# Ilana Kara Diamond Rovner

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/23815

## Record

- **Judge:** Ilana Kara Diamond Rovner
- **Year:** 2006
- **Pages:** 69

## Text

State of Israel Bonds — Interest
Brokerage Acct #1 — Int/Div
Fidelity Municipal MMF
IRA Acct#l — Int/Div
ML Bank USA Rasp
Eaton Vance Tax Advantage
Old Mutual/Claymore Shrt Fund — Buy
Old Mutual/Claymore Shrt Fund — Buy
Old Mutual/Claymore Shrt Fund — Buy
Old Mutual/Claymore Shrt Fund — Buy
IRA Acct #2 — Int/Div
13. — Distribution
Advent Claymore
ML Bank USA Rasp — Redemption
Enbanced Equity Yield Fund — Buy
Enbanced Equity Yield Fund — Buy
Enbanced Equity Yield Fund — Sell
General Electric Common Stock — Sell
Royal Dutch Petroleum Common Stock
Cisco Systems Common Stock — Buy
JP Morgan Account
ConocoPhillips — Sell
Chevron Texaco Corp. CS — Sell
Countrywide Cr Inds Inc.CS — Sell
IntelCorpCS — Sell
Interdigital Communications Corp. — Sell
XM Satellite Radio Hlds Inc — Sell
Aegon N Visin
Agrium Inc — Sell
Apple Computer Inc — Sell
E-Trade Financial Corp. — Sell
Glaxonsmithkline PLC
Intl Paper Co — Sell
Ishares Inc. MSCI Pacific Japan Index Fund
Motorola Inc
Ishares Inc MSCI Japan Index Fund
Procter & Gamble Co — Buy
St.Paul Travelers Inc
Shaw Group Inc — Sell
Smithfield Foods Inc. — Sell
Telus Corp. Non Vtg Shs — Sell
Berkley WR Corp — Buy
BHP Billiton Ltd. — Buy
Grupo Televisa SA Spons Adr — Buy
Johnson & Johnson — Buy
Peabody Energy Corp — Buy
Schlumberger Ltd. Spons Adr — Buy
Taiwan Semiconductor — Buy
UPSInc.CLB — Buy
Apache Corp — Buy
Apache Corp — Sell
Athergenics, Inc — Buy
Athergenics, Inc — Sell
Palatin Technologies, Inc — Buy
Palatin Technologies, Inc — Sell
IRA Acct#3 — Int/Div
63 — Distribution
Fidelity Japan — Redemption — to Fid Cash Res
Fidelity Cash Reserves — Buy — from Fid Japan
Fidelity Cash Reserves — Buy
Fidelity Cash Reserves — Buy
Fidelity Cash Reserves — Part — to Fid RJ/E Inv.
Fidelity Cash Reserves — Redemption — to Fid Latin Amer
Fidelity Latin America — Buy — from Fid Cash Res
Fidelity Real Estate Investment — Buy — from Fid Cash Res
Fidelity Real Estate Investment — Part.
IRA Acct. #4 — Int/Div
VMMRFederal Portfolio
IRA Acct#5 — Int/Div
Fidelity Cash Reserves
Fidelity Latin America Fund — Buy
IRA Acct#6 — Int/Div
88 — Distribution
VSP Energy — Buy
VSP Energy — Sell
JP Morgan Chase Accounts — Interest
Retirement Acct. #1 — Interest
Teachers Ins & Ann Assn
Coll Rtrmnt Equ Fd
IRA Acct #7 — Int/Div
97 — Distribution
Cash & Sweep MMF
Alliance Res Partners LP — Part.
XM Satellite Radio Holdings — Part.
XM Satellite Radio Holdings — Part
XM Satellite Radio Holdings — Sell
Provident Energy Trust — Sell
Provident Energy Trust — Part.
Provident Energy Trust — Sell
True Religion Apparel — Sell
Vanguard 500 Index Fund — Sell
Vanguard Cap Oppy Fund — Sell
Vanguard Short Term Investmt Grade Fd
Abercrombie & Fitch Cl A — Part.
Varian Medical Systems — Part
Varian Medical Systems — Sell
TRowe Price New Era Fd — Part.
Vanguard Energy Fund — Part.
Vanguard Energy Fund — Part
Vanguard Energy Fund — Sell
Vanguard Precious Metals Fund — Part
Vanguard Precious Metals Fund — Sell
Diamonds Trust Ser — Sell
Ishares Russell 1000 Val Index Fd — Sell
Nasdaq 100 shares — Sell
Best Buy Inc — Sell
Conocophillips
Fording CA Coal Trust Units — Part.
Fording CA Coal Trust Units — Sell
Fording CA Coal Trust Units — Part
Fording CA Coal Trust Units — Sell
Ishares MSCI Japan Index Fund — Part.
Ishares MSCI Japan Index Fund — Part.
Ishares MSCI Japan Index Fund — Sell
Ishares S&P Latin America Index Fund — Sell
Mid Cap SPDR Trust Unit Ser 1 — Sell
Pimco Corporate Oppty Fund — Sell
Terex Corp. — Part.
Terex Corp. — Sell
Titanium Metals Corp New — Sell
Titanium Metals Corp New — Buy
Titanium Metals Corp New — Buy
Titanium Metals Corp New — Part
Vanguard Index Fds Large Cap Vipers — Sell
Vanguard Index Fds Mid Cap Vipers — Sell
Nuveen Pfd & Conv Income Fd — Part.
