# George A. O'Toole jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/27012 ## Record - **Judge:** George A. O'Toole jr - **Year:** 2010 - **Pages:** 15 ## Text 3M Company common — Int/Div — note 2 in Part VIII. Same — Int/Div — Buy Absolute Strategies Fund — Int/Div Same — Int/Div — Buy Same — Int/Div Allianz NFJ Intl Valaue Fund — Int/Div — Buy Same — Int/Div — Buy Same — Int/Div — Buy Apache Corp. common — Int/Div Same — Int/Div Same — Int/Div — Sold (part) Apple common — None — Buy Artio Intl Equity — None — Sold Bank of America deposit accounts — Interest BHP Billiton ADR — Int/Div Same — Int/Div Same — Int/Div — Buy BMC Software common — None BPPLC — None — Buy BPPLC — Sold Cisco Systems common — None — Sold CVS Caremark common — Int/Div — Sold (part) Same — Int/Div — Sold (part) Same — Sold Same — Int/Div — Sold (part) Same — Sold (part) Dentsply Int common — Int/Div Diageo ADR — Int/Div Dreyfus Instl. Cash Adv Fund — Interest Same — Interest Same — Interest — Sold (part) Enterprise Bank & Trust Co. common — Int/Div Same — Int/Div EQT Corp. common — Int/Div — Sold (part) Equity Residential SBI — Int/Div Same — Int/Div Same — Int/Div Exelon Corp. common — Int/Div Expeditors Int'l of Washington common — Int/Div Exxon Mobile common — Int/Div Fidelity Inst Money Market fund — Interest Same — Interest Franklin Int'l Small Cap Growth Fund — Int/Div — Buy Same — Int/Div — Buy Same — Int/Div — Buy Frontegra Netols Small Cap Value Fund — Int/Div — Buy General Dynamics common — Int/Div — Buy Hussman Strategic Growth Fund — Int/Div — Sold Same — Int/Div — Sold Illinois Tool Works common — Int/Div — Buy IBM common — Int/Div iShares Barclays 7-10 yr Treas Bond Fund — Int/Div — Buy — note 4 in Part VIII. iShares Barclays 7-10 yr Treas Bond Fund — Sold Same — Int/Div — Sold Same — Sold Same — Int/Div — Buy Same — Sold iShares Barclays 1-3 yr Treas Bond Fund — Int/Div — Sold Same — Int/Div — Buy iShares Barclays 1-3 yr Credit Bond Fund — Int/Div Same — Int/Div iShares Nasdaq Biotech Fund — Int/Div — Sold (part) Same — Int/Div iShares Russell 2000 Value Index Fund — Int/Div — Sold iShares Barclays TIPS Fund — Int/Div — Sold (part) iShares Barclays TIPS Fund — Sold (part) iShares Barclays TIPS Fund — Sold Same — Int/Div — Sold (part) Same — Sold (part) Same — Sold Johnson & Johnson common — Int/Div Same — Int/Div — Sold Same — Sold (part) Same — Sold JP MOrgan Research Mkt. Neutral fund — None — Buy Manulife Financial common — Int/Div Matthews Asian Growth fund — None — Buy Matthews Pacific Tiger fund — None — Buy Same — None — Buy MA St. Water Poll Abatement, 4.2%, due 8/1/2010 — Interest — Matured Same — Int/Div — Buy Same — Int/Div — Buy Mettler-Toledo Intl. common — None Microsoft common — Int/Div Same — Int/Div Novartis AG spnsrd ADR — None — Buy Same — Int/Div Oakmark Intl Fund Cl 1 — Int/Div — Sold Peabody Energy Corp. (See note 5 in Part VIIL) Same — Int/Div — Sold Pepsico common — Int/Div — Sold (part) PIMCO 1-5 yr US TIPS index fund — Int/Div — Buy Same — Int/Div — Buy Same — None — Buy Praxair, Inc. common — Int/Div — Sold (part) Procter & Gamble common — Int/Div — Sold (part) Procter & Gamble common — Sold (part) Raytheon common — Int/Div Raytheon options — None Raytheon Savings and Investment Plan — Int/Div Raytheon Stock Fund Real Estate Securities Fund BGI US Debt Index Fund PIMCO Total Return Inst Fidelity Inst Money Mkt Regency Centers — Int/Div Sempra Energy common — Int/Div Same — Int/Div Same — Int/Div SPDR Gold Trust — None — Buy Same — None — Buy State Street Corp. common — Int/Div — Sold Same — None — Sold (part) Same — None — Sold (part) Suncor Energy (New) common — Int/Div — Sold Templeton Global Bond Fund — Int/Div — Buy (add'l) Same — Int/Div — Buy (add'l) Same — Buy (add'l) Same — Buy (add'l) Terra Industries common — Int/Div — note 3 in Part VIII. Teva Pharmaceuticals ADR — Int/Div Same — Int/Div — Sold (part) Thermo Fisher common — None Same — None Same — Int/Div — Buy Same — Buy (add'l) Thomburg Intl Value Fund — Int/Div — Buy (add'l) Same — Int/Div Same — Int/Div — Buy Same — Buy (add'l) Tortoise Energy Infrastructure Corp. — Int/Div — Buy Same — Int/Div — Buy Same — Int/Div — Buy Vanguard Emerging Mkts. Index Fund — None — Buy Same — None — Buy Vanguard GNMA Fund — Int/Div — Sold (part) Same — Int/Div — Buy (add'l) Vanguard High Yield Corp. Bond Fund — Int/Div — Sold Same — Int/Div — Sold Same — Int/Div — Sold Vanguard Ltd Term Tax Exempt Fund — Int/Div Vanguard Short-Term Inv Grade Fund — Int/Div — Buy Same — Int/Div — Buy Same — Buy (add'l) Same — Int/Div Verizon Communications common — Int/Div Same — Int/Div Wal-Mart common — None — Buy Walthausen Small Cap Value — None — Buy Same — None — Buy Wells Fargo common — Int/Div — Sold Same — Int/Div — Sold Wisdomtree Intl Small Cap Fund — Int/Div — Sold Reimbursement — American Conference Institute — February 25-26,2010 — New York, New York — Employment Discrimintation Seminar — Transportation, lodging and meals Spouse's income — 2010 — Enterprise Bank, Lowell MA (director's fees) Spouse's income — 2010 — Raytheon Company (employment) 1. The trust identified in Part I is trust. All the assets are reported individually in Part VII but are not specifically identified in that Part to the trust. 2. General comment regarding reporting in Part VII: As in past years, most of the assets reported are held in three separate accounts managed by an investment adviser. For convenience in tracking year-to-year changes, the assets are reported by reference to the separate accounts, resulting in some cases (as in lines 1-3, for example) in multiple reports for the same identified asset. The designation "Same" is used to indicate a separate account. If there were multiple transactions within the same account during the year, the designation "Same" is used for the first, but not subsequent transactions within that account. See, for example, the entries for CVS Caremark at lines 24-28. 3. CF Industries (Part VII, line 22) acquired the stock of Terra Industries (Part VII, line 134) and Terra was merged into CF Industries. Shareholders of Terra received cash and CF Industries stock. I have used the term"spinoff™ as the most applicable term available for selection in the drop-down menu. 4. Each of the three investment accounts held the asset iShares Barclays 7-10 year Treasury Bond Fund (Part VII, lines 57-63) at some point during the year. In each of the first and third accounts, the asset was bought and sold within the year. In the second account, the asset was owned in the prior year and that holding was sold in March. That same account thereafter acquired and disposed of the asset within the year, similar to the other two accounts. Accordingly, while there were several transactions during the year, the net effect was that none of the accounts held the asset at year end. 5. Last year's report stated that the Peabody Energy (Part VII, lines 98-99 in this year's report) asset held in one investment account had only been sold in part (2009 Report, Part VII, line 77). That was an error. All the Peabody Energy held in the indicated account was sold on 12/21/2009 at a price J with a gain A. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/27012. Public record. Not legal advice.