# James Knoll Gardner

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/26531

## Record

- **Judge:** James Knoll Gardner
- **Year:** 2006
- **Pages:** 11

## Text

Rental Property #1, Torrence, California (1997 $533,333) — Rent
Villiamsburg, Virginia (1900 £18 700) — Rent
Sovereign Bank Accounts — Interest
IRA #1 (Evergreen Foundation Fund Class B) — Int/Div
Brokerage Account #1.
CITIBANK N.A. Bank Deposit Program — Interest
Disney - Common Stock - See Part VIII — Sale — N/A
SB Fundamental Value Fund Class A Mutual Fund — None — Sell — N/A
Altoona City Authority Water Revenue Bond — Interest
Ford Motor Company - Bond — Interest
LMP* Appreciation Fund Class A - Mutual Fund - See Part VIII — Int/Div
Calamos Convertible & High Income Fund Closed End Fund — Int/Div
Amcore Bank, N.A. - IL - Certificate of Deposit — Interest — Redeem — N/A
Anchorbank, F.S.B. - WI - Certificate of Deposit — Interest — Redeem — N/A
3M Company - Common Stock — None — Sell — N/A
Calamos Strategic Total Return Fund Closed End Fund — Int/Div
Liberty All Star Equity Fund - Closed End Fund — Int/Div — Sell — N/A
LMP* Cap. and Inc. Fund Class B - Mut Fund - See Part VIII — Int/Div — Sell — N/A
Luzerne County PA Water Revenue Bond — Interest
Microsoft Corporation - Common Stock See Part VIII — Int/Div
Chevron Corporation - Common Stock — None — Sell — N/A
Safra National Bank - NY - Certificate of Deposit — Interest
Macquarie Global Fund - Closed End Fund — Int/Div — Buy — N/A
Macquarie Global Fund - Closed End Fund — Sell — N/A
Schering Plough Corp. - Preferred Stock — Int/Div — Buy — N/A
Washington Mutual Bank-NV - Certificate of Deposit — None — Buy — N/A
Doral Bank-PR - Certificate of Deposit — Interest — Buy — N/A
BT Group PLC - Common Stock — Int/Div — Buy — N/A
LMP* Capital and Income Fund - Closed End Fund — Int/Div — Buy — N/A
Western Union - Common Stock — Int/Div — Buy — N/A
Federal Home Loan Bank - Govemment Bond — None — Buy — N/A
Brokerage Account #2 (Custodial Account
See Part VIII
Brokerage Account #3 (Custodial Account #2):
CITIBANK N.A. - Bank Deposit Program — Interest
Amcore Bank, N.A. - IL - Certificate of Deposit — Interest — Redeem — N/A
Millennium Bank, N.A. - VA - Certificate of Deposit — Interest — Redeem — N/A
Lehman Brothers Bank, FSB - DE Certificate of Deposit — Interest — Redeem — N/A
Lehman Brothers Bank, FSB - DE Certificate of Deposit — Redeem — N/A
Sterling Savings Bank-WA - Certificate of Deposit — None — Buy — N/A
Brokerage Account #4
General Electric Corporation - Common Stock — Int/Div
Johnson & Johnson - Common Stock — Int/Div
LMP* Appreciation Fund Class B - Mutual Fund - See Part VIII — Int/Div
LMP* Cap. and Inc. Fund Class B - Mut Fund - See Part VIII — Int/Div
End of Brokerage Account #4
Wm WR Williamsburg, Virginia (2002 £19900) — Rent
IRA #2 (Legg Mason):
Legg Mason Special Investment Trust Mutual Fund — Int/Div
Royce Total Return Fund Consultant Mutual Fund — Int/Div
Van Kampen Equity & Income Class C Mutual Fund — Int/Div
Putnam Mid Cap Value Fund Class C Mutual Fund — Int/Div
Growth Fund of America - Class C - Mutual Fund — Int/Div — Buy — N/A
Legg Mason Value Trust - Mutual Fund — None
American High Income Fund Exchange Class C - Mutual Fund — Int/Div — Sell — N/a
American High Income Fund Exchange Class C - Mutual Fund — Sell — N/A
American Balanced Fund Inc. Class C Mutual Fund — Int/Div
Legg Mason Opportunity Trust - Mutual Fund — Int/Div
Oppenheimer Developing Markets Fund Class C - Mutual Fund — Int/Div
Lincoln National Life Insurance Co Annuity — None
Zebra Technologies Corporation Class A Common Stock — None
Capital World Growth & Income Fund Class C - Mutual Fund — Int/Div — Buy — N/A
Capital World Growth & Income Fund Class C - Mutual Fund — Buy — N/A
Lord Abbett America's Value Fund Class C Mutual Fund* — Int/Div
Government National Mortgage Association — Interest
JB - Bond
CITIBANK N.A. Bank Deposit Program See Part VIII — Interest
CITIBANK N.A. Bank Deposit Program See Part VIII — Redeem — N/A
End of IRA #2
New York Life Whole Life — Int/Div
Brokerage Account #5.
Alliance Bernstein Bond Fund - Class A* — Int/Div — Buy — N/A
Alliance Growth Income - Class A* — Int/Div — Buy — N/A
Alliance Bernstein Small-Cap Growth Fund - Class A* — None — Buy — N/A
Alliance Growth Fund - Class A* — None — Buy — N/A
Alliance Bernstein International Growth Fund - Class A* — Int/Div — Buy — N/A
Alliance Bernstein Small/Mid Cap Value Fund - Class A* — Int/Div — Buy — N/A
KNBT Bank Accounts — Interest
Rental Property #2, Lehigh Valley, PA (2006 $250,000) — Rent — Buy — N/A
Officer, Director, Allentown Symphony Association
Director, Boys and Girls Club of Allentown, Inc
Director, Police Athetic League, Inc
Custodian, Brokerage Account #3: UPIA/UGMA
Agreement — 2002 — State Employees Pension Fund; retirement pension for former judicial position, includes medical insurance and long-term care benefits, no control
Liability — Johnson Capital — 1/6 Share Mortgage On Rental Property #1, Torrence, California (Pt. Vii, Line 1)
Reimbursement — The New York Intellectual Property Law Association (NYIPLA) — March 24-25, New York, NY84th Annual Dinner in Honor of the Federal Judiciary (Transportation, Food and Hotel)
Income — 2002 — State Employees Pension Fund reported in Part II (fixed benefits from a vested pension plan) — $67,455.60
Spouse's income — 2006 — self-employed realtor
Spouse's income — 2006 — self-employed piano teacher
1. Re Part VII, Line 7: As a result of the sale on January 17, 2006 of a portion of the

