# Nicholas Garaufis > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/25610 ## Record - **Judge:** Nicholas Garaufis - **Year:** 2007 - **Pages:** 9 ## Text OPPENHEIMER NY MUNICIPAL A — None PERSHING GOVT ACCT — None ALLIANCE BERNSTEIN NY MUNI TR — None PRIME FUND - CAPITAL RESERVES — Int/Div OPPENHEIMER QUEST BALANCED VALUE FUND CLASS A — Int/Div — SALE DAVIS NEW YORK VENTURE CLASS A — Int/Div NEUBERGER BERMAN FOCUS FUND — Int/Div BLACKROCK MID CAP VALUE FUND CLASS A — Int/Div GROWTH FUND OF AMERICA CLASS F — Int/Div — SALE VAN KAMPEN GLOBAL FRANCHISE — Int/Div — SALE FIDELITY ADVISOR DIVIDEND GROWTH — Int/Div AIMBASIC VALUEFUNDB — Int/Div AIMINT. GOVT FUND — Int/Div AIM LARGE CAPGROWTHFDCL.B — Int/Div AIM GLOBAL GROWTHFDCLB — Int/Div ALLIANCE BALANCED SHARESCL B — Int/Div AMERICAN CAPITAL WORLD GROWTH & INCOME — Int/Div ISHARES TR. RUSSELL 1000 — Int/Div OPPENHEIMER EQUITY FUND CL A — Int/Div — SALE WALT DISNEY COMPANY CS — Int/Div FIDELITY ADVISOR INFLATION PROTECTED BDFDCL A — Int/Div ALLIANCE REAL ESTATE INVESTMENT FD A — Int/Div OPPENHEIMER SM & MID CAP VALUE FUND — Int/Div ALLIANCE GLOBAL TECHNOLOGY A FUND — Int/Div ALLIANCE GROWTH & INCOME FUND CLB — Int/Div ALLIANCE PREMIER GROWTH FUND CLB — Int/Div CITY OF NEW YORK DEFERRED COMPENSATION PLAN — Int/Div EQUIVEST VARIABLE ANNUITY — Int/Div TRUST #1 — None ABC PENSION PLAN — None AIM GLOBAL EQUITY FUND CL B — Int/Div AIM MID CAP CORE EQUITY CL B — Int/Div ISHARES MIDCAP — Int/Div ISHARES TRMSCI — Int/Div ISHARES RUSSELL 2000 — Int/Div — PURCHASE MUTUAL SERIES CLASS C — Int/Div STANDARD & POORS DEPOSITORY RECEIPTS — Int/Div — SALE ROCHESTER LIMITED TERM — Int/Div — SALE PIMCO LOW DURATION — Int/Div — SALE PIMCO TOTAL RETURN CLC — Int/Div PIMCO ALL ASSET ALL AUTH — Int/Div — SALE OPPENHEIMER GLOBAL FUND — Int/Div — SALE VAN KAMPEN EQUITY & INCOME — Int/Div — PURCHASE VAN KAMPEN EQUITY & INCOME — SALE VAN KAMPEN EQUITY & INCOME — SALE AMERICAN BALANCE — Int/Div FRANKLIN MUTUAL SERIES CL C — None OPPENHEIMER LTD. TERM NY MUNI — Int/Div ALLIANCE BERNSTEIN LG CAP GROWTH B — Int/Div AMERICAN CAPITAL INS. BLDR. A — Int/Div AIM TRIMARK — Int/Div — SALE ROCHESTER FD. MUNI A — Int/Div — SALE ROCHESTER FD. MUNI A — SALE OPPENHEIMER GLOBAL CLASS C — Int/Div AMERICAN GROWTH FD OF AMERICA Cc — Int/Div AMERICAN HIGH INCOME — Int/Div ALLIANCE GROWTH INCOMECL A — Int/Div AIM DEVELOPINGMKTCLA — Int/Div — PURCHASE AIM DEVELOPINGMKTCLA — PURCHASE OPPENHEIMER INT BD FD — Int/Div — PURCHASE VANGUARD INT TERM TAX — Int/Div — PURCHASE PIMCO COMM REAL RETURN — Int/Div — PURCHASE AIM CONSTELLATION FD CL B — Int/Div — SALE GABELL! ASSET FUND — Int/Div — SALE MEMBER, BOARD OF DIRECTORS, SPECTATOR PUBLISHING COMPANY, INC 4., on ea iE Income — 2007 — ABC INC. RETIREMENT PLAN — $13,053 Spouse's income — 2007 — CITY UNIVERSITY OF NEW YORK - FORM W-2 WAGES VII, PAGE 1, LINE I: OPPENHEIMER NY MUNICIPAL A IS ALSO KNOW AS ROCHESTER FD MUNI A AND IS INCLUDED IN LINE 52. VII, PAGE I, LINE 2, AND LINE 3: PERSHING GOVT ACCT AND ALLIANCE,BERNSTEIN NY MUNI TR., RESPECTIVELY, ARE MONEY MARKET ACCOUNTS THAT WERE TRANSFERRED INTO PRIME FUND - CAPITAL RESERVES. VII, PAGE 2, LINE 23: NAME CHANGED FROM OPPENHEIMER QUEST SMALL CAP VALUE FUND TO OPPENHEIMER SM & MID CAP VALUE FUND. V1], PAGE 2, LINE 29: TRUST #1 IS FUNDED WITH AN EQUITABLE LIFE INSURANCE COMPANY LIFE INSURANCE POLICY WITH A CASH SURRENDER VALUE AT 12/31/07 OF $32,000. VII, PAGE 2, LINE 30: ABC, INC. PENSION PLAN.1 AM DESIGNATED TO RECEIVE MONTHLY PENSION BENEFITS UNDER MY LATE WIFE'S PENSION PLAN. PART III, LINE 2 DISCLOSES INCOME RECEIVED. THESE PAYMENTS WILL CEASE UPON MY DEATH. VII, PAGE 3,LINE 47: FRANKLIN MUTUAL SERIES CLASS CNAME CHANGED TO MUTUAL SERIES CLASS C AND IS INCLUDED IN LINE 36. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/25610. Public record. Not legal advice.