# Ronald H. Sargis > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/2672 ## Record - **Judge:** Ronald H. Sargis - **Year:** 2012 - **Report type:** Annual - **Pages:** 18 ## Text 194, — Distribution Rental Property #1, Sacrarmento, California — Rent Rental Property #2, Sacramento, California — Rent Bank of America Demand Accounts — Interest Golden 1 Credit Umon Demand Account — Interest Bank of the West Money Market Account — Interest Bank of America Accounts, — Interest Bank of America Accounts, — Interest State Farm Whole Life Insurance — Int/Div MINERAL RIGHTS, Livingston, CA — None RR ERT AY Brokerage Account #1 amended: MERRIL LYNCH DIRECT DEPOSIT (CASH ACCOUNT) — Int/Div — Open ADT CORP — Distribution — from Ime 15) PENTAIRLTD — Distribution — from line 15) TYCO INTERNAT TYC — Int/Div COVIDIEN PLC COV — Int/Div TE CONNECTIVITY LTD (name change from TYCO ELECTRONICS) TEL — Int/Div THERMOGENSIS KOOL — None NOKIA NOK — Int/Div NOKIA NOK — Buy (add'l) NOKIA NOK — Buy (add'l) SIRIUS XM SIRI — Int/Div All Interests Fully Divested in Yr for Brokerage Account #1 STARBUCKS SBUX — Int/Div — Sold HOME DEPOT INC HD — Int/Div — Sold ansdnandsuusspisons san ssn Brokerage Account #2 CASH ACCOUNT, GOLDMAN SACHS BANK USA (X) — Interest amended: FIRST TENNESSEE BANK, NA «CASH ACCOUNT — Int/Div — Open ORACLE ORCL — Int/Div DREYFUS TECH GROWTH DTGBX — Int/Div — Sold (part) All Interests Fully Divested in Yr for Brokerage Account #2 ALLIANZ NFS SMALL CAP PCVAX — Int/Div — Sold u — Distribution DREYFUS CORE EQUITY DLTSX — Int/Div — Sold FED EQUITY FDS, CAP APPRE CPABX — Distribution — Sold 17 — Int/Div FED MKT OPPORTUNITY FMAAX — Int/Div — Sold PIONEER CULLEN VALUE — Int/Div — Sold ecsssnminensni————————— Brokerage Account #3 HARTFORD CAP APPRC FD HCACX — Int/Div — Sold (part) Sime —— Brokerage Account 24 GROWTH FD AMER GFACX — Int/Div SECURITY EQUITY FUND (Renamed GLUGG MDCP)YSEVSX — Distribution 47 — Int/Div BLACKROCK GLOBAL ALLOCATION MCLOX — Int/Div iicniiadimi————— BROKERAGE ACCOUNT #5 amended: GOLDMAN SACHS INSURED CASH ACCOUNT — Interest — Open COSTCO — Int/Div STARBUCKS — Int/Div — Sold Casio ——————— BROKERAGE ACCOUNT #8 IRA Rollover Assets Owned 12/31/12 GENERAL MARKET CASH FUND, RW BAIRD — Int/Div GLOBAL X FUNDS ASEAN 40 ETF ASEA — Int/Div — Sold (part) ISHARES MSCI ACWI EX US INDEX FD ACWX — Int/Div ISHARES MSCI ACWI EX US INDEX FD ACWX — Sold (part) ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Int/Div — Buy ISHARES MSCI ALL COUNTRY ASIA EX JAPAN ETF AAX) — Buy (add'l) ISHARES MSCI CANADA INDEX ETF FWC — Int/Div — Buy ISHARES MSCI GERMANY INDEX ETF FWG — Int/Div — Buy ISHARES MSCI GERMANY INDEX ETF FWG — Sold (part) ISHARES MSCK PACIFIC EX JAPAN ETF EPP — Int/Div — Buy ISHARES MSCK PACIFIC EX JAPAN ETF EPP — None — Sold (part) ISHARES MSCI SWITZERLAND INDEX EFT EWL — None — Buy ISHARES MSCI UNITED KINGDON INDEX ETF EWU — Int/Div — Sold (part) ISHARES MSCI