# Frederic Block > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/26430 ## Record - **Judge:** Frederic Block - **Year:** 2006 - **Pages:** 14 ## Text 9-15-55 B DNP SELECT INCOME FD INC — Int/Div ALLIED CAPITAL CORP — Int/Div AMERICA MOVIL SER L ADR (1) — Int/Div — sell CITIGROUPINC. (1) — Interest DNP SELECT INCOME FD INC — Int/Div DOW CHEMICAL(]) — Int/Div — sell INTERNET HOLDERS DEP RCPT(1) — sell LYONDELL CHEMICAL PV(]) — Int/Div — sell NORTHFORK now CAPITAL ONE FINI) — Int/Div GENERAL ELECTRIC(]) — Int/Div CHEVRON/TEXACO CORP.(1) — Int/Div ALLIED CAPITAL CORP.(1) — Int/Div DNP SELECT INCOME FUND INC.(1) — Int/Div NORTH FORK now CAPITAL ONE FIN — Int/Div BLACKROCK INCM TR INC(1) — Int/Div BLACKROCK INCM TR INC — Int/Div BLACKROCK NY MN TR SBI — Int/Div EATON VANCE TAX ADV. DIV. INC — Int/Div ACELIMITED DEP SHR REP 1/10 CUM RED 7.8% SER C(1) — Interest KIMCO REALTY CORP. DEP SHR REP 1/10 CUM RD 6.65% PFD SHR (1) — Interest CITIGROUP CAP. VIII DEF INT TRUST PFD STK 6.950% 09/15/31 — Interest GENERAL MOTORS ACEP CORP PUBLIC INC NOTES 7.35% 08/08/32 — Interest — SELL GENERAL ELECTRIC CAPTL SENIOR NOTED PFD 5.875% 2/18/33(1) — Interest VIRGINIA POWER CAP TR II GRD TR PFD SECS 7.375% 07/30/42 — Int/Div CITIGP CAPITAL VIII DEF INT TRUST PFD STK 6.959% 09/15/31(1) — Interest VIRGINIA POWER CAP TRII GTD TR PFD SECS 7.375% 07/30/42(1) — Int/Div — sell WELLS FARGO CAP VIII 5.625% 8-1-33(1) — Int/Div — buy BAYSHORENY UN FREE SCH 4.25% 1-15-24(1) — Interest — buy LONG ISLAND PWR AT NY EL 4.5% 12-1-24(1) — Interest — buy METRO TRANSIT 5.75 7/13 — Interest NY NYC MUN WFA 4.5% 6-15-36(1) — Interest — buy NYS EFC ST CLN DRKG SER A 4.25% 11-15-19(1) — Interest — buy NEW ROCHELLE NY PUB INPT SER A 4.125% 3-15-22(1) — Interest — buy NYS SER A 4% 3-15-22(1) — Interest — buy NYCIND DEV 6.0 1/15 — Interest — sell NYCNY SER H 5.00 03/15/29(1) — Interest NYS URBAN DEV 5.37501/01/25(1) — Interest — redeem HARTFORD DIRECTOR(1) — None ABN AMRO CAP FD TR VII PFD NON CUM 6.08% PERP — Int/Div ROYAL BK SCOT GRP PLC 6.35% NONCUM PRF SR-N — Int/Div WALT DISNEY SR PFD NOTES 7% 11/01/31 — Int/Div — sell CATERPILLARINC DEL — Int/Div — sell BLACKROCK MUNIYIELD NY INS FD INC — Int/Div NUVEEN NY QUAL INC MUNI — Int/Div PIMCO NY MUN INC FD — Int/Div MASCO CORP(1) — Int/Div — sell MORTGAGE IT HOLDINGS INC(1) — Int/Div PIEDMONT NATRL GAS NC(1) — Int/Div — sell AXAENTERPRISE MERGERS % AQUIS. FDCLC(1) — None — sell ML GLOBAL ALLOC.C (1) — Int/Div — sell US TREASURY NOTE 3.125% 10/15/08(2) — Interest — sell NY TWY ATHWY-BRDG (2) — Interest — sell AMGEN INC COM PV (2) — None — sell CAREMARK RX INC(2) — None — sell COMVERSE TECH.(2) — None — sell CONOCOPHILLIPS(2) — Int/Div — sell CSX CORP(2) — Int/Div — sell GLAXOSMITHKLINE PLC ADR(2) — Int/Div — sell INCOLTD(2) — Int/Div — sell ISHARES DJ US CONSUMER GOODS SEC IND FD(2) — Int/Div — sell ISHARES DJ US ENERGY SEC IND FD(2) — Int/Div — sell ISHARES DJ US REAL ESTATE IND FD(2) — Int/Div — sell ISHARES MSCI JAPAN IND FD(2) — Int/Div — sell ISHARES S&P SMALLCAP IND. FD (2) — Int/Div — sell JM SMUCKER CO(2) — Int/Div — sell JUNIPER NETWORKS INC(2) — None — sell LYONDELL CHEMICAL PV(2) — Int/Div — sell MORTGAGEITHOLDINGS INC(2) — Int/Div — sell PROCTOR & GAMBLE CO(2) — Int/Div — sell RAYTHEON CO DELAWARE NEW(2) — Int/Div — sell RYDEX ETF TR INDEX FD(2) — Int/Div — sell S&PS500 