Interest — Open
Edmond OK Pub Wks Auth Sales Tax & Util Rev municipal bds (x) — Interest — Open
Florida St Brd Ed Pub municipal bds (x) — Interest — Open
Massachusetts St Clean Wir municipal bds x) — None — Buy
Minneapolis & St Paul MN Met Arpts Comm municipal bds (x) — Interest — Open
New York NY City HSG Dev Corp municipal bond (x) — None — Buy
New York ST Dorm Auth Revs Non St municipal bond (x) — None — Buy
South Dakota Brd Regts Hsg & Auxiliary Fac municipal bds (x) — Interest — Open
Whitman Cuty Wash Reorg Sch Dist No 300 municipal bds (x) — None — Open
Minnesota Pub FACS Auth Clean Wir municipal bds (x) — Interest — Open
MECM Associates 11 LLC (H)
Baupost Value Partners LP 1 — None — Distnbuted — Part VII
Elliott Associates LP — None — Distributed — Part VIII
HighVista LP — None — Distnbuted — Part VII
Penta Asia Long Short Fd Ltd LP — None — Distnibuted — Part VII
X Investment Holdings co Ltd LP — None — Distnbuted — Part VII
Federated US Teas Cash Rsv cash equiv (mutual fd) — Int/Div — Sold
Vanguard Dvd Apprec Ind-adm (VDADX) mutual fd — None — Distnbuted — Part VII
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Sold
First Republic Bank, bank account (cash account) — Interest
Perry Partners, LP (private equity) — Distribution
Local Motors Inc Ser B pfd stock — None
Local Motors Inc Ser C pfd stock — None
AdoreMe Inc-seed pfd (fka WebcamGen Inc Ser A pid) cisly held — None
Highland Capital Partners VILL, LP — Distribution
CHARLESTON CNTY S C 5% 11-01-2021 BFO — None — Distnbuted — Part VIII
Energy Northwest WA municipal bds — Interest — Distnbuted — Part VII
MA St Sch Bldg municipal bds — None — Distnibuted — Part VII
MEDINA CNTY OHIO LIBR DIST 5% 12.01.2020 BEO — None — Distnbuted — Part VII
OREGON ST 5% 12-01-2020 BEO — None — Distnbuted — Part VII
Artemis Real Est Partars Fd LP — None — Distnbuted — Part VII
Prosperitas Real Est Partners 111 LP (private equity) — None
Prosperitas Real Est Partners 111A LP (private equity) — None
Prosperitas Real Est Partners 111B LP (private equity) — None
PS Opportunities Onshore LP (priv equity) — None — Distnbuted — Part VII
Liveprocess Corp Ser B pfd — None
Trust £29 (H)
Plymouth Rock Co Inc OC Cl A com stock (closely held) — Int/Div
Federated US Treas Cash Rsv cash equiv mutual fund — Int/Div — Sold
Hephaestion IV LP (private equity — None — Distnbuted — Part VII
MECM Assoc LLC (privately held) — None — Distnbuted — Part VII
Independent Franchise Parmers US Eq Fd (IFPUX) mutual fd — None — Distributed — Part VII
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
Hhi) — Sold (part)
Hhi) — prt)
Hhi) — Sold (part)
Hhi) — Sold (part)
Hhi) — Sold (part)
Hhi) — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold (part)
Hhb6 — Sold
MECM Investments, LLC interest (x) — None — Open
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust #31 (H)
Vanguard Dvd Apprec Ind-adm (VDADX) mutual fd — Int/Div — Buy (add'l)
Vanguard Emerg Mkts Stock Indx-adm (VEMAX) mutual fd — Int/Div — Buy (add'l)
Int in MECM Investments LLC (privately held) — Distribution
Federated US Treas Cash Rsv cash eq mutual fd — Int/Div — Sold
Federated Treasury Obliga - 1S (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Buy (add'l)
Federated Treasury Obliga - 1S (cash equiv) — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
T06. — Sold (part)
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Hephaestion IV LP (private equity) — None — Distnbuted — Part VII
