# Leonard I. Garth > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/26766 ## Record - **Judge:** Leonard I. Garth - **Year:** 2009 - **Pages:** 8 ## Text General Electric Common — Int/Div Exxon Mobil Corp. Common — Int/Div Israel Bonds — Interest Chase Savings Bank — Interest — Closed — Part VIII Dreyfus Growth & Income (IRA) — Int/Div AARP Growth &Income Fund (DWS Investments) — Int/Div — Part VIII Dreyfus Growth & Income (IRA) — Int/Div Nuveen Reinvest Acct (NJ Mun) — Interest — Sold Nuveen Reinvest Acct (CT Mun) — Interest — Buy Wachovia (Savings) (Y) — Closed — Part V11I Phoenix Common — Int/Div Comcast Common — Int/Div Wachovia (Checking) — None Alcatel-Lucent Common — Int/Div Smith Bamey (Y) — Part VIII Bank of America Estate Checking Account — Interest — Closed — Part VIII Capmark Bank Utah - CD (Y) Discover Bank DE-CD (Y) Dorall Bank PR - CD (Y) Eagle National Bank of Miami FL - CD (Y) First National Bank of Omaha - CD (Y) Washington Mutual Bank NV - CD (Y) Proficio Bank Utah (Y) Park Avenue Bank NY (Y) Indymac Bank FSB, CA (Y) Eurobank PR (Y) Vinus Investment Partners, Inc. Common — None FairPoint Communications Common — None Guilford Savings Bank, CT CD — Interest Morgan Stanley Bank CD — Interest Goldman Sachs CD — Interest GE Money Bank, Salt Lake City, UT CD — Interest JB Hanauer Federated Moncey Market (Y) Guardian Life Insurance — Int/Div Crown Life Insurance (X) — Int/Div Guilford Savings Bank — Interest — Part Vil RBC Investments — Interest — Pant VII Executor of the Estate of ¥, Appointed and accepted Executorship consistent with the Code of Conduct for U.S. Judges. See Pant VIII Liability — I}. Guardian Life Insurance Co. (sce Part VII — Loan against cash value Liability — Crowa Life Insurance Co. (see Part VI) — Loan against cash value Part 1 The Estate was closed in 2009 by the Final Distribution of Funds held in the Bank of America checking account (See Part VIII, #21) Part VI #1 I have previously reported this policy as "Owner." Iam not the Owner is the Owner. Iam the Insured Part VI #2 I have previously reported this policy as "Owner." 1am not the Owner. = [ is the Owner. | am the Insured Part VII #7 Chase Bank Savings. I closed out all the savings and transferred them to the Chase Bank Checking Account (see #8 infra). 1do not have any Chase Bank Savings Account remaining. Let me also advise that the reason I havenot supplied the specific dates (although I have in most cases furnished the month and the year), is that the specific date on which the transactions occurred is unavailable to me and it is not anticipated that I will be able to obtain such dates in the future Part VII #11 DWS was formerly reported as AARP. AARP Growth & Income Fund is now known as DWS Investments. The same account number remains. [ understand that AARP became "Scudder Investments” in 2006 and, thereafter, in 2008 or later, it became DWS Investments Part VII #15 Some time during 2008, I closed my savings account at Wachovia by depositing the funds in the Wachovia checking account (see #18 infra) Part Vil #20 Smith Bamey was an Estate ag | Brokerage Account which was closed some time in 2008, with all funds deposited in the Bank of America Estate Checking Account (see #21 inf; Part VII #21 Bank of America Estate Checking Account. This was the Estate Jestate funds were accumulated in this account. In October 2009 the final checks for commissions and to the residuary beneficiaries were paid, as well'as a accountant and the Estate lawyer. The Account and Estate were closed. Part VII #40 JB Hanauer is now known as RBC Investments. In November 2008, concurrent with the sale of ourresidence, I transferred all my securities to JB Hanauer (now known as RBC Investments) for management. RBC Investments manages my securitics and accumulates any cash dividends or sales proceeds in their Federated Money Account Part VI #43 Guilford Savings Bank was opened by me in which the interest and other deposits received by me in Connecticut could be deposited. This is distinct from the Guilford Savings Bank CD (see #34 supra) as reported Part VII #44 RBC Investments is the successor of JB Hanauer (sce #40 supra). RBC Investments now have all of the securities that JB Hanauer had received, as well as any funds received which are deposited in the RBC Investments Federated Money Account --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/26766. Public record. Not legal advice.