# Patti B. Saris

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/23604

## Record

- **Judge:** Patti B. Saris
- **Year:** 2009
- **Pages:** 79

## Text

H6Y, — par)
H6Y, — Sold (part)
HN". — Sold (part)
HN". — ipart)
1245 — Sold (part)
1245 — Sold (part)
1245 — Sold (part)
Trust #7 — Din — Part VII
MA Commonwealth SR A Mum Bds (formerly MAST Ga'l Obhg) — Distnbuted
MA Water Pollution Municipal Bd
Nonvood, MA Municipal Bd
University MA Bldg Auth Municipal Bds — Sold (part)
MA SETpk Auth Mumcipal Bds
Boston, MA MNumcpal bd
shares MSC Brasil Index 1d tmutual td) on) — Buy
SPDR Gold Trust tmutuad th (x) 1 — Buy
SPDR Gold Trust tmutuad th (x) 1 — Buy (add'l)
SPDR Gold Trust tmutuad th (x) 1 — Buy (add'l)
SPDR Gold Trust tmutuad th (x) 1 — Buy (add'l)
SPDR Gold Trust tmutuad th (x) 1 — Buy (add'l)
SPDR Gold Trust tmutuad th (x) 1 — Sold (part)
MA Bay Trans Auth Municipal Bd
MA St Dev Fin Agy Municipal Buds — Sold
New Bedford MA G/O Municipal Bds
LIBS RMA TaxFree Fil cash eg mutual fd ]
Boston, MA Mumcrpal bd
shares MSCT Brazil Index Fd (matual fd) (x) — Buy
SPDR Gold Trust (mutual td) (x) — Buv
Federated Govt Oblig fd money mkt (mutual td) (x) — Buy
Federated Govt Oblig fd money mkt (mutual td) (x) — Sold
Federated US Treas Cash Rsv money mike imutual 1d) (x) — Boy
Federated US Treas Cash Rsv money mike imutual 1d) (x) — Buy (add'l)
Federated US Treas Cash Rsv money mike imutual 1d) (x) — Buy (add'l)
Federated US Treas Cash Rsv money mike imutual 1d) (x) — Buy (add'l)
Federated US Treas Cash Rsv money mike imutual 1d) (x) — Sold (part)
Trust 11 — Int/Div
Manulife Fin'l Cosp (formerly JHancock Finl Sves), conunon
Sun LIfe Assurance, universal life Insurance
Manufacturers Lite Ins, universal life (John Hancock)
Federated USTreas Cash Rsv cash og mututal id
3 . 163. LIBS Bank (Canada) - Financial Institution closed accounts — Interest — Sold (part)
LIBS AG, Financial Institution - closed accounts — Interest — Sold (part)
LIBS AG, Financial Institution - closed accounts — Closed
Umversity MA Bldg Auth Municipal Bds — Sold
MA St Hlth & Edl Municipal Bds — Disinbuted
MA St Gen'l Oblig Municipal Bd — Distributed
Federated USTreas Cash Rsv cash eq mutual fd — 2dd'N)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — ipart)
URS RMA TaxFree Fd cash cq mutual td — Sold
University MA Blde Auth Municipal Bds — Sold
MA St Hlth & Ed Municipal Bds — Distributed
MA St Gen'l Obhy Municipal Bd — Distributed
Federated USTreas Cash Rsv cash eq mutual fl — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fl — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fl — Distiibuted
Ishares MSCI Brazil Index Fd (mutual dyn) — Buy
Ishares MSCI Brazil Index Fd (mutual dyn) — stnibured
MA St Port Auth Municipal Bond — [Distributed
NEA Cons En GO Municipal Bond — Distitbated
MA St Gen'l Oblig Municipal td — Distributed
Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual 1d — Sold (part)
Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual 1d — Buy (add'l)
Ishares MSC Brazil fudex Fd (mutual )(x) — Buy
Trusti 17 — Distribution — Part VII
MA Spl Oblig Municipal Bond — Distnbuted
MA SEWED Pollut Mamicipis! Bond — Sold (part)
Weston MA Municipal Bend — [h=sinibuted
MA St GO Municipal Bds — histnibuted