Lean Our History LLC (private equity) — None
Patagonia Sur, LLC (private equity) — None
Tekne Partners, LP (private equity) — None — Distributed — Part VII
Metropolican St Louis, MO municipal fd — None — Distnbuted — Part VII
PA Econ Dev Auth municipal bds — Interest — Distnbuted — Part VII
Trust £32 (H)
Int in MECM Investments LLC (closely held) — Distribution
Vanguard Dvd Apprec Ind-adm (VDADX) mutual fd — Int/Div — Buy (add'l)
Vanguard Emerg Mkts Stock Indx-adm (VEMAX mutual fund — Int/Div — Buy (add'l)
Federated US Treas Cash Rsv, cash equiv mutual fd — Int/Div — Sold
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
University Utah University Revs municipal bds — None — Distributed — Part VII
Acacia Conservation Fund LP (private equity) — None — Distnbuted — Part VII
Compass DRR Mexico F1-2 Limited {private equity) — None
Innovation works Development Fd 11, LP {private equity) — None — Distnbuted — Part VII
Kensico Associates LP (private equity) — None — Distributed — Part VII
RNPF Co Invest LLC (private equity) — None
RP Holdings Fund 11, LLC (private equity) — Distribution
Velos Partners Fund LP (private equity) — None
Morehead St Univ KY municipal bds — None — Distributed — Part VII
Stratford CT municipal bds — None — Distnbuted — Part VII
Artemis Real Est Partnrs Fd 11 LP (private ey — None — Distnbuted — Part VII
Proclara Biosciences Inc Ser D pfd stock {fkat Neurophage Pharmls) — None
Orion European Real Estate Fd IV CV {private eq) — None — Distributed — Part VII
Local Motors Inc Ser B-1 pfd (closely heldy**See Part VIII Note — None
Proclara Biosciences Inc Ser E pid stock (fka Neurophage Pharmls) — None
CourtSeribes Inc Ser A prim pfd (Delaware Corp) — None
Blackivy LLC (private eq) — None
Coastal Force Invt m Real Estate LP (private eq) — None
Longpoint Realty Partners LP CL B (private eq) — None
FORSYTH CNTY GA 5% 03.01.2024 BEO — None — Distributed — Part VII
MARYLAND ST 5% 08-01-2025 BEO — None — Distnbuted — Part VII
Franklin IND Cmonty Sch Bldg municipal bds — None — Distnbuted — Part VII
IRA Rollover # 2 (H)
Vanguard Total Wrld Stock Idx Fd (VT) mutial 1d — Int/Div — Buy (add'l)
Vanguard Total Wrld Stock Idx Fd (VT) mutial 1d — Buy (add'l)
Federated U S Treas Cash Rsv mm Fd {cash equiv) — Int/Div — Sold
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
Trust £33 (H)
Federated US Treas Cash Rsv mutual fd {cash equiv) — Int/Div — Sold
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Sold (part)
Federated Treasury Obliga - IS (cash equiv) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Interest in Trust £ 35 — None
Guesty Inc Ser A pfd stock — None
HST Solar Farms Inc Ser A-2 Pfd (closely held) — None
MFB Northern Funds US Govt money mkt {cash equiv) — None — Distributed — Part VII
Castle Rock Colo Sales & Use Tax Rev municipal bds — None — Distnbuted — Part VII
Edmond OK Pub Wks Auth Sales Tax & Util Rey municipal bds — Interest — istnbuted — Part VII
Minneapolis & St Paul MN Met Arpts Comm municipal bds — Interest — Distnbuted — Part VII
South Dakota Brd Regts Hsg & Auxiliary Fac municipal bds — None — Distnibuted — Part VII
Artemis R E Prinrs Hlthcare Fd 1 LP (private equity) — None — Distnbuted — Part VII
Denham Oil & Gas Fd LP (private equity) — None — Distnbuted — Part VII
Graduate Syndicate Fund LP (private equity) — None
Hillhouse Fund 111 LP (private equity) — None — Distnibuted — Part VII
Thomtree Capital Fund LP (private equity) — None — Distnbuted — Part VII
