# Thomas M. Golden

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/27060

## Record

- **Judge:** Thomas M. Golden
- **Year:** 2006
- **Pages:** 20

## Text

US Allianz Alterity annuity — None — Exempt
National Penn Bancshares, Inc. - common stock — Int/Div
Sovereign Bancorp Inc. - common stock — Int/Div
Brokerage Account #1 — out — Section VIII #o
Liquid Asset Fund — None — out
Erie PA - municipal bonds — None — out
Bethlehem Center School District PA municipal bonds — None — out
Oley Valley PA School District municipal bond — None — out
Brokerage Account #2 — in — Section VIII #9
Municipal Money Market FD CL A — Interest — in
Erie PA - municipal bonds — None — in
Bethlehem Center School District PA ‘municipal bonds — None — in
Oley Valley PA School District municipal bond — None — in
401(K) account - #1 — None — Section VIII #10
Russell Life Bal Str (D) Sep Account — None — in — in 11/18/05
Principal Money Mkt Sep Acct — Interest — out — out 11/18/05
Principal Bond and Mortgage Sep Acct — Interest — out — out
Prin Ptr Lg-Cap Value Sep Acct — Int/Div — out — out 11/18/05
Prin Ptr Md-Cap Gr II Sep Acct — Int/Div — out — out 11/18/05
Prin Sm Cap Stk Idx Sep Acct — None — out — out 11/18/05
Prin Ptr Lg-Cap Growth I Sep Acct — Int/Div — out — out 11/18/05
Prin Ptr Intemational Sep Acct — Int/Div — out — out 11/18/05
Principal Sm Co Blend Sep Acct — Int/Div — out — out 3/1/05
Principal Financial Group, Inc. - stock — Int/Div — out — out 11/18/05
Fid Adv Mid Cap Sep Acct — Int/Div — out — out 11/18/05
Amer Cent Ultra (Adv) Sep Acct — Int/Div — out — out 3/1/05
IRA - account #1! — Int/Div — out — Part VIII - #11
Liquid Asset Fund — Interest — out
Altna Group Inc - common stock — Int/Div — out
Apache Corp - common stock — Int/Div — out
Conocophillips - common stock — Int/Div — out
Drill-Quip Inc - common stock — Int/Div — out
Exxon Mobil Corp - common stock — Int/Div — out
Guidant Corp - common stock — Int/Div — Sell
Johnson & Johnson - common stock — Int/Div — out
Kraft Foods Inc Cl A — Int/Div — out
Lucent Technologies - common stock — Int/Div — out
Morgan Stanley - common stock — Int/Div — out
Sovereign Bancorp Inc - common stock — Int/Div — out
Tyco International LTD New - common stock — Int/Div — out
AXA ADS - common stock — Int/Div — Sell — 2/24/05
St. Joe Company - common stock — Int/Div — Buy-transfer
Boston Scientific Corp. - common stock — Int/Div — Buy-Tranfer
Pepsico Inc. NC - common stock — Int/Div — Buy-Transfer
IRA -account #1A — Int/Div — in — Part VIII - #11
Altria Group Inc - common stock — Int/Div — in
Apache Corp - common stock — Int/Div — in
Arrow Intl Inc - common stock — Int/Div — in
Conocophillips - common stock — Int/Div — in
Drill-Quip Inc - common stock — Int/Div — in
Exxon Mobil Corp - common stock — Int/Div — in
Johnson & Johnson - common stock — Int/Div — in
Kraft Foods Inc Cl A — Int/Div — in
Alcatel-Lucent ADR - Lucent Technologies - common stock — Int/Div — in — conversion
Morgan Stanley - common stock — Int/Div — in
Sovereign Bancorp Inc - common stock — Int/Div — in
Tyco Intemational LTD New - common stock — Int/Div — in
Wachovia Corp 2nd New Com - common stock — Int/Div — in
St, Joe Company - common stock — Int/Div — in
Boston Scientific Corp. - common stock — Int/Div — in
Pepsico Inc. NC - common stock — Int/Div — in
IRA - account #2 — Int/Div — out — Part VIII - #12
Liquid Asset Fund — Interest — out
Altria Group Inc - common stock — Int/Div — out
Apache Corp - common stock — Int/Div — out
Arrow Intl Inc - common stock — Int/Div — out
Conocophillips - common stock — Int/Div — out
Drill-Quip Inc - common stock — Int/Div — out
Guidant Corp - common stock — Int/Div — Sell
Johnson & Johnson - common stock — Int/Div — out
Kraft Foods Inc Cl A — Int/Div — out
Lucent Technologies - common stock — Int/Div — out
Morgan Stanley - common stock — Int/Div — out
Sovereign Bancorp Inc - common stock — Int/Div — out
Tyco International Ltd New - common stock — Int/Div — out
Wachovia Corp 2nd New Com - common stock — Int/Div — out
AXA ADS - common stock — Int/Div — Sell — 2/5/05
Cox Radio Inc. CL-A — Int/Div — Sell — 2/24/05
St. Joe Company - common stock — Int/Div — Buy-Transfer
Boston Scientific Corp. - common stock — Int/Div — Buy-Transfer
