# James Knoll Gardner

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/24649

## Record

- **Judge:** James Knoll Gardner
- **Year:** 2004
- **Pages:** 11

## Text

Rental Property #1, Torrence, California (1997 $533,333) — Rent
Time Share #1, Williamsburg, Virginia (1999 $18,700) — Rent
Sovereign Bank Accounts — Interest
IRA #1 (Evergreen Foundation Fund Class B) — Int/Div
Brokerage Account #1:
CITIBANK NA Bank Deposit Program — Interest
Disney - Common Stock — Int/Div
Aim Basic Value Fund Class A - Mutual Fund — None — Sale — N/A
Aim Basic Value Fund Class A - Mutual Fund — None — Sell — N/A
SB Small Cap Value Fund Class B - Mutual Fund — None — Sell — N/A
SB Fundamental Value Fund Class A - Mutual Fund — None
SB Convertible Fund Class C - Mutual Fund See Part VII — Int/Div — Sell — N/A
Royce Value Trust Inc. - Mutual Fund — None — Sell — N/A
Altoona City Authority Water Revenue Bond — Interest
General Motors Acceptance Corp - SmartNotes Bond L — Interest — Sell — N/A
Ford Motor Company - Bond — Interest
SB Appreciation Fund - Class A - Mutual Fund — Int/Div
SB Capital Preservation Fund II - Class B - Mutual Fund — None — Sell — WA
Calamos Conv. & High Income Fund - Bond — Int/Div — Buy — N/A
Sterling Savings Bank - Certificate of Deposit — None — Buy — N/A
Amcore Bank, N.A. - Certificate of Deposit — Interest — Buy — N/A
Anchorbank, F.S.B. - Certificate of Deposit — Interest — Buy — N/A
SB Exchange Reserve Fund Class B - Mutual Fund — Int/Div — Buy — N/A
SB Exchange Reserve Fund Class B - Mutual Fund — None — Sell — N/A
SB Exchange Reserve Fund Class C - Mutual Fund — Int/Div — Buy — N/A
SB Exchange Reserve Fund Class C - Mutual Fund — None — Sell — N/A
Progress Energy, Inc. - Common Stock — Int/Div — Bu — N/A
Progress Energy, Inc. - Common Stock — Int/Div — Buy — N/A
Amgen, Inc, - Common Stock — None — Buy — N/A
IM Company - Common Stock — Int/Div — Buy — NA
Wells Fargo & Company - Common Stock — Int/Div — Buy — N/A
Calamos Strategic Total Retumn Fund - Equity Fund — Int/Div — Buy — N/A
Liberty All Star Equity Fund — Int/Div — Buy — N/A
Aim European Growth Fund Class A - Mutial Fund — Int/Div — Buy — NA
SB Capital and Income Fund Class B - Mutual Fund — Int/Div — Buy — NA
Brokerage Account #2 (Custodial Account #1) See Part VIO — tion — N/A
Brokerage Account #3 (Custodial Account #2).
CITIBANK NA - Bank Deposit Program — Interest
Progress Energy Inc. - Common Stock — Int/Div
General Motors Acceptance Corp SmartNotes Bon due V104 — Interest — Sell — N/A
General Motors Acceptance Corp SmartNotes Bond due ¥15/05 — Interest
SB Aggressive Growth Fund Class B - Mutual Fund — None — Sell — NA
SB Small Cap Value Fund Class A - Mutual Fund — Int/Div — Sell — N/A
SB Fundamental Value Fund Class A - Mutual Fund — None — Sell — N/A
SB Capital and Income Fund Class A-Mut. Fund Sec Pest VIO — Int/Div — Sell — N/A
SB Convertible Fund Class A - Mutual Fund — Int/Div — Sell — NA
SB Mid Cap Core Fund Class A - Mutual Fund — None — Sell — N/A
Royce Value Trust Inc. - Mutual Fund — Int/Div — Sell — N/A
Household Finance Internotes - Bond — Interest
Western Bank Puerto Rico - Certificate of Deposit — Interest — Redeem — N/A
SB S&F 500 Index Shares - Mutual Find — Int/Div — Sell — N/A
Amcorc Bank, N.A. - Certificate of Deposit — Interest — Buy — NA
Amcorc Bank, N.A. - Certificate of Deposit — Interest — Buy — "N/A
Millennium Bank, NA - Certificate of Deposit — Interest — Buy — N/A
Guaranty Bank, S.5.B. - Certificate of Deposit — None — Buy — NA
Guaranty Bank, S.5.B. - Certificate of Deposit — Interest — Redeem — N/A
Freemont Investment & Loan - Certificate of Deposit — None — Buy — N/A
Freemont Investment & Loan - Certificate of Deposit — Interest — Redeem — N/A
Microsoft - Common Stock — None — Buy — N/A
Brokerage Account #4
GE - Common Stock — Int/Div
Johnson & Johnson - Common Stock — Int/Div
SB Appreciation Fund Class B - Mutual Fund — Int/Div
SB Capital Preservation Fund I Class B - Mutual Fund — Int/Div
End of Brokerage Account #4
Tre Share #2, Williamsburg, Virginia (2002 $19,900) — Rent
IRA #2 (Legg Mason)
American Funds US Gov't Gtd. Secs. Fund Class C Mutnal Fund — Int/Div — Sell — N/A
Legg Mason Special Investment Trust - Equity Fund — Int/Div — Buy — N/A
Royce Total Return Fund Consultant - Equity Fund — Int/Div
Van Kampen Equity & Income Class C - Mutual Fund — Int/Div
Flonda Community Bank - Certificate of Deposit — Interest — Redeem — NA
Putnam Mid Cap Value Fund Class C - Mutual Fund — Int/Div — Buy — N/A
Gov't Nat'l Mtg. Assn. Class WA - Bond — Interest — Redeem — N/A
Gov't Nat'l Mtg. Assn. Class WA - Bond — Interest — Redeem — NA
Gov't Nat'l Mtg. Assn. Class WA - Bond — Interest — Redeem — NA
Gov't Nat'l Mtg. Assn. Class WA - Bond — Interest — Foieon — N/A
Gov't Nat'l Mtg. Assn. Class WA - Bond — Interest — Redeem — N/A
American Funds: Growth Fund Amenica, Inc. Class C-Mut Pund — None — Buy — N/A
Legg Mason Value Trust - Equity Fund — None — Buy — N/A
American High Income Fund Exchange Class C Mutual Fund — Int/Div — Buy — N/A
N American Balanced Fund Inc. Class C - Mutual Fund — Int/Div — Buy — N/A
Cisco Systems Inc. - Equity — Noe — Buy — NA
Legg Mason Opportunity Trust - Mutual Fund — None — Buy — NA
Oppenheimer Developing Markets Fund Class C - Mutual vod — Int/Div — Buy — N/A
UTT First Trust - Investment Tiust — Int/Div — Buy — N/A
Lincoln National Life Insurance Co - Annuity — None — Buy — N/A
Govt Natl Mtg. Assn. Class CA - Bond — Interest — Buy — N/A
Govt Natl Mtg. Assn. Class CA - Bond — Interest — Redeem — NA
Govt Natl Mtg. Assn. Class CA - Bond — Interest — Redeem — NA
Govt Natl Mtg. Assn. Class CA - Bond — Interest — Redecin — N/A
Govt Natl Mtg. Assn. Class CA - Bond — Interest — Redoarr — N/A
New York Life Whole Life — Int/Div
Officer, Director, Allentown Symphony Association
Dweclor, Boys and Gtrls Club of Allentown, Inc.
Oocwr, Pakoe Athete Leagee, inc
Cus'odian, Brokerage Account #2: UIPA/UGMA
Qusvodian, Brokerage Account #3: UPIA/UGMA
General Partner (passive investment), V/6 share of Rental Property #1
Agreement — 2002 — State Employees Po)sion) Fund; retirement peasvon far former iindicial pe€ition, includes medic tnswance od la germ case benefis, no control
Liability — Moro Rewads Visa — Credit Card
Reimbursement — Johnsen Capiral — 1/6 share Mertgage on Rental Property #1, Torence, Califernia (Pt. v3, line 1)
Reimbursement — The New York intellectual Eroperty Law Association (NYIPLA) — March 26-27, New York. NY 82nd Annual Diver im Hanor of the Federal Judiciary (Food and Hee)
Spouse's income — 2004 — self-employed realtor
Spouse's income — 2004 — self-employed piano teacher
i. Re Part Vil, Line 12: As of April 2004 the former Smith Bamey Convertible Fund Class L muibial fand (8s rcpora {n Patt VII, line 13 of Lhe 2003

