# Steven E. Rau

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/2707

## Record

- **Judge:** Steven E. Rau
- **Year:** 2016
- **Report type:** Annual
- **Pages:** 12

## Text

UGMA
Joint Account
Berkshire Hathaway Inc — None
UGMA
Alliance Bernstein Core Opportunities Fund Class C ADGCX — None
Berkshire Hathaway Inc — None
Berkshire Hathaway — None — Sold (part)
Columbia Select Large - UMLGX — None — Sold
Columbia Fund Ser Tr-CEEZX — Int/Div
Wells Fargo Fds Tr-WDHYX — Int/Div — Sold
Spider S&P Biotech EFT-XBI — Int/Div — Buy (add'l)
Thomburg Inv Tr-THDIX — Int/Div — Buy
Wells Fargo Funds Tr-WFMIX — Int/Div
Abbvie. Inc. -ABBV — Int/Div — Buy (add'l)
EMC Corp Mass-AM( — Int/Div — with line 30)
Intel Corp-INTC — Int/Div
Johnson & Johnson - JNJ — Int/Div — Sold
Merck & Co., Inc. - MRK — Int/Div
Microsoft Corp « MSFT — Int/Div — Sold (part)
Apple, Inc., -AAPL — Int/Div — Buy (add'l)
Procter & Gamble Co- PG — Int/Div — Sold (part)
Goldman Sachs Bank SD — Interest
Synchrony Bank CD — Interest
Pfizer Incorporated - PFE — Int/Div — Buy
Cisco Systems Inc - CSCO — Int/Div — Buy
Goldman Sachs Bank CD my — Interest — Buy
Dell Tecnologies in Clv-DVMT — None — Sold
Abbvie — Int/Div
Alerian MLP ETF — Int/Div — Sold
Apple, Inc — Int/Div — Buy (add'l)
AT&T Inc — Int/Div — Buy (add'l)
Berkshire Hathaway — None
Bristol Meyers Squibb — Int/Div
Celgene Corp — None
Chevron Corporation — Int/Div — Sold
Cisco Systems — Int/Div — Buy (add'l)
Coca-Cola — Int/Div
Costco Whsl Corp New — Int/Div — Sold
EMC Corp — Int/Div — Sold
Emerson Electric Co — Int/Div — Sold
Exxon Mobil Corp — Int/Div
General Electric Company — Int/Div
Intel Corp — Int/Div — Buy (add'l)
shares Global Tech - IXN — Int/Div — Buy (add'l)
Johnson & Johnson — Int/Div — Sold
Kimberly-Clark Group — Int/Div — Sold
Merck & Co Inc — Int/Div — Buy (add'l)
Microsoft Corp — Int/Div
Novartis AG — Int/Div
Oppenheimer Dev Markets-ODVY X — Int/Div — Sold (part)
Proctor and Gamble Co — Int/Div
Qualcomm, Inc — Int/Div — Buy (add'l)
Spdr S&P Biotech — Int/Div — Buy (add'l)
Pfizer — Int/Div — Buy (add'l)
Thomburg Inv Tr Developing World Fd. THDIZ — Int/Div — Sold (part)
Total S A Sponsored ADR TOT — Int/Div — Sold
United Technologies Corp — Int/Div
Wells Fargo Funds - WARDX — Int/Div — Sold
Wells Fargo Fds Tr-WDHYX — Int/Div — Sold
Wells Fargo Advantage-SCVIX — Int/Div — Sold (part)
WGL Holdings Inc-WGL — Int/Div — Sold
Lehman Brothers Holdings ESC — Int/Div — Sold (part)
Lehman Brothers Holdings ESC — Int/Div — Sold (part)
GE Capital Retail Bank CD — Int
Goldman Sachs Bank USA CD — Int/Div
Dell Technologies - DVMT — None — from lime 44)
Abbvie (spinoff from Abbott) — Int/Div
American Electric Power Inc-AEP — Int/Div — Sold
AT&T-Inc-T — Int/Div
Bristol Myers Squibb-BMY — Int/Div — Sold
Welltower. Inc. <HCN — Int/Div
Intel Corp-INTC — Int/Div
Johnson & Johnson-JNJ — Int/Div — Sold
Merck & Co Inc -MRK — Int/Div
Novartis AG Spon ADR-NVS — Int/Div
Pepsico Inc-PEP — Int/Div
PG&E Corporation - PCG — Int/Div
United Techonologies Corp-UTX — Int/Div
Wells Fargo Company-WF( — Int/Div — Buy (add'l)
Wells Fargo Company - WFC — Int/Div — Sold (part)
WGL Holdmgs Inc-WGL — Int/Div
Wells Fargo Money Market Fund — Int/Div
Wells Fargo Funds Tr-WHYDX — Int/Div
Alliance Bernstein 529 Growth C — None
Wells Fargo Stable Value Fund - in Wells Fargo 401(k) Plan — None
Wells Fargo Large Cap Value Fund - mn Wells Fargo 401(k) Plan — None
State Street S&P 500 Index Fund - in Wells Fargo 401(k) Plan — None
Wells Fargo Large Cap Growth Fund - in Wells Fargo 401(k) Plan — None
State Street S&P Mid Cap Index Fund - in Wells Fargo 401(K) Plan — None
Wells Fargo Small Cap Fund - m Wells Fargo 401(k) Plan — None
Wells Fargo International Equity Fund - in Wells Fargo 401(k) Plan — None
Wells Fargo Emerging Markets Equity Fund «in Wells Fargo 401(k) Plan — None
Wells Fargo ESOP Fund - in Wells Fargo 401K) Plan — Int/Div
CD-12 Month Equivalent - in Wells Fargo Deferred Compensation Plan — None
Wells Fargo International Equity Fund -in WF Deferred Comp Plan — None
Russell Small Cap Index Fund-in WF Deferred Comp Plan — None
State Street S&P 500 Index Fund-in WF Deferred Comp Plan — None
State Street S&P Mid Cap Index Fund-in WF Deferred Comp Plan — None
State Street US Bond Index Fund - K«in WF Deferred Comp Plan — None
Wells Fargo Cash Balance (Pension) Plan No control — None
Line 41 - Was inadvertently omitted m previous reports

Line 43 - Was inadvertently omitted in previous reports

Line $1 - Was inadvertently omitted in previous reports

Lines 56-58 - Were inadvertently omitted in previous reports

Lines 96-104 - Were inadvertently omitted in previous reports

Lines 106-111 - Were madvertently omitted in previous reports

Line 113 - Was inadvertently omitted in previous reports

The Tiger Building LP Note was sold in 2015 for $52,985. This was inadvertently omitted in the 2015 report

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/2707. Public record. Not legal advice.