Pepsico Inc. NC - common stock — Int/Div — Buy-Transfer
IRA - account #2A — Int/Div — in — Part VIII - #12
Bank Deposit Fund — Interest — in
Altna Group Inc - common stock — Int/Div — in
Apache Corp - common stock — Int/Div — in
Arrow Intl Inc - common stock — Int/Div — in
Conocophillips - common stock — Int/Div — in
Drill-Quip Inc - common stock — Int/Div — in
Johnson & Johnson - common stock — Int/Div — in
Kraft Foods Inc Cl A — Int/Div — in
Alcatel-Lucent ADR - Lucent Technologies ~ common stock — Int/Div — in — conversion
Morgan Stanley - common stock — Int/Div — in
Sovereign Bancorp Inc - common stock — Int/Div — in
Tyco International Ltd New - common stock — Int/Div — in
Wachovia Corp 2nd New Com - common stock — Int/Div — in
Boston Scientific Corp. - common stock — Int/Div — in
Pepsico Inc. NC - common stock — Int/Div — in
Inherited IRA - account #3 — Int/Div
Schwab Money Market Fund — Interest
Baxter Intl CV Pfd 7% - preferred stock — Int/Div — Sale
Ford Cap Trust I Conv Pfd - preferred stock — Int/Div
Travelers Property CV PFD 4.5% preferred stock — Int/Div
Argon St Inc - common stock — Int/Div — sell
Allied Capital Corporation - common stock — Int/Div
Amsouth Bancorp - common stock — Int/Div — sell
Bank of America Corp - common stock — Int/Div
Key Corp - common stock — Int/Div — Sale
National City Corp - common stock — Int/Div
Washington Mutual - common stock — Int/Div — Sell
Waste Management Inc - common stock — Int/Div — Sell
General Electric - common stock — Int/Div
Black & Decker Corp - common stock — Int/Div — Sale
Coast Distribution Services - common stock — Int/Div
Chromcraft Revington Inc - common stock — Int/Div — Sell
Fortune Brands Inc - common stock — Int/Div — Sale
Centex Corp - common stock — Int/Div — Sell
KB Home - common stock — Int/Div
MDC Holdings Inc - common stock — Int/Div — Sell
Standard Pacific Corp - common stock — Int/Div — Sell
Biloxi Marsh Lands Corp - common stock — Int/Div — Buy
Chevron Corp - common stock — Int/Div
Conocophillips - common stock — Int/Div
Dawson Geophysical Co - common stock — Int/Div — Sale
Devon Energy Corp - common stock — Int/Div — Sale
Oil States Intl - common stock — Int/Div
Johnson and Johnson - common stock — Int/Div
Gorman-Rupp Co - common stock — Int/Div — Sell
2lst Century Holding Co - common stock — Int/Div
National Security Group - common stock — Int/Div
TJX Companies Inc - common stock — Int/Div — Sell
Hewlett-Packard Co - common stock — Int/Div — Sell
International Paper - common stock — Int/Div — Sell — 2/3/05
Anadarko Petroleum Corp - common stock — Int/Div — Sell — 3/9/05
McDonalds Corp - common stock — Int/Div — Sell — 3/9/05
American Int'l Group - common stock — Int/Div — Sell — 3/9/05
Hooker Furniture Corp - common stock — Int/Div — Sell — 4/4/05
M/1 Homes Inc - common stock — Int/Div — Sell — 4/15/05
Velcro Industries - common stock — Int/Div — Sell — 4/20/05
Cigna Corp - common stock — Int/Div — Sell — 6/22/05
Allstate Corporation - common stock — Int/Div — Buy
Alliance Gaming - common stock — Int/Div — Sell — 7/15/05
Cisco Systems Inc - common stock — Int/Div — Sell — 7/15/05
Deere & Co - common stock — Int/Div — Sell — 8/16/05
Devon Energy Corp - common stock — Int/Div — Sell
Masco Corp - common stock — Int/Div — Sell — 10/20/05
Doral Financial - common stock — Int/Div — Sell — 10/20/05
Whirlpool Corp - common stock — Int/Div — Sell — 10/20/05
Bel Fuse Class B- — Int/Div — Sell — 10/26/05
154. - AT & T Inc. - common stock — Int/Div — Buy
Caterpillar, Inc. - common stock — Int/Div — Buy
Coventry Health Care Inc. - common stock — Int/Div — Buy
Endurance Specialty Holdings LTD common stock — Int/Div — Buy
Freeport-McMoran Copper & Gold Inc common stock — Int/Div — Buy — Part VIII - #13
Hartford Financial Services Group common stock — Int/Div — Buy
Home Depot Inc. - common stock — Int/Div — Buy
Noble Corp - common stock — Int/Div — Buy — Part VIII - #14
Phelps Dodge Corp NY Com — Int/Div — Buy — Part VIII - #15
Time Wamer Inc - common stock — Int/Div — Buy
TODCO-CL A - common stock — Int/Div — Buy
National Penn Bank - account — Interest
Sovereign Bank - account — Interest
Golden Masano Bradley - partnership interest — Interest — sell — Bradley
