# P. Kevin Castel

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/24293

## Record

- **Judge:** P. Kevin Castel
- **Year:** 2007
- **Pages:** 21

## Text

Brk Act #1 Fidelity Worldwide 'FWWFX — Int/Div — buy
Brk Act #1 Fidelity Capital Apprec'n Mutual Fd FDCAX" — Int/Div
Brk Act #1Fidelity Cash Reserves "FDRXX} — Int/Div — redempt
same as above — redempt
same as above — redempt
Brk Act #1 Fidelity Asset Manager Mutual Fd 'FASGX™ — Int/Div
Brk Act #1 Fidelity Aggressive Growth Mutual Fd FAMRX — Int/Div
Brk Act #1 Fidelity Balanced 'FBALX — Int/Div — buy
same as above — buy
Fidelity Export & Multinat'l 'FEXPX — Int/Div — buy
same as above — buy
Brk Act #2 SB Muni Mny Mkt Port CL A — Int/Div
Brk Act #2 First Eagle Overseas Fund Class A (Pt VII) — Int/Div — sell
Brk Act#2 LM SB™ Appreciation Fd CL A — Int/Div — sell
Brk Act#2 LM "SB! Large Cap Grwth FD CLA — None
Brk Act #2 CBF — None — sell
Brk Act#2 SCD — Int/Div
Brk Act #2 Triborough B & TAuth NY GEN PURP SER A 5/07 — Interest — redemption
Brk Act #2 NYS Dorm Au REVS City U 4.625/07 — Interest — redemption
Brk Act #2 NYS Dorm Au Revs Rockefeller U 43/07 — Interest — redemption
Brk Act#2 NYS Dorm AuREVS M Filmore Hosp 5.125/08 — Interest
Brk Act#2 NYS Dorm Au Jewish Med Ctr 4.5/07 — Interest — redemption
Brk Act #2 NYC Gen Oblig Ser H 4.5/08 — Interest
BrkAct#2 NY NY SERM AMBAC 5/08 07) — Interest — redemption
Brk Act#2 NYS DORM AU REVS 5/08 — Interest
Brk Act #2 Nassau Co Ser Z 5/08 — Interest
Brk Act #2 Nassau Cty COMB SWR DISTR SER Y 5/08 — Interest — redemption
Brk Act#2 NYC TFA Tax 4.25/08 — Interest
Brk Act #2 NYST AU LOC HGHWY &BRIDGE 5/09 — Interest
Brk Act#2 NYS Dorm Au Revs New Island Hosp 5.2/09 — Interest
Brk Act #2 NY NY SER J 4.625/10 — Interest
Brk Act #2 NYC Gen Oblig SER K 5/10 — Interest
Brk Act#2 NYS TWY AUTH 5.25/10 (/08) — Interest
Brk Act#2 NYC G/O Ser G 3.125/10 4/10 — Interest
Brk Act #2 Nassau Co Ser C 5.25/10 — Interest
Brk Act #2 NYS Dorm AU Staten Isl U Hosp 4.9/10 — Interest
Brk Act#2 NYC G/O SER C 4.375/11 — Interest
Brk Act#2 NYC G/O SER D 5.4/11 (/07) — Interest — redemption
Brk Act#2 NYS ENV FACS 5/11 — Interest
Brk Act#2 NYNY SerF 5.125/11 — Interest
Brk Act #2 NYC Transitional Auth 4.6/11 — Interest
Brk Act#2 LIPA 5.125/11°08 — Interest
Brk Act #2 Eire Cnty NY Pub Impt Ser A ¥ 5/11 — Interest — redemption
47. Brk Act #2 NY NY Ser J 4/12 — Interest
Brk Act #2 NYS Dorm Auth City Univ 5.75/12 (/09) — Interest
Brk Act#2 NYC RFDG Ser F 5.25/12 — Interest
Brk Act #2 Nassau Co Gen Imo Ser V 5.25/13 (5.25/07) — Interest — redemption
Brk Act#2 NYC G/O Ser H 5.25/13 (/09) — Interest
Brk Act #2 NY NY Ser J FGIC-TCRS 5.35/12 — Interest
Brk Act #2 NYS Dorm Auth Upstate Comm Coll Rev B5/13 7/107 — Interest
Brk Act #2 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest
Brk Act #2 Medina NY Cent Sc Dist 4.75/13 — Interest
Brk Act #2 LIPA 5/13 08 — Interest
Brk Act #2 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/014 — Interest
Brk Act#2 MTA NY 4.75/13 — Interest
Brk Act #2 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest
Brk Act #2 NYS Dorm AU Revs Lutherern Med 5/13 — Interest
Brk Act # NYC GO SerJ 4/13 — Interest
Brk Act #2 Buffalo NY Ser B 5.375/13 "12 — Interest
Brk Act #2 Nassau Cty IFA Ser A 5/13 — Interest
Brk Act#2 NYC GO Ser A 4/13 — Interest — buy
Brk Act #2 Camden NY Cent SCh DIST SER A 4.5/14 — Interest
Brk Act #2NYC MUN WTR FIN 00/14 — Interest
Brk Act #2NYS DORM AU Iona Coll 4.3/14 — Interest
Brk Act #2 Nassau Cty NY GENIMPT SER X 5.114 (/07) — Interest — redemption
Brk Act #2 LI Pwr Au LIPA™ 5/1408 — Interest
Brk Act #2 NYC Ser J 5.25/14 (/09) — Interest
Brk Act #2 Sharon Springs MunWtr 4.8/14 — Interest
Brk Act #2 NYS Dorm Au Colgate 4625/14 — Interest
Brk Act #2 NYC Ser A G/O 4.3/14 — Interest
Brk Act#2 LI Pwr Au 'LIPA 5/14 — Interest
Brk Act #2 Bethlehem NY Cent Sch Dt 5.125/14°07° — Interest
Brk Act #2 NYS Dorm Au Lease Rev Mun Hlth 5.5/14 — Interest
Brk Act #2 Buffalo NY Gen ImpSer A 47/14°11° — Interest
Brk Act#2 NYC GO Ser14.5/14°13 — Interest
Brk Act #2 West Seneca Cent Sch 4.125/14 — Interest
BrkAct#2 NYC GO SerG 4/14 — Interest
Brk Act #2 Buffalo NY SER C Parking 4.7/15712° — Interest
Brk Act #2 LINY Pwr Au Elec SYS 'LIPA’ . 5/1508" — Interest
84. Brk Act #2 No Babylon Sch Dt 5.25/15 — Interest
BrkAct#2NYSTWY AU 5/15 (/09) — Interest
Brk Act #2 NY NY Ser 5.25/15 (/09) — Interest
Brk Act#2 NYC REF Ser B G/O 5.75/15 — Interest
Brk Act #2 NY ,NY RFDG Ser G 5/15 — Interest
Brk Act #2 LI Pwr Au LIPA™ 4/15 — Interest
Brk Act #2 Carle Place 5.4/15 — Interest
Brk Act #2 NYNY Ser A 5.25/15 — Interest
Brk Act #2 MTA 5.25/15 — Interest
Brk Act#2 NYC Trans Fin 4/15 — Interest
Brk Act #2 NYS Dorm Pres 4.2/157°14 — Interest — buy
Brk Act #2 NYC Ser C 5.25/15714 (Part VIII) — Interest
Brk Act #2 NYC Health & Hosp 4.55/16 — Interest
Brk Act #2 Nassau Co Genlmpt Ser Y 5/16 — Interest
Brk Act#2 NYC G/O SerH 5.25/16 — Interest
Brk Act #2 NY, NY Trans Fin Au 4.75/16 — Interest
Brk Act #2 LIPA 5.125/16 — Interest
Brk Act#2 NY NY Ser) 5.25/16 — Interest
Brk Act #2 NYS Dorm Au RVS City U 5/16 — Interest
Brk act #2 NYS Env Fac Corp St Clean Wtr 5/17 — Interest
Brk Act #2 NY NY RFDG Ser) 5/17 — Interest
Brk Act#2 NYC Ser G G/O 5/17 — Interest
Brk Act#2 NYC GO Ser 0 5/17°15 — Interest — buy
Brk Act #2 NYS Dorm AU City U 5/18 (/08) — Interest
Brk Act #2 NYC SER B Gen Obl 5.375/18 08° — Interest
Brk Act#2 LI NYPWR AU 'LIPA} 5/18 — Interest
Brk Act #2 NYS Dorm Au St Josephs H 5.25/18 — Interest
Brk Act #2 Binghamtom 4.25/18°16 — Interest — buy
Brk Act#2 NYS Thru H&B 5/18°15 — Interest — buy
Brk Act #2 NYC GO Ser Al 5/18717 — Interest — buy
Brk Act #2 NY NY RFDG Ser © 5/18714"(Part VIII) — Interest
Brk Act #2 Buffalo NY Mun Wtr Fin Au 5/19 — Interest
Brk Act #2 Buffalo Ser C 5/19 — Interest
Brk Act #2 LIPA 5.3/19 — Interest
Brk Act #2 MTA Ser A5.5/19712 — Interest — buy
Brk Act #2 NYC TFA Ser Al 5/19°16 — Interest — buy
Brk Act #2 Middletown NY 4.125/19716 (Part VIII) — Interest
Brk Act #2 NYC GO Ser A 5/2016 — Interest — buy
Brk Act#2 LIPA Ser E 5/20 “16 — Interest — buy
Brk Act #2 NYC Trans F/A Rev 5.25/21 — Interest
Brk Act #2 NYS Pers Inc Tax 5/21°16 — Interest — buy
Brk Act #2 TriboroughB & T AU 5/24 — Interest
Brk Act #2 Ishares TR Dow Jones Select Div Index Fund — Int/Div
Brk Act #2 XLF — Interest — buy
Brk Act #4 NYS Dorm Au City U 4.625/07 — Interest — redemption
Brk Act #4 Port Auth 119th Ser 5/07 — Interest — redemption
Brk Act#4 NYS Dorm Mtg Hosp 4.95/08 — Interest
Brk Act #4 NYNY Ser H MBIA 5/09 — Interest
Brk Act #4 NYS Thrwy 5.1/10 — Interest
Brk Act #4 NYC G/O Ser C 4.35/11 — Interest
Brk Act #4 NYC RFDG Ser H, subser H6 +. float/12 — Interest
Brk Act #4 MTA FRDG Ser A 4.3/13 — Interest
Brk Act #4 NYS Dorm Columbia U 5.25/13 — Interest
Brk Act #4 Nassau Cty Gen Impt Ser X 5.1/14 07° — Interest — redemption
Brk Act#4 NYC Ref Ser B G/O 5.75/15 — Interest
Brk Act #4 NYC Health & Hosp 4.5455/16 — Interest
Brk Act #4 Hudson Falls NY Cent Sch 4.625/16 — Interest
Brk Act#4 NYC G/O Ser E 5/16 — Interest
Brk Act #4 NYC G/O Ser B 5.25/18 — Interest
Brk Act #4 Port Auth 125th Ser 5/18 — Interest
Brk Act#4 MTA 4.5/18 — Interest
Brk Act #4 NYS Dorm Au Rev Kaleida Hlth 4.25/18 — Interest
Brk Act #4 Bingamton NY 4.25/18716 — Interest — buy
Brk Act #4 NYS Twy Rev A 5/20°15 — Interest — buy
Brk Act #4 Western Asset Mkt FD (PartVIID) — Int/Div — buy
same as above — buy
Brk Act #4 LM SB’ Large Cap Growh Fund CLA — None
Brk Act #5 Western Asset Mkt FD (Part VII — Int/Div
Brk Act #5 LM SB™ Apprec Fd CL A — Int/Div — sell
Brk Act#5 SB Large Cap Growh Fund CL A — Int/Div
Brk Act#5 NYS Dorm AU City U 4.625/07 — Interest — redemption
156. Brk Act #5 Port Auth NYNJ 119th Ser 5/07 — Interest — redemption
Brk Act #5 NYS Dorm UTD Hlth Svcs 4.95/08 — Interest
Brk Act#5 NYS Twy Au Hwy & Brdg 5/08 — Interest
Brk Act#5S NY NY Ser H 5/09 — Interest
Brk Act#5 NYS Dorm Au Mntl Hlth 5.25/09 — Interest
Brk Act#5 NYS Thrwy AU 5.1/10 — Interest
Brk Act#5 NYC G/O SER C 4.375/11 — Interest
Brk Act#5 NYS Dorm Au ST U EDL 5.250/11 — Interest
Brk Act #5 MTA 4.75/13 — Interest
Brk Act #5 Coming NYC Sch Dist SerB 4.25/13 — Interest
Brk Act #5 NYS Dorm Au Rev UMV 5/13 — Interest
Brk Act #5 Nassau Cnty NY Gen Impt Ser X 5.1/147/07/08" — Interest — redemption
Brk Act #5 NYS Env Clean & Drink WTR 5050/14 — Interest
Brk Act #5 New York NY RFDG Ser H 5/16 — Interest
Brk Act #5 NYC Ref B G/O 5.75/15 — Interest
Brk Act #5 NY, NYSerH 5/15 — Interest
Brk Act #5 MTA 5.25/15 — Interest
Brk Act #5 NYC Health&Hosp 4.55/16 — Interest
Brk Act #5 Hudson Falls NY Cent 4.65/16 — Interest
Brk Act #5 NYC G/O Ser B 5.25/18 — Interest
Brk Act #5 NYS Dorm Au Rev Kaleida Hlth 4.25/18 — Interest
Brk Act #5 Bingamton NY 4.25/18°16 — Interest — buy
Brk Act #5 NYS Twy Rev A 5/20°15 — Interest — buy
Brk Act #6 SB Money Funds Cash Port CLA — Int/Div
Brk Act #6 SB Muni NY Mkt Port CL A — Int/Div
Brk Act #6 ADP — Int/Div
Brk Act # 6 BR (Part VIII) — sell
Brk Act#6 BBY — Int/Div
Brk Act #6 CSCO — None — sell
Brk Act #6 CTAS — Int/Div — sell
Brk Act #6 Citigroup — Int/Div
Brk Act #6 HD — Int/Div — sell
Brk Act #6 IBM — Int/Div
Brk Act #6 KMB — Int/Div
Brk Act #6 KSS — None
Brk Act #6 MDT — Int/Div
Brk Act #6 MRK — Int/Div — sell
Brk Act #6 MSFT — Int/Div
Brk Act #6 PFE — Int/Div — sell
Brk Act #6 PFE — L — 12/21
Brk Act #7 Safra Nat Bank C/D — Interest
B — K
A — K
A — 5/9
Brk Act #8 Citibank Bank Dep Prog — Interest
Brk Act #8 SB Appreciation FD CL A — Int/Div — pt.sell
same as above — buy
same as above — pt.sell
same as above — buy
Brk Act #8 John Hancock Trift Oppty Fd Equity portfolio(BTO) — Int/Div — buy
same as above — buy
same as above — buy
same as above — buy
Brk Act #9 SB MUNINY MNY MKT PORTCLA — Interest
Brk Act #9 CBF — Int/Div — sell
Brk Act #9 EEM — Int/Div — buy
Brk Act #9 PWC — Int/Div — buy
Brk Act #9 PRF — Int/Div — buy
same as above — buy
Brk Act #9 PZI — Int/Div — buy
Brk Act #9 PZI — K — 3/1
same as above — sell
same as above — buy
Brk Act #9 NYC Muni Water SWR 0/14 09] — Interest
Brk Act #9 NYS Enerrgy R&D Rock/Orange 3.51/14 — Interest
Brk Act#9 PR Comm H & T 0/20 — None — buy
Brk Act#9 XLF — Interest — buy
Brk Act#10 SB MUNINY MNY PORT CL A — Int/Div — sell
Brk Act #10 Nuveen NY Sel Qual (NVN) — Interest — sell
Brk Act #10 CBF — None — buy
Brk Act #10 EEM — Int/Div — buy
Brk Act #10 PWC — Int/Div — buy
Brk Act #10 PRF — Int/Div — buy
same as above — buy
Brk Act #10 PZI — Int/Div — buy
Brk Act #10 MFS Intl New Disc Fund C — Int/Div — buy
Brk Act #10 MFS Intl New Disc Fund C — 12/18
Brk Act #10 MFS Intl New Disc Fund C — 12/18
Brk Act #10 NYC Muni Water SWR 0/1409” — Interest
Brk Act #10 NYS Enerrgy R&D Rock/Orange 3.51/14 — Interest
Brk Act#10P R Comm H & T 0/20 — None — buy
Brk Act #11 Spartan US Eq Index — None
Brk Act#11 MSIFT CP Fx Inst — None
Brk Act #12 PHX Oakhurst Strat Alloc FD A — Int/Div
Brk Act #12 PHX Oakhurst Inc&Growth FD A — Int/Div
Brk Act #13 Fidelity Divers Intl 'FDIVX — Int/Div — buy
Brk Act #13 Fidelity Equity Inc FEQIX — Int/Div
Brk Act #13 Fidelity Equity Inc FEQIX — L — 10/2
Brk Act #13 Fidelity Equity Inc FEQIX — 10/2
Brk Act #13 Fidelity Equity Inc FEQIX — 10/2
Brk Act #13 Fidelity Equity Inc FEQIX — 5 — 10/2
Brk Act #13 Fidelity Equity Inc FEQIX — 12/14
D — M
President (until June 2007 and ex officer director thereafter), St. John's School of Law, Alumni Association (uncompensated)
Trustee (ex officio as former president), Federal Bar Council (uncompensated)
5,, oI vc 4 4 = — wn & PES;
Agreement — 10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm. (Copy of agreement filed with 2006 FDR and those of prior years.)
Reimbursement — Council of Defense Lawvers — Rye Brook, N.Y
Reimbursement — Federal Bar Council — Lenox, Mass.
Income — attributable to services prior to10/31/03 withdrawal; reported on 2006 FDR)
Spouse's income — 2007 — Teachers Insur and Annuity Assoc (payments to surving beneficairy under Retirement Plan)
Spouse's income — Federal Litigation Section
VIII. ADDITION AL INF ORMATION OR EXPLAN ATION S. (Indicate part of Report.)

The additional information provided in this Part VIII should be deemed to be amendments to the relevant prior year's Financial Disclosure Reports ("FDRs").

Part II: NON-INVESTMENT INCOME

PartVII: INVESTMENTS AND TRUSTS

Page 6, line 26 of FDR for 2006. Brk Act #2 LM[SB] MuniFd NY Port CL A. It was sold on 1/19/06 at value code O and a gain code of A.

Page 6, line 32 of FDR for 2006. Brk Act #2 Unbited Nuveen TE UT TR #61 M NY Isd Ser 61. It was sold on 1/19/06 at value code K and gain code A.

Page 9, line 76 of FDR for 2006. Brk Act # 2 NYS Med Care FACSFINAGYMENTHLTH F 5.375/14 It was sold on 8/15/05 at value code L and gain code A.

Pagel 4, line 160 of FDR for 2006.Brk Act #4 SB Muni NY MNY MKT PORT CL A. It was partially sold on 1/19/06 at value code K and gain code A. It is now

known as Western Assets Mkt FD which appears at page 13, line 149 of the 2007 FDR.

Pagel 4, line 161 of FDR for 2006.Brk Act #4 SB Muni NY Port CL A. It was sold on 1/19/06 at value code K and gain code A.

Pagel 4, line 162 of FDR for 2006.Brk Act #4 SB Intermediate Maty NY Muni FD CL A . It was sold on 1/19/06 at value code L and gain code A.

Pagel 4, line 164 of FDR for 2006.Brk Act #5 SB Muni NY MNY MKT PORT CL A. It was partially sold on 1/19/06 at value code L and gain code A. It is now

known as Western Assets Mkt FD which appears at page 13, line 152 of the 2007 FDR.

Pagel4, line 166 of FDR for 2006.Brk Act #4 SB Muni FD NY Port CL A. It was sold on 1/19/06 at value code L and gain code A.

Pagel4, line 167 of FDR for2006.Brk Act #4 SB Intermediate Maty NY Muni FD CL A . It was sold on 1/19/06 at value code L and gain code A.

Page 10, line 95 of FDR for 2007. Brk Act #2 NYC Ser C 5.25/15[14] It was bought on 1/5/06 and had an end of reporting period value code K, and value method

Ln 11, line 11 Sof FDR for 2007. Brk Act#2 NY NY RFDG Ser I 5/18. It was bought on 10/2/06 and had an end of the reporting period value code M, and

value metohd T.

Page 12, line 121 of FDR for 2007. Brk Act #2 Middletown NY 4.125/19[16]. It was bought on 09/22/06 and had an end of the reporting period value code M, and

value metohd T.

PagelS5, line 182 of FDR for2007. Brk Act #6 BR. BR was acquired in a spin off from ADP on 4/9/07.

Page 19, line 255 of FDR for 2007. Since the date of the nomination report, I have had had two non-interest bearing checking accounts at Chase but did not report

them because of an erroneous belief that they were not "Investments and Trusts." At all times, the value at the end of the reporting period has been K.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/24293. Public record. Not legal advice.