Disney common stock in Brokerage Account #1, the remaining shares

in dividends in 2006 and had a fair market value of less thai

generated less than

A

t the end of the 2006 reporting period. Therefore, columns B

and C are left blank.

2. Re Part VII, Line 11: On April 1, 2006, SB Appreciation Fund Class A (reported in Part VII, Line 11 of the 2005 Financial Disclosure Report) changed its

name to Legg Mason Partners Appreciation Fund Class A (reported in Part VII, Line 11 of the within 2006 Financial Disclosure Report).

3. Re Part VII, Line 20: On April 1, 2006, SB Capital and Income Fund Class B (reported in Part VII, Line 23 of the 2005 Financial Disclosure Report) changed

its name to Legg Mason Partners Capital & Income Fund Class B (reported in Part VII, Line 20 of the within 2006 Financial Disclosure Report), prior to being sold

on October 12, 2006.

4. Re Part VII, Line 34: Brokerage Account #2 (Custodial Account #1) does not qualify for reporting this period because the account owner is over age 21 and is

not a

f the reporting person within the meaning of the Internal Revenue Code of 1986 (26 U.S.C. §152), and therefore is not a

as

defined in section 102(e)(2) of the Ethics in Government Act of 1978, as amended, 5 U.S.C. §102(e)(2). Moreover, as reported in Part VII, line 37 of the 2004

W—-

Financial Disclosure Report, and in Part VIII, paragraph 2 of the 2004 Financial Disclosure Report, Brokerage Account #2 was redeemed on May 20, 2004 and no

longer exists.

5. Re Part VII, Line 46: On April 1, 2006, SB Appreciation Fund Class B (reported in Part VII, Line 46 of the 2005 Financial Disclosure Report) changed its

name to Legg Mason Partners Appreciation Fund Class B (reported in Part VII, Line 46 of the within 2006 Financial Disclosure Report).

6. Re Part VII, Line 47: On April 1, 2006, SB Capital and Income Fund Class B (reported in Part VII, Line 48 of the 2005 Financial Disclosure Report) changed

its name to Legg Mason Partners Capital and Income Fund Class B (reported in Part VII, Line 47 of the within 2006 Financial Disclosure Report).

7. Re Part VII, Line 66: On February 21, 2006 Lord Abbett Research Fund Inc. Class C (reported in Part VII, Line 72 of the 2005 Financial Disclosure Report)

changed its name to Lord Abbett America's Value Fund Class C (reported in Part VII, Line 66 of the within 2006 Financial Disclosure Report).

8. Re Part VII, Line 68: On February 21, 2006 Legg Mason Cash Account-2005 (reported in Part VII, Line 76 of the 2005 Financial Disclosure Report) changed

its name to CITIBANK N.A. Bank Deposit Program (reported in Part VII, Line 68 of the within 2006 Financial Disclosure Report).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/26531. Public record. Not legal advice.