Nuveen Pfd & Conv Income Fd — Sell
Akamai Technologies — Buy
Akamai Technologies — Part.
Aluminum Corp. China ADRF — Buy
American Cap Strategies — Buy
American Cap Strategies — Part
American Cap Strategies — Sell
American Cap Strategies — Buy
Arch Coal Inc — Buy
BHP Billiton Ltd Adr — Buy
BHP Billiton Ltd Adr — Part.
BHP Billiton Ltd Adr — Sell
BHP Billiton Ltd Adr — Buy
Canetic Resource Trust — Buy
Citrix Systems Inc — Buy
Companhia Vale Do Adr — Buy
Coming Inc — Buy
Cytrx Corp. New — Buy
Enterra Energy Trust — Buy
Enterra Energy Trust — Part.
Goldcorp. Inc. New — Buy
Grupo Televisa SA De CVF — Buy
Grupo Televisa SA De CVF — Part.
Halliburton Co Hldg Co — Buy
ITT Educ Svcs Inc — Buy
lIsis Pharmaceuticals Inc — Buy
Mynad Genetics, Inc — Buy
Mynad Genetics, Inc — Buy
Natural Resource Ptnr LP — Buy
Nymex Holdings — Buy
Public Storage 6.45% Pfd — Buy
Schnitzer Stl Inds Cl A — Buy
Taiwan Semiconductor ADRF — Buy
Unicredito Ital Spa ORDF — Buy
Matthews India Fund — Buy
Boston Scientific — Buy
Lamar Advertising — Buy
Ishares Trust Index Fund FTSE Xinhua HK — Buy
Ishares Trust Index Fund FTSE Xinhua HK — Part
Ishares Trust Index Fund FTSE Xinhua HK — Sell
Ishares Trust Index Fund FTSE Xinhua HK — Buy
MS Cap Trust VI 6.60%46 — Buy
Novastar Financial Inc. REIT — Buy
Willbros Group Inc — Buy
Willbros Group Inc — Sell
Willbros Group Inc — Sell
Bldrs Emerging Mkts 50 ADR Index Fund — Buy
Bldrs Emerging Mkts 50 ADR Index Fund — Sell
NYSE Group Inc — Buy
NYSE Group Inc — Sell
Omnova Solutions Inc — Buy
Omnova Solutions Inc — Sell
FS Networks Inc — Buy
FS Networks Inc — Sell
Alnylam Pharmaceuticals — Buy
Alnylam Pharmaceuticals — Part.
Alnylam Pharmaceuticals — Sell
Allegheny Tech Inc. New — Buy
Allegheny Tech Inc. New — Sell
Apache Corp. — Buy
Apache Corp. — Part
Apache Corp. — Sell
Aventine Renewable Energy — Buy
Aventine Renewable Energy — Part.
Aventine Renewable Energy — Part
Aventine Renewable Energy — Buy
Aventine Renewable Energy — Buy
Aventine Renewable Energy — Sell
Brocade Commus Sys Inc — Buy
Brocade Commus Sys Inc — Part
Brocade Commus Sys Inc — Sell
Caterpillar Inc — Buy
Caterpillar Inc — Sell
China Yuchai Intl Adr — Buy
China Yuchai Intl Adr — Part
China Yuchai Intl Adr — Sell
Entremed Inc. New — Buy
Entremed Inc. New — Sell
Eurozinc Mining Corp — Buy
Eurozinc Mining Corp — Sell
McMoran Exploration Co — Buy
McMoran Exploration Co — Sell
Mitsubishi UFJ Fin! ADRF — Buy
Mitsubishi UFJ Fin! ADRF — Sell
National Beverage Corp. — Buy
National Beverage Corp. — Sell
Nexen Inc — Buy
Nexen Inc — Part
Nexen Inc — Sell
Sirna Therapeutics Inc — Buy
Sirna Therapeutics Inc — Part
Sirna Therapeutics Inc — Sell
Third Millennium Russia Fund — Buy
Third Millennium Russia Fund — Part.
