# Katharine Sweeney Hayden > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/27757 ## Record - **Judge:** Katharine Sweeney Hayden - **Year:** 2007 - **Pages:** 12 ## Text BROKERAGE ACCOUNT #3 BROKERAGE ACCOUNT #1 Alcoa Inc. Common Stock — None — Sell — Note in Part VIII Alcoa Inc. Common Stock — Int/Div — Buy — Note in Part VIII Arbor Realty Trust Inc. Common Stock — Int/Div Cabela's Inc. Class A Common Stock — None — Sell Consolidated Edison Inc. Common Stock — Int/Div Duke Energy Corp. (Holding Company) Common Stock — Int/Div Encana Corp-Cad Common Stock — Int/Div Enterprise Prods Partners LP Common Stock — Int/Div — Buy GlaxoSmithKline PLC SP ADR Common Stock — Int/Div JP Morgan Chase & Co. Common Stock — Int/Div — Sell Kimberly Clark Corp. Comunon Stock — Int/Div Motorola Inc. DE Common Stock — Int/Div — Sell Newell Rubbermaid Inc. Common Stock — Int/Div Nokia Corp. Sponsored ADR Common Stock — Int/Div PentairInc. Common Stock — Int/Div Pfizer Inc. Common Stock — Int/Div Sasol Ltd., Spons. ADR Common Stock — Int/Div Walt Disney Co. Comunon Stock — Int/Div — Buy Wyeth Common Stock — Int/Div — Sell Calamos Strategic Total Return ST TH AUCTRT CUM PFD — Int/Div — Redemption Van Kampen Sr Incm TR SER W Taxable AUCT CUM PFD SHS — Int/Div — Redemption Van Kampen Sr Incm TR SER F AUCT RT CUM PFD SHS — Int/Div — Redemption Alxia Group Inc. Common Stock — Int/Div — Buy Aqua America Inc. Common Stock — Int/Div AT&T Inc. Common Stock — Int/Div — Buy Chesapeake Energy Corp. Common Stock — Int/Div — Buy Citibank NA Bank Deposit Program — Interest — Note in Part VIII Honeywell Intl Inc. Common Stock — Int/Div Kayne Anderson Mlp Invt Co. Ser A Bond — Interest — Redemption Kayne Anderson Mlp Invt. Co. Ser B Bond — Interest — Redemption Masco Corp. DE Common Stock — Int/Div — Sell Masco Corp. DE Common Stock — Sell Microsoft Corp Common Stock — Int/Div Mitsubishi UFJ Financial Group Inc. ADR Common Stock — Int/Div — Sell Montpelier RE Holdings Ltd. Common Stock — Int/Div Procter & Gamble Co. Common Stock — Int/Div Sara lLee Corp. Comunon Stock — Int/Div — Sell Sears Holding Corp. Common Stock — None Wal-Mart Stores Inc. Common Stock — Int/Div American Intl Group Inc. Common Stock — Int/Div — Buy Citibank NA South Dakota Bank Deposit Program — Interest — Note in Pait VIII CVS Corp. Common Stock — Int/Div — Buy Foster Wheeler LTD Bermuda Common Stock — None Hanesbrands Inc. Comunon Stock — None — Sell Hitachi LTD-ADR Common Stock — Int/Div — Sell L-1 Identity Solutions Inc. Comunon Stock — None Marvell Technology Group LTD-USD Comunon Stock — None — Sell Nabors Industries LTD-USD New Common Stock — None Patterson UTI Energy Inc. Common Stock — Int/Div WM Wrigley Jr Co. Common Stock — Int/Div Westem Asset Municipal money Market Fund C1 A — Interest — Note in Part VIII Citicorp Trust Bank FSB Bank Deposit Program — Interest — Note in Part VIII Transocean Inc. Common Stock — None — Buy — Note in part VIII Transocean Inc. Common Stock — Sell Seaspan Corp Common Stock — Int/Div — Buy Alcatel-Lucent ADR Common Stock — Distribution — Buy Alcatel-Lucent ADR Common Stock — Sell Align Technology Inc. Common Stock — None — Buy Annaly Capital Management Inc Common Stock. — None — Buy BJ Services Co Common Stock — Int/Div — Buy BJ Services Co Common Stock — Buy BJ Services Co Common Stock — Sell Brookdale Sr Living Inc Common Stock — None — Buy Brookdale Sr Living Inc Common Stock — Sell Citadel Broadcasting Corp Common Stock — None — Buy — Note in Part VIII Citadel Broadcasting Corp Common Stock — Sell Citigroup Inc Common Stock — Int/Div — Buy Citigroup Inc Common Stock — Sell Citzens Communications Co Common Stock — Int/Div — Buy Citzens Communications Co Common Stock — Sell Darling Intl Inc Common Stock — None — Buy EMC Corp - Mass Common Stock — None — Buy EMC Corp - Mass Common Stock — Buy Energy Transfer Partners LP Common Stock — None — Buy General Maritime Corp Common Stock — Int/Div — Buy General Maritime Corp Common Stock — Sell General Lease Ltd ADR Common Stock — Int/Div — Buy Home Depot Inc Common Stock — Int/Div — Buy Impala Platinum Holdings Ltd Sponsored ADR Common Stock — Int/Div — Buy Knaft Foods Inc Class A Common Stock — None — Sell — Note in Part VIII Knaft Foods Inc Class A Common Stock — Sell Layne Christensen Co Common Stock — None — Buy Layne Christensen Co Common Stock — Buy Lowes Companies Inc Common Stock — Int/Div — Buy McDonalds Corp Common Stock — Int/Div — Buy Shering Plough Corp Common Stock — None — Buy Shering Plough Corp Common Stock — Sell Shering Plough Corp Common Stock — Buy Shering Plough Corp Common Stock — Sell Spectra Energy Corp Common Stock — Int/Div — Buy — Note in Part VIII Spectra Energy Corp Common Stock — Sell Telecom Italia SPA-ADR Common Stock — Int/Div — Buy Wachovia Corp 2nd Common Stock — None — Buy Walter Inds Inc Common Stock — Int/Div — Buy Walter Inds Inc Common Stock — Sell BROKERAGE ACCOUNT #2 Fidelity Investments Money Market Account — Int/Div Westemn Asset Municipal Money Market — Interest Smith Bamey FMA Account — Interest IRA/401K ACCOUNTS IRA Franklin Templeton Mutual Shares Fund Class A — Int/Div IRA Smith Bamey Money Funds Inc. Class A — Interest IRA Smith Bamey Money Funds Class A — Interest IRA Smith Bamey — Interest — Note in Part VIII Guardian Whole Life — Int/Div Citibank NA Bank Deposit — Interest — Note in Part VIII Adjunct Professor, Seton Hall University School of Law Board of Directors, Federal Judges Association Agreement — SF = 7 LE =o Reimbursement — Federal Judges Association — Washington, DC Income — 2007 — Seton Hall University School of Law, Adjunct Professor - Spring Term — $ 6,000.00 Income — 2007 — Seton Hall University School of Law, Adjunct Professor - Fall Term — $ 6,000.00 Part VII - Line 2 - Holdings in Alcoa Inc Common Stock at 12/31/2006 were sold on 1/19/2007 (subsequent purchase made as shown on Part VII - Line 3) Part VII - Line 3 - Subsequent to sale of Alcoa Inc Common Stock (as shown on Part VII-Line2), {J illJJi of Alcoa Inc Common Stock was purchased on 7/27 Part VII - Line 28 - Citibank NA Bank Deposit Program is a sweep money market bank account Part VII - Line 43 - Citibank NA South Dakota Bank Deposit Program is a sweep money market bank account Part VII - Line 53 - Western Asset Municipal Money Market Fund Cl A is a sweep money market bank account Part VII - Line 54 - Citicorp Trust Bank FSB Bank Deposit Program is a sweep money market bank account Common Stock and cash Part VII - Line 55 - Due to a merger on 11/27, shareholders'a [ in Transocean Inc Common Stock were exchanged for [Bi Transocean Inc Part VII - Line 67 - Due to a spinoff on 6/14, Walt Disney Co spun off to shareholder (ll of Citadel Broadcasting Corp Common Stock and HED spinoff on 2/12 and fractional shares redeemed for cash on 2/12 Part VII - Line 84 - Due to spinoff on 4/5, altria Group Inc spun off to shareholders (EEN of Draft Foods Inc Class A Common Stock Part VII - Line 94 - Due to a spinoff on 1/8, Duke Energy Corp (Holding Company) spun off to shareholder (lll) of Spectra Energy Corp Common Stock; thereafter on 1/31 additional shares were purchased Part VII - Line 103 - Citibank NA Bank Deposit Program is a sweep money market bank account Part VII - Line 109 - IRA Smith Bamey consolidated with Line 108 - IRA Smith Barney Money Funds Class A --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/27757. Public record. Not legal advice.