# Nicholas Garaufis > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/25570 ## Record - **Judge:** Nicholas Garaufis - **Year:** 2006 - **Pages:** 9 ## Text Oppenheimer NY Municipal A — Interest Oppenheimer Quest Opportunity Value Fund A Oppenheimer Equity Fund Cl. A — Int/Div — Sale Pershing Govt. Acct — Int/Div Walt Disney Company Common Stock — Int/Div Fidelity Advisor Inflation-Protected Bd Fd ClA — Int/Div Oppenheimer Quest Small Cap Value Fund — Int/Div Alliance Global Technology A Fund — Int/Div — Sale Alliance Growth & Income Fund Class B — Int/Div Alliance Premier Growth Fund Class B — Int/Div City of New York Deferred Compensation Plan — Int/Div Equivest Variable Annunity — Int/Div Trust #1 — None ABC Pension Plan — None Aim Global Equity Fund Cl. B — Int/Div Aim Mid-Cap Core Equity CI B — Int/Div Aim Constellation Fd. CI B — Int/Div Oppenheimer Quest Balanced Value Fund Class A — Int/Div — Sale Davis New York Venture Class A — Int/Div — Purchase Neuberger Berman Focus Fund — Int/Div — Sale Blackrock Mid Cap Value Fund Class A — Int/Div — Sale Growth Fund of America Class F — Int/Div — Purchase Van Kampen Globel Franchise — Int/Div Fidelity Advisor Dividend Growth — Int/Div Aim Basic Value Fund B — Int/Div Aim Int. Govt. Fund — Int/Div Aim Large Cap Growth Fd. Cl. B — Int/Div Aim Global Growth Fd CIB — Int/Div Alliance Balanced Shares Cl B — Int/Div Alliance Bemstein NY Muni Tr — Int/Div American Capital World Growth & Income — Int/Div Gabelli Asset Fund — Int/Div — Sale Ishares Tr Russell 1000 — Int/Div Ishares Midcap — Int/Div — Purchase Ishares Tr MSCI — Int/Div — Purchase Ishares Russell 2000 — Int/Div — Sale Mutual Series Shares Class A — Int/Div Standard & Poors Depository Receipt — Int/Div — Purchase Rochester Limited Term (Oppenheimer NY Muni) — Int/Div — Purchase Pimco Low Duration — Int/Div — Sale Pimco Total Return Cl. C — Int/Div Pimco All Asset All Auth — Int/Div — Purchase Oppenheimer Global Fund — Int/Div — Purchase Van Kampen Equity & Income — Int/Div — Purchase Van Kampen Equity & Income — Purchase American Balance — Int/Div — Sale Franklin Mutual Series Cl C — Int/Div Oppenheimer Ltd. Term NY Muni — Int/Div Alliance Bernstein Lg Cap Growth B — Int/Div American Capital Inc. Bldr. A — Int/Div — Purchase Aim Trimark — Int/Div — Purchase Rochester Fd. Muni A — Int/Div — Purchase Oppenheimer Global Cl. C — Int/Div — Purchase American Growth Fd of America C — Int/Div — Sale American High Income — Int/Div — Purchase Alliance Growth Income Cl A — Int/Div Member, Board of Directors, Spectator Publishing Company, Inc Member, Executive Committee, United States Tennis Association 4, rary, ~— 5., : = 3 wn poo] 4 DQ... = iT Reimbursement — U.S. Tennis Association — Received $580.60 expense reimbursement to attend USTA annual meeting March 21 - 23 2006 Spouse's income — 2006 — Not-for-profit Consultant - Self-employed Spouse's income — 2006 — City University of New York - Form W-2 wages VII, Page 1, Line 2: Oppenheimer Quest Opportunity Value Fund A was sold in 2005 and reported on Line 33 of the 2005 Disclusure Report, but was erroneously left on Schedule on Line 2. Therefore, no value or activity is being reported for 2006. VII, Page 1, Linel4: Trust #1 is funded with an Equitable Life Insurance Company life insurance policy with a cash surrender value at 12/31/06 of $42,529. VII, Page 1, Line 15: ABC, Inc. Pension Plan. I am designated to receive monthly pension benefits under my late wife's pension plan. Section III, Line 2 for income received. These payments will cease upon my death. VII, Pagel, Line 16: Name changed from Aim Global Trends CI B to Aim Global Equity Fd Cl B. VII, Page 2, Line 28: Name changed from Aim Blue Chip Fd C1 B to Aim Large-Cap Growth Cl B. VII, Page 3, Line 49: Oppenheimer Ltd Term NY Muni is same fund as Rochester Limited Term (Line 40) and is included in Line 40. VII, Page 4, Line 57: Previously included in Alliance Growth & Income Fd B, Line 10. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/25570. Public record. Not legal advice.