Third Millennium Russia Fund — Sell
Tom Online Inc. Adr — Buy
EYL) — Part
EYL) — Sell
US Global Investors Eastern European Fund — Buy
US Global Investors Eastern European Fund — Part
Brokerage Acct. #2
Schwab Tax Exempt MMF — Interest
Vanguard 500 Index Fund — Int/Div — Buy
Vanguard 500 Index Fund — Buy
Allegheny Tech, Inc — None — Buy
Daktronics, Inc — None — Buy
Apache Corp. — None — Buy
Apache Corp. — Sell
National Oilwell Varco — None — Buy
National Oilwell Varco — Sell
Retirement Acct. #2 — Int/Div
Retirement Acct. #3 — Int/Div
263. — Int/Div
264. — Royalty
Harrahs Entertainment Inc. Common Stock — to Trust #1. Acct. #2
Plum Creek Timber Co — to Trust #1. Acct. #2
Franklin Custodian Funds Inc. US Govt Secs — to Trust #1 Acct. #2
Lucent Technologies Inc. CS — to Trust #1. Acct. #2
AT&T Inc. CS — to Trust #1. Acct. #2
Intel Corp. CS — to Trust #1 Acct. #2
Marriott Intl Inc. CS — to Trust #1 Acct. #2
Ball St. Univ. Rev. Bonds — to Trust #1-
Cook Cnty IL Gen Rev Bonds — to Trust #1. Acct. #2
Detroit MI City Schl Bonds — to Trust #1 Acct. #2
Jackson City MI Wastewater Disp. Bonds — to Trust #1. Acct. #2
Meridian MI Publ Schl Bonds — to Trust #1 Acct. #2
South Redford MI Sch Bonds — to Trust #1 Acct. #2
Wisconsin St. Transn Bonds — to Trust #1 Acct. #2
Avaya Inc — to Trust #1 Acct. #2
Hugoton Royalty Trust — to Trust #1 Acct. #2
Allen Cnty IN Comm Bonds — to Trust #1 Acct. #2
Kent County MI Rev Bonds — to Trust #1. Acct, #2
Belding MI School Bonds — to Trust #1 Acct, #2
Zeeland MI Pub School Bonds — to Trust #1 Acct. #2
Chicago O'Hare Rev Bonds — to Trust #1. Acct, #2
Agere Systems, Inc — to Trust #1 Acct. #2
AlabamaPower Pfd.-ALPN — to Trust #1 Acct. #2
Bear Steams Pfd — to Trust #1
Citigroup Inc. Pfd — to Trust #1 Acct. #2
FNMA Pfd — to Trust #1 Acct. #2
General Motors Acc Corp. — to Trust #1- Acct. #2
Pengrowth Energy Trust — to Trust #1 Acct. #2
Pimco Muni Income Fund — to Trust #1: Acct. #2
Pioneer Muni High Inc. Trust — to Trust #1 Acct. #2
Alabama Power Co Pfd-ALPP — to Trust #1 Acct. #2
Prologis Trust New Reit — to Trust #1. Acct. #2
Kinder Morgan Energy Ptrs LP — to Trust #1. Acct. #2
Buckeye Partners LP — to Trust #1 Acct. #2
Comcast Corp New — to Trust #1- Acct. #2
Money Market Fund — to Trust #1 Acct. #2
Sun Life Main Register Common Shares — Int/Div — Sun Life Financial
Brokerage Acct #3
Bank of America Corp. — Int/Div — Part.
MB Finl Inc. New — Int/Div — Part. — First Oak
Provident Energy Trust Canada — Int/Div — Part.
Easton PA Area JT Sch Rev Bonds — Interest
Wisconsin St Health & Edl Facs Auth Rev Bonds — Interest
XM Satellite Radio — None — Part.
XM Satellite Radio — Sell
IL State Bonds — None — Part.
Alabama Power Co Pfd APRDP — Int/Div — Sell
Sirius Satellite Radio Inc — None — Sell
Southern Union Co New — Int/Div — Sell
Southern Union Co New — Sell
T Rowe Price Latin America Fund — None — Sell
T Rowe Price New Era — None — Part.
T Rowe Price New Era — Sell
Vanguard Energy — Int/Div — Part.
Vanguard Energy — Reinvest
Vanguard Energy — Sell
Fidelity Int'l Discovery — None — Part
Fidelity Int'l Discovery — Sell
Titanium Metals Corp. — None — Sell
Fording Cdn Coal Tr Unit — Int/Div — Sell
LSI Logic Corp — None — Sell
Aegon NV Perp Cap Secs — Int/Div — Sell
Cameco Corp. — Int/Div — Part
Cameco Corp. — Part
Ishares Tr S&P 500 Index Fd — None — Sell
Ishares Tr S&P Midcap 400 Index — Int/Div — Part.
Ishares Tr S&P Midcap 400 Index — Part.
Ishares Tr S&P Midcap 400 Index — Sell
S&P Mid Cap 400 Dep Rcpts — Int/Div — Part.
S&P Mid Cap 400 Dep Rcpts — Sell
Proctor & Gamble Co — Int/Div — Sell
Vanguard Index Tr Vanguard Total Stk Mk — None — Sell
Zhone Technologies, Inc — None — Part.
Al Frank Dividend Value Fund — Int/Div — Reinvest
Core Account- Cash — Interest
Aluminum Corp. China Ltd. Spon ADR Repstg H Shs — None — Buy
Amgen Inc. — None — Buy
Canetic Res Tr Com — Int/Div — Buy
Companhia Vale Do Rio Doce Spons Adr — None — Buy
Coming, Inc — None — Buy
Curagen Corp. — None — Buy
Enterra Energy Tr Units — Int/Div — Buy
Grupo Televisa SA Spons Adr Repstg Ord Partn — None — Buy
Grupo Televisa SA Spons Adr Repstg Ord Partn — Part
ITT Educational Svcs Inc — None — Buy
Ishares Inc MSCI Brazil Free Index Fund — Int/Div — Buy
Ishares Tr FTSE Xinhua HK China 25 Index Fd — Int/Div — Buy
Natural Resource Partners LP — None — Buy
Schnitzer Stl Inds — Int/Div — Buy
Southern Copper Corp. Del Com — None — Buy
Southern Copper Corp. Del Com — Part.
