# A. Richard Caputo

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/27429

## Record

- **Judge:** A. Richard Caputo
- **Year:** 2006
- **Pages:** 11

## Text

Carlisle Companies Inc. - Common Stk
Acco Brands Corp. - Common Stk — Sold
Allergan Inc. - Common Stk — Sold
Amgen Inc. - Common Stk — Buy
AVIS Budget Group, Inc. (formerly Cendant Corp.)
Bard C.R. Incorporated - Common Stk — Buy
Bard C.R. Incorporated - Common Stk — Buy
Burlington Resources, Inc. - Common Stk — Sold
Carnival Corp k/n/a Carnival CP New Paired - Common Stk
Chevron Corp. - Common Stk — Buy
CISCO Systems Inc. - Common Stk
Citigroup Inc. - Common Stk
Chico's FAS Inc. - Common Stk — Sold
ConocoPhillips - Common Stk — Sale
Cooper COS Inc. - Common Stk — Sold
Dominion Res. Inc.VA NEW - Common Stk — Sold
Dow Chemical Co. - Common Stk
Fortune Brands Inc. - Common Stk
Fortune Brands Inc. - Common Stk — Buy
General Electric Company - Common Stk
Goldman Sachs Group Inc. - Common Stk
Ingersoll Rand Company Ltd Class A Common Stk — Sold
Johnson & Johnson - Common Stk
LPL Premier Money Market Shares — Sold
Microsoft Corp. - Common Stk
Panera Bread Company - Common Stk
Plantronics Inc. - Common Stk
Realogy Corp. (spinoff from Cendant Corp.) - Common Stk
SCP Pool Corp. - Common Stk — Sold
Sovereign Bank - Insured Cash Account — Opened
Symantec Corp. - Common Stk — Sold
Veolia Environment Spon ADR - Common Stk — Buy
Watts Water Technology - Common Stk — Buy
Wyndham Worldwide Corp. (spinoff from
Corp.)
Yahoo Inc. - Common Stk — Buy
IRA #1 — Int/Div
Apollo Group Inc. Cl A - Common Stk — Buy
AVIS Budget Group, Inc. (formerly Cendant Corp.)
Bristol Myers Squibb Co. - Common Stk — Sold
Chevron Corp. - Common Stk — Buy
Chico's FAS Inc. - Common Stk — Sold
Citigroup Inc. - Common Stk
Cooper COS Inc. NEW - Common Stk
Dell Inc. - Common Stk — Sold
Dupont E.I. De Nemour & Company Common Stk
Ishares Tr NASDAQ Biotech Index Fund
JDS Uniphase Corp. - Common Stk
Leucadia National Corp. - Common Stk
LPL Premier Money Market Shares — Sold
Microsoft Corp. - Common Stk
Pfizer Incorporated - Common Stk
Plantronics Inc. - Common Stk
Precision Castparts Corp. - Common Stk
PHH Corporation - Common Stk — Sold
Realogy Corp. (spinoff from Cendant Corp.) - Common Stk
Sirius Satellite Radio Ind - Common Stk
Sovereign Bank - Insured Cash Account — Opened
Symantec Corp. - Common Stk — Sold
Veolia Environment Spon ADR - Common Stk — Buy
Wheeling Pittsburgh Corp. - Common Stk — Sold
Wheeling Pittsburgh Corp. - Common Stk — Sold
Wheeling Pittsburgh Corp. - Common Stk — Sold
Whole Foods Market Inc. - Common Stk
Wyndham Worldwide Corp. (spinoff from Cendant Corp.)
Eastern Penn PA S.D. Bond — Interest
Great Valley S.D. PA Bond — Interest
Pennsylvania State HEFA HIt Svcs Bond — Interest — Redemption
PA State B/E Turnpike Comm. Bond — Interest
Discover Bank Greendwood De Certificate of Deposit — Interest — Redemption
GMAC Automotive Bank Certificate of Deposit — None — Buy
LPL Premier Money Market Shares — Int/Div — Sold
Sovereign Bank - Insured Cash Account — Interest — Opened
Luzerne Bank Accounts — Interest — Opened
Wachovia Bank Account (X) — Interest — Opened
IRA #2 — Int/Div
LPL Premier Money Market Shares — Sold
Whole Foods Market Inc. - Common Stk
Wachovia Corp. - Common Stk — Int/Div
Direct TV Group Inc. - Common Stk — None
LPL Premier Money Market Shares — Int/Div — Sold
NEWS Corp. Cl A - Common Stk — Int/Div
Sovereign Bank - Insured Cash Account — Interest — Opened
Wheeling Pittsburgh Corp. - Common Stk — None — Sold
Capital One FSB McLean VA Certificate of Deposit — None — Buy
Discover Bank Greenwood Certificate of Deposit — Interest — Redemption
Federal Trust Bank Certificate of Deposit — Interest — Redemption
Georgian Bank Atlanta GA Certificate of Deposit — None — Buy
GMAC Automotive Bank Midvale Certificate of Deposit — None — Buy
Irwin Union Bank & Trust Certificate of Deposit — Interest
Mercantile Bank West Michigan Certificate of Deposit — Interest — Redemption
Lehigh County PA IDA Municipal Bond — Interest
Line Mountain PA Municipal Bond — Interest
Northampton PA ASD DB Bond — Interest
Westmont Hilltop PA Municipal Bond — Interest
Wyicres vacant land - Orange County tr orida — None
Part VII - Line 1 -

Trust - Information reported, as in prior years, represents 100% of the trust assets. However, the reporting person's

three beneficiaries

bd

oi: one of

share equally in the trust.

Part VII - Lines 24, 50, 73, 78, 82 - LPL Premier Money Market Shares is a cash account that is used to hold funds until investment assets are purchased. As

such, there were multiple purchase and sale transactions during the year (never a gain or loss) until these accounts were eventually liquidated during 2006.

-Line 97 - Orange County, Florida property - Information reported, as in prior years, represents 100% of the value. However, the reporting person's

is one of three individuals who own the property in equal shares.

SEE ACCOUNTANTS

COMPILATION REPORT

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/27429. Public record. Not legal advice.