report dated May 13, 2004) coavorted from Class L so Qlass C (as reparted in Part VIL linc 12 of this report).

2. Re Part VII, Line 37: Brokerage Account #2 (Custodial Account #1) does not Qualify for teperling this period because the account owner is ovo age 21

and is not 3 depevdent of the repofing person within the meEandg of the Intzmal Revenue Code of 1986 (26 U.S.C. §1 32). md thenefore is not a dependent

child as defimed in section 102(e)2) of the Ethics in Government Actof 1978, as amended, 5 US.C. §102(eX2). Moveover, the acaount docs net quality

for reporting this penod because its sole asset (City Bank, NA, Bank Bcposit Program) was redeamed on May 20, 2084 #nd therefore did not have a fair

markct value th excess of $1000 at the end of the current year (Dexzanbor 31, 2004) and because insome in excess of $200 from the asset was fot received

during the current reparBng period.

3. Re Part VI, line 46: On Mach 31, 2003 the for ower Smith Bamey Prewnium Toa! Reean Fund Class A mutual find (8s pea in Part VI, time 3) of

the 2003 repost dased May 5, 2004) ¢iranged i% nani to Smith Barmcy Capimnl and ticeme Fund Class A mubsel fund (as rcponad in Part VII, line 36 of

the 2003 report, and subsequently cepodted in Part VII, ling 46 of this report).

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/24649. Public record. Not legal advice.