Streettracks Gold Tr Gold Shs — None — Buy
Taiwan Semiconductor Mfg Co Ltd. One Adr — None — Buy
UPSInc.CLB — Int/Div — Buy
Advanced Micro Devices Inc — None — Buy
Advanced Micro Devices Inc — Sell
Bookham Inc Com Isin — None — Buy
Bookham Inc Com Isin — Sell
Fidelity Int'l Real Estate Fund — None — Buy
Fidelity Int'l Real Estate Fund — Sell
Fidelity Select Brokerage & Invs Mgt — Int/Div — Buy
Fidelity Select Brokerage & Invs Mgt — Reinvest
Fidelity Select Brokerage & Invs Mgt — Part
Fidelity Select Brokerage & Invs Mgt — Sell
H&E Equip. Svcs Inc. Com. — None — Buy
H&E Equip. Svcs Inc. Com. — Part.
H&E Equip. Svcs Inc. Com. — Part
H&E Equip. Svcs Inc. Com. — Sell
Hennessy Focus 30 Fund — Int/Div — Buy
Hennessy Focus 30 Fund — Part.
Hennessy Focus 30 Fund — Reinvest
Hennessy Focus 30 Fund — Sell
Ing Russia CL A — None — Buy
Ing Russia CL A — Sell
Ishares Tr MSCI Emerging Mkts Index Fd — None — Buy
Ishares Tr MSCI Emerging Mkts Index Fd — Part.
Ishares Tr MSCI Emerging Mkts Index Fd — Sell
McMoran Exploration Co — None — Buy
McMoran Exploration Co — Sell
National Oilwell Varco Inc — None — Buy
National Oilwell Varco Inc — Sell
Nektar Therapeutics — None — Buy
Nektar Therapeutics — Sell
Peabody Energy Corp. — Int/Div — Buy
Peabody Energy Corp. — Part.
Peabody Energy Corp. — Sell
Rayonier, Inc — Int/Div — Buy
Rayonier, Inc — Sell
Rio Tinto PLC Spon Adr — None — Buy
Rio Tinto PLC Spon Adr — Sell
T Rowe Price Emerg Euro & Mediterranean — None — Buy
T Rowe Price Emerg Euro & Mediterranean — Part,
T Rowe Price Emerg Euro & Mediterranean — Sell
Sothebys Hldgs Inc. Delaware — None — Buy
Sothebys Hldgs Inc. Delaware — Sell
Tocqueville Gold Fund — None — Buy
Tocqueville Gold Fund — Part.
Tocqueville Gold Fund — Sell
Brokerage Acct. #4
ML Ready Asset Trust — Int/Div
Citigroup Inc — Int/Div
Clough Global Opptys — Int/Div — Buy
Eaton Vance Enhanced Equity Fund — Int/Div
KBW Inc — None — Buy
St. Paul Travelers Cos. Crp. — Int/Div
Visteon Corp. Delaware — None
Van Kampen 593 Muni Ser — Interest — Buy
Blackrock Long Term Mun — Int/Div — Buy
Pimco Global Stockplus Income Fund — Int/Div — Part.
Enhanced Equity Yield Fund — Int/Div — Sell
Titanium Metals Corp. New — None — Sell
CBS Corp. New — Int/Div — Buy
CBS Corp. New — Sell
Hilton Hotel Corp. — Int/Div — Buy
Hilton Hotel Corp. — Sell
Trust #1- Account No. 2 — Int/Div — from Trust #1 Acct #1
425 — Interest
426. — Royalty
Schwab Muni Money Fund (SWXXX) — from Trust #1- Acct #1
Schwab Muni Money Fund (SWTXX) — from Trust #1 Acct #1]
Allen Cnty IN Comm Bonds — from Trust #1 Acct #1
Belding MI School Bonds — from Trust #1 Acct #1
Cook Cnty IL Gen Rev Bonds — from Trust #1: Acct #1
Detroit MI City Schl Bonds — from Trust #1 Acct #1
Jackson City MI Wastewater Disp. Bonds — from Trust #1- Acct #1
Kent County MI Rev Bonds — from Trust #1 Acct #1]
Meridian MI Publ Schl Bonds — from Trust #1: Acct #1
South Redford MI Sch Bonds — from Trust #1 Acct #1
Wisconsin St. Transn Bonds — from Trust #1 Acct #1
Zeeland MI Pub School Bonds — from Trust #1 Acct #1
AT&T Inc. CS — from Trust #1
Agere Systems Inc — from Trust #1 Acct #1
Alabama Power Co Pfd-ALPP — from Trust #1 Acct #1
AlabamaPower Co Pfd-ALPN — from Trust #1 Acct #1
Avaya Inc — from Trust #1 Acct #1
Bear Steams Pfd — from Trust #1 Acct #1
Citigroup Inc. Pfd — from Trust #1 Acct #1
Comcast Corp New CL A — from Trust #1 Acct #1
FNMA Pfd — from Trust #1. Acct #1
Grupo Televisa SA De CVF — Buy
Harrahs Entertainment Inc. CS — from Trust #1 Acct #1
Intel Corp. CS — from Trust #1 Acct #1
Isis Pharmaceuticals Inc — Buy
Marriott Intl Inc. C1 A CS — from Trust #1 Acct #1
Omnova Solutions, Inc — Buy
Pengrowth Energy Trust — from Trust #1 Acct #1
Pimco Muni Income Fund — from Trust #1
