# Thomas Charles Rogers

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/2659

## Record

- **Judge:** Thomas Charles Rogers
- **Year:** 2017
- **Report type:** Annual
- **Pages:** 11

## Text

1.25a Florence C (1/2011. $10,000) — None
Brokerage account # (Marked as # )
First Clearing, LLC - Cash balance — None
1-AT&T Inc — Int/Div
1] «Verizon Communications Com — Int/Div
1-SC Jobs Econ DV Ath Stdnt 4.25% R124 "Y" — Int/Div
Brokerage account # 2 (Marked as # 2)
2. Cash balance - First Clearing, LLC — Int/Div
2. Exxon Mobil Corp — Int/Div
Brokerage account # 3 (Marked as # 3)
3. Ameritrade MMDA Account - Cash balance — Int
3. Pharmacyte Biotech Inc Com (PMCB) — None — Sold
3. Pharmacyte Biotech Inc Com (PMCB) — None — Buy
3. Pharmacyte Biotech Inc Com (PMCB) — Sold
3. Pharmacyte Biotech Inc Com (PMCB) — None — Buy
3. Pharmacyte Biotech Inc Com (PMCB) — Sold
3. Pharmacyte Biotech Inc Com (PMCB) — None — Buy
3. Pharmacyte Biotech Inc Com (PMCB) — Sold
3. Pharmacyte Biotech Inc Com (PMCB) — None — Buy
3. Pharmacyte Biotech Inc Com (PMCB) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
3. Synergy Pharmaceuticals Inc Com (SGYP) — None — Buy
3. Synergy Pharmaceuticals Inc Com (SGYP) — Sold
S10. — None — Buy
S10. — Sold
S10. — None — Buy
S10. — Sold
S10. — None — Buy
S10. — Sold (part)
S10. — Sold
S10. — None — Buy
S10. — None — Sold (part)
3 Synergy Pharmaceuticals Inc SGYP call 1/19/18 — None — Buy
3 Synergy Pharmaceuticals Inc SGYP call 1/19/18 — Sold
3 Synergy Pharmaceuticals Inc SGYP call 1/19/18 — None — Buy
3 Synergy Pharmaceuticals Inc SGYP call 1/19/18 — Sold
3 Synergy Pharmaceuticals Inc SGYP call 1/19/18 — None — Buy
3 Synergy Pharmaceuticals Inc SGYP call 1/19/18 — Sold
South State Bank checking — None
NBSC (also called National Bank of South Caroling) — Interest
Wells Fargo, NA — Interest
Equitable Variable: EQ Aggressive (whole life policy) — None
Jefferson-Pilot Adjustable Life policy — None
UGMA # A (Marked as £2 A)
A - Capital World Growth & Income Fund « Class F-1 (CWGFX) — Int/Div
A - First Clearing , LLC - Cash balance — Interest
4 A American Fds Washington Mut (Edu Sves Acet)ino control) — Int/Div
UGMA # A. Trust (Marked as # AT1)
2 ATI - First Clearing, LLC - Cash balance — Int/Div
2AT!I-AT&T Inc. (T) — Int/Div
ATI - Thomburg Invt Tr Global Opportunities Fd (THOCX) — Int/Div — with line 83)
2 ATI - Hartford Fortis Funds (HGOCX) — Int/Div
ATI - Hartford Mut Fds Inc (HIOCX) — Int/Div
2 ATI - Hartford Mut Fds (HDGCX) — Int/Div
2 ATI -MFS Ser Tr XH (DIFCX) — Int/Div
2 ATI - Principal Fds Inc (PMSCX) — Int/Div
2 ATI - Thorburg Invt Tr (THOCX) — Int/Div
UGMA 2B (Marked ad 2 B)
B - Capital World Growth & Income Fund «Fl ICWGFX) — Int/Div
2B First Clearing , LLC - Cash balance — Interest
B Columbia Mgmt Futre Schol 529 Collge Svig PI (no control) — Int/Div
2 B-BP PLC stock — None — Sold
In Part VIL, page 4. line 1, Column B(1) for 1.25 acres Florence County received no rental income for the year therefore, column B{2) is "None".

Part VII Investments and Trust, line 71 and 85 Capital World Growth & Income Fd Ine C1 C (CWGCX) converts to Class F-1 shares after 10 years, The exchange

took place on 12/13/2016. The converted shares are called Capital World Growth & Income Fund-Class F-1 (CWCFX),

Part VII, lines 3, 8, 11, 72,75, and 86 are the money market account portions of the brokerage accounts which act as sweep accounts for uninvested cash m that

specific brokerage account. We believe these to be a widely held accounts because they are a part of the brokerage accounts.

Part VII, lines 2, 7, 10, 70, 74, and 8&4 arc header lines for the investments listed below the specific line,

Part VII, line 77 1s combined with line 83. they are the same security purchased on two separate occasions in prior years.

Part VII, line 88 The BP PLC stock was listed in error. This security was not owned.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/2659. Public record. Not legal advice.
