# Kim McLane Wardlaw > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/28434 ## Record - **Judge:** Kim McLane Wardlaw - **Year:** 2017 - **Pages:** 83 ## Text ROTHIRA STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy CAPITAL GROUP CORE BOND FUND — Int/Div CAPITAL WORLD GROWTH & INCOME FD — Int/Div 6. — Distribution AMERICAN FUNDS NEW PERSPECTIVE FUND — Int/Div — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND — Sold (part) Schwab Pension Acct (IRA) Abbott Labs Com Stock — Int/Div — Sold (part) Alphabet Com Stock — None Apple Corp Com Stock — Int/Div Berkshire Hathaway — None — Sold (part) Blackrock Inc Com Stock — Int/Div — Sold (part) Boeing Co — Int/Div Celgene Corp — None Cerner Corp Com Stock — None Charles Schwab Com Stock — Int/Div — Buy Chevron Corp Com Stock — Int/Div Chubb Ltd — Int/Div Citicorp — Int/Div Colgate-Palmolive Com Stock — Int/Div Conocophillips Com Stock — Int/Div Costco Wholesale Inc — Int/Div Danaher Corp Com Stock — Int/Div — Sold (part) The Walt Disney Co. Com Stock — Int/Div — Sold (part) Fortive Corp — Int/Div GE Com Stock — Int/Div Gilead Sciences Inc — Int/Div Holly Frontier Corp — Int/Div — Sold Intel Corp Com Stock — Int/Div Intuitlnc — Int/Div — Sold (part) JP Morgan Chase Com Stock — Int/Div — Sold (part) Lowes Companies — Int/Div Merck & Co Com Stock — Int/Div Nextera Energy — Int/Div — Sold (part) Nike Inc Com Stock — Int/Div Novo - Nordisk — Int/Div Oracle Corp — Int/Div Paypal Holdings Inc — None Pepsico Inc Com Stock — Int/Div Proctor & Gamble Com Stock — Int/Div — Sold Qualcomm Inc Com Stock — Int/Div — Sold Raytheon Com Stock — Int/Div — Buy Roche Hldg Ltd — Int/Div Schlumberger Ltd — Int/Div Sempra Energy Com Stock — Int/Div Stryker Com Stock — Int/Div — Buy Stryker Com Stock — Sold (part) Taiwan Semiconducter Com Stock — Int/Div — Buy Target Corp Com Stock — Int/Div — Sold TCP Capital Corp — Int/Div Time Warner Inc — Int/Div TJX Com Stock — Int/Div — Buy Union Pacific Corp Com Stock — Int/Div Verizon Com Stock — Int/Div IShares MSCI Index Fund — Int/Div IShares Small Cap Index Fund — Int/Div Vanguard Emerging Market Fund — Int/Div CAPITAL TRUST ACCOUNT AAPLC — Int/Div — Buy AAPLC — Sold (part) AAPLC — Sold (part) AAPLC — Sold (part) AAPLC — Sold ABN AMRO GROUP NV CVA GDR — Int/Div — Sold ADVANCED AUTO PARTS INC — Int/Div — Buy ADVANCED AUTO PARTS INC — Sold ACCENTURE PLC US$ — Int/Div — Sold (part) ACTIVISION BLIZZARD INC — Int/Div AES CORP COM — Int/Div — Buy AES CORP COM — Buy AES CORP COM — Buy AES CORP COM — Sold (part) AIA GROUPLTD — Int/Div — Buy AETNA INC — Int/Div — Sold AIRBUS GROUP SE — Int/Div — Buy AIRBUS GROUP SE — Buy AIRBUS GROUP SE — Buy AIRBUS GROUP SE — Buy AIRBUS GROUP SE — Buy AIRBUS GROUP SE — Buy AIRBUS GROUP SE — Buy AIRBUS GROUP SE — Sold (part) ALPHABETINCCL A — None — Buy ALPHABETINCCL C — None AMADEUS IT GROUP SA — Int/Div AMAZON.COM INC — None — Buy AMAZON.COM INC — Sold (part) AMAZON.COM INC — Buy AMAZON.COM INC — Buy AMAZON.COM INC — Buy AMAZON.COM INC — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS INFLATION LINKED BOND FUND CL F3 — Int/Div — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Int/Div — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS HIGH-INCOME MUNICIPAL BOND FUND CL F3 — Buy AMERICAN FUNDS NEW ECONOMY FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW ECONOMY FUND CL F3 — Buy AMERICAN FUNDS NEW ECONOMY FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Buy AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN TOWER CORP — Int/Div — Buy AMERISOURCEBERGEN CORP — Int/Div — Sold ANALOG DEVICES INC — Int/Div AONPLC — Int/Div — Sold (part) APPLE INC — Int/Div — Sold (part) APPLE INC — Sold (part) ASAHI KASEI CORP — Int/Div — Buy ASML HOLDING NV — Int/Div — Buy ASSA ABLOYABCLB — Int/Div — Buy ASSA ABLOYABCLB — Sold (part) ASTRAZENECA