Pioneer Muni High Inc. Trust — from Trust #1 Acct #1
Schnitzer Stl Inds Cl A — Buy
Wynn Resorts — Buy
Franklin Custodian Funds Inc. US Gov't Secs — from Trust #1 Acct #1
Annaly Capital Mgmt — Buy
Buckeye Partners LP — from Trust #1 Acct #1
General Motors Acc. Corp. — from Trust #1 Acct #1
Hugoton Royalty Trust — from Trust #1 Acct #1
Kinder Morgan Energy Ptrs LP — from Trust #1 Acct #1
Plum Creek Timber Co — from Trust #1 Acct #1
Prologis Trust New Reit — from Trust #1 Acct #1
Alcatel Lucent ADR- f/k/a: Lucent Technologies Inc. CS — from Trust #1 Acct #1
Alcatel Lucent ADR- f/k/a: Lucent Technologies Inc. CS — Part
Alcatel Lucent ADR- f/k/a: Lucent Technologies Inc. CS — Sell
Ball St. Univ. Rev. Bonds — from Trust #1 Acct #1
Ball St. Univ. Rev. Bonds — Redemption
Industrial Development Bank of Israel, Ltd — Int/Div
State of Israel Bonds — Interest
Fidelity Investment Acct #1 — Int/Div
Fidelity Municipal MMF
Merrill Lynch IRA Acct #1 — Int/Div
ML Bank USA Rasp
Eaton Vance Tax Advantage
Old Mutual/Claymore Shrt Fund — Buy
Old Mutual/Claymore Shrt Fund — Buy
Old Mutual/Claymore Shrt Fund — Buy
Merrill Lynch IRA Acct #2 — Int/Div
13. — Distribution
Advent Claymore
ML Bank USA Rasp — Redemption
Enhanced Equity Yield Fund — Buy
Enhanced Equity Yield Fund — Buy
Enhanced Equity Yield Fund — Sell
Enhanced Equity Yield Fund — Buy
Investment Club — Int/Div
General Electric Common Stock — Sell
Cisco Systems Common Stock — Buy
AIP Morgan Account
ConocoPhillips — Sell
Chevron Texaco Corp. CS — Sell
Countrywide Cr Inds Inc.CS — Sell
Intel Corp CS — Sell
Interdigital Communications Corp. — Sell
AegonN Visin
Agrium Inc — Sell
Apple Computer Inc — Sell
Apple Computer Inc — Buy
E-Trade Financial Corp — Sell
Glaxonsmithkline PLC
Intl Paper Co. — Sell
Ishares Inc. MSCI Pacific Japan Index Fund
Motorola Inc
Ishares Inc MSCI Japan Index Fund
Procter & Gamble Co. — Buy
St.Paul Travelers Inc
Shaw Group Inc — Sell
Smithfield Foods Inc — Sell
Telus Corp. Non Vtg Shs — Sell
Berkley WR Corp — Buy
BHP Billiton Ltd — Buy
Grupo Televisa SA Spons Adr — Buy
Johnson & Johnson — Buy
Peabody Energy Corp — Buy
Schlumberger Ltd. Spons Adr — Buy
Taiwan Semiconductor — Buy
UPSInc.CLB — Buy
Apache Corp. — Buy
Apache Corp. — Sell
Athergenics, Inc — Buy
Athergenics, Inc — Sell
Palatin Technologies, Inc — Buy
Palatin Technologies, Inc — Sell
Fidelity IRA Acct #2 — Int/Div
Fidelity Japan — Redemption — to Fid Cash Res
Fidelity Cash Reserves — Buy — from Fid Japan
Fidelity Cash Reserves — Buy
Fidelity Cash Reserves — Buy
Fidelity Cash Reserves — Part — to Fid R/E Inv.
Fidelity Cash Reserves — Buy
Fidelity Cash Reserves — Redemption — to Fid Latin Amer
Fidelity Latin America — Buy — from Fid Cash Res
Fidelity Real Estate Investment — Buy — from Fid Cash Res
Fidelity Real Estate Investment — Buy
Fidelity Real Estate Investment — Part,
Fidelity Real Estate Investment — Buy
Vanguard [RA Acct#] — Int/Div
VMMR Federal Portfolio
Fidelity IRA Acct #3 — Int/Div
Fidelity Cash Reserves
Fidelity Latin America Fund — Buy
Vanguard IRA Acct#2 — Int/Div
88, — Distribution
VSP Energy — Buy
VSP Energy — Sell
JP Morgan Chase Accounts — Interest
Retirement Acct — Interest
Teachers Ins & Ann Assn
Coll Rtrmnt Equ Fd
Schwab IRA Acct — Int/Div
97 — Distribution
Cash & Sweep MMF
Alliance Res Partners LP — Part.
Alliance Res Partners LP — Part
Alliance Res Partners LP — Sell
Provident Energy Trust — Sell
Sirius Satellite Radio — Part.
Sirius Satellite Radio — Part.
Sirius Satellite Radio — Sell
True Religion Apparel — Sell
Vanguard 500 Index Fund — Sell
Vanguard Cap Oppy Fund — Sell
Vanguard Short Term Investmt Grade Fd
Abercrombie & Fitch Cl A — Part.
Varian Medical Systems — Part.