FE Industrial Partners LP (private equity) — None — Distnbuted — Part VII
Blackstone Distressed Securites Fund LP {private equity) — None
Semma Therapeutics Inc Ser B Pid stock — None — Buy (add'l)
Venn 2014 LTD (private equity) — None
BURLINGTON CNTY NJ FLTG RT 2.5% 01-15-2026 BEO — None — Distributed — Part VII
Florida St Brd Ed Pub municipal bds — None — Distnbuted — Part VII
MARICOPA CNTY ARIZ SCH DIST NO O01 PHOENIX ELEM 5% 07-01-2026 BEO — Interest — Distnibuted — Part VII
Massachusetts St Dev Fin Agy municipal bds — None — Distnbuted — Part VII
Odessa Tex Jr College municipal bds — None — Distributed — Part VII
San Antonio Tex municipal bds — None — Distnbuted — Part VII
SPRINGFIELD MASS WTR & SWR COMMN REV 59% 04-15-2026 BEO — None — Distnibuted — Part VII
Federated Treasury Obliga - IS (cash equiv) — Int/Div — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
Federated Treasury Obliga - IS (cash equiv) — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
L310. — Buy (add'l)
RS0. — Buy (add'l)
RS0. — Buy (add'l)
RS0. — Buy (add'l)
RS0. — Buy (add'l)
RS0. — Buy (add'l)
RS0. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
RS6H. — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Buy (add'l)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
KOHN — Sold (part)
BUTS — Sold (part)
BUTS — Sold (part)
BUTS — Sold (part)
BUTS — Sold (part)
BUTS — Sold (part)
BUTS — Sold (part)
BUTS — Sold (part)
92€A3 — Sold (part)
92€A3 — Sold (part)
9é€AS — Sold (part)
9é€AS — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
96€N7 — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
LAY) — Sold (part)
1000) — Sold (part)
1000) — Sold (part)
1000) — Sold
Trust # 34 (H)
Int in MECM Assoc 11 LLC (privately held) — None — Distributed — Part VII
Int in MECM Investment LLC (privately held) (x) — Distribution — Open
Federated Treasury Obliga - 1S (Cash equiv) (x) — Int/Div — Buy (add'l)
Federated Treasury Obliga - 1S (Cash equiv) (x) — Buy (add'l)
Federated Treasury Obliga - 1S (Cash equiv) (x) — Buy (add'l)
Federated Treasury Obliga - 1S (Cash equiv) (x) — Buy (add'l)
1010, — Buy (add'l)
1010, — Buy (add'l)
1010, — Buy (add'l)
1013, — Buy (add'l)
1013, — Buy (add'l)
1013, — Buy (add'l)
1016, — Buy (add'l)
1016, — Buy (add'l)
1018, — Buy (add'l)
1018, — Buy (add'l)
1020, — Buy (add'l)
1020, — Buy (add'l)
1020, — Buy (add'l)
1020, — Buy (add'l)
1020, — Buy (add'l)
1020, — Sold (part)
1020, — Sold (part)
1020, — Sold (part)
1020, — Sold (part)
1029, — Sold (part)
1030, — Sold (part)
1030, — Sold (part)
1030, — Sold (part)
1030, — Sold (part)
1034, — Sold (part)
1034, — Sold (part)
1036, — Sold
Federated U S Treas Cash Rsv mm Fd {Cash equiv) (x) — None — Open
Federated U S Treas Cash Rsv mm Fd {Cash equiv) (x) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust # 35 (H)
Plymouth Rock Co Inc OC C1 A - common stock — Int/Div
Federated Treasury Obliga - 1S (Cash equiv) (x) — Int/Div — Buy
Federated Treasury Obliga - 1S (Cash equiv) (x) — Sold
Federated U S Treas Cash Rsv mm Fd (Cash equiv) (x) — Int/Div — Buy
Federated U S Treas Cash Rsv mm Fd (Cash equiv) (x) — Sold
First Republic Bank, Bank account (cash account) (x) — Interest — Open
Trust #36 (H) (x)
Int in MECM Investments, LLC Interest x) — None — Open
UBS FDIC Insured Dep PGM (x) — None — Open — Part VII
GE Capital Fin Inc UT US 3.5% (x) — None — Open — Part VII
Goldman Sachs Bank NY US 2.9% (x) — None — Open — Part VII
