# Graham Calder Mullen > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/27128 ## Record - **Judge:** Graham Calder Mullen - **Year:** 2010 - **Pages:** 20 ## Text BRANCH BANK & TRUST CO. (Bank Accounts) — Interest Smith Barney Money Market Fund (See explanation) — Int/Div Smith Barney Money Market Fund (See explanation) — Int/Div Central Fund - Canada — Int/Div Intel Corp. — Int/Div Merck & Co. — Int/Div Proctor & Gamble — Int/Div General Electric — Int/Div — Buy (add'l) Chart Indus — None — Buy Sun Microsystems — None — Sold Capital World Bd Fd — Int/Div — Sold Capital World G.B. — Int/Div — Sold Euro Pac Bond Fund — Int/Div — Sold IRA (See Explanation) — Int/Div Blackrock Funds - Large Cap Value — Sold (part) Blackrock Funds - Large Cap Value — Sold (part) Blackrock Funds - Large Cap Value — Buy (add'l) John Hancock - Large Cap Equity Fund Goldman Sachs TR Fin Mkt Fund Loomis Sayles Funds IT Strategic Inc. Fund — Sold (part) Loomis Sayles Funds IT Strategic Inc. Fund — Sold (part) Loomis Sayles Funds IT Strategic Inc. Fund — Buy (add'l) Loomis Sayles Funds IT Strategic Inc. Fund — Buy (add'l) Loomis Sayles Funds IT Strategic Inc. Fund — Buy (add'l) MFS Resh Int'l Fund — Sold (part) MFS Resh Int'l Fund — Buy (add'l) Oppenheimer Int'l Bond Fund Oppenheimer Small Cap Value Fund Oppenheimer Int'l Small Co Fund Satuit Cap Micro Cap Fund — Buy (add'l) American Funds Gr. Fund — Sold (part) American Funds Gr. Fund — Sold (part) Keeley Funds Small Cap Value — Sold (part) Keeley Funds Small Cap Value — Buy (add'l) Oppenheimer Gold & Sp. Minerals — Buy (add'l) Oppenheimer Gold & Sp. Minerals — Sold (part) Oppenheimer Gold & Sp. Minerals — Sold (part) Fidelity Advisor SPR Leveraged Co Hb Fund — Buy (add'l) Fidelity Advisor SPR Leveraged Co Hb Fund — Sold (part) Fidelity Advisor SPR Leveraged Co Hb Fund — Sold (part) Permanent Portfolio Fd — Buy ISORAY — None Lattice Semi — None — Sold Valero Energy — Int/Div — Buy (add'l) Mosaic — None Hecla Mining — None GDX Goldminers ETF — Int/Div Curtiss-Wright — Int/Div Northwestern Mutual (NML) Insurance Policies WholeLife XXX113 — Int/Div NML Whole Life XXX188 — Int/Div NML Whole Life XXX510 — Int/Div NML Whole Life XXX698 — Int/Div NML Extraord. Life 403 — Int/Div NML Adjustable Comp XXX100 — Int/Div NML 65 Life 913 (see explanation) — Int/Div NML 65 Life 473 (see explanation) — Int/Div NML Whole Life 437 (see explanation) — Int/Div NML Whole Life 800 — None — Buy Kinross Gold — Int/Div Potash Com. — Int/Div — Sold Tesco Com. — None — Sold Powershares Wilderhill Clean Energy — None — Sold Select SPDR Energy — Int/Div Prudent Bear Fund — None Janus Short Term Bond Fund — Interest — Sold Nuveen Ltd Term Muni Bond Fund — Interest — Sold Advanced Analogic Technologies — None — Sold AT&T — Int/Div — Sold Cantango Oil & Gas (see Explanation) — None Eldorado Gold — None Frontier Common. (see Explanation) — Int/Div — Buy Frontier Common. (see Explanation) — Buy (add'l) Frontier Common. (see Explanation) — Sold Terranova Royalty Corp. (see Explanation) — None — Buy Terranova Royalty Corp. (see Explanation) — Sold Verizon Comm. — Int/Div — Buy ishares Japan Fd. — Int/Div — Buy Cisco Sys — None — Buy Click Software Tech. — None — Buy Chart Indus — None — Buy Nanov:Ricides — None — Buy Neural Stem Inc — None — Buy S&P North Amer Tech Fd — Int/Div — Buy E-Bay Inc. — None — Buy International Stem Cell Corp. — None — Buy Pro-Pharmaceuticals — None — Buy Brigus Gold — None — Buy Capstone Turbine — None — Buy Capstone Turbine — Buy (add'l) TTi Team Telecom — None — Buy TTi Team Telecom — Sold Globe Specialty Metals — Int/Div — Buy iNovio Pharmaceuticals — None — Buy Argentex Mining (see Explanation) — None — Buy Wells Fargo Warrants — None — Buy Apple Inc — None — Buy First Trust High Income Long/Short FD — Int/Div — Buy CenturyLink Inc — None — Buy Morgan Stanley Smith Barney Unified Managed Acct-est12/10/10 Cambiar Small Cap Fd — None — Buy Cambiar Small Cap Fd — Buy (add'l) Blackrock Inflation Preferred Bond Port — Int/Div — Buy Blackrock Inflation Preferred Bond Port — Distribution — Buy (add'l) Eaton Vance Commodity Strategy Fd — Int/Div — Buy Eaton Vance Commodity Strategy Fd — Distribution — Buy (add'l) Eaton Vance Large Cap Value Fund — Int/Div — Buy Eaton Vance Large Cap Value Fund — Buy (add'l) Eaton Vance Income Fund of Boston — Int/Div — Buy Eaton Vance Income Fund of Boston — Buy (add'l) Goldman Sachs Growth Opp. Fd — None — Buy Goldman Sachs Growth Opp. Fd — Buy (add'l) Goldman Sachs Absolute Return Tracker — None — Buy Goldman Sachs Absolute Return Tracker — Buy (add'l) Ing Global Real Estate — Int/Div — Buy Ing Global Real Estate — Buy (add'l) JP Morgan Dynamic Small Cap Growth — None — Buy JP Morgan Dynamic Small Cap Growth — Buy (add'l) Lazard Emerging Mkts Port — Int/Div — Buy Lazard Emerging Mkts Port — Buy (add'l) Legg Mason Western Asset Int. Muni — Int/Div — Buy Legg Mason Western Asset Int. Muni — Buy (add'l) Mainstay Large Cap Growth Fd — None — Buy Mainstay Large Cap Growth Fd — Buy (add'l) Pimco Funds Emerging Local Bond — Int/Div — Buy Pimco Funds Emerging Local Bond — Buy (add'l) Rydex SGI Managed Futures Strategy Fd — None — Buy Rydex SGI Managed Futures Strategy Fd — Buy (add'l) TCW Value Opportunities Fund — Int/Div — Buy TCW Value Opportunities Fund — Buy (add'l) Templeton Global Bond Fund Advisor Class — Int/Div — Buy Templeton Global Bond Fund Advisor Class — Buy (add'l) Thornburg Int'l Value Fund — Int/Div — Buy Thornburg Int'l Value Fund — Buy (add'l) Horary Life Member, Duke University Law School Board of Visitors Member adjunct faculty, Department of Political Science UNC Charlotte Member HOA Board, Royal Crest Home Owners Liability — Bank of America — Credit Card Explanation of line items contained in Part VII. Lines 3and 5 - Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program. Line 28 - The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to pay the trustee's fees. These are reported. This income is aggregated and not reported for each separate fund. Lines 111, 115- These policies were inadvertently omitted from previous reports. The line entries are accurate for years 2005-2009 inclusive and this is a self- intitated amendment to those reports. Line 113 - This policy was inadvertently omitted from previous reports. The line entry is accurate for the years 2008 and 2009 inclusive and this is a self-initiated amendment to those reports. Line 147 - Terra Nova Royalty Corp. This sale transaction is the result of the split-up of KHD Humbolt WEDAG. That security was exempt from reporting (see my 2008 Report line 163 and explanation) and remained so until the divisive reorganization. The resulting share of KHD remains exempt. The Terra Nova Realty is reported here as an exchange and sale. Line 143 - Frontier Comm. The initial transaction is a spinoff from Verizon followed by additional purchase and sale. Line 139 - Contango Oil & Gas. This company spun off Contango Ore. The spun off shares are exempt from reporting. Line 182 - ARGENTEX Mining. This is actually an additional purchase. This has been exempt from reporting but has now reached a level that reporting is required. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/27128. Public record. Not legal advice.