UNITED KINGDON INDEX ETF EWU — Sold (part) ISHARES MSC! EAFE INDEX ETF EFA — Int/Div — Buy ISHARES TR MSCI EMERGING MKTS ETF EEM — Int/Div — Buy (add'l) ISHARES TR MSCI EMERGING MKTS ETF EEM — Sold (part) ISHARES TR MSCI EMERGING MKTS ETF EEM — Sold (part) ISHARES CORE S&P SMALL CAP ETF (Renamed SmallCap 600) JR — Int/Div — Buy (add'l) amended FKA Small Cap 600 Index FD — Distribution — Sold (part) amended FKA Small Cap 600 Index FD — Sold (part) ISHARES CORE S&P MID CAP ETF (Renamed MidCap 400) 1TH — Int/Div — Sold (part) amended -- FKA IShares S&P MidCap 400 Index FD — Sold (part) amended -- FKA IShares S&P MidCap 400 Index FD — Sold (part) amended -- FKA IShares S&P MidCap 400 Index FD — Sold (part) ISHARES IBOXX $ HIGH YIELD CORP BOND ETF HYG — Int/Div — Sold (part) ISHARES MSCI EMU INDEX ETF EZL — Int/Div — Buy ISHARES TRUST JPMORGAN USD EMERG MARKETS BOND FD EMB — Int/Div — Buy (add'l) ISHARES TRUST JPMORGAN USD EMERG MARKETS BOND FD EMB — Sold (part) ISHARES TRUST JPMORGAN USD EMERG MARKETS BOND FD EMB — Sold (part) POWERSHARES INTL DIVIDEND ACHIEVERS ETF PID — Int/Div — Sold (part) POWERSHARES INTL DIVIDEND ACHIEVERS ETF PID — Sold (part) POWERSHARES INTL DIVIDEND ACHIEVERS ETF PID — Sold (part) POWERSHARES INTL DIVIDEND ACHIEVERS ETF PID — Sold (part) POWERSHARES ETF DWA TECHNICAL LEADERS PDP — Int/Div — Sold (part) POWERSHARES GLOBAL ETF FUND HIGH YIELD CORP BOND PHB — Int/Div — Sold (part) POWERSHARES GLOBAL ETF FUND HIGH YIELD CORP BOND PHB — Sold (part) POWERSHARES S&P 500 HIGH BETA ETF SPHB — Int/Div — Buy POWERSHARES TRUST II S&P 500 LOW VOLATILITY ETF SPLV — Int/Div — Buy (add'l) POWERSHARES TRUST II S&P 500 LOW VOLATILITY ETF SPLV — Sold (part) POWERSHARES SENIOR LOAN PORT ETF BKLN (NYSE ARCA) — Int/Div — Buy SPDR BARCLAYS CAP HIGH YIELD BOND ETF INK — Int/Div — Sold (part) SPDR BARCLAYS CAP HIGH YIELD BOND ETF INK — Distribution — Sold (part) SPDR BARCLAYS CAP HIGH YIELD BOND ETF INK — Sold (part) VANGUARD DIVIDEND APPRECIATION ETF VIG — Int/Div — Buy VANGUARD DIVIDEND APPRECIATION ETF VIG — Sold (part) VANGUARD DIVIDEND APPRECIATION ETF VIG — Buy (add'l) VANGUARD DIVIDEND APPRECIATION ETF VIG — Buy (add'l) VANGUARD DIVIDEND APPRECIATION ETF VIG — Sold (part) VANGUARD EMERGING MKTS ETF VWO — Int/Div — Sold (part) VANGUARD EMERGING MKTS ETF VWO — Buy (add'l) VANGUARD MSC EUROPE ETF VGK — Int/Div — Buy VANGUARD MSC EUROPE ETF VGK — Sold (part) VANGUARD MSC EUROPE ETF VGK — Buy (add'l) VANGUARD MSC EUROPE ETF VGK — Buy (add'l) VANGUARD MSC! EAFE ETF VEA — Int/Div — Buy VANGUARD MSC! EAFE ETF VEA — Sold (part) VANGUARD MSC! EAFE ETF VEA — Buy (add'l) VANGUARD LARGE CAPETF VV — Int/Div — Sold (part) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Sold (part) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD LARGE CAPETF VV — Buy (add'l) VANGUARD SHORT TERM CORP BOND ETF VOSH — Int/Div — Buy VANGUARD SHORT TERM CORP BOND ETF VOSH — Distribution — Sold (part) WISDOMTREE TR EMERGING MARKETS SMALL CAP DIVIDEND DGS — Int/Div — Sold (part) WISDOMTREE JAPAN HEDGED EQUITY ETF DXJ — Int/Div — Buy WISDOMTREE LARGE CAP DIVIDEND ETF DIN — Int/Div — Buy (add'l) WISDOMTREE LARGE CAP DIVIDEND ETF DIN — Sold (part) WISDOMTREE LARGE CAP DIVIDEND ETF DIN — Sold (part) WISDOMTREE LARGE CAP DIVIDEND ETF DIN — Buy (add'l) WISDOMTREE LARGE CAP DIVIDEND ETF DIN — Buy (add'l) All Interests Fully Divested in Yr for Brokerage Account #8 Correction) GLOBAL X FUNDS CHINA CONSUMER CHIQ — Sold — Part VII DBX ETF TRUST MSCI EAFE CURRENCY HEDGED EQUITY FD — Int/Div — Sold (part) DBX ETF TRUST MSCI EAFE CURRENCY HEDGED EQUITY FD — Sold FIRST TRUST NASDAQ ABA COMM BANK INDX QABA — Int/Div — Sold 139, — Distribution ISHARES INC MSCI1 JAPAN INDEX FD — None — Buy ISHARES INC MSCI1 JAPAN INDEX FD — Sold ISHARES MSC1 CDA INDX — Int/Div — Sold ISHARES TR DOW JONES US FINL SVCS INDEX FD — Int/Div — Buy ISHARES TR DOW JONES US FINL SVCS INDEX FD — Sold (part) ISHARES TR DOW JONES US FINL SVCS INDEX FD — Sold (part) ISHARES TR DOW JONES US FINL SVCS INDEX FD — Buy (add'l) ISHARES TR DOW JONES US FINL SVCS INDEX FD — Sold (part) ISHARES TR DOW JONES US FINL SVCS INDEX FD — Sold ISHARES TR DOW JONES US ENERGY SECTOR — Int/Div — Sold (part) ISHARES TR DOW JONES US ENERGY SECTOR — Sold (part) ISHARES TR DOW JONES US ENERGY SECTOR — Sold ISHARES TRUST S&P LATIN AMERN 40 INDEX FD — Int/Div — Buy ISHARES TRUST S&P LATIN AMERN 40 INDEX FD — Sold (part) ISHARES TRUST S&P LATIN AMERN 40 INDEX FD — Sold amended: Lines 155 and 156 Listed in Error Duplicate of Lines 92 and 93 Above POWERSHARES ETF DIVIDEND ACHIEVERS — None — Sold (part) POWERSHARES ETF DIVIDEND ACHIEVERS — Sold (part) POWERSHARES ETF DIVIDEND ACHIEVERS — Sold SECTOR SPDR SBI CONSUMER DISCRETIONARY XLY — Int/Div — Sold SECTOR SPDR SBI CONSUMER DISCRETIONARY XLY — Int/Div — Sold (part) SECTOR SPDR SBI CONSUMER DISCRETIONARY XLY — Sold (part) SECTOR SPDR SBI CONSUMER DISCRETIONARY XLY — Sold SELECT SECTOR SPDR TRUST SBI UTILITIES — Int/Div — Buy SELECT SECTOR SPDR TRUST SBI UTILITIES — Sold POWERSHARES EFT DIVIDENED ACHIEVERS PFM — None — Sold (part) POWERSHARES EFT DIVIDENED ACHIEVERS PFM — Sold (part) POWERSHARES EFT DIVIDENED ACHIEVERS PFM — Sold SPDR SERIES DOW JONES REIT ETF — Distribution — Buy (add'l) SPDR SERIES DOW JONES REIT ETF — Int/Div — Sold (part) SPDR SERIES DOW JONES REIT ETF — Sold (part) SPDR SERIES DOW JONES REIT ETF — Sold (part) SPDR SERIES DOW JONES REIT ETF — Sold SPDR GOLD TRUST GOLD SHARES — None — Buy SPDR GOLD TRUST GOLD SHARES — Sold SPDR MIDCAP 400 ETF SER S&P DEP RCPT MDY — Int/Div — Sold (part) SPDR MIDCAP 400 ETF SER S&P DEP RCPT MDY — Sold SECTOR SPDR TR SHS BEN INT HEALTH CARE — Int/Div — Sold (part) SECTOR SPDR TR SHS BEN INT HEALTH CARE — Sold VANGUARD ENERGY ETF VDE — None — Sold (part) VANGUARD ENERGY ETF VDE — Sold VANGUARD INFORMATION TECH ETF vGT — None — Sold (part) — < VANGUARD INFORMATION TECH ETF vGT — Sold (part) VANGUARD INFORMATION TECH ETF vGT — Sold (part) VANGUARD INFORMATION TECH ETF vGT — Sold VANGUARD INFORMATION TECH ETF vGT — Sold VANGUARD INDUSTRIALS ETF VIS — None — Sold (part) VANGUARD INDUSTRIALS ETF VIS — Sold snr msm avis a —————— Brokerage Account #9 IRA Rollover CASH/MONEY MARKET -- RW Baird General MMKT Class A — Int/Div CAPITAL WORLD GWTH & INCOME FD CWGFX — Int/Div CALAMOS CONVERTIBLE FUND CICVX — Int/Div DAVIS NEW YORK VENTURE DNVYX — Int/Div — Sold (part) 196. — Distribution GROWTH FUND AMER GFAFX — Int/Div — Buy (add'l) GROWTH FUND AMER GFAFX — Sold (part) HARRIS ASSOC INVT OAKMARK INTL FD OAKIX — Int/Div — Buy (add'l) HUSSMAN INVT GROWTH FD HSGFX — Int/Div IVY FDS INC ASSET STRATEGY FD WASYX — Int/Div KEELEY FUNDS SMALL CAP VALUE KSCIX — None — Sold (part) LOOMIS SAYLES BOND INSTL LSBDX — Int/Div — Buy PERMANENT PORTFOLIO FD PRPFX — Distribution — Sold (part) 20 — Int/Div SECURITY EQUITY FD MID CAP VALUE SEVAX — Distribution STRATTON SMALL CAP VALUE STSCX — Distribution — Buy 211. — Int/Div VANGUARD INTER TERM BOND FUND VBIX — Int/Div 213. — Distribution LTR INP Trust #1 CALIFORNIA BANK & TRUST - DEPOSIT ACCOUNTS — Interest amended: BANK OF AMERICA. NA — Interest — Open US GOVERNMENT BONDS — Interest METROPOLITAN LIFE INSURANCE PROCEEDS — Interest — Matured umsiisiameiwiimis bos Estate ¥1 — None — Closed — Assets in Trust #1 Trustee —- Trust #1], Trust #1, Executor -- Estate 41 -- No Probate - All Assets in Trust #1, Estate #1 Liability — Bank of the West — Rental Property #1, Sacramento, Califorma Spouse's income — 2012 — State of California, Califorma Department of Public Health --- Salary Part VII, Line 135 — Global X Funds China Consumer CHIQ — All shares were sold in 2011, November 23, 2011 sale of the remaining shares of this fund erroneously left off of 2011 Report Part VII, Line 221 - Estate 1. No probate opened and no estate assets to be administered. All assets are part of Trust | and administered through the Trust. November 6, 2013 Amendment Part VII Line 12 -- Opening date of deposit account shown for proceeds of sale. Line 29 -- Opening date of deposit account shown for proceeds of sale. Line 51 -- Opening date of deposit account shown for proceeds of sale. Line 155, 156 -- Item on 155 listed in error, Duplicate of funds listed on lines 92 and 93 of Part VII, Line 127 — Opending date of deposit account shown for insurance proceeds from Line 219. From 2011 Report 2011 Report Line 58 MidCap 400 Index Fund was renamed IShares Core S&P MidCap ETF listed on line 78 of 2012 original and November 6, 2013 amended report. 2011 Report Line 59 Shares TR S&P SMallCap 600 Indx FD was renamed IShares Core S&P SmallCap ETF listed on line 75 of 2012 original and November 6, 2013 amended report. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/2672. Public record. Not legal advice.