# Susan J. Dlott > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/25981 ## Record - **Judge:** Susan J. Dlott - **Year:** 2007 - **Pages:** 30 ## Text BOND-GREEN OHIO INCOME TAX REV COMM. LEARNING CENTER-6/1/14 — Interest — BUY BOND-AKRON OHIO SEWER SYS REV SERIES 1998 4.6% DUEI2/1/09 — Interest — SALE BOND-BLUE ASH OH SERV GARAGE & FIREHOUSE 3% DUE 11/1/10 — Interest BOND-FRANKLIN CO,0H HOSP REV HOLY CROSS 5% DUE 6/1/09 — Interest BOND - US TREASURY BILL, DUE 6/5/08 — Interest — BUY CASH& EQUILVALENTS (#968) - HELD IN MONEY MRKT FUND OHIXX — None CASH & EQUILVALENTS (#8932) HELD IN MONEY MRKT FUND FOCXX — None BOND-OHIO ST BUILDING AUTH OHIO CENTER / ARTS5.45%DUE10/1/07 — Interest — MATURE BOND-ST OF OHIO SECONDARY ED SERIES 1998A 4% DUEG6/1/08 — Interest Women's Capital Club — Int/Div ILLINOIS EDUC FAC AUTH R MORRIS COLLEGE 5% DUE 6/1/09 — Interest BOND-LORAIN CO OH REV CATH HEALTHCARE 5.2% DUE 9/1/10 — Interest BED BATH & BEYOND INC — None SHS AMERICAN INTERNATIONAL GP — Int/Div — SELL SHS TARGET CORP — Int/Div FIFTH THIRD BANK CHECKING ACCTS — Interest FEDERATED OH MUNI CASH TR INSTL — Interest SHS SYSCO CORP — Int/Div SHS ADOBE SYSTEMS INC — None — BUY BOND-LAKE OH LOCAL SCH DIST GEN OBLIG 5.35% DUE 12/01/11 — Interest SHS WAL-MART STORES INC — Int/Div — SELL SHS AKAMAI TECHNOLOGIES — None — BUY SHS DANAHER CORPORATION — Int/Div — BUY CAMPBELL SOUP COMPANY — Disxibution SHS MARSHAL & ILSLEY CORP — Int/Div SHS JOHNSON REALTY FUND — Int/Div LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) SHS CITIGROUP — Int/Div — SELL SHS EXXON MOBIL (#8932) — Int/Div SHS ISHARES S&P SMALLCAP 600 — Int/Div SHS MICROSOFT CORP — Int/Div SHS ORACLE CORP — None SHS PEPSICO INC — Int/Div SHS WALGREEN CO — Int/Div SHS JOHNSON FIXED INCOME FUND — Int/Div TIME WARNER INC — Distribution WORLDCOM INC — Distribution SHS BHP BILLITON LTD ADR — None — BUY SHS L-3 COMMUNICATIONS HOLDINGS INC — Int/Div SHS CONOCOPHILLIPS — Int/Div BOND-CLEVELAND OH WATERWORKS REV ISTMORT SERIES G 5.5% 2013 — Interest SHS CATERPILLAR TRACTOR COMPANY — None — BUY SHS DANAHER CORP (#8932) — Int/Div — BUY SHS INTEL CORP — Int/Div — SELL LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None SHS AMGEN INC — None — SELL SHS FIFTH THIRD BANCORP — Int/Div — SELL SHS JOHNSON CONTROLS INC — Int/Div SHS PROCTER & GAMBLE CO — Int/Div SHS CISCOSYSTEMS INC — None SHS JOHNSON OPPORTUNITY/MIDCAF FUND — Int/Div SHS MERRILL LYNCH & CO INC — Int/Div — SELL SHS AEROPOSTALE INC — None — SELL SHARES EQUITABLE RESOURCES INC — Int/Div SHARES FIRST DATA CORP — Int/Div — SELL SHARES GENERAL ELECTRIC COMPANY — Int/Div SHS EXXON MOBIL CORPORATION — Int/Div SHARES ROYAL DUTCH PETROLEUM COMPANY (NETHERLANDS) — Int/Div LINE INTENTIONALLY LEFT BLANK (SEE PART VII SHARES MEDTRONIC INC — Int/Div SHARES NOVARTIS AG ADR — Int/Div SHARES CISCO SYSTEMS — None LAKEWOOD OHIO GEN 5.0% DUE 12/1/14 DATED 5/26/05 — Interest GAHANNA OHIO GEN 5.0% DUE 12/1/18 DATED 9/1/05 — Interest JACKSON OHIO LOCAL SCHOOL DIST 5.0% DUE 12/1/16 DATED 4/21/0 — Interest MENTOR OHIO GEN 5.0% DUE 12/1/15 DATED 10/1/05 — Interest UNION COUNTY OHIO 4.5% DUE 12/1/14 DATED 7/1/05 — Interest UNIVERSITY OF CINCINNATI GEN 3.190% DUE 6/1/31 DATED 2/5/04 — Interest UNIVERSITY OF CINCINNATI GEN 4.0%DUE 6/1/12 DATED 3/1/05 — Interest NIKE INCORPORATED CLASS B — Int/Div — SELL CADBURY SCHWEPPES PLC — Int/Div XTO ENERGY — Int/Div — SELL ALLSTATE CORPORATION — Int/Div STRYKER CORPORATION — Int/Div BOND - OHIO HOUSING FINANCY AGENCY MORT REV.3.95% DUE 9/1/15 — Interest OHIO STATE DEPT OF ADMIN SERVICES COP, 5%, DUE 9/1/11 — Interest 3M COMPANY SHARES — Int/Div AUTODESK INC SHARES — None SHS AKAMAI TECH (#8932) — None — BUY BB&T COMPANY SHARES — Int/Div — SELL CINCINNATI FINANCIAL CORP SHARES — Int/Div DOMINION RESOURCES SHARES — Int/Div EMERSON ELECTRIC COMPANY — Int/Div SHS HOLOGIC INC (#8932) — None — BUY NOKIA CORPORATION — Int/Div — SELL LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None BANK OF AMERICA CORP — Int/Div — SELL SEAGATE TECHNOLOGY — Int/Div — SELL THORNBURG INTERNATIONAL VALUE FUND — Int/Div WESTERN UNION COMPANY — Int/Div — SELL COACH INC — None COMCAST CORP CLASS A SPECIAL — None GILEAD SCIENCES INC — None ROCHE HOLDINGS LIMITED - ADR — Int/Div TEXAS INSTRUMENTS INC — Int/Div UNITED HEALTHCARE CORP — Int/Div SHS KELLOGG COMPANY — Int/Div — BUY LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None SHS KRAFT FOODS INC — Int/Div — BUY LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None SHS STAPLES INC (#8932) — None — BUY BOND - STATE OF OHIO BLDG AUTH REV.5%. DUE 10/1/17 — Interest SHS US BANCORP — Int/Div — BUY SHS SUNCOR ENERGY INC — Int/Div — SELL SHS BP PLC ADS — Int/Div SHS CHINA PETE & CHEM ADSH SHS — Int/Div — SELL SHS HOLOGICINC — None — BUY LINE INTENTIONALLY LEFT BLANK (SEE PART VIID — None SHS PETMED EXPRESS INC — None — BUY SHS GENETECH INC — None — SELL FIRST AMERICAN TREAS OBLIG FD — Interest SHS PETSMART INC — Int/Div — BUY SHS AMERICAN EXPRESS CR CORP — Int/Div SHS - SCHLUMBERGER LTD — Int/Div — BUY ISHARES WYETH — Int/Div — BUY ISHARES MSCI EAFE INDEX FD — Int/Div — BUY ISHARES RUSSEL MIDCAP VALUE — Int/Div — BUY ISHARES TR RUSSEL MIDCAP GROWTH — Int/Div — BUY ISHARES TR MSCI EMERGING MARKETS — Int/Div SHS LOWES COMPANIES INC — Int/Div PORTFOLIO RECOVERY ASSOCIATE — Int/Div SECTOR SPDR TR SHS BEN AMERICAN INTL GROUP — Int/Div SPDR TR UNIT SER 1 — Int/Div SHS APPLE COMPUTER INC — None — SELL SHS ARCHER-DANIELS MIDLAND — Int/Div SHS ARCHER-DANIELS MIDLAND — None — SELL/GIFT US TREASURY BILL ZERO % DUE 10/18/07 DATED 4/19/2007 — Interest — BUY/SELL TOYOTA MTR CORP ADR — Int/Div — SELL OHIO MUNI ELECTRIC GENERATION AGENCY REV CALLABLE 2-15-14 — Interest ISHARES TR RUSSEL MIDCAP GROWTH — SELL BOND-GREEN OHIO INCOME TAX REV COMM. LEARNING CENTER-6/1/14 — Interest — BUY BOND-AKRON OHIO SEWER SYS REV SERIES 1998 4.6% DUE12/1/09 — Interest — SALE BOND-BLUE ASH OH SERV GARAGE & FIREHOUSE 3% DUE 11/1/10 — Interest BOND-CINCINNATI OHIO CITY SCHL FAC CONS & IMPR 5%DUE12/1/09 — Interest BOND-FRANKLIN CO,0H HOSP REV HOLY CROSS 5% DUE 6/1/09 — Interest BOND - CINCINNATI OHIO CITY SCHOOL DISTRICT 5%. DUE 12/1/15 — Interest BOND - FAIRFIELD & UNION LOCAL SCHOOL. 3.875%. DUE 12/1/12 — Interest BOND - US TREASURY BILL, DUE 6/5/08 — Interest — BUY CASH & EQUILVALENTS (gm) — None BOND-OHIO ST BUILDING AUTH OHIO CENTER / ARTSS5.45%DUE10/1/07 — Interest — MATURE Women's Capital Club — Int/Div 3M COMPANY SHARES — Int/Div ILLINOIS EDUC FAC AUTH R MORRIS COLLEGE 5% DUE 6/1/09 — Interest BOND-LORAIN CO OH REV CATH HEALTHCARE 5.2% DUE 9/1/10 — Interest BED BATH & BEYOND INC — None SHS AMERICAN INTERNATIONAL GP — Int/Div — SELL FIFTH THIRD BANK CHECKING ACCTS — Interest FEDERATED OH MUNI CASH TR INSTI. — Interest SHS SYSCO CORP — Int/Div SHS ADOBE SYSTEMS INC — None — BUY BOND-LAKE OH LOCAL SCH DIST GEN OBLIG 5.35% DUE 12/01/11 — Interest SHS WAL-MART STORES INC — Int/Div — SELL SHS AKAMAI TECHNOLOGIES — None — BUY SHS DANAHER CORPORATION — Int/Div — BUY CAMPBELL SOUP COMPANY — Distribution SHS JOHNSON REALTY FUND — Int/Div SHS CHEVRONTEXACO CORP — Int/Div LINE INTENTIONALLY LEFT BLANK (SEE PART VII) SHS CITIGROUP — Int/Div — SELL SHS EXXON MOBIL (#8932) — Int/Div SHS ISHARES S&P SMALLCAP 600 — Int/Div SHS MICROSOFT CORP — Int/Div SHS ORACLE CORP — None FANNIE MAE — Distribution SHS JOHNSON FIXED INCOME FUND — Int/Div TIME WARNER INC — Distribution SHS STAPLES INC (my) — None — BUY WORLDCOM INC — Dissnbution SHS L-3 COMMUNICATIONS HOLDINGS INC — Int/Div SHS CONOCOPHILLIPS — Int/Div BOND-CLEVELAND OH ‘WATERWORKS REV 1STMORT SERIES G 5.5% 2013 — Interest SHS CATERPILLAR TRACTOR COMPANY — None — BUY SHS DANAHER CORP (Inumgl» — Int/Div — BUY SHS INTEL CORP — Int/Div — SELL LINE INTENTIONALLY LEFT BLANK (SEE PART VII) — None SHS AMGEN INC — None — SELL SHS FIFTH THIRD BANCORP — Int/Div — SELL SHS JOHNSON CONTROLS INC — Int/Div SHS PROCTER & GAMBLE CO — Int/Div SHS CISCO SYSTEMS INC — None SHS JOHNSON OPPORTUNITY/MIDCAF FUND — Int/Div SHS MERRILL LYNCH & CO INC — Int/Div — SELL SHS AEROPOSTALE INC — None — SELL SHARES WELLPOINT INC — None — SELL SHARES EQUITABLE RESOURCES INC — Int/Div SHARES FIRST DATA CORP — Int/Div — SELL SHARES GENERAL ELECTRIC COMPANY — Int/Div SHS EXXON MOBIL CORPORATION — Int/Div SHARES ROYAL DUTCH PETROLEUM COMPANY (NETHERLANDS) — Int/Div SHS JOHNSON & JOHNSON — Int/Div SHARES MEDTRONIC INC — Int/Div SHARES NOVARTIS AG ADR — Int/Div SHARES CISCO SYSTEMS, — None GAHANNA OHIO GEN 5.0% DUE 12/1/1¢ DATED 9/1/05 — Interest JACKSON OHIO LOCAL SCHOOL DIST 5.0% DUE 12/1/16 DATED 4/21/0 — Interest MENTOR OHIO GEN 5.0% DUE 12/1/15 DATED 10/1/05 — Interest UNION COUNTY OHIO 4.5% DUE 12/1/14 DATED 7/1/05 — Interest UNIVERSITY OF CINCINNATI GEN 3.190% DUE 6/1/31 DATED 2/5/04 — Interest UNIVERSITY OF CINCINNATI GEN 4.0% DUE 6/1/12 DATED 3/1/05 — Interest NIKE INCORPORATED CLASS B — Int/Div — SELL CADBURY SCHWEPPES PLC — Int/Div XTO ENERGY — Int/Div — SELL ALLSTATE CORPORATION — Int/Div STRYKER CORPORATION — Int/Div BOND - OHIO HOUSING FINANCY AGENCY MORT REV.3.95%.DUE 9/1/15 — Interest OHIO STATE DEPT OF ADMIN SERVICES COP, 5%. DUE 9/1/11 — Interest PICKERINTONOHIO LOCAL SCHOOL. 4.125%. DUE 12/1/16 — Interest STATE OF OHIO INFRASTRUCTURE IMP, 4%. DUE 2/1/13 — Interest AUTODESK INC SHARES — None SHS AKAMAI TECH (ummm) — None — BUY BB&T COMPANY SHARES — Int/Div — SELL CINCINNATI FINANCIAL CORP SHARES — Int/Div DOMINION RESOURCES SHARES — Int/Div EMERSON ELECTRIC COMPANY — Int/Div EMERSON ELECTRIC COMPANY — None — BUY HUGOTON ROYALTY TRUST — Int/Div — SELL NOKIA CORPORATION — Int/Div — SELL LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None BANK OF AMERICA CORP — Int/Div — SELL SEAGATE TECHNOLOGY — Int/Div — SELL WESTERN UNION COMPANY — Int/Div — SELL COACH INC — None COMCAST CORP CLASS A SPECIAL — None GILEAD SCIENCES INC — None ROCHE HOLDINGS LIMITED - ADR — Int/Div TEXAS INSTRUMENTS INC — Int/Div UNITED HEALTHCARE CORP — Int/Div SHS KELLOGG COMPANY — Int/Div — BUY LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None SHS KRAFT FOODS INC — Int/Div — BUY LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None — BUY BOND - STATE OF OHIO BLDG AUTH REV.5%. DUE 10/1/17 — Interest SHS US BANCORP — Int/Div — BUY SHS AMDOCS LTD — None — BUY SHS CHINA PETE & CHEM ADS H SHS — Int/Div — SELL SHS HOLOGIC INC — None — BUY LINE INTENTIONALLY LEFT BLANK (SEE PART VIII) — None SHS PETMED EXPRESS INC — None — BUY SHS GENETECH INC — None — SELL FIRST AMERICAN TREAS OBLIG FD — Interest SHS PETSMART INC — Int/Div — BUY SHS AMERICAN EXPRESS CR CORP — Int/Div SHS - SCHLUMBERGER LTD — Int/Div — BUY ISHARES WYETH — Int/Div — BUY ISHARES MSCI EAFE INDEX FD — Int/Div — BUY ISHARES RUSSEL MIDCAP VALUE — Int/Div — BUY ISHARES TR RUSSEL MIDCAP GROWTH — Int/Div — BUY ISHARES TR MSCI EMERGING MARKETS - BR — Int/Div SHS LOWES COMPANIES INC — Int/Div PORTFOLIO RECOVERY ASSOCIATE — Int/Div SECTOR SPDR TR SHS BEN AMERICAN INTL GROUP — Int/Div SPDR TR UNIT SER 1 — Int/Div SHS ALLERGAN INC — Int/Div SHS APPLE COMPUTER INC — None — SELL SHS APPLE COMPUTER INC — None — SELL/GIFT US TREASURY BILL ZERO % DUE 10/18/07 DATED 4/19/2007 — Interest — BUY/SELL TOYOTA MTR CORP ADR — Int/Div — SELL OHIO MUNI ELECTRIC GENERATION AGENCY REV CALLABLE 2-15-14 — Interest ISHARES TR RUSSEL MIDCAP GROWTH — SELL PART VII LISTED STOCKS ARE COMMON SHARES UNLESS OTHERWISE NOTED. ALL WOMEN'S CLUB INVESTMENTS ARE REPORTED AT THE AGGREGATE VALUE. JUDGE DLOTT OWNS 2.5%. LINES 9 AND 10 ARE CASH ACCOUNTS HELD IN INVESTMENT ACCOUNTS FOR FUTURE PURCHASES. LINE 14 WAS A BOND THAT MATURED IN 2006, LINE WAS NOT USED IN 2007. LINES 28, 39, 42, 44, ARE DISTRIBUTIONS OF SECURITIES LITIGATION SETTLEMENTS FROM INVESTMENTS HELD PRIOR TO 2006 LINES 32, 52, 101, 125, WERE MULTIPLE TRANSACTIONS OCCURRING IN 2006, LINES WERE NOT USED IN 2007. LINE 71 WAS PURCHASED IN 1999 AND WAS ERRONEOUSLY EXCLUDED FROM THE 2006 REPORT. LINES 113, 115, AND 116 WERE SOLD IN 2006, COLUMN C WAS ERRONEOUSLY COMPLETED IN 2006. LINES WERE LEFT BLANK TO FACILITATE COMPARISON. LINE 146 - ESTATE WAS SETTLED FOR THE BENEFIT OF THE JUDGE (J). NO GAIN OR LOSS ASSOCIATED WITH THE TRANSACTION. ALL ASSETS HELD IN THE TRUST WERE CASH. LINE 70 WAS ERRONEOUSLY DUPLICATED IN 2006 WITH LINE 54. LINE 70 WAS LEFT BLANK TO FACILITATE COMPARISIONS. LINE 147 WAS BOUGHT AND SOLD IN 2007 FOR NO (ZERO) GAIN OR LOSS. LINE 148 WAS PURCHASED IN 2006 BUT WAS ERRONEOUSLY OMITTED FROM THE 2006 DISCLOSURE. LINE 60 - FUND WAS FORMERLY KNOWN AS THE JOHNSON OPPORTUNITY FUND. NOW KNOWN AS THE JOHNSON MIDCAP FUND. LINE 149 WAS INCLUDED IN ANOTHER LINE IN 2006 AND WAS BROKEN OUT IN 2007 FOR TRACKING PURPOSES. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/25981. Public record. Not legal advice.