# Israel Leo Glasser > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/27451 ## Record - **Judge:** Israel Leo Glasser - **Year:** 2010 - **Pages:** 9 ## Text Amencan Tel. & Tel. — Int/Div AT&T — Int/Div PP. &L — Int/Div DaytonP & L — Int/Div Chevron Texaco Corp. — Int/Div Nuveen Growth & Inc. Fd. (Large Cap. Value) — Int/Div Rochester Municipals — Int/Div Rochester Ltd. Term — Int/Div Burlington Northern Santa Fe — Int/Div — Sold Exxon Mobil — Int/Div — Sold (part) General Electric — Int/Div Conoco Phillips — Int/Div Norfolk Southern — Int/Div Pepsico,Inc. — Int/Div Scana Corp. — Int/Div Washington Gas & Light — Int/Div Nuveen Tax Ex. U. Tr. Ser. 202 — Interest Fems Baker Res. Fd — Interest U.S. Treas. Bills — Interest HSBC — Interest TIAA/CREF Mutual Fund — Int/Div State of Israel — Interest CMA NY Mun — Interest Verizon — Int/Div Quest — Int/Div Axa — Int/Div Nuveen NY Div MCPL — Int/Div Memill Lynch Bkg Adv — Int/Div AVAYA — Int/Div IBM — Int/Div Microsoft — Int/Div Vodafone — Int/Div Agere — Int/Div Comcast — Int/Div GE Capital Corp. SRNOTE 5.815 — Interest American Capital — Int/Div Blackrock Global formerly ML Global Alloc. — Int/Div Mutual Discovery — Int/Div AT&T Pfd. Sr. Note — Distribution American Growth Fund — Int/Div AIM Charter Fund — Int/Div Southem Co. — Int/Div AT&T — Int/Div Verizon — Int/Div Sysco Corp. — Int/Div Southern Co. — Int/Div Aqua — Int/Div — Sold Kraft Food 6.125% — Interest — Buy Verizon 6.1% — Interest — Buy Burlington Northen 4.7% — Interest — Buy Goldman Sachs 5.375% — Interest — Buy General Electric 5.25% — Interest — Buy Proctor & Gamble — Int/Div — Buy Nucor — Int/Div — Buy Abbott Labs — Int/Div — Buy Kimberly Clark — Int/Div — Buy Suffolk Co. NY Pub. Impt — Interest — Buy NYS Twy. Auth. St. Pers — Interest — Buy First Eagle Global CIC — Int/Div — Buy First Eagle Fund — Int/Div — Buy Blackrock Equity — Int/Div — Buy CD Bank of America — Interest — Buy Tri Contl. Corp. — Int/Div — Sold — note in VIII Frontier Communications Corp. (spinoff of Verizon) — Int/Div Genon Energy — Int/Div — note in VIII C ‘enterpoint Energy — Int/Div — note in VIII Income — 2010 — NYS Employee's Retirement System — $8357.16 64. My Financial Disclosure Report for 2006 reflected that Tri Continental was sold on 12/07/06 by Broker A Tri Continental was also held in street name by Broker B Having reported its sale in 2006, it was not reported as an asset in 2007, 2008 and 2009 inadvertently overlooking that it was still held by Broker B When Broker B advised of its sale in 2010, I pursued the inconsistency and provide this explanation 66 & 67. Centerpoint, Genon and RRI were not always previously reported. The dizzying sequence of splits and name changes, which I did not keep up with accounted for it. Below is that sequence as provided to me by bi broker Judge Glasser: I looked back over the past 10 years of statements and account activity for, 7} account. Below is a recap of the stocks we discussed (all from the same we originating company). In 1999, Houston Industries changed its name to Reliant Energy. I =" = BE Reliant Energy (REI) as of the end of 2001. Riimicmmsicstmmenicns io suis misdaad or SWS 12/31/01 Holdings: : Reliant Energy (REI) In 2002, Reliant Energy split into Centerpoint Energy (CNP) and Reliant (RRI) 12/31/02 Holdings: £ "1 Centerpoint Energy (CNP) and} [27] Reliant (RRI) In 2003, Centerpoint E nergy (CNP) spun off Texas Genco ( (TGN). received] shares of Texas Genco (TGN). 12/31/03 Holdings: Centerpoint Energy (CNP), i 1 Reliant (RRT) and] Texas Genco (TGN). In 2004, no changes occurred. 12/31/04 Holdings: Centerpoint Energy (CNP), Li 1 Reliant (RRI), and: i Texas Genco (TGN) In 2005, Centerpoint Teacquired Texas Genco for an all cash purchase. Texas Genco shares were sold 12/31/05 Holdings: I} Centerpoint Energy (CNP) and. Reliant (RR) In 2006, no changes i Jy 12/31/06 Holdings: } } Centerpoint Energy (CNP) an Reliant (RRI) In 2007, no changes Lc —y 12/31/07 Holdings: i 7] Centerpoint Energy (CNP) and} "(Reliant (RRI). EAL In 2008, no changes occurred. 12/31/08 Holdings: [7 3 Centerpoint Energy (CNP) and}’:3 Reliant (RRI) In 1009, Reliant changed its name to RRI Energy and maintained the symbol RRI RRI Energy (RRI). 12/31/09 Holdings: or T:Centerpoint Energy (CNP) and? In 2010, RRI Energy changed its name to Genon Energy and its symbol to GEN. The amount of shares is the same. 12/31/10 Holdings: | - 77 Centerpoint Energy (CNP) and: -§ Genon Energy (GEN). --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/27451. Public record. Not legal advice.