Federated USTreas Cash Rsv cash eq mutual fi — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fi — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fi — ipart)
Federated USTreas Cash Rsv cash eq mutual fi — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fi — Distibuted
Boston, MA municipal bes — Distributed
SPFD Rold Tr mutual fund — Buy (add'l)
SPFD Rold Tr mutual fund — Ihstnbuted
SPFD Rold Tr mutual fund — Buy (add'l)
NJ Dev Auth Municipal Bds — Interest
Northampton, MA Unltd Tax Ge) Municipal Bds — Distnbuted
Westford, MA Ltd Tax GO Municipal Bds — Distnibuted
Chelmsford, MA GO Municipal Bds — Distributed
MA St Wir Pollution Municipal Bds — Distribuied
Orleans. MA Gen} Oblig Municipal Bds — Ihstnbuted
University MA Bldg Auth Municipal Bds — Matured
Weston, MA Gen'l Oblig Nunicipal Fds — Distnibuted
UBS RMA TaxFree Fd cash eg mutual 1d — Sold
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — Sold (part)
Federated USTreas Cash Rsv cash eq mutual fd — party
Federated USTreas Cash Rsv cash eq mutual fd — pact)
PIMCO Foreign Bd Fd mutual fd — Distributed
SPDR Gold Tr (formerly Streettracks Gold Te) mutual fund — Buy (add'l)
US Treasury Bills — Matured
Boston, MA municipal bds — Distributed
Vanguard Intlat Protected mutual tund — Sold (part)
Vanguard Intlat Protected mutual tund — Distnibuted
US Treas TIPS Bds (x) — Hun
US Treas TIPS Bds (x) — Distributed
MA St Wir Pollution Municipal Bds — Distributed
MA St Cons Ln (formerly listed as Genl Oblig) Muni Bd — Mistmibuted
UBS RMA Taxkree Fd cash eq mutual fd — Sold
Federated USTreas Cash Rsv cash eq mutual fd — Buy (add'l)
S30) — Buy (add'l)
S30) — Buy (add'l)
S30) — Buy (add'l)
S30) — Buy (add'l)
S30) — Buy (add'l)
S30) — Sold (part)
FETS — Sold (part)
FETS — par)
FETS — Sold (part)
FETS — Sold (part)
FETS — past)
FETS — pint)
PIMCO Foreign Bd Fd mutual fd — Distributed
PIMCO Foreign Bd Fd mutual fd — hsinbuted
US [reasury Balls — Matured
Boston, MA mumicipal bes — Distributed
Vanguard Inflat Protected mutual fund + oo oo oo — Sold (part)
Vanguard Inflat Protected mutual fund + oo oo oo — Destined
latin MECN Investments LLC (closely held) (x) — Buy — Pat VI
Trust #20 — Iistnbution — Pann VHI
University MA Bidg Auth Municipal Bds — Sold
MA St Wir Pollin Municipal Bds — Distributed
MA St Cons Ln (formerly fisted as Genl Obl) Mun Bd — Distributed
UBS RMA TaxFree Fd cash ey mutual fd — Sold
UBS RMA TaxFree Fd cash ey mutual fd — Buy (add'l)
UBS RMA TaxFree Fd cash ey mutual fd — Buy (add'l)
dk6. — Buy (add'l)
dk6. — Buy (add'l)
dk6. — part;
dk6. — Sold (part)
PIMCO Foreign Bd Fd mutual fd — Distributed
Boston, MA municipal bds — Dhstributed
US Treas TIPS Bds (x) — Buy
US Treas TIPS Bds (x) — Distributed
Intain MECM investments LLC (closely held) (x) — Buy — Pant VIE
Trust #21 — Ihistntbution — Part VII
Nartbhan pron, MA Lintid Tax GO Municipal ds — Mistributed
Chelmstond, MA GO Municipal Bds — histribisted
MA Se Wir Pollution Municipal Bids — Distributed
MA Se Wir Pollution Municipal Bids — Buy (add'l)
MA Se Wir Pollution Municipal Bids — Buy (add'l)
S20. — Buy (add'l)
S20. — Buy (add'l)
S20. — Buy (add'l)
S20. — Buy (add'l)
S20. — Buy (add'l)
S20. — Sold (part)
S20. — Sold (part)
S20. — Sold (part)
HN". — Sold (part)
S20. — ipart)
S20. — Sold (part)
S20. — ipart)
PIMCO Foreign 13d Fd mutual td — Distributed
PIMCO Foreign 13d Fd mutual td — Distributed