National Penn Bank - Golden Masano — None — Resigned
Sovereign Bank - Golden Masano Bradley ptr account — None — Resigned
AXA Equitable - whole life policy — Int/Div
AXA Equitable - whole life policy — Int/Div
MetLife - flexible premium life policy — Interest
MetLife - flexible premium life policy — Interest
Trust #1 - Co-Trustee — Int/Div — Resigned — Part VIII #16
Excelsior Value & Restructuring Fund — Int/Div — Resigned
Harbor Capital Appreciation Fund — Int/Div — Resigned
Pimco Total Retum Fund — Int/Div — Resigned
Western Asset Core Plus Bond Portfolio — Int/Div — Resigned
401K Account #1 - Co-Trustee — None — Resigned — Part VIII - #17
Principal Financial Group -Guaranteed Interest Accounts — Interest — Resigned
Principal Money Mkt Sep Account — Interest — Resigned
Principal Bond and Mtg Sep Acct — Interest — Resigned
Alliance LgCap Value Sept Acct — Int/Div — Resigned
Mason St Hi YD Bd (A) Sep Acct — Int/Div — Resigned
Principal Lg Cap Stk Idx Sep Acct — Int/Div — Resigned
Principal U.S. Property Sep Acct — Int/Div — Resigned
Principal Med Co Value Sep Acct — Int/Div — Resigned
Russ Life Agg Str (D) Sep Acct — Int/Div — Resigned
Russ Life Bal Str (D) Acct — Int/Div — Resigned
Russ Life EqAg St (D) Sep Acct — Int/Div — Resigned
Russ Life Mod Str (D) Sep Acct — Int/Div — Resigned
Fidelity Md-Cp Gr II Sep Acct — Int/Div — Resigned
Principal Mid-Cap Stk Idx Sep Acct — Int/Div — Resigned
Principal Sm-Cap Stk Idx Sep Acct — Int/Div — Resigned
T. Rowe Price LgCap Growth I Sep Acct — Int/Div — Resigned
Fidelity Intl Sep Acct — Int/Div — Resigned
Prin Fin Grp Inc Stk Sep Acct — Int/Div — Resigned
Principal LifeTm 2010 Sep Acct — Int/Div — Resigned
Principal LifeTm 2020 Sep Acct — Int/Div — Resigned
Principal Life Tm 2030 Sep Acct — Int/Div — Resgined
Prin Ptr Lg-Cap Value Sep Acct — Int/Div — Resigned
Prin Ptr Lg-Cap Gr Sep Acct — Int/Div — Resigned
Princ Ptnr Md-Cp Gr 11 Sep Acct — Int/Div — Resigned
Prin Ptr International Sep Act — Int/Div — Resigned
Prin Ptr Lg-Cap Bld I Sep Acct — Int/Div — Resigned
Prin Ptr Lg-Cap Blend Sep Acct — Int/Div — Resigned
Prin Stock Emph Bal Sep Acct — Int/Div — Resigned
Russ Life Con Str (D) Sep Acct — Int/Div — Resigned
Amer Cent Ultra (Adv) Sep Acct — Int/Div — Resigned
Fid Adv Mid Cap Sep Acct — Int/Div — Resigned
INVESCO Leisure Sep Acct — Int/Div — Resigned
Principal Lg Co Grwth Sep Acct — Int/Div — Resigned
Principal Med Co Blind Sep Acct — Int/Div — Resigned
Principal Med Co Gr Sep Acct — Int/Div — Resigned
Prin Ptr Sm-Cap Blend Sep Acct — Int/Div — Resigned
Managing Partner, Golden Masano Bradley - See Part VIII - #1
Advisory Board Member, National Penn Bank - See Part VIII - #2
Co-Trustee, Trust #1 - See Part VIII - #16
Chairman, Pennsylvania Supreme Count Continuing Legal Education Committee - See Part VII - #3
Advisory Board Member, Pennsylvania for Modem Courts - See Part VIII - #4
Trustee, Pennsylvania Bar Insurance Fund & Trust - See Part VIII - #5
Director, — ~ Lawyers Concerned for Lawyers, Inc. - See Part Vit - #6 2 Afra ou
Co-Trustee, oN oo Lah dl 5) = fi Trust #2 - See Part VIII - #7 = = Il I tn =< ~
Agreement — 2006 — Masano Bradley law firm 401(K) Profit Sharing Plan, no control
Agreement — 2006 — Golden Masano Bradley purchase agreement of law firm interest. It is a five (5) year contract. See Part VIII - #8
Reimbursement — USI Colbum — Lodging, Food & Golf at Hershey
Reimbursement — Masano Bradley, former law firm — Payment of expenses for receptions in Reading & Philadelphia after induction ceremony
Reimbursement — Pennsylvania Bar Association — Contribution to reception after induction ceremony
Reimbursement — Berks County Bar Association — Judicial Robe
Reimbursement — PA Supreme Court Continuing Legal Education Board — December 6-7 - Harrisburg, PA - Meeting of Board of Directors (Transportation, Meals, and Room)
Reimbursement — Supreme Court Continuing Legal Education Board — September 13-14 - Pittsburgh, PA - Meeting of Board of Directors (Transportation, Meals, and Room)
Income — 2006 — National Penn Bank - advisory board fees — $510.00
Spouse's income — Supreme Court Continuing Legal Education Board — Clock in honor of service to Board
1). Part I, Page 1, Line #1 - Resigned July 1, 2006.