Varian Medical Systems — Sell
TRowe Price New Era Fd — Part
Vanguard Energy Fund — Part,
Vanguard Energy Fund — Part
Vanguard Energy Fund — Sell
Vanguard Precious Metals Fund — Part
Vanguard Precious Metals Fund — Sell
Diamonds Trust Ser 1 — Sell
Ishares Russell 1000 Val Index Fd — Sell
Nasdaq 100 shares — Sell
Best Buy Inc. — Sell
Conocophillips
Fording CA Coal Trust Units — Part.
Fording CA Coal Trust Units — Sell
Ishares MSCI Fd Australia Index — Buy
Ishares MSCI Fd Australia Index — Part
Ishares MSCI Japan Index Fund — Part
Ishares MSCI Japan Index Fund — Part
Ishares MSCI Japan Index Fund — Sell
Ishares S&P Latin America Index Fund — Sell
Mid Cap SPDR Trust Unit Ser 1 — Sell
Pimco Corporate Oppty Fund — Sell
Terex Corp. — Part.
Terex Corp. — Sell
Titanium Metals Corp New — Sell
Titanium Metals Corp New — Buy
Titanium Metals Corp New — Part
Vanguard Index Fds Large Cap Vipers — Sell
Vanguard Index Fds Mid Cap Vipers — Sell
Nuveen Pfd & Conv Income Fd — Part.
Nuveen Pfd & Conv Income Fd — Sell
Akamai Technologies — Buy
Akamai Technologies — Part
Aluminum Corp. China ADRF — Buy
American Cap Strategies — Buy
American Cap Strategies — Part
American Cap Strategies — Sell
American Cap Strategies — Buy
Arch Coal Inc. — Buy
BHP Billiton Ltd Adr — Buy
BHP Billiton Ltd Adr — Part.
BHP Billiton Ltd Adr — Sell
BHP Billiton Ltd Adr — Buy
Canetic Resource Trust — Buy
Coming Inc — Buy
Enterra Energy Trust — Buy
Enterra Energy Trust — Part.
Grupo Televisa SA De CVF — Buy
Grupo Televisa SA De CVF — Part.
Halliburton Co Hldg Co — Buy
ITT Educ Svcs Inc — Buy
Isis Pharmaceuticals Inc — Buy
Myriad Genetics, Inc — Buy
Myriad Genetics, Inc — Buy
Natural Resource Ptnr LP — Buy
Nymex Holdings — Buy
Schnitzer Stl Inds Cl A — Buy
Taiwan Semiconductor ADRF — Buy
Unicredito Ital Spa ORDF — Buy
Matthews India Fund — Buy
Boston Scientific — Buy
Lamar Advertising — Buy
Ishares Trust Index Fund FTSE Xinhua HK — Buy
Ishares Trust Index Fund FTSE Xinhua HK — Part.
Ishares Trust Index Fund FTSE Xinhua HK — Sell
Ishares Trust Index Fund FTSE Xinhua HK — Buy
MS Cap Trust VI 6.60%46 — Buy
Novastar Financial Inc. REIT — Buy
Willbros Group Inc — Buy
Willbros Group Inc — Sell
James River Coal Co. — Buy
James River Coal Co. — Sell
Bldrs Emerging Mkts 50 ADR Index Fund — Buy
Bldrs Emerging Mkts 50 ADR Index Fund — Sell
NYSE Group Inc — Buy
NYSE Group Inc — Sell
Omnova Solutions Inc — Buy
Omnova Solutions Inc — Sell
FS Networks Inc — Buy
FS Networks Inc — Sell
Alnylam Pharmaceuticals — Buy
Alnylam Pharmaceuticals — Part
Alnylam Pharmaceuticals — Sell
Allegheny Tech Inc. New — Buy
Allegheny Tech Inc. New — Sell
Apache Corp. — Buy
Apache Corp. — Part.
Apache Corp. — Sell
Apache Corp. — Part,
Apache Corp. — Part.
Apache Corp. — Buy
Apache Corp. — Buy
Apache Corp. — Sell
Brocade Commus Sys Inc — Buy
Brocade Commus Sys Inc — Part.
Brocade Commus Sys Inc — Sell
Caterpillar Inc — Buy
Caterpillar Inc — Sell
China Yuchai Intl Adr — Buy
China Yuchai Intl Adr — Part.
China Yuchai Intl Adr — Sell
Entremed Inc. New — Buy
Entremed Inc. New — Sell
Eurozinc Mining Corp — Buy
McMoran Exploration Co. — Buy
McMoran Exploration Co. — Sell
Mitsubishi UFJ Finl ADRF — Buy
Mitsubishi UFJ Finl ADRF — Sell
National Beverage Corp. — Buy
National Beverage Corp. — Sell
Nexen Inc — Buy
Nexen Inc — Part.
Nexen Inc — Sell
Sima Therapeutics Inc — Buy
Sima Therapeutics Inc — Part.
Sima Therapeutics Inc — Sell
Third Millennium Russia Fund — Buy
Third Millennium Russia Fund — Part.
Third Millennium Russia Fund — Sell
Tom Online Inc. Adr — Buy
Tom Online Inc. Adr — Part
Tom Online Inc. Adr — Sell
US Global Investors Eastern European Fund — Buy
US Global Investors Eastern European Fund — Part.
US Global Investors Eastern European Fund — Sell
Schwab One Account — Int/Div
249. — Interest
Schwab Tax Exempt MMF
Vanguard 500 Index Fund — Buy
Vanguard 500 Index Fund — Buy
Allegheny Tech, Inc — Buy
Daktronics, Inc — Buy
Apache Corp. — Buy
Apache Corp. — Sell
National Oilwell Varco — Buy
National Oilwell Varco — Sell
Retirement - Fidelity Northwestern University — Int/Div
Retirement (Fidelity) — Int/Div
Trust- Wachovia Securities Brokerage Account — Interest — trf to Schwab Trust
264. — Int/Div
265 — Royalty
Harrahs Entertainment Inc. Common Stock — to SchwabTrust
Plum Creek Timber Co — to SchwabTrust
Franklin Custodian Funds Inc. US Govt Secs — to SchwabTrust
Lucent Technologies Inc. CS — to Schwab Trust
AT&T Inc. CS — to SchwabTrust
Intel Corp. CS — to SchwabTrust
Marriott Intl Inc. CS — to
Ball St. Univ. Rev. Bonds — to SchwabTrust
Cook Cnty IL Gen Rev Bonds — to Schwab Trust
Detroit MI City Schl Bonds — to Schwab Trust
Jackson City MI Wastewater Disp. Bonds — to SchwabTrust
Meridian MI Publ Schl Bonds — to SchwabTrust
South Redford MI Sch Bonds — to SchwabTrust
Wisconsin St. Transn Bonds — to SchwabTrust
Avaya Inc — to SchwabTrust
Hugoton Royalty Trust — to SchwabTrust
Allen Cnty IN Comm Bonds — to SchwabTrust
Kent County MI Rev Bonds — to SchwabTrust
Belding MI School Bonds — to SchwabTrust
Zeeland MI Pub School Bonds — to SchwabTrust
Chicago O'Hare Rev Bonds — to SchwabTrust
Agere Systems, Inc — to SchwabTrust
Alabama Power Pfd.-ALPN — to
Bear Stearns Pfd — to SchwabTrust
Citigroup Inc. Pfd — to SchwabTrust
FNMA Pfd — to SchwabTrust
General Motors Acc Corp. — to SchwabTrust
Pengrowth Energy Trust — to SchwabTrust
Pimco Muni Income Fund — to SchwabTrust
Pioneer Muni High Inc. Trust — to SchwabTrust
Alabama Power Co Pfd-ALPP — to Schwab Trust
Prologis Trust New Reit — to SchwabTrust
Kinder Morgan Energy Ptrs LP — to SchwabTrust
Buckeye Partners LP — to SchwabTrust
Comcast Corp New — to SchwabTrust
Money Market Fund — to SchwabTrust
Sun Life Main Register Common Shares — Int/Div — Sun Life Financial
Fidelity Investment Acct #2 — Int/Div
304, — Interest
Bank of America Corp — Part.
MB Finl Inc. New — Part. — First Oak Brook Bancsh
Provident Energy Trust Canada — Part
Easton PA Area JT Sch Rev Bonds
Wisconsin St Health & Ed] Facs Auth Rev Bonds
XM Satellite Radio — Part
XM Satellite Radio — Sell
IL State Bonds — Part
Alabama Power Co Pfd APRDP — Sell
Sirius Satellite Radio Inc. — Sell
Southemn Union Co New — Sell
Varian Medical Sys Inc — Part.
Varian Medical Sys Inc — Sell
T Rowe Price Latin America Fund — Sell
T Rowe Price New Era — Part
T Rowe Price New Era — Sell
Vanguard Energy — Part,
Vanguard Energy — Reinvest
Vanguard Energy — Sell
Fidelity Int'l Discovery — Part
Fidelity Int'l Discovery — Sell
Titanium Metals Corp. — Sell
Fording Cdn Coal Tr Unit — Sell
Aegon NV Perp Cap Secs — Sell
Cameco Corp. — Part.
Cameco Corp. — Part.
Ishares Tr S&P 500 Index Fd — Sell
Ishares Tr S&P Midcap 400 Index — Part.
Ishares Tr S&P Midcap 400 Index — Part.
Ishares Tr S&P Midcap 400 Index — Sell
S&P Mid Cap 400 Dep Repts — Part
S&P Mid Cap 400 Dep Repts — Sell
Proctor & Gamble Co — Sell
Vanguard Index Tr Vanguard Total Stk Mk — Sell
Zhone Technologies, Inc — Part
Al Frank Dividend Value Fund — Reinvest
Core Account- Cash
Amgen Inc — Buy
Canetic Res Tr Com — Buy
Companhia Vale Do Rio Doce Spons Adr — Buy
Corning, Inc — Buy
Curagen Corp. — Buy
Enterra Energy Tr Units — Buy
Grupo Televisa SA Spons Adr Repstg Ord Partn — Buy
Grupo Televisa SA Spons Adr Repstg Ord Partn — Part,
ITT Educational Svcs Inc — Buy
Ishares Inc MSCI Brazil Free Index Fund — Buy
Ishares Tr FTSE Xinhua HK China 25 Index Fd — Buy
Medarex, Inc — Buy
Natural Resource Partners LP — Buy
Schnitzer Stl Inds — Buy
Southermn Copper Corp. Del Com — Buy
Southermn Copper Corp. Del Com — Part
Streettracks Gold Tr Gold Shs — Buy
Taiwan Semiconductor Mfg Co Ltd. One Adr — Buy
UPSInc,CLB — Buy
Advanced Micro Devices Inc — Buy
Advanced Micro Devices Inc — Sell
Bookham Inc Com Isin — Buy
Bookham Inc Com Isin — Sell
Fidelity Int'l Real Estate Fund — Buy
Fidelity Int'l Real Estate Fund — Sell
Fidelity Select Brokerage & Invs Mgt — Buy
Fidelity Select Brokerage & Invs Mgt — Reinvest
Fidelity Select Brokerage & Invs Mgt — Part
Fidelity Select Brokerage & Invs Mgt — Sell
H&E Equip. Svcs Inc. Com. — Buy
H&E Equip. Svcs Inc. Com. — Part.