Goldman Sachs Bank NY US 2.75% (x) — None — Open — Part VII
GE Cap Retail Buk UT US 2.8% (x) — None — Open — Part VII
GE Cap Retail Buk UT US 2.65% (x) — None — Open — Part VII
GE Cap Retail Buk UT US 2.45% (x) — None — Open — Part VII
Mass WTR Polltn 5.25% (x) — None — Open — Part VII
MFS Inter Income 9.71% (x) — None — Open — Part VII
John Hancock Income 3.27% (x) — None — Open — Part VII
UBS Bank USA Dep Acct (x) — None — Open — Part VII
Goldman Sachs BK U NY 3.1% (x) — None — Open — Part VII
Discover Bank De US 2.85 (x) — None — Open — Part VII
BMO Harris BK Natl 2.25 (x) — None — Open — Part VII
Principal Investors Pref — None — Open — Part VII
Fidelity Institutional MM (x) — None — Open — Part VII
Disney Walt co (x) — None — Open — Part VII
ADP (x) — None — Open — Part VII
Fiserv Inc (x) — None — Open — Part VII
Abbott Labs (x) — None — Open — Part VII
Numina Inc (x) — None — Open — Part VII
Johnson & Johnson (x) — None — Open — Part VII
Alphabet Inc (x) — None — Open — Part VII
Analog Devices Inc (x) — None — Open — Part VII
Apple Inc (x) — None — Open — Part VII
Xilinx Inc (x) — None — Open — Part VII
IM Sucker Company (x) — None — Open — Part VII
Canadian National Railway (x) — None — Open — Part VII
Halma PLC (x) — None — Open — Part VII
Kerry Group PLC (x) — None — Open — Part VII
Konmklijke DSM (x) — None — Open — Part VII
L'Oreal (x) — None — Open — Part VII
Nestle (x) — None — Open — Part VII
Novartis AG (x) — None — Open — Part VII
Novozymes (x) — None — Open — Part VII
Panasonic Corp (x) — None — Open — Part VII
Unilever PLC (x) — None — Open — Part VII
Aptar Group (x) — None — Open — Part VII
Rockwell Auto (x) — None — Open — Part VII
Waste MGMT (x) — None — Open — Part VII
Xylem Inc (x) — None — Open — Part VII
Danaher Corp (x) — None — Open — Part VII
Stryker Corp (X) — None — Open — Part VII
Marketaxess Holdings (x) — None — Open — Part VII
Mastercard (x) — None — Open — Part VII
Paypal Holdings (x) — None — Open — Part VII
New York Times (x) — None — Open — Part VII
CVS Health (x) — None — Open — Part VII
IPG Photonics (x) — None — Open — Part VII
Nike (x) — None — Open — Part VII
Church & Dwight Inc (x) — None — Open — Part VII
Salesforce Inc (x) — None — Open — Part VII
MA St Dev Fin 5% Agy (x) — None — Open — Part VII
MA StDTD $% (x) — None — Open — Part VII
MA StDTD 4% (x) — None — Open — Part VII
MA StDTD 5.25% 2021 (x) — None — Open — Part VII
MA StDTD 5.25% 2019 (x) — None — Open — Part VII
MA St Health & Edl 6.25% (x) — None — Open — Part VII
MA St Wir Res 5.5% (x) — None — Open — Part VII
United States Treas Nts 875% (x) — None — Open — Part VII
Graduate Syndicate Fund 2 LP (x) — None — Buy
NREP NSF 1H InvestCo 66 AS (x) — None — Buy
Proclara Biosciences Inc Ser F PFD (x) — None — Buy
MECM Investments, LLC interest (x) — Distribution — Open
MECM Investments, LLC interest (x) — Sold (part) — Part VII
MECM Investments, LLC interest (x) — Distribution — Open
CO-TRUSTEE, TRUST #4 (See Part VII)
Director, Codman Academy Foundation Inc, Dorchester, MA
Director, Bottom Line Inc., Boston, MA
Reimbursement — The American Law Institute — October 24-28. 2018 — Philadelphia, PA — Legal Conterence — Travel, lodging, meals
Spouse's income — 2018 — PRESIDENT AND FELLOWS OF HARVARD COLLEGE, CAMBRIDGE, MA - salary
Spouse's income — 2018 — HARVARD BUSINESS PUBLISHING, MA - Royalties
Spouse's income — 2018 — HIGHVISTA STATEGIES LLC, MA - Advisory fee
Spouse's income — 2018 — SRB CORPORATION « Advisory fee
By"