2). Part I, Page I, Line #2 - Resigned May 10, 2006.

3). Part I, Page I, Line #4 - Resigned October 27, 2006.

4). Part 1. Page I, Line #5 - Resigned May 10, 2006.

5). Part], Page I, Line #6 - Uncompensated to serve as one of several Trustees of a Trust Fund of the Pennsylvania Bar Association to promote education and

charitable purposes associated with the legal profession and the administration of justice, with particular reference to the promotion of such purposes in the

Commonwealth of Pennsylvania.

6). Part I, Page 1, Line #7 - Resigned November 13, 2006.

7). Part I. Page 1, line 8, Trust #2 - Unfunded life insurance trust. Co-Trustees were not compensated. Resigned October 5, 2006.

8). Part 11, Page 2, Line #2 - The Agreement provides for the reimbursment of certain expenses and lease payments by the partnership. Said sums have been paid

by the partnership as of the date of this report. The Agreement also provides for an initial payment of $202,351.00 in the year 2006 and monthly payments of

$11,777.35 over the term of the Agreement. The Agreement will terminate on July 1, 2011.

9). Part VII, Line #4, Brokerage Account #1 - All assets in this brokerage account were transferred to another brokerage firm on July 26, 2007. The new account

is listed as Brokerage Account #2 starting at line #9.

10). Part VII, Line #14, 401(K) Account #1 - All investments listed in lines #16 through #26 were transferred and consolidated into one (1) investment listed on

Line #15 of the 401 (K) Account.

11). Part VII, Line #27, IRA - Account #1 - Assets in this IRA account were transferred to another brokerage firm on July 26, 2007. The new account is listed as

IRA Account #lA starting at line #47.

12). Part VII, Line #65, IRA - Account #2 - Assets in this IRA account were transferred to another brokerage firm on July 26, 2007. The new account is listed as

IRA Account #2A starting at line #85.

13). Part VII, Line #158 - Investments were purchased on 4/18/06, 8/17/06, and 9/19/2006.

14). Part VII, Line #162 - Investments were purchased on 8/17/2006 and 9/19/2006.

15). Part VII, Line #163 - Investments were purchased on 4/10/2006 and 9/19/2006.

16). Part VII, Line #175 - Trust #1-Co-Trustee. Resigned May 17, 2006.

17). Part VII, Line #183 - 401K Account #1 - Co-Trustee - Resigned November 3, 2005.

18). Part VII, Line #222 - Estate #1 - Executor - A minimal distribution was made for the benefit of the sole beneficiary on January 26, 2005 to close estate

checking account and to close the administration of the estate. The account did not receive any interest, nor were there any fees paid in 2005 and 2006.

Executorship was discharged and terminated by Adjudication and Decree of the Orphans’ Court of Berks County, Commonwealth of Pennsylvania.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/27060. Public record. Not legal advice.