# Graham Calder Mullen

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/2852

## Record

- **Judge:** Graham Calder Mullen
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 11

## Text

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest
Smith Bamey Money Market Fund (See explanation) — Int/Div
Smith Bamey Money Market Fund (See explanation) — Int/Div
Central Fund - Canada - See explanation — Int/Div
Intel Corp. — Int/Div
Merck & Co — Int/Div
Proctor & Gamble — Int/Div
Starbucks — Int/Div
Permanent Portfolio — Int/Div
Apple — Int/Div
Goldman Sachs Rising Diy — Int/Div
IRA {See explanation)
Loomis Sayles Funds IT Strategic Inc Fund — Int/Div — Sold (part)
Loomis Sayles Funds IT Strategic Inc Fund — Sold (part)
Columbia Contrarian Core Fd Cl Z — Int/Div — Sold (part)
Columbia Contrarian Core Fd Cl Z — Sold (part)
"nM.
Oppenheimer Int'l Small Co. Fund — Int/Div — Sold (part)
Oppenheimer Int'l Small Co. Fund — Sold (part)
Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Int/Div — Sold (part)
Blackrock Global Allocation — Int/Div — Sold (part)
Columbia Select Large Cap Growth Fd — Int/Div — Sold (part)
Columbia Select Large Cap Growth Fd — Sold (part)
Columbia Select Large Cap Growth Fd — Sold (part)
Columbia Select Large Cap Growth Fd — Sold (part)
Delaware Pooled TR Diversified Inc Fd — Int/Div
First Eagle Fds Global Fd — Int/Div — Sold (part)
First Eagle Fds Global Fd — Sold (part)
Templeton Fds - TR Global Bd Advisor — Int/Div — Sold (part)
MFS « Int'l New Discovery Fd — Int/Div — Sold (part)
MFS « Int'l New Discovery Fd — Sold (part)
MFS « Int'l New Discovery Fd — Sold (part)
S10.
Neuberger Berman Income New Strategic Fd — Int/Div — Sold (part)
John Hancock Fds II Strategic Income Opptys — Int/Div — Sold (part)
Paxworld FDS SER TRI-PRSIX — Int/Div — Sold (part)
Putnam FDS TR Capital Spectrum FD PVSYX — Int/Div
Undiscovered Mgr Behavioral Val UBVLX — Int/Div — Sold (part)
NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES
NML Whole Life Policy — Int/Div
NML Whole Life Policy 2 — Int/Div
NML Whole Life Policy 3 — Int/Div
NML Whole Life Policy 4 — Int/Div
NML Extraordinary Life Policy § — Int/Div
NML Adjustable Comp Policy 6 — Int/Div
NML 65 Life Policy 7 — Int/Div
NML 65 Life Policy 8 — Int/Div
NML Whole Life Policy 9 — Int/Div
NML Whole Life Policy 10 — None
Chart Indus — None
Cousins Properties — Int/Div
Clearbridge Ener MLP (EMO) — Int/Div — Sold (part)
Capital Sr, Living — None — Sold
First Trust MLP — Int/Div
Freeport McMorun — Int/Div
Sonoma Pharmaceuticals — None — Buy (add'l)
Sonoma Pharmaceuticals — Buy (add'l)
Wheaton Precious Metals — Int/Div
Shopify — None
iShares Core Int's Stock ETF — Int/Div
Financial Select SPDR Fund — Int/Div
iShares Core Total US Stock — Int/Div
SELF INITIATED AMENDMENT FOR 2017
Amazon — None — Buy
Apple (Ref. Line 20 of 2017 Report) — Int/Div — Buy (add'l)
Homorary Lite Member, Duke Umiversity Law School Board of Visitors
Liability — American Express — Gold Card
Liability — Barclay Card — MasterCard
Liability — Amencan Airline — MasterCard
Liability — Bank of America — Visa
EXPLANATION OF LINE ITEMS CONTAINED IN PART VII,

Lines 2 and 3 -- Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 5 -- Central Fund Canada was acquired by Sprott Physical Gold and Silver Trust.

Line 21 -- The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. All dividents are reinvested.

Line 78 -- One account, Clearbridge Energy, was reported on two lines (89 and 97) in the 2017 Report. Correction has been made in this Report.

Line 89 -- Previously Silver Wheaton. Name change by company.

Lines 99, 100, 101 -- SELF-INITIATED AMENDMENT TO THE 2017 REPORT,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/2852. Public record. Not legal advice.