# Richard M. Berman

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/24302

## Record

- **Judge:** Richard M. Berman
- **Year:** 2006
- **Pages:** 14

## Text

Apartment (NY City) — Rent
Property Sufffolk County, NY (House & Cottage) — Rent
Property, Suffolk County,NY — Rent
Vanguard Windsor — Int/Div — Sale
Vanguard Strategic Equity — Int/Div — Sale
Vanguard Total Int'l Index — None — Buy
NYC GO Municipal Bond (Water) — Interest
Blackrock Municipal Bond Fund — Distribution — Sale
NYC Municipal Bond (Series D) — Interest — Sale
Comcast Common Stock (A & K) — Int/Div — Buy
Comcast Common Stock (A & K) — Int/Div — Sale
Cablevision Systems Common Stock — None — Sale
GE Common Stock — Int/Div — Buy
Liberty Media Global (A & C) — None — Sale
Liberty Media Global (A & C) — None — Buy
Liberty Media Interactive (A & B) — None — Sale
John Nuveen Common Stock Fund (Class A) — Int/Div — Sale
Scarsdale, NY Sch. Dist. Municipal Bond — Interest
Westchester County, NY GO Municipal Bond — Interest
Rye City, NY Pub Impt Muncipal Bond — Interest
NYS Mort Agency — Interest — Sale
NYS Power Authority — Interest — Sale
Providian Nat'l Bk - CD — Interest — Sale
NYS Env Fac Corp St Clean Wtr & Drkg ‘Witr Rev 3.9% — Interest
NYS Env Fac Corp St Clean Wtr & Drkg Wir Rev 3.75% — Interest
NYGO — Interest — Sale
Schwab MM/NY Muni Fund — Int/Div — Sale
Schwab Value Advantage Fund — Int/Div — Sale
Schwab Value Advantage Fund — Int/Div — Buy
Icon Energy Fund — Int/Div — Sale
Icon Healthcare Fund — Int/Div — Sale
American Fund New Perspective Class F — Int/Div — Sale
Qakmark Global Fund — Int/Div — sale
TCW Galileo Value Oppty — Int/Div — Buy
TCW Galileo Value Oppty — Int/Div — Sale
L-3 Communications Hldgs — Sale
Abbott Laboratories — Int/Div — Sale
Caterpillar — Int/Div — Sale
Caterpillar — Int/Div — Buy
Chevrontexaco Corp — Int/Div — Sale
Conocophillips — Int/Div — Sale
Danaher Corp. — Int/Div — Sale
Discovery Hldgs Ser B — Int/Div — Sale
Discovery Hldgs Ser A — Int/Div — Sale
Fed Ex Corporation — Int/Div
Google Inc. Class A — None — Buy
Lockheed Martin — Int/Div — Sale
Medtronic Inc — Int/Div — Sale
Pfizer Incoroporated — Int/Div — Sale
Proctor & Gamble, Co. — Int/Div — Sale
Proctor & Gamble, Co. — Int/Div — Buy
Alpine US Real Estate Fund — Int/Div — Sale
Amer. Funds Fundamental (F) — Int/Div — Sale
Artisan Mid Cap Value Fund — Int/Div — Sale
Artisan Int'l Value — Int/Div — Buy
Artisan Int'l Value — Int/Div — Sale
Dodge & Cox Int'l Stock Fund — Int/Div — Sale
American Growth Fund — Int/Div — Buy
3M Company — None — Buy
3M Company — None — Sale
Johnson & Johnson — Int/Div — Buy
Johnson & Johnson — Int/Div — Sale
Lockheed Martin — Int/Div — Sale
Publicis N.A — Int/Div — Sale
Sunrise Senior Living — Int/Div — Sale
Sunrise Senior Living — Int/Div — Buy
Amer Funds New Economy — Int/Div — Sale
Amer Funds New Economy — Int/Div — Buy
Calamos Growth Fund — Int/Div — Sale
Chesapeake Core Growth Fund — Int/Div — Sale
Dodge & Cox Stock Fund — Int/Div
Wasatch Heritage Growth — Int/Div — Sale
Publicis Group ORAs — None
Publicis Group Warrants — None
Sony — None — Buy
Sony — None — Sale
Oppenheimer Main Street Small Cap Fund Class A — Int/Div — Buy
Oppenheimer Main Street Small Cap Fund Class A — Int/Div — Sale
RS Info. Fund — None — Buy
RS Info. Fund — None — Sale
Waste Management Inc — Int/Div — Buy
United Technologies — Int/Div — Buy
Raytheon — None — Buy
PPG Industries — Int/Div — Buy
Kimberly Clark — None — Buy
Forest City Ent. (A) — Int/Div — Buy
Duke Energy — Int/Div — Buy
E.IL Dupont — Int/Div — Buy
Cisco — None — Buy
Cisco — Int/Div — Buy
American Express — None — Buy
Rogers Communications — None — Buy
ITT Industries — None — Buy
ITT Industries — None — Sell
Ingersoll Rand — None — Buy
Ingersoll Rand — None — Sell
Lowes Corp — None — Buy
Lowes Corp — None — Sell
Teva Pharmaceuticals — None — Buy
Teva Pharmaceuticals — None — Sold
Encana Corp. — Int/Div — Buy
NYS Twy Auth. Muni Bond — Interest — Buy
MTA Muni Bond — Interest — Buy
Triborough B & T Auth. Muni Bond — Interest — Buy
American Funds Capital Income Builder — Int/Div
American Funds Washington Mutual Investments — Int/Div
Merill Lynch MM Fund — Int/Div
Tumer Strategic Growth Fund — None — Buy
Turner Strategic Growth Fund — None — Sale
U.S. Global Resources Fund — None — Buy
U.S. Global Resources Fund — None — Sale
Liability — Greenpoint Bank — Mortgage On Apartment (Investment)
Reimbursement — Federal Bar Council — Oct. 27-29 - 2006 Fall Bench & Bar Retreat, Lennox, Mass (Lodging)
Spouse's income — 2006 — Brand Consulting Firm / Partnership Income; College Administration / Salary
Most transactions in 2006 resulted from a change in financial advisors.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/24302. Public record. Not legal advice.