—-—

TT

dd aed

Trem 590:

liott Associates, LP - This asset was distributed to MECM Investments LLC, see |

tem 542:

Item 591: HighVista I LP - This asset was distributed to MECM Investments LLC, see Item 548:

Item 592: Penta Asia Long Short Fund LTD - This asset was distributed to MECM Investments LLC, see Item 566:

Item 593: X Investment Holdings co Ltd LP - This asset was distributed to MECM Investments LLC, see Item $72:

Item $95: Vanguard Dvd Apprec Ind-adm (VDADX) mutual fd - This asset was distributed to MECM Investments LLC, see Item 571.

Ttem 603: CHARLESTON ONTY S C 5% 11-01-2021 BEO - This asset was distributed to MECM Investments LLC, see frem 349,

Item 604: Energy Northwest WA Elec Rev municipal bds - This asset was distributed to MECM Investments LLC, see Item 350.

Item 605: MA St Sch Bldg municipal bds - This asset was distributed to MECM Investments LLC, see Item 377.

Item 606: MEDINA CNTY OHIO LIBR DIST 5% 12-01-2020 BEO - This asset was distributed to MECM Investments LLC, see Item 574.

Item 607: OREGON ST 5% 12-01-2020 BEO - This asset was distributed to MECM Investments LLC, see Item 575.

Ttem 608: Artemis Real Est Partners Fd 1 (NR) LP This asset was distributed to MECM Investments LLC, see Trem 534,

Item 612: PS Opportunities Onshore LP (priv equity) - This asset was distributed to MECM Investments LLC, see Item 354,

Item 617: Hephaestion IV LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 546.

Item 618: MECM Assoc LLC (privately held) - See item numbers 229 thru 236 for all of MECM Assoc LLC's assets and distributions. All MECM Assoc LLC's

assets were distributed to MECM Investments, LLC, see items 473, 474, 536 thru 538, 553, 554 and $65,

Item 619: Independent Franchise Partners US Eq Fd - This asset was distributed to MECM Investments LLC, see Item 551.

Item 722: Hephaestion 1V LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 546.

Item 725: Tekne Partners, LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 569.

Item 726: Metropolican St Louis, MO municipal fd - This asset was distributed to MECM Investments LLC, see Item 576.

Item 727: PA Econ Dev Fing Auth municipal bds - This asset was distributed to MECM Investments LLC, see Item 375,

Item 766: University Utah University Revs municipal bds - This asset was distributed to MECM Investments LLC, see frem 376,

Item 767: Acacia Conservation Fund LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 532.

Item 769: linovation works Development Fd 11, LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 552.

Item 770: Kensico Associates LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 554.