US Treasury Bills — Sinured
Boston. MA municipal bis — Iicinbuted
Vanguard Inflar Protected mutual fund — Sold (part)
Vanguard Inflar Protected mutual fund — [Distributed
Intin MECM Investments LLC (closely held) (x) — Buy — Pant VII
TA Investors LP — None
Liberty Square Partners LP - tinal distn 12008 withdrawal) — Distribution — Part VIII
Wavemark Inc Ser A pid stock — None
Centerbridge Cap Pins LPs (Priv. Eq) — Ihstribution — Buy (add'l)
Centerbridge Cap Pins LPs (Priv. Eq) — Buy (add'l)
Centerbridge Cap Pins LPs (Priv. Eq) — Buy (add'l)
Centerbridge Cap Pins LPs (Priv. Eq) — Buy (add'l)
Centerbridge Cap Pins LPs (Priv. Eq) — Buy (add'l)
Centerbridge Cap Pins LPs (Priv. Eq) — Buy (add'l)
Chilton Invst Co LLC (Priv Eg) — Ihisteibution — Pat Vi)
Global Hotel Cap BV (priv Eq) — NON
Lime Rock Partners IV LP (combined) — None — Buy (add'l)
Lime Rock Partners IV LP (combined) — Buy (add'l)
Lime Rock Partners IV LP (combined) — Buy (add'l)
Park St Cap Pav EqFd VIL ALP — Distribution — Buy (add'l)
Park St Cap Pav EqFd VIL ALP — Buy (add'l)
Park St Cap Natural Rec Fd THLE combined (priv Eq) — stribution — Buy (add'l)
Park St Cap Natural Rec Fd THLE combined (priv Eq) — Buy (add'l)
Park St Cap Natural Rec Fd THLE combined (priv Eq) — Sold (part)
Park St Cap Natural Rec Fd THLE combined (priv Eq) — Buy (add'l)
Summit Pirns Priv Eq Fd VI-A — Distribution — Buy (add'l)
Summit Pirns Priv Eq Fd VI-A — Buy (add'l)
Summit Pirns Priv Eq Fd VI-A — Buy (add'l)
TAX LP (Priv Eq) } — Dhstribution — Buy (add'l)
TAX LP (Priv Eq) } — Buy (add'l)
ahs) — Buy (add'l)
Realty Assoc Fd V Corp (REIT) — Int/Div
Greenville, SC Municipal bds — Interest
Manicopa Cry, AZ Municipal bds — Interest
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
Manicopa Cry, AZ Municipal bds — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Geld)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
H6Y, — Buy (add'l)
HN". — Sold (part)
HN". — Sold (part)
HN". — Sold (part)
HN". — Sold (part)
HN". — par)
HN". — Sold (part)
HN". — pact)
HN". — Sold (part)
HN". — Sold (part)
HN". — Sold (part)
HN". — Sold (part)
HN". — fparty
HN". — Sold (part)
R’34 — Sold (part)
R’34 — Sold (part)
K36. — Sold (part)
X38. — Sold (part)
X38. — Sold (part)
X38. — Sold (part)
X38. — Sold (part)
HighVista LP (x) — istnibuted
Penta Ania Long Short Fund Lid LP(x} — Distributed
latin MECM Assoc 11 LLC closely held — Buy — Pant VII
Liephaestion LP (x) — Buy
Porus Invt Hide Co Lad LP (x) — Buy
Federated US Treas Cash reserve money mrt mutual fd — Buy (add'l)
Federated US Treas Cash reserve money mrt mutual fd — Buy (add'l)
US Treasury B3ills — Matured
SPDR Gold Tr mutual fund — Buy (add'l)
SPDR Gold Tr mutual fund — Buy (add'l)
Pern. — Sold (part)
Florida St. municipal bds — Sold
Minois St municipal bds — Distributed
Intermountain Pwe Agy, UT municipal bds — Sold
Long Island, NY mumcipal bds — Sold
Met Trans Auth. Ny municioak bds — Distributed
Nississipm Sto municipal bds — Distnibuted
New York St Donn Auth municipal Bds — Sold (part)
Regional Trans Dist. CO municiap! hds — Distributed
MFB Northern Fds municipal money narket fd — histnibuted
US Treasury Bills — Aliture
Auburndale, FY. municipal hd — Ihistuibuted
Long Island, NY municipal bds — Seld
Neurophage Pharmls Inc Series A ev pf stock — None