H&E Equip. Svcs Inc. Com. — Part.
H&E Equip. Svcs Inc. Com. — Sell
Hennessy Focus 30 Fund — Buy
Hennessy Focus 30 Fund — Part.
Hennessy Focus 30 Fund — Reinvest
Hennessy Focus 30 Fund — Sell
Hennessy Focus 30 Fund — Sell
Ishares Tr MSCI Emerging Mkts Index Fd — Buy
Ishares Tr MSCI Emerging Mkts Index Fd — Part.
Ishares Tr MSCI Emerging Mkts Index Fd — Sell
McMoran Exploration Co — Buy
McMoran Exploration Co — Sell
National Oilwell Varco Inc — Buy
National Oilwell Varco Inc — Sell
Nektar Therapeutics — Buy
Nektar Therapeutics — Sell
Peabody Energy Corp. — Buy
Peabody Energy Corp. — Part.
Peabody Energy Corp. — Sell
Rayonier, Inc — Buy
Rayonier, Inc — Sell
Rio Tinto PLC Spon Adr — Buy
Rio Tinto PLC Spon Adr — Sell
Rio Tinto PLC Spon Adr — Part
Rio Tinto PLC Spon Adr — Sell
Sothebys Hldgs Inc. Delaware — Buy
Sothebys Hldgs Inc. Delaware — Sell
Tocqueville Gold Fund — Buy
Tocqueville Gold Fund — Part.
Tocqueville Gold Fund — Sell
Merrill Lynch Brokerage Acct — Int/Div
408. — Interest
ML Ready Asset Trust
Citigroup Inc
Clough Global Opptys — Buy
Eaton Vance Enhanced Equity Fund
KBW Inc. — Buy
St. Paul Travelers Cos. Crp.
Visteon Corp. Delaware
Van Kampen 593 Muni Ser — Buy
Blackrock Long Term Mun — Buy
Pimco Global Stockplus Income Fund — Part.
Enhanced Equity Yield Fund — Sell
Titanjum Metals Corp. New — Sell
CBS Corp. New — Buy
CBS Corp. New — Sell
Hilton Hotel Corp. — Buy
Hilton Hotel Corp. — Sell
Schwab Trust — Int/Div
428 — Interest
429, — Royalty
Schwab Muni Money Fund (SWXXX) — from ‘Wachovia
Schwab Muni Money Fund (SWTXX) — from Wachovia
Belding MI School Bonds — from ‘Wachovia
Cook Cnty IL Gen Rev Bonds — from Wachovia
Detroit MI City Schl Bonds — from Wachovia
Jackson City MI Wastewater Disp. Bonds — from ‘Wachovia
Kent County MI Rev Bonds — from ‘Wachovia
Meridian MI Publ Schl Bonds — from ‘Wachovia
South Redford MI Sch Bonds — from Wachovia
Wisconsin St. Transn Bonds — from
Zeeland MI Pub School Bonds — from Wachovia
AT&T Inc. CS — from Wachovia
Agere Systems Inc — from Wachovia
Alabama Power Co Pfd-ALPP — from ‘Wachovia
Alabama Power Co Pfd-ALPN — from Wachovia
Avaya Inc — from ‘Wachovia
Bear Steams Pfd — from Wachovia
Citigroup Inc. Pfd — from Wachovia
Comcast Corp New CL A — from ‘Wachovia
FNMA Pfd — from Wachovia
Grupo Televisa SA De CVF — Buy
Harrahs Entertainment Inc. CS — from Wachovia
Intel Corp. CS — from Wachovia
Isis Pharmaceuticals Inc — Buy
Marriott Intl Inc. Cl A CS — from Wachovia
Omnova Solutions, Inc — Buy
Pengrowth Energy Trust — from Wachovia
Pimco Muni Income Fund — from Wachovia
Pioneer Muni High Inc. Trust — from Wachovia
Schnitzer Stl Inds Cl A — Buy
Wynn Resorts — Buy
Franklin Custodian Funds Inc. US Gov't Secs — from Wachovia
Annaly Capital Mgmt — Buy
Buckeye Partners LP — from ‘Wachovia
General Motors Acc. Corp. — from ‘Wachovia
Kinder Morgan Energy Ptrs LP — from Wachovia
Plum Creek Timber Co — from Wachovia
Prologis Trust New Reit — from Wachovia
Prologis Trust New Reit — Sell
Ball St. Univ. Rev. Bonds — Redemption — from Wachovia
Chicago O'Hare Rev. Bonds — Redemption — from
Gift — Partial Honorary Membership — $ 1800.00
Liability — Ciimortgage — M
Reimbursement — X Villanova University School of Law — Villanova, PA- March 25- moot court competition- meals and transportation

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/23815. Public record. Not legal advice.