Item 774: Morehead St Univ KY municipal bds - This asset was distributed to MECM Investments LLC, see Item 389,

Ttem 775: Stratford CT municipal bds - This asset was distributed to MECM Investments LLC, see Ttem 390,

Item 776: Artemis Real Est Partnes Fd 11 LP - This asset was distributed to MECM Investments LLC, see Item 535.

Item 778: Orion European Real Estate Fd IV CV (private eq) - This asset was distributed to MECM Investments LLC, see Item 563.

Item 779: Local Motors Inc Ser B-1 pfd (closely held) - The asset name was corrected for the misspelling of "Motors" (Previously reported as Morots).

Item 785: Forsyth Cnty GA municipal bds - This asset was distributed to MECM Investments LLC, see Item 404,

Item 786: MARYLAND ST 5% 08-01-2025 BEO - This asset was distributed to MECM Investments LLC, see Item 406.

Item 787: Franklin IND Cmoaty Sch Bldg municipal bds - This asset was distributed to MECM Investments LLC, see Item 405.

Item 805: MFB Northern Funds US Govt money mkt (cash equiv) - This asset was distributed to MECM Investments LLC, see Item 425.

Item 806: Castle Rock Colo Sales & Use Tax Rev municipal bds - This asset was distributed to MECM Investments LLC, see Item 577.

Item 807: Edmond OK Pub Wks Auth Sales Tax & Util Rev municipal bds - This asset was distributed to MECM Investments LLC, see Item 578

Item 808: Minneapolis & St Paul MN Met Arpts Comm municipal bds - This asset was distributed to MECM Investments LLC, see Item 582.

Item 809: South Dakota Brd Regts Hsg & Auxiliary Fac municipal bds - This asset was distributed to MECM Investments LLC, see Item 585.

Item £10: Artemis R E Priars Hithcare Fd I LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 533.

Item 811: Denham Oil & Gas Fd LP (private equity) - This asset was distributed to MECM Investments LLC, see Item 541.

Item £13: Hillhouse Fund 111 LP (private equity) « This asset was distributed to MECM Investments LLC, see Item 549,

Item 814: Thorntree Capital Fund LP - This asset was distributed to MECM Investments LLC, see Item 570

Item 815: FE Industrial Partners | LP - This asset was distributed to MECM Investments LLC, see Item 543.

Item £19: BURLINGTON CNTY NJ FLT

T 2.5%

5-2026 BEO - This asset was distributed to MECM Investments LLC, see Item 467.

Item 820: EAGLE RIV COLO WTR & SAN

DIST

ERPRISE WASTEWTR REV 5 12-01-2028 BEO - This asset was distributed to MECM Investments

LLC, see Item 579.

Item 821: Florida St Brd Ed Pub municipal bds - This asset was distributed to MECM Investments LLC, see Item 580,

Item 822: MARICOPA CNTY ARIZ SCH DIST NO 001 PHOENIX ELEM 5% 07-01-2026 BEO - This asset was distributed to MECM Investments LLC, see

Item 468.

Item 823: Massachusetts St Dev Fin Agy municipal bds - This asset was distributed to MECM Investments LLC, see Item 347.

Item 824: Odessa Tex Jr College municipal bds - This asset was distributed to MECM Investments LLC, see Item 469.

Item 825: SAN ANTONIO TEX WTR REV 5% 05-15-2026 BEO - This asset was distributed to MECM Investments LLC, see Item 470,

Item 826: SPRINGFIELD MASS WTR & SWR COMMN REV 5% 04-15-2026 BEO - This asset was distributed to MECM Investments LLC, see Item 471,

Item 1004: Int m MECM Assoc 11 LLC (privately held) - See item numbers S89 thru 595 for MECM Associates 11, LLC assets and distributions.

Item 1049 to 1108: All assets listed were inherited from a family members trust. The amounts listed represent 1/3 of the total value which is the receipient's

allocable share.

Item 1113: MECM Investments, LLC interest - This asset was distributed to MECM Investments LLC, under Trust #36, see Item 1048,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/28557. Public record. Not legal advice.