PLC (GBP) — Int/Div — Buy ASTRAZENECA PLC ADR — Int/Div AUTOMATIC DATA PROCESSING INC — Int/Div — Sold (part) AUTOMATIC DATA PROCESSING INC — Sold BAE SYSTEMS PLC — Int/Div — Sold BANK OF NEW YORK MELLON CORP — Int/Div — Buy BANK OF NEW YORK MELLON CORP — Buy BANK OF NEW YORK MELLON CORP — Buy BANK OF NEW YORK MELLON CORP — Buy BAY AREA TOLL AUTH 06C2 CA VAR 04/01/45 — Interest — Sold BCA MARKETPLACE PLC — Int/Div BNP PARIBAS — Int/Div — Buy BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BNP PARIBAS — Sold (part) BOEING CO — Int/Div — Sold (part) BOEING CO — Sold (part) BRENNTAG AG — Int/Div BRITISH AMERICAN TOBACCO PLC — Int/Div — Buy BRITISH AMERICAN TOBACCO PLC — Buy BRITISH AMERICAN TOBACCO PLC — Buy BROADCOM LTD — Int/Div CH ROBINSON WORLDWIDE INC — Int/Div — Buy CH ROBINSON WORLDWIDE INC — Buy CAEDFAC UNIV OF SAN FRANCISCO 5.0% 10/01/21 — Interest CAHLTH FAC CEDAR-SINAI MED 5.0% 8/15/21 — Interest CAHLTH HENRY MAYO NEWHALL MEM HOSP AGM 1 — Interest CAINFRAEDB J. PAUL GETTY 13A-2 FRN (L 0.7 50) (MPT) SF 10/01/47 — Interest CAINFRAEDB J. PAUL GETTY 15B-1 SIFMA +28BP FRN (MPT) SR. 10/01/47 — Interest CAPUB WKS LEASE REV 17B5.0% 10/01/22 — Interest — Buy CAPUB WKS LEASE REV VAR PROJ 131 5.0% 11/01/19 — Interest CA PUB WKS REGENTS UNIV CA C1 5.0% 03/01/19 — Interest CA ST ECON REC 09A 5.0% 07/01/20 — Interest CAST GO 5.0% 02/01/20 — Interest CAST GO 5.0% 09/01/24 — Interest CASTWD ADVENTIST HLTH SYSTEMS WEST 15A 5.0% 03/01/26 — Interest CASTWD ST JOSEPHS HLTH FSA 4.5% 07/01/18 — Interest — Sold (part) CASTWD UCI APT 5.0% 05/15/24 — Interest CANADIAN NATIONAL RAILWAY CO US$ — Int/Div — Sold (part) CANADIAN NATIONAL RAILWAY CO US$ — Sold CARLSBERG A/SB — Int/Div — Buy CARLSBERG A/SB — Buy CARLSBERG A/SB — Buy CERNER CORP — None — Buy CERNER CORP — Sold (part) CERNER CORP — Sold (part) CHARTER COMMUNICATIONS INC CL A — None — Sold (part) CHEVRON CORP — Int/Div — Sold (part) CHUBBLTD — Int/Div — Sold (part) CLEARWATER FL WTR/SWR B 5.0% 12/01/18 — Interest CME GROUP INC — Int/Div — Sold (part) COCA-COLA CO — Int/Div — Sold (part) COMCAST CORP CL A (NEW) — Int/Div — Sold (part) COMPAGNIE FINANCIERE RICHEMONT SA REG — Int/Div CONOCOPHILLIPS — Int/Div — Buy CROWN CASTLE INTERNATIONAL CORP — Int/Div — Buy CSX CORP — Int/Div — Buy CSX CORP — Buy CSX CORP — Buy CSX CORP — Buy CSX CORP — Buy CSX CORP — Buy CSX CORP — Buy CSX CORP — Buy CSX CORP — Buy DANAHER CORP — Int/Div DANONE — Int/Div — Buy DANONE — Buy DEERE & CO — Int/Div — Buy DEERE & CO — Buy DEERE & CO — Buy DEERE & CO — Buy DEERE & CO — Buy DEERE & CO — Buy DEERE & CO — Buy DENSO CORP — Int/Div DEUTSCHE WOHNEN AG (BEARER) — Int/Div — Sold (part) DEUTSCHE WOHNEN AG (BEARER) — Sold (part) DEUTSCHE WOHNEN AG (BEARER) — Sold DIAGEO PLC — Int/Div DIAGEO PLC SPONSORED ADR — Int/Div DKSH HOLDING LTD — Int/Div — Buy DNB ASA — Int/Div — Buy DNB ASA — Buy DNB ASA — Buy DNB ASA — Buy DOLLAR GENERAL CORP — Int/Div — Buy DOW CHEMICAL CO — Int/Div — Distributed DOWDUPONT INC — Int/Div — from line 227) DOWDUPONT INC — Sold (part) EATON CORP PLC — Int/Div — Sold (part) ENBRIDGE INC C$ — Int/Div — Buy ENBRIDGE INC C$ — Buy ENBRIDGE INC C$ — Buy ENBRIDGE INC C$ — Buy ENBRIDGE INC C$ — Buy ENBRIDGE INC USS — Int/Div ENEL SPA — Int/Div — Buy ENEL SPA — Buy ENEL SPA — Buy ENEL SPA — Buy ENEL SPA — Buy ENEL SPA — Buy ENEL SPA — Buy EOG RESOURCES INC — Int/Div — Buy EQUIFAX INC — Int/Div — Buy EQUIFAX INC — Buy EQUIFAX INC — Buy EQUIFAX INC — Buy ERICSSON (LM)B — None — Buy ERICSSON (LM)B — Buy ERICSSON (LM)B — Buy ERICSSON (LM)B — Buy ERICSSON (LM)B — Buy ERICSSON (LM)B — Buy ESSILOR INTL — Int/Div — Buy EXPRESS SCRIPTS HOLDING CO — None EXXON MOBIL CORP — Int/Div — Sold (part) EXXON MOBIL CORP — Sold (part) FANUC CO — Int/Div — Buy FANUC CO — Sold (part) FANUC CO — Sold (part) FANUC CO — Sold (part) GEMALTO NV — Int/Div — Buy GEMALTO NV — Buy GEMALTO NV — Buy GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold (part) GEMALTO NV — Sold GENERAL ELECTRIC CO (USD) — Int/Div — Sold GILEAD SCIENCES INC — Int/Div — Buy GILEAD SCIENCES INC — Buy GILEAD SCIENCES INC — Buy GILEAD SCIENCES INC — Buy GILEAD SCIENCES INC — Buy GIVAUDAN — Int/Div GLOBAL PAYMENTS INC — Int/Div — Buy GLOBAL PAYMENTS INC — Buy GOLDMAN SACHS GROUP INC — Int/Div — Sold (part) GOLDMAN SACHS GROUP INC — Sold (part) GOLDMAN SACHS GROUP INC — Sold GLENDALE CA REDEV AGY TAX ALLOC BAM 4.0% 12/01/23 — Interest GODADDY INCCL A — None — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GODADDY INCCL A — Buy GOLDEN ST TOBACCO SEC CORP ST APPROP 13A 5.0% 06/01/21 — Interest GOLDEN ST TOBACCO SEC CORP ST APPROP 13A5.0% 06/01/29 — Interest GUAM BUS PRIVILEGE TAX 11A 5.0% 01/01/18 — Interest HAMAMATSU PHOTONIC KK — Int/Div — Buy HDFC BANK LTD — Int/Div — Buy HELMERICH & PAYNE — Int/Div — Sold HERMES INTERNATIONAL — None — Buy HERMES INTERNATIONAL — Buy HEXCEL CORP — Int/Div — Sold (part) HEXCEL CORP — Sold (part) HEXCEL CORP — Sold (part) HEXCEL CORP — Sold (part) HILTON WORLDWIDE HOLDINGS INC — Int/Div — Buy HILTON WORLDWIDE HOLDINGS INC — Buy HILTON WORLDWIDE HOLDINGS INC — Buy HILTON WORLDWIDE HOLDINGS INC — Buy HILTON WORLDWIDE HOLDINGS INC — Buy HILTON WORLDWIDE HOLDINGS INC — Buy HILTON WORLDWIDE HOLDINGS INC — Buy HOSHIZAKI CORP — Int/Div HP INC — Int/Div — Sold HUMANA INC — Int/Div — Buy HUNTINGTON BANCSHARES INC — Int/Div — Buy HUNTINGTON BANCSHARES INC — Buy HUNTINGTON BANCSHARES INC — Buy HYUNDAI MTR CO SP ADR — None — Buy HYUNDAI MTR CO SP ADR — Buy IBERDROLA SA — None — Buy IBERDROLA SA — Buy IBERDROLA SA — Buy IBERDROLA SA — Buy IBERDROLA SA — Buy IBERDROLA SA — Buy IDEX CORP — Int/Div — Sold (part) IMPERIAL BRANDS PLC — Int/Div — Buy INCYTE CORP — None — Buy INCYTE CORP — Buy INTEL CORP — Int/Div — Buy INTEL CORP — Buy INTEL CORP — Buy INTEL CORP — Buy INTEL CORP — Buy INTERCONTINENTAL EXCHANGE INC — Int/Div — Buy INTERCONTINENTAL EXCHANGE INC — Buy INVESCO LTD — Int/Div — Sold IRON MOUNTAIN INCORPORATED — Int/Div — Sold IRVINE CA REASSMT DIST 15-2 5.0% 09/02/29 — Interest JABIL INC — Int/Div — Sold (part) JABIL INC — Sold (part) JABIL INC — Sold (part) JABIL INC — Sold (part) JABIL INC — Sold JACK HENRY & ASSOC INC — Int/Div — Sold (part) JAPAN TOBACCO INC — Int/Div — Sold JARDINE MATHESON HLD (SINGAPORE) — Int/Div — Buy JCDECAUXSA — Int/Div — Buy JCDECAUXSA — Buy JCDECAUXSA — Buy JCDECAUXSA — Buy JOHNSON & JOHNSON — Int/Div JPMORGAN CHASE & CO — Int/Div — Sold (part) KBC GROEP NV — Int/Div — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KBC GROEP NV — Buy KEYENCE CORP — Int/Div — Sold (part) KEYENCE CORP — Sold (part) KONINKLIJKE KPN NV — None — Buy KONINKLIJKE KPN NV — Buy KONINKLIJKE KPN NV — Buy KONINKLIJKE KPN NV — Buy KONINKLIJKE KPN NV — Buy KONINKLIJKE KPN NV — Buy KONINKLIJKE KPN NV — Buy KONINKLIJKE KPN NV — Buy LA CAUSD 16A 5.0% 07/01/23 — Interest LA CAUSD COPS 12A 5.0% 10/01/22 — Interest LA COCA MTA SALES TAXREV SR PROP C 13A 5.0% 07/01/20 — Interest L'AIR LIQUIDE (L) — Int/Div — Buy L'AIR LIQUIDE (L) — Sold (part) LAKE ELSINORE CA PUBLIC FING AUTH LOCAL 5.00% 09/01/2027 — Interest LAS VEGAS SANDS CORP — Int/Div — Buy LAS VEGAS SANDS CORP — Buy LIBERTY GLOBAL PLCCL A — None — Sold (part) LIBERTY GLOBAL PLCCL A — Sold (part) LIBERTY GLOBAL PLCCL A — Sold (part) LIBERTY GLOBAL PLCCL A — Sold (part) LIBERTY GLOBAL PLCCL A — Sold LILLY ELI & CO — Int/Div — Sold (part) LILLY ELI & CO — Sold (part) LINK REIT (REIT) — Int/Div — Buy LLOYDS TSB GROUP PLC — Int/Div — Buy L'OREAL — Int/Div — Buy LVMH MOET HENNESSY VUITTON SE — Int/Div LYONDELLBASELL INDUSTRIES NV — Int/Div — Sold MARKS & SPENCER GROUP PLC — Int/Div MARSH & MCLENNAN COS INC — Int/Div — Sold (part) MEDTRONIC PLC — Int/Div — Sold (part) MEDTRONIC PLC — Sold MERCK & CO INC — Int/Div — Buy MERCK & CO INC — Buy MERCURY GENERAL CORP — Int/Div — Sold MICRO FOCUS INTERNATIONAL PLC — Int/Div — Buy MICRO FOCUS INTERNATIONAL PLC — Sold (part) MICROSOFT CORP — Int/Div — Sold (part) MODERN TIMES GROUP B — None — Buy MONDELEZ INTERNATIONAL INC — Int/Div MONSANTO CO NEW COM — Int/Div — Sold (part) MOODYS CORP — Int/Div MURATA MANUFACTURING CO LTD — Int/Div — Buy NASPERS LTD SPONSORED ADR — Int/Div — Sold (part) NATIONAL GRIP PLC SP ADR — Int/Div NESTLE NAM SPON ADR — Int/Div — Sold (part) NESTLE SA REG — Int/Div — Sold (part) NEW YORK COMMUNITY BANCORP — Int/Div — Sold (part) NEW YORK COMMUNITY BANCORP — Sold (part) NEW YORK COMMUNITY BANCORP — Sold (part) NEW YORK COMMUNITY BANCORP — Sold (part) NEW YORK COMMUNITY BANCORP — Sold (part) NEW YORK COMMUNITY BANCORP — Sold NEWELL BRANDS INC — Int/Div — Sold (part) NIELSEN HOLDINGS PLC — Int/Div — Buy NIELSEN HOLDINGS PLC — Sold (part) NIKEINCCLB — Int/Div — Buy NO CAL TRANSMISSTION (TANC) OR PROJECT 16A 5.0% 05/01/24 — Interest NORFOLK SOUTHERN CORP — Int/Div — Sold (part) NORFOLK SOUTHERN CORP — Sold (part) NORFOLK SOUTHERN CORP — Sold NORTHROP GRUMMAN CORP — Int/Div — Buy NOVARTIS AG NAMEN — Int/Div — Sold NORWEGIAN CRUISE LINE HOLDINGS LTD — None — Buy NOVO NORDISK A/S CL B ADR — Int/Div — Buy NTT DOCOMO — Int/Div NUCOR CORP — Int/Div — Sold OREILLY AUTOMOTIVE INC — None — Buy OREILLY AUTOMOTIVE INC — Sold OAKLAND USD ALAMEDA CNTY CA 17A 5.0% 08/01/20 — Interest — Buy OCCIDENTAL PETROLEUM CORP — Int/Div — Buy OCCIDENTAL PETROLEUM CORP — Sold (part) OR PROVIDENCE HLTH C SIFMA +100 FRN (MPT) 10/01/22-09/15/18 — Int/Div ORACLE CORP JAPAN — Int/Div PACWEST BANCORP — Int/Div — Sold PANERA BREAD COCL A — None — Sold PAYCHEX INC — Int/Div — Sold PALM DESERT REDEV CA BAM 17A 5.0% 10/01/26 — Interest — Buy PASADENA CA COP AMBAC .0% 02/01/20 — None PERNOD RICARD SA — Int/Div — Buy PFIZER INC — Int/Div — Sold PHILIP MORRIS INTERNATIONAL INC — Int/Div — Sold (part) PNC FINANCIAL SERVICES GROUP INC — Int/Div — Sold (part) PNC FINANCIAL SERVICES GROUP INC — Sold POTASH CORP OF SASKATCHEWAN INC C$ — Int/Div — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy POTASH CORP OF SASKATCHEWAN INC C$ — Buy PRAXAIR INC — Int/Div — Sold (part) PROCTER & GAMBLE CO — Int/Div — Sold (part) PRUDENTAL PLC — Int/Div QUALCOMM INC — Int/Div — Buy QUALCOMM INC — Buy QUALCOMM INC — Buy QUALCOMM INC — Buy RECKITT BENCKISER GROUP PLC — Int/Div — Buy RECKITT BENCKISER GROUP PLC — Buy RECKITT BENCKISER GROUP PLC — Buy RECKITT BENCKISER GROUP PLC — Buy RECKITT BENCKISER GROUP PLC — Buy RIO TINTO PLC REG — Int/Div ROCHE HOLDING AG GENUSSCHEIN — Int/Div — Buy ROYAL CARIBBEAN CRUISES — Int/Div — Sold (part) ROYAL DUTCH SHELL CL B ADR — Int/Div — Buy RYANAIR HOLDINGS PL.C SP ADR — None — Buy SAFRAN SA — Int/Div — Buy SAMPO OYJ A SHS — Int/Div — Sold (part) SAMPO OYJ A SHS — Sold (part) SAMPO OYJ A SHS — Sold (part) SAMSONITE INTERNATIONAL SA — Int/Div SAN DIEGO CA REGL AIRPORT A 5.0% 07/01/18 — Interest SAN DIEGO WTR NATL FGIC 5.25% 05/01/17 — Interest — Matured SAN DIEGO CA USD GO 17H-25.0% 07/01/20 — None — Buy SAN FRAN ARPT 2ND 06F NATL-FGIC 5.25% 05/01/20 — Interest SAN RAMON CA REDEV TAX ALLOC BAM 15A 5.0% 02/01/24 — Interest SANTA CRUZ CA REDEV TAX ALLOC 16A5.0% 09/01/25 — Interest SAP SE — Int/Div SCHLUMBERGER LTD — Int/Div — Buy SCHLUMBERGER LTD — Buy SCHLUMBERGER LTD — Sold (part) SCRIPPS NETWORKS INTERACTIVE CLAT — Int/Div — Sold (part) SCRIPPS NETWORKS INTERACTIVE CLAT — Sold SCPPA MAGNOLIA PWR 11-A 5.00% 07/01/20 — Interest SCPPA MEAD-ADELANTO 12A 5.0% 07/01/18 — Interest SEATTLE GENETICS INC — None — Buy SEATTLE GENETICS INC — Buy SEATTLE GENETICS INC — Buy SEATTLE GENETICS INC — Buy SEATTLE GENETICS INC — Buy SEATTLE GENETICS INC — Buy SEMPRA ENERGY — Int/Div SES FDR CL