# Neil Vincent Wake > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/24509 ## Record - **Judge:** Neil Vincent Wake - **Year:** 2004 - **Pages:** 22 ## Text Wells Fargo accounts — Interest Law Offices of Neil V. Wake (ceased business) — None i her 3 QR prof. corp (formerly mistakenly listed & by : name) — None ApachePeak Inv, 11.C — Distribution Nistor Vetturcs Vial Tuts o. induisiaw Veiuics V LAG. Tap — Fe AIT DD iot I ARIA Nistor Vetturcs Vial Tuts o. induisiaw Veiuics V LAG. Tap — DichAsdion — Buy (add'l) 401(K)) Plan Magmlife Lifestyle Growth Fund — Int/Div Trust # 1 (trustee) Mexmill Lynch accts — Interest Remauscimeider note (paid 5-04) — Interest — 5-20 Bank ofN Y Co. Inc. common stock (BK) (sold 12- 22.07) — None Pfizer Inc Del PV (PFE) — None — part Pfizex Inc Del PV (PFE) — None — Sold Locent Technologies Inc (LU) (X) ntexstate Vent. V PL (contted before by error) — None Trust # 2 (trustee) Memll Lynch Money Market — Interest Remmmechmeider note (paid 5-04) — Interest — Paid Bank of NY Co. Inc. common stock (BK) — Int/Div Piizer Inc. Del PV (PFE) — Int/Div Incent Technologies Inc (LU) (X) Intexstase Vent V PL (omitted before by error) — Dastnbut Trust# 3 (trustee) Qary &Eliz Loveness note — None Manulife Ins. whole life ins — None brokerage ACCU # 1 immed Aeaoe Tham d ADE 5. Lage Ass Tad OV — TIT rrr Maenlifs Piancial Crap cosas Sack — Thwidand — aQ-id MS Groath Find B — None — Sold MS Global Dividend Grwth Sec B — None — Sold MS New Discoveries Fund C (X-sold in 2003) — Nanpe MS Capital Opportunities TR B — None — Sold MS Japan Fund B — None — Sold Developing Grw Sec. B (left out in prior report) — None — Sold Brokerage Acct # 2 (acct closed 10-31-04) Amgen Inc common stock — None — Sold Analog Devices Inc common stock — None — Sold Apphed Makenals Inc conn stock — None — Sold Avon Products Inc common stock (X-sold in 2003) — None Bank of America Carp cammman stock (X-sold in — None Becton Dickinsan § Co caamman stock (X-sold in 2003) — None Bed Bath & Beyond Inc common stock — None — Sold Bell South Carp commen stock (X-s0ld in 2003) — None Best Buy Co common Stock — ne — Sola AATDI TS IARLITGA 3 Vo TF GAALIALIARS JIT. — hee — herr hr Olommel Coommumination: comme stock (X. _ sold in 2003) — Nese oogtos Wholecala Com New posmman etnek — None. — Sald Dell Inc camman stock — None — Sold EMC Carp Mass cammaon stock — None — Sold Gannett Co Inc DE common stock (X-sold in 2003) — None Gilead Saence comman stock — None — Sold Il Tool Works Inc common stock (X-sold in 2003) — None Jotuit Inc common stock (X-so0ld m 2003) — None Marsh & McLemman Cos Inc common stock (X: anid in 2 — None Msxim Integrated Products Inc common (X-sold in 2003) — None Medirame Inc camman stock — None — Sold Micrusoft Corp common stock — None — Sold Nartbern Trust Corp cazmman stock — None — Sold Novellus System common stock — None — Sold Omnicom Group common stock — None — Sold Dracle Corp common stock — None — Sold Koberr Hall nt common Sek — None — Soa S35 TTS em ee FT oe ST ad 3 - TF ST oh tN .ouid tn 300s 53. —S5ic IEEE CTF CEnnss Roth (Arcus im Sv00) — tons Sasthoact Airline: camenan Sock — None — Qld Sturhicke Coen Wachmaton oem stack — Nona — Sold Starwook Hils & Rsts WW Inc cammman stock — None — Sold Sungard Data Systems Inc camman stock — None — Sold United Parcel Savice Inc CL-B comm (X-sold in Pv : bot 04] — None Umtedhealth Gp Inc common stock — None — Sold Univision Orn Inc Class A common stock — None — Sold Veritas Software DE — None — Sold Walgreen Co common stock — None — Sold Wells Fargo & Co New common stock — None — Sold Xilinx Inc camman stock — None — Sold Actwvision Inc — None — Buy Activision inc — None — Sell Altera CP (X) — None — Sold Ambac Financial Gp — None — Buy Ambac Financial Gp — None — Sold Apolo Cp is — Mo Mons — ey or [tamne Cas — Nema — Ty Rear Stessme Cog Ine — None — Sold Capitol One Finanaal Corp (X) — None — Sold Capitol One Finanaal Corp (X) — Nane — Buy Edwands AGInc — None — Sold Eon Labs Inc — None — Buy EmlabsInc — None — Sold Esteel sudexr Co Inc (X) — None — Sold Fannie Mae — None — Buy Fanmie Mae — None — Sold Fastenal Co (X) — None — Sold Cemzyme CP (Gea Div) — None — Buy Genzyme CP (Gen Div) — None — Sold Junmiper Neworks — None — Buy Juniper NewWOrKs — None — Sola EY rrr rr 101, —eoie ivi GAAP nag — Ne — Scid Ml iahiac — Noga — Tw Mylan lab Ine — None — Said Neurocrme Biosciences Inc — None — Buy Neamozme Biosciences Inc — Nane — Sold Siebel Systems Ine (X) — None — Sold Sybase Inc Del — None — Buy Sybase lnc Del — None — Sold Symantec Corp — None — Buy Symantec Corp — None — Sold Tech Data Corp — None — Buy Tech Data Corp — None — Sold Utstarcom Inc (X) — None — Sold Westwood One Inc (X) — None — Sold Yahoole . To — None — Buy Yahoo Inc — None — Sold Zimmer Holdings Inc — None — Buy Zmmmey Holdmgs nc — None — SOoI1a maas i135. RAIL Tw Oowth San Prd A Semnhy News Discoveries Fd A) : — oY Aid — 3, MS Charter Camnhell 1 P — None — Ruy MS ChatessMSFCM LP — None — Buy MS Charter Grahan LP — None — Buy TRA#2 — Closed Liquid Asset Fund (MM) — Int/Div — Sell Amesicm Byres (X) — Int/Div — Sell Analog Devices Inc common stock — Int/Div — Sell Applied Matenals Inc common stock — Int/Div — Sell Bauk of America Corp common stock (X-sold 2003) — None Bed Bath & Beyond Ine carmman stock — None — Sold Best Buy Co common stock — Int/Div — Sold Bostm Scientific Corp comman stock — None — Sold Catapillay Inc (X) — Int/Div — part Caterpillar Inc (X) — Int/Div — Sold Cisco Systems Inc common stock — None — Sold Deil inc common stock — ™es — doa am Fedex Cop 85013 mm 3803 i537. eax Cop Sled m 2363) — fir Fosthasten Binaneisl Op acme tack (Nand i= 2003) ~ — Et Gilead Science — None — Sold Hewlett Packard — Noue — Sold Hoeeywell Intensatsonal Inc comman stock — None — Sold Interactive Corp common stock — None — Sold XKIA Tenor Carp comma stock — Int/Div — Sold Lowes Companies Inc aymmon stock (X-sold in 2003) — None Memill Lynch & Co. Inc cammmon stock — Int/Div — Sold Microsoft Carp common stock — None — Sold Margan Stanley common stock — None — Sold Nokia CP ADR cammon stock — None — Sold Phizer Inc common stock — None — Sold Qualaxum Inc comman stock — None — Sold Teva Pharmacenticals ADR common stock — None — Sold Texas Instruments common stock — None — Sold Tyco International Lid New comman stock — Int/Div — Sold V1aCOm {NC 15 CUIMMOR S10CK — NODS — I rll oons TH A 58 YW STE S00 133. — Ve CALPUIN 1 iM 4 ToL AY 20 W WTARRERL SVT — Ir re — ri] IM Carnmy cron dock — None — 1? Amgen Inc — None — Sold Raker Hughes Inc (X) — Int/Div — Sold General Electric — None — Buy Geneml Electric — None — Sold HCAlnc — None — Buy HCA Inc — None — Sold Omacle X) — None — Soid Pepsico (X) — None — Sold Target Corp (X) — None — Sold Weachovia Carp 2rid New Cam — None — Buy Wachovia Corp 2ud New Com — None — Sold Umted Technologies — None — Buy United Techmologies — None — Sell RA#3 Liqmd Asset Fund (MM) — Int/Div MS Global Dividend Grwan Sec BS (vile 1G) — tAviaena A Gifs Cogan, Fmd 73 Olas TAR 3175. XE LRA \STU TEL § WE 17 LINO LW — evrd Herre Templatan Glahsl SM Ca Or Bd A (ft Bd) — Int/Div UUTMA Acct #2 Liquid Asset Fund (MM) — Int/Div Putnam Voyager A (Mut Fd) — Int/Div VUTMA Acct #3 Liqud Asset Fund (MM) — Int/Div MS Information Fund B (Mut Fd) — Int/Div MS European Growth Fund B (Mut Fd) — Int/Div Puinam Voyager A (Mut Fd) — Int/Div DBiokemge Acct # 3 SEI Tax-Free Fund (MM) — Int/Div SEI Tax-Mgd Large Cap Fund (MM) — Int/Div Intel Carp common stock — Int/Div Cisco Systems Inc common stock — Int/Div Maextronic Ine comman stock — Distribution Alera Corp common stock — None AMOmAate RR 1 TOOSSIhg ine Common Stok — BLA IEL RE EL ois Kurorruiom sxtoscds Wd TRYARRInInnL ans. Wa LA — Hr Rf Mn Disiors Ine 208. — Nowa Smaell Cap Value Fund (Mut Ed) SEI Small Cap Growth Fund (Mut Fd) — Dmwdend Geneaal Electric Co common stock — Int/Div Vezon Commmicitions commen stock — Int/Div Sun Miausystems Inc camman stock — Int/Div Microsoft Corp common stock — None SEI Intermediate-Term Mumapal Fund (Mut Fd) — Int/Div SEI International Fixed Income Fund (Mut Fd) — Int/Div SEI High Yield Bond Fund (Mut Fd) — Int/Div SEI Emerging Markets Debt Fund (Mut Fd) — Int/Div SEI Imtemanional Equity Fund (Mut Fd) — Int/Div SEI Emerging Markets Equity Fund (omitted by error before) . — Int/Div Brokerage Acct# 4 SEI Tax-Mgd Large Cap Fund (Mt Fd) — Int/Div SEISmaliCap Value Fund{ivhnt Fd) — Int/Div BE Smash op Orawm und {NE 148 — ingacad A Te ae Tv Mma Sind Sn TS for RR CE RE ER EC A VNR SN WON Sad en er le — rrr red 1 /rrnans SF Wlamations] Fiead Inaoma Frnd (a TT) SEI Emerging Markets Del Find (Mit FA) SEl High Yield Bond Fund (Mut Fd) — Int/Div SEI lnsematanal Equity Fund (Mut Fd) — Int/Div SEI Emerging Markets Equity Fund (Mut Fd) — Int/Div Brokerage Acct# 5 SEI Large Cap Growth Fund (Mut Fd) — Int/Div SElI Large Cap Value Fund (Mut Fd) — Int/Div SEI Small Cap Value Fund (Mut Fd) — Int/Div SEI Small Cap Growth Fund (Mut Fd) — Int/Div Meadiramce Inc common stock — Int/Div Micosoft Corp common stock — None Veiaon Commmun cations commaon stock — Int/Div SEl Intemational Equity Fund (Mut Fd) — Int/Div SEI Emerging Mar kets Equity Fund (Mut Fd) — Int/Div SEICare Fixed Thcom Fond (Mut Fd) — Int/Div Obi-inEmatonni-tixed-income Find {Rint £6 — 1IVEICha mAIEn Caw Dom gine (res — Tea SR Banarging Malate TRI Fand Mt BA) — Nesdand Genenal Electric Co common stock — Int/Div Madivonic Inc comman stock — Int/Div SEI Small Cap Growth Fund (Mut Fd) — Int/Div — part SEI Small Cap Value Fund (Mout Fd) — Int/Div — part SEI Small Cap Value Fund (Mut Fd) — Int/Div — part Micrsoft Corp cammon stock — None SEI Intermediate-Term Mumapa) Fund (Mut Fd) — Int/Div — part SEI Intarmediste-Term Mumicipa) Fund (Mut Fd) — Int/Div — part SEI Imermextiate-Term Mmmicipal Fund (Mut Fd) — Dmadend — part SEI itemnationsl Fixed Income Fand (Mit Fay — Int/Div — part SEITAgh Tice Bond Tud (Vta-Fa) — {1viaena: I mre MRA am Ta Tani ATR TS 233. ad Tmoghp Meena TH — Int/Div — wa Amey wate SEI Internvticnal Beonity Fond (Mit Fed) — Neiend — rast SEI International Equity Find (Mut Fd) — Int/Div — nart SEI hnternational Equity Fund (Mut Fd) — Dmwdend — part SEI Emerging Markets Equity Fund (Mut Fd) — Int/Div — part Nortel Networks Corp New common stock — None SEJ Tax-Free Fund (Mut Fd) — Int/Div Mimcopa Coimty land — None — Sold Pmal County land — None Mohave County land — None RothIRA#4 Liquid Asset Fund (Mut Fd) — Int/Div Meamlife Financial Life Ins — Int/Div Section 529 Account SM &R Alger Aggressive GF CL-B (Mut Fd) — None IRA#5- Pngemann Cap Growth (Mr Fa) — None beneea Bug iRemo-(VitE id) — rey ATK LT, = a : XK Contd femmes: LATS Tovan Somdy Sein 255% SRG ARTA. tea : wg Sn Coma Seas — ihe wAloerAmast voll on Ad BAY Fost dvd I i > — Nose Bemstein Mid-Cap (Mut Fd) — None Saneca MaidCap Growth (Mut Fd) — None Tech Partfoho (Mut Fd) — None WangerUS Smaller Cos (Mut Fd) — None Aheadeen Int'l (Mut Fd) — None Wanger Intl SmallCap (Mut Fd) — None Pboenix Wealth Mngmt — Interest Phoenix Universal Vanable Life Ins (held by trust) Oakhirst Allocation (Mut Fd) — Int/Div WangerUS Smaller Cos (Mut Fd) — Int/Div Wanger Infl SmallCap (Mut Fd) — Int/Div AllBemPnhancaibind:x (Mut Fd) — Int/Div Oakburst Growth&Inc (Mut Fd) — Int/Div Mut 'S InveGrowthStack) Groth (formerly MF: 278. Som — Int/Div Tech Purtfolio — Int/Div Tech Purtfolio — 3- 20 EE + Aas Fund — d RN rl — tori Oractit Sisse SM Can Oth (0m) pal 2 Om) — Nowe Salgonan Intestors Value A — Int/Div — Ryry Amer Cent Growth Adv — None — Buy Blackrak Lo Dahon Bd Swe — Int/Div — Buy Tidelity Adv Intermed Bd T — Int/Div — Buy Dawvis Real Estate A — Int/Div — Buy Fidelity Adv Mid Cap A — Int/Div — Buy Brokerage Acct # 6 (opened 5-20-04) — Buy (add'l) Special Value Fund D — Int/Div — Buy Mid-Cap Value Fund D — Int/Div — Buy Van Kampen Grw & Inc A — Int/Div — Buy MSIF TR Equity Port Inst — Int/Div — Buy MSIF Small Co Growth A — Int/Div — Buy MBSIF TR Mid Cap Growth Inst — Buy MSIF US Real Estate Port A — Int/Div — Buy MSIF Equity Growth Pot A — Int/Div — Buy Ehwpetixhviise (miner 1/2 mictog, IH off prior — Ad — fy — 1j0ra Jackson B xokrmon An 1 40h aR mor apna 259. AuSTARDS WERT (mee S93 JAE WgRee) tome Insight Maney Racha (120 aff r=iee snes) — dara? Cisop Systeme Ing (left off rue report) — None 2004, Law Offices of Neil Vincent Wake (law practice) Gift — James and Arlene Baker (former clients. gift at investiture) Gift — James and Arlene Baker (former clients, ‘gift at investitore) — fonntain pen Spouse's income — 2004 — Self-employed attamey and mediator I. Positions: I am te trustee and the sole beneficiary of the Law Offices of Neil Vincent Wake Money EW Plan, which holds retirement funds rolled over from the plans of previous law firms. 1 am the trustee of the T.aw Offices of Neil Vincent Wake 401K Pension Plan, of which T and three current or former emplayees are or were heneficiaries. Each beneficiary's interest in the Plan was fully vested, and each beneficiary self-directed their own investments. All beneficiaries other than me withdrew their funds from the 401K Pension Plan by the end of 2004. Section VII lists only the assets in this Plan of which I am the beneficiary and which I direct. VIL Investments a Trusts. Where records of possible dividend i incame on a formmly buld stocks and mutual funds are unclear, possible Sidon] income has been indicated and may be unintentionally ovarmpartad. VIL. My prior report was a nomination report through September 2003, ‘Some vestments listed i that report were sold ate i 2003 and therefor the sales are outside the period for this report. They ate noted as sold in 2003, but the sale data ere not included. Give firvmsleepty wey bought in 2005 after the nomination report and therefore do not appear in the prior repart. They sre identified in this sopert as having been baught in 2003. we py --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/24509. Public record. Not legal advice.