Wavermark Inc Ser B pid stock — None
LOO] — ipart)
Mendia Capital LP — None — Buy (add'l)
Metal Group Lid LP — None
Hony Capital Fund 2008. LP — None — Buy (add'l)
Line Ruck Partaers \, LP combined — Distribution — Buy (add'l)
Line Ruck Partaers \, LP combined — Buy (add'l)
Line Ruck Partaers \, LP combined — Buy (add'l)
Line Ruck Partaers \, LP combined — Buy (add'l)
Line Ruck Partaers \, LP combined — Buy (add'l)
1023, — Buy (add'l)
1023, — Buy (add'l)
Lone Star Fund VI(US), LP — Distribution — Part VII
Lene Star Europe Holdings (US), LP — None
Lene Star Europe Holdings (US), LP — Buy (add'l)
Middle Last North Africa Opportunities Fd, Le — None
TA Realy LLC - IPERS (y)
MA Health & Fd Municipal Bds — Interest
Associates LLC closely held
Baupost Value Partners LP 11 — None
Brookside Cap Partners Fd LP — None — Op2n — Part VII item # 181
Dallas TX Municipal bds — Interest
Glendale AZ Municinal Bds — Toterost — MNMatured
Hawan St Municinal Bds — Interest
Met Trans Auth NY Municipal Bds — Interest
Washington St Municipal Buds — Interest
Michigan St Municipal bds — Interest
Michigan St Municipal bds — Buy (add'l)
Seanle WA Drain & Wastewater Municipal Tle — None — Part VHI
Anchorage AK Mamicapal Bds (x) — None — Buy
Anchorage AK Mamicapal Bds (x) — Buy (add'l)
Anchorage AK Mamicapal Bds (x) — Buy (add'l)
Anchorage AK Mamicapal Bds (x) — Buy (add'l)
Anchorage AK Mamicapal Bds (x) — Buy (add'l)
Anchorage AK Mamicapal Bds (x) — Buy (add'l)
Anchorage AK Mamicapal Bds (x) — Buy (add'l)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Anchorage AK Mamicapal Bds (x) — Sold (part)
Boston MA Municipal Hds
MA Bay Trans Auth Municpal Bds
MA Commonwealth SR A Municipal Bds
MA Commonwealth SR B Municipal Bids
shares MSC Brazil Index Fd (mutant (d) 1 ix) — Buy
shares MSC Brazil Index Fd (mutant (d) 1 ix) — Distributed
1109. - RMA Tax-Free Fd Ine money market (mutual 1d) (x) — Buy
1109. - RMA Tax-Free Fd Ine money market (mutual 1d) (x) — Buy (add'l)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Buy
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Buy (add'l)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Buy (add'l)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Buy (add'l)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Sold (part)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Sold (part)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Sold (part)
Federated US Treas Cash Rsy money mrkt mutual fd) (x) — Sold (part)
1120, — Sold (part)
1120, — Sold (part)
Canada Housing Feast Mtge Bds — Buy
Canada Housing Feast Mtge Bds — Buy (add'l)
Canada Housing Feast Mtge Bds — Buy (add'l)
RBC Bankers’ Acceprances — Buy
RBC Bankers’ Acceprances — pan)
RBC Bankers’ Acceprances — Sold (part)
RBC Bankers’ Acceprances — dd)
RBC Bankers’ Acceprances — Sold (part)
RBC Bankers’ Acceprances — Buy (add'l)
RBC Bankers’ Acceprances — Sold (part)
RBC Bankers’ Acceprances — Buy (add'l)
Bank of Montreal GIL — Buy
National Bank of Canada GC — Buy
Royal Bank of Canada GrIC — Buy
Province of Ontario Notes — Buy
Province of Quebec Notes — Buy
Province of British Columbia Notes (semi-annual package) — Buy
Hydro Quebec notes {int only package) — Buy
US Treas TIPS Bds (x) — Interest — Buy
US Treas TIPS Bds (x) — Buy (add'l)
MA Tpk Auth Mumcipal Bds — Open
MA Tpