# Karen K. Caldwell

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/24668

## Record

- **Judge:** Karen K. Caldwell
- **Year:** 2004
- **Pages:** 9

## Text

Pimco Advisors Opportunity Fund — Int/Div — Sell
Smuckers Common — Int/Div — Sell
AIG Common — Int/Div — Buy
AXM Pharmaceutical Common — Int/Div — Buy
AXM Pharmaceutical Common — Sell
AXM Pharmaceutical Common — Sell
Bank of Montreal Common — Int/Div
Centex Common — Int/Div
China Yuchai Common — Int/Div
Deckers Outdoor.-Common — Int/Div — Sell
Engineered Support System Common — Int/Div
Forest Laboratories Common — Int/Div — Buy
ICICI Bank Common — Int/Div
Forest Laboratories Common — Sell
Interdigital Common — Int/Div — Sell
Interdigital Common — Buy
Johnson & Johnson Common — Int/Div
Greg Manning Common — Int/Div — Sell
Lehman Brothers First Income Common — Sell
Netguru Common — Int/Div — Buy
Netguru Common — Int/Div — Bought
Alternet Systems Common — Buy
Alternet Systems Common — Int/Div — Buy
Eagle Materials Common — Int/Div — Off
Forest City Enterprises Common — Int/Div — Buy
62. - Murphy Oil Common — Int/Div — Buy
Nortel — Int/Div — Buy
Nortel — Buy
Occidential Pet Common — Int/Div — Buy
Edge Petroleum Common — Int/Div — Buy
Edge Petroleum Common — Sell
Caraco Pharmaceutical Common — Int/Div — Buy
Masco Call — Sell
Intel Call — Sell
Murphy Oil Call — Sell
76. - Nortel Call — Sell
Nortel Call — Sell
Occidential Petroleum Call — Sell
PNC Bank Account — Interest
Jefferson Pilot Life Ins. Policy (Life of a — None
Anchor Nat Life Ins. Policy — Interest — Sell
Commonwealth of KY Employee Retirement — Interest
Trustee, Transylvania University
Trustee, Lloyd Cress Insurance Trust
Board of Directors, Leadership Kentucky
Board of Directors, Georgetown College, Correll Center for Leadership
Liability — Capital One Bank — Line Of Credit - Credit Card
Liability — First Usa — Line Of Credit - Credit Card
Liability — American Express — Line Of Credit - Credit Card
Liability — Aaa Financial Services — Line Of Credit - Credit Card
Liability — Citibank — Line Of Credit - Credit Card
Income — }. — RJVULO, UUL 9 JUUSN 9)
Spouse's income — 2004 — Self-employed Environmental Law
Spouse's income — 2004 — Commonwealth of Kentucky
Spouse's income — Fifth Third Bank, Trustee for Lloyd Cress Retirement Account — Promissory Notes
Spouse's income — USAA — Line of Credit - Credit Card
Spouse's income — AIM Fund Services (Lloyd Cress Retirment Account) — Pension Plan Loan
Spouse's income — Caldwell Thirft Plan — Pension Plan Loan

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/24668. Public record. Not legal advice.