A (PARIS) — Int/Div SEVEN & I HOLDING CO LTD — Int/Div — Buy SEVEN & I HOLDING CO LTD — Sold (part) SEVEN & I HOLDING CO LTD — Sold SHISEIDO CO — Int/Div — Buy SHISEIDO CO — Sold (part) SHISEIDO CO — Sold SIEMENS AG ADR — Int/Div — Sold SIEMENS AG NAMEN — Int/Div — Sold SINGAPORE TELECOMM — Int/Div — Buy SINGAPORE TELECOMM — Sold (part) SINGAPORE TELECOMM — Sold (part) SINGAPORE TELECOMM — Sold SHINETSU CHEM CO LTD — None — Buy SMC CORP — Int/Div — Buy SOFTBANK GROUP CORP — Distribution — Buy SOFTBANK GROUP CORP — Sold (part) STARBUCKS CORP — Int/Div — Sold (part) STATE STREET CORP — None — Buy STATE STREET CORP — Buy STATE STREET INSTITUTIONAL TREAS MMKT FD PREM — Int/Div STATE STREET INSTL US GOVT MMKT FUND — Int/Div SVENSKA HANDELSBANKEN AB CL A SHS — Int/Div SYDNEY AIRPORT STAPLED SECURITY — Int/Div — Sold (part) SYDNEY AIRPORT STAPLED SECURITY — Sold (part) SYDNEY AIRPORT STAPLED SECURITY — Sold SYSMEX CORP — Int/Div — Sold (part) SYSMEX CORP — Sold TAIWAN SEMICONDUCTOR SPONS ADR — Int/Div — Buy TAIWAN SEMICONDUCTOR SPONS ADR — Buy TAIWAN SEMICONDUCTOR SPONS ADR — Buy TATE & LYLE PLC — Int/Div — Sold TEMPUR SEALY INTERNATIONAL INC — None TEXAS INSTRUMENTS INC — Int/Div — Sold (part) TEXAS INSTRUMENTS INC — Sold (part) TORONTO DOMINION BANK — Int/Div — Buy TORONTO DOMINION BANK — Buy TOTAL SA (FR) — Int/Div — Sold (part) TOTAL SA (FR) — Sold TRANSDIGM GROUP INC — Int/Div — Buy TUOLUMNE WIND REV CA TURLOCK IRR DT 5.25% 01/01/24 — Interest TURLOCK CA IRR DIST 5.0% 01/01/19 — Interest UBS GROUP AG — Int/Div UNILEVER PLC — Int/Div — Sold UCREGENTS CALTD PROJ 12G 5.0% 05/15/22 — Interest UNILEVER PLC ADR AMER SHS SPON — Int/Div — Sold (part) UNILEVER PLC ADR AMER SHS SPON — Sold UNITEDHEALTH GROUP INC — Int/Div — Buy UNITEDHEALTH GROUP INC — Buy VERISIGN INC — None VERIZON COMMUNICATIONS — Int/Div VIACOM INC CLASS B — Int/Div — Buy VIACOM INC CLASS B — Buy VIACOM INC CLASS B — Sold (part) VISAINCCL A — Int/Div VODAFONE GROUP PLC — Int/Div — Buy VTECH HOLDINGS LTD — Int/Div — Buy WASTE CONNECTIONS INC — Int/Div — Sold (part) WASTE MANAGEMENT INC — Int/Div — Sold (part) WELLS FARGO & CO — Int/Div — Buy XILINX INC — Int/Div — Sold (part) XILINX INC — Sold (part) XILINX INC — Sold (part) YUM BRANDS INC — Int/Div — Sold (part) YUM CHINA HOLDINGS INC — Int/Div ZODIAC AEROSPACE — Int/Div — Sold TRUST #2 (4306) CAPITOL GROUP GLOBAL EQUITY FUND — Int/Div — Buy CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITOL GROUP GLOBAL EQUITY FUND — Sold (part) CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Int/Div — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP CA SHORT TERM MUNI FUND — Buy CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part) HARBOURVEST 2015 GLOBAL FUND LP. — None — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Sold (part) CGASF LIQUIDATING PORTFOLIO — None — Buy HARBOURVEST 2017 GLOBAL FUND LP — None — Buy STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — None — Buy MS Brokerage Asset Acct Alhambra CA Sch Dist 3.0% 08/01/26 — Interest Amazon Inc — None Banning CA Sch Dist 4.75% 08/01/23 — Interest — Redeemed Banning CA Sch Dist 4.0% 08/01/32 — Int/Div — Sold Belmont CA Fing Auth 4.0% 09/01/26 — Interest Brocade Com Systems — Int/Div — Sold Buttonwillow CA Sch Dist 5.5% 11/01/27 — Interest CA St Dept Wir 5.00% 05/01/21 — Interest CAST GO 3.00% 03/01/29 — Interest CAST GO 5.00% 08/01/30 — Interest — Buy CAST GO 5.00% 08/01/33 — Interest — Buy CAST GO 4.00% 09/01/35 — Interest — Buy CA STFOR PREVOUS ISSUE 4.00% 09/01/34 — Interest — Buy CA STPUB WORKS 5.00% 11/01/34 — Interest — Buy CA ST Pub Works 5.25% 12/01/26 — Interest CA ST Pub Works 5.25% 06/01/20 — Interest CA ST Pub Works 4.200% 05/01/19 — Interest CA ST Pub Works 5.000% 9/1/29 — Interest CA ST Pub Works 3.00% 12/01/28 — Int/Div CA ST Pub Works 3.375% 12/01/32 — Int/Div Carmichael CA WTR Dist 5.0% 11/01/25 — Interest Chino Hills CA Tax Rev 4.25% 09/01/24 — Interest Chula Vista CA Sch Dist 4.0% 08/01/26 — Interest Colton CA Sch Dist 3.25% 08/01/26 — Interest Compton CA WTR Rev 5.625% 08/01/27 — Interest Contra Costa CA Community Coll. 4.0% 08/01/28 — Interest Cupertino CA CTFS 3.0% 07/01/26 — Interest Delano CA Sch Dist 4.000% 02/01/25 — Interest Dublin CA Sch Dist 5.0% 08/01/25 — Interest — Redeemed Desert CA Comm Coll 5.00% 08/01/35 — Interest — Buy East Bay CA Wtr Rev 5.00% 06/01/33 — Interest — Buy East Side Sch Dist 5.0% 08/01/24 — Interest El Monte CA Sch Dist 5.000% 06/01/22 — Interest Fairfield CA Sch Dist 4.000% 08/01/27 — Interest Fairfield CA Sch Dist 3.0% 08/01/28 — Interest Fontana CA Pub Fing 4.000% 09/01/18 — Interest Fremont CA Sch Dist 5.0% 08/01/25 — Interest Glendora CA Sch Dist 4.000% 08/01/28 — Interest Gilead Sci Inc — Int/Div Hemet CA Sch Dist 4.0% 08/01/23 — Interest Hollister CA Sch Dist 5.00% 09/01/30 — Interest — Buy Hollister CA Waste Wtr 5.00% 06/01/35 — Interest — Buy Huntington Beach CA Pub Fing 5.0% 09/01/25 — Interest Imperial CNTY CA Trans. 3.25% 06/01/23 — Interest Illumina Inc — None — Buy Intercept Inc — None — Buy Incyte Inc — None — Buy Incyte Inc — Buy Incyte Inc — Sold (part) Jefferson CA Sch Dist. 5.000% 08/01/26 — Interest Jefferson CA Sch Dist. 5.0% 07/15/26 — Interest Lake Arrowhead CA Dist Wtr 4.500% 10/01/26 — Interest Liberty CA High Sch 4.250% 08/01/26 — Interest Lodi CA Elec Sys 4.5% 07/01/25 — Interest Los Angeles CA Comm College 5.0% 08/01/26 — Interest Los Angeles Comm College 5.00% 08/01/30 — Interest — Buy Los Angeles CA DWP 5.0% 07/01/26 — Interest Los Angeles CA Sch Dist 4.5% 07/01/22 — Interest — Redeemed Los Angeles CA Sch Dist 2.00% 07/01/29 — None — Sold Malibu CA CTFS 4.5% 07/01/27 — Interest Newman Crowns Landing Sch Dist 4.00% 08/01/31 — Interest — Sold Oxnard CA Fing Auth 4.750% 06/01/24 — Interest Palm Desert CTFS 5.00% 04/01/22 — Interest — Redeemed Palm Springs CA Sch Dist 3.00% 08/01/30 — Interest — Buy Palm Springs Sch Dist. 3.0% 08/01/27 — Interest Pasadena CA CTFS 5.0% 02/01/24 — Interest Pasadena CA Elec Rev 4.0% 08/01/24 — Interest Perris CA Sch Dist 5.000% 09/01/28 — Interest Placentia- Yorba Linda CA Sch Dist 2.75% 08/01/26 — Interest Placentia- Yorba Linda CA Sch Dist 5.00% 10/01/31 — Interest — Sold Port Oakland CA Rev Ref 5.00% 11/01/21 — Interest — Redeemed Redding CA Elec Sys 5.0% 06/01/27 — Interest Redlands CA Sch Dist 5.000% 07/01/25 — Interest Redondo Beach CA Sch Dist 4.0% 08/01/25 — Interest Riverside CA Sewer Sys 5.000% 08/01/28 — Interest Rosemead CA Sch Dist. 4.00% 08/01/31 — Interest — Sold Rowland CA Sch Dist 3.000% 08/01/29 — Interest San Bernardino CA Comm College 5.000% 08/01/28 — Interest San Bruno CA Pub Fin 5.00% 07/01/30 — Interest — Buy San Diego CA Conv. Cnt 5.0% 04/15/26 — Interest San Diego PFFA 5.0% 10/15/25 — Interest San Diego CA Sch Dist 5.5% 07/01/24 — Interest San Diego CNTY CA Regl Trans 5.0% 04/01/29 — Interest San Francisco Comm College 5.000% 06/15/27 — Interest San Francisco CA Pub Util 5.0% 11/01/25 — Interest San Francisco CA Pub Util 5.0% 11/01/26 — Interest San Francisco CA Sch Dist 3.00% 06/15/29 — Interest — Sold San Gabriel CA Sch Dist 5.25% 08/01/24 — Interest San Juan CA Sch Dist 5.0% 08/01/25 — Interest San Leandro CA Sch Dist 4.5% 08/01/26 — Interest Santa Clara CA Sch Dist 3.000% 07/01/28 — Interest Santa Rosa CA Wir Rev 5.0% 09/01/26 — Interest Seattle Genetics — None — Sold (part) Sonoma CA Comm Dev 5.00% 06/01/29 — Interest So Cal Logistics 4.125% 12/01/20 — Interest Stockton CA Sch Dist 5.000% 08/01/27 — Interest Ventura CA Comm. College 3.125% 08/01/31 — Interest — Sold VBIV Vaccines (formerly SCIVAC Theropeutics) — None Yuba CA Comm. College 3.00% 08/01/31 — None — Sold Yountville CA Fin Auth 4.375% 10/01/24 — Interest Yosemite CA Comm. College 5.0% 08/01/25 — Interest Yosemite CA Comm. College 5.000% 08/01/29 — Interest MS Bank Deposit — Interest FS Equity Partners IV Sur La Table — None FS Equity Partners V H.H. Gregg Inc common stock — None — Sold El Pollo Loco Inc common stock — None — Sold (part) FS Equity Partners VI Floor and Decor common stock — Int/Div — Sold (part) Floor and Decor common stock — Sold (part) Boot Barn common stock — None First Watch common stock — None — Sold MicroStar common stock — Int/Div Arhaus common stock — None totes [sotoner Holdings Corp. common stock — None FS Equity Partners VII totes [sotoner Holdings Corp. common stock — None Plantation Products, LLC — None Regent Holding Company — None Osprey Packs, Inc — None ISN Holding Corp — None City Barbeque, Inc — None BPB Holdings Corp — None Cafe Rio comm stock — None — Buy PF Baseline Fitness common stock — None — Buy Riordan Venture Association TW Holdings common stock — None — Buy Avella, Inc. preferred stock — None Mondo (formerly Bluewolf Group LLC) — None Siteworx — None Chartis Group — None RGM Group — None Patient Care America (formerly DCRX Infusion) — None Clarity Solution Group — None Inspirage LLC — None Utegration — None Clearview Corp — None — Buy Illuminate Holdings — None — Buy Bistro 45 common stock — Int/Div MS Retire Accts (401k-profit) Invesco Pacific Growth Fund — None MSDW LIquid Asset Account Trust Fund — Int/Div HP Inc (formerly Hewlett Packard) common stock — Int/Div Proctor & Gamble common stock — Int/Div Altria Group common stock — Int/Div Cisco Sys common stock — Int/Div Kraft Foods Inc common stock — Int/Div Mondelez Int'l common stock — Int/Div Philip Morris — Int/Div Gilead Science — Int/Div Hewlett Packard Enterprise — Int/Div Invesco Div. Growth Fund — Int/Div — Sold (part) American Funds New World Fund — Int/Div — Buy Trust #4 (IR-W) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Int/Div — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) HARBOURVEST 2015 GLOBAL FUND LP. — None — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — None — Buy AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALL CAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUND CAPITAL INCOME BUILDER CL F3 — Sold (part) CGASF LIQUIDATING PORTFOLIO — None — Buy HARBOURVEST 2017 GLOBAL FUND LP — None — Buy STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy Trust #5 (IR-K) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LLP — None — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Int/Div — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Buy AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL WORLD GROWTH AND INCOME FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) HARBOURVEST 2015 GLOBAL FUND L.P. — None — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) CGASF LIQUIDATING PORTFOLIO — None — Buy HARBOURVEST 2017 GLOBAL FUND LP — None — Buy STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy Trust #6 (98-W) Invesco Dividend Growth — Int/Div American Funds New World Fund — Int/Div Incyte Corp — None Seattle Genetics Inc — None MSDW Active Money Trust — Int/Div HH Gregg Inc common stock — None — Sold El Pollo Loco common stock — None — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Int/Div — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Sold (part) HARBOURVEST 2015 GLOBAL FUND L.P. — None — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy HARBOURVEST 2015 GLOBAL FUND L.P. — Buy CGAS LIQUIDATING PORTFOLIO — None — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) 1120, — Sold (part) 1120, — Sold (part) 1120, — Sold (part) HARBOURVEST 2017 GLOBAL FUND LP — None — Buy STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy Trust #7 (98-K) Invesco Divident Growth — Int/Div American Funds New World Fund — Int/Div Incyte Corp — None Seattle Genetics — None MSDW Active Money Trust — Int/Div HH Gregg Inc common stock — None — Sold El Pollo Loco common stock — None — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Int/Div — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Buy AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS FUNDAMENTAL INVESTORS CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Int/Div — Buy AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS GROWTH FUND OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Int/Div — Buy AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) AMERICAN FUNDS NEW PERSPECTIVE FUND CL F3 — Sold (part) CAPITAL GROUP CA CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Buy CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP CA CORE MUNICIPAL FUND — Sold (part) CAPITAL GROUP ALTERNATIVE STRATEGIES FUND. LP — None — Sold (part) AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Int/Div — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Buy AMERICAN FUNDS CAPITAL INCOME BUILDER CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Int/Div — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Buy AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Int/Div — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Buy AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F3 — Sold (part) CAPITAL GROUP CORE MUNICIPAL FUND — Int/Div — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy CAPITAL GROUP CORE MUNICIPAL FUND — Buy 1219, — Buy 1219, — Buy 1219, — Buy 1219, — Buy 1219, — Buy 1219, — Buy 1219, — Buy 1219, — Sold (part) HARBOURVEST 2015 GLOBAL FUND LP. — None — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy HARBOURVEST 2015 GLOBAL FUND LP. — Buy CGASF LIQUIDATING PORTFOLIO — None — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — None — Buy AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) AMERICAN FUNDS SMALLCAP WORLD FUND CL F3 — Sold (part) 1239, — Sold (part) 1239, — Sold (part) 1239, — Sold (part) HARBOURVEST 2017 GLOBAL FUND LP — None — Buy STATE STREET INSTL US GOVT MMKT INVESTOR CLASS FUND #5325 — Int/Div — Buy Real Estate Partnership - Lau — Distribution — Sold (part) Real Estate Partnership - Lau — Sold (part) Real Estate Partnership - Lau — Sold (part) Real Estate Partnership - Lau W — None — Sold Real Estate Partnership Silverlake — None — Buy Real Estate Partnership Garfield — None — Buy Real Estate Partnership Garfield — Buy Real Estate Partnership Garfield — Buy Real Estate Partnership Garfield — Buy Citibank Money Market Fund — Interest Citibank Checking — Interest Citibank Checking — Interest Fargo Investment Partnership — None JRK Multifamily LP — Distribution — Buy Urban Housing Investment Fund — None — Sold Citi acct Alvord CA Sch Dist 5.0% 08/01/27 — Interest Cal Health FACS 5.00% 11/15/29 — Interest Cal ST GO 4.5% 08/01/26 — Interest — Sold (part) Cal ST GO 4.00% 12/01/23 — Interest — Buy Cal ST GO 5.00% 11/01/26 — Interest — Buy Cal ST Univ 5.00% 11/01/30 — Interest — Buy Cal ST GO 5.000% 08/01/28 — Interest — Buy Cat ST Pub Works 4.0% 06/01/27 — Interest Fresno CA Sch Dist 5.25% 08/01/27 — Interest Fresno CA Sch Dist 3.5% 08/01/26 — Interest Gilroy CA Fing Auth 4.0% 11/01/24 — Interest Kem Cnty CA Wtr Dist. 5.0% 05/01/28 — Interest Los Angeles CA DWP 5.00% 07/01/33 — Interest — Buy Oceanside CA Sch Dist 4.5% 08/01/28 — Interest Redwood City CA Sch Dist 3.0% 08/01/26 — Interest San Jose CA Arpt 5.00% 03/01/29 — Interest — Buy San Luis Obispo CA CAP IMPR 4.0% 12/01/27 — Interest Santa Clara CA Sch Dist 3.5% 07/01/24 — Interest Stockton CA Sch Dist 5.0% 08/01/24 — Interest — Redeemed Board Member Board Member, UCLA Women LEAD Board of Advisors --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/28434. Public record. Not legal advice.