EQUAL WEIGHTED(2) — Int/Div — sell SCHLUMBERGERLTD(2) — Int/Div — sell TRANSOCEAN INC (2) — None — sell AMERICAN CAPITAL WLD G&I CL C(2) — Int/Div — buy AMERICAN CAP INC BUILDER CL C(2) — Int/Div — ouy AMERICAN BLNCD CL C(2) — Int/Div — BUY AXAENTERPRISE MERG & ACQUI. FD CLC) — None FRANKLIN CONV. SEC. ED CL A (2) — Int/Div — sell HOTCHKIS & WILEY ALL CAPVAL FD CL C(2) — None — sell BLACKROCK EQUITYFD C(2) — Int/Div — buy ML GLOBAL ALLOC. C new name BLACKROCK(2) — Int/Div COHEN & STEERS CLOSED END — Int/Div — buy FD(2) COLUMBIA TECHFD CL C(2) — None — buy DIAMOND HILL LONG SHORT FD CL C(2) — Int/Div — buy PHOENIX REAL ESTATE SEC FD C(2) — Int/Div — buy ROCHESTER LTM TERM NY MUN FD CL C(2) — Int/Div — buy OPPENHEIMER REAL ASSET FD CL A (2) — Int/Div — sell MERRILL LYNCH BANK USA(2) — Interest MERRILL LYNCH BANK & TRUST(2) — Interest MERRILL LYNCH BANK USA(1) — Interest MERRILL LYNCH BANK & TRUST (1) — Interest MERRILL LYNCH BANK & TRUST — None — closed ALGER CAPITAL APPRECIATION CL B (4) — None SELIGMAN COMM & INF FD CL A (4) — None IRA -F. BLOCK ALLIED CAPITAL CORP. NEW — Int/Div NEWCASTLE INVESTMENT CRP REITS DIVERS. — Int/Div WORTHINGTON INDUSTRIES OHIO — Int/Div — sell GEORGIA PWR CAP TRUST V DEF INT TR PFD 7.125% 03/31/42 — Interest GENERAL ELECTRIC CAPTLSENIOR NOTES PFD STK 5.875% 2/18/33 — Interest MERRILL LYNCH & CO SRUS SER MLNP 4.15 10/4/11 — Interest MORGAN STANLEY - TR V DEF INT TR PFD 5.75% 7/15/33 — Interest HERTZ CORP. NOTES 7.4% 03/01/11 — Interest AETNA INC SR NOTES 8.5% 08/31/41 — Interest — sell CBS CORP.new name-VIACOM INC SR RETAIL DEB 7.25% 06/30/51 — Interest CITIGROUP CAP VIII DEF INT TR PFD STK 6.95% 09/15/31 — Interest VERIZON NEW - SR NOTES 7% 5/15/42 — Interest VIRGINIA POWER TR II GTD TR SECS 7.375% 07/30/42 — Interest VORNADO REALTY TRUST SER F CUM PFD SHS 6.75% PERP — Interest ALLIANZ NFJ DIVD VALUE CL C — Int/Div — buy AMERICAN CAP WLD GRW & INC CL C — Int/Div — buy AMERICAN CAP INC BUILDER CL C — Int/Div — buy BLACKROCK EQUITY DIVFDC — Int/Div — buy BLACKROCK INCM TR INC — Interest COHEN & STEERS CLOSED END OPPTY FD — Int/Div — buy EVERGREEN MANAGED INCOME FUND — Int/Div FRANKLIN TEMPLETON HARD CURRCY FD — Int/Div — buy HANCOCK JOHN INC S T SBI — Int/Div BLACKROCK new name ML GLOBAL ALLOCATION C — Int/Div MFS GOVT MKTS INC TR SBI — Int/Div MFS INTER INCM TR SBI — Int/Div — sell THORNBURG CORE GRTHFD CLC — None — buy US TREASURY NOTE 3.5% 02/15/10 — Interest — sell USTREASURY NOTE 4.5% 11-15-15 — Interest — buy USTREASURY NOTE 4.5% 11-15-15 — Interest — sell GENERAL MOTORS ACCP CORP SR NOTES 7.25% 02/07/33 — Int/Div — sell PUBLIC STORAGE PFD STK SER D 6.180% PERP — Int/Div WALT DISNEY CO SR PFD NOTES 7% 11/01/31 — Int/Div — redeemed DLP INC — Int/Div — sell DUKE ENERGY CORP NC NPV — Int/Div — sell REITS-DIVERSIFIED combined with line 85 — None SUNAMERICA FOCUSED ALPHA GR FD INC — Int/Div — sell JENNISON 20/20 FOCUS FD CL C — None OPPENHEIMER REAL ASSETFD CL A — Int/Div — sell LOOMIS SAYLES INV GRADE BOND FDCLC — Int/Div LOOMIS SAYLES STRATEGIC INC FD CLC — Int/Div — sell PIMCO FLOATING INCFD CLC — Int/Div BANK OF SMITHTOWN — None WASHINGTON MUTUAL — Interest — redeem Officer, ic Block, P.C ~~ B= I Oe TT Spouse's income — 2006 — NEW YORK STATE TEACHERS' RETIREMENT --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/26430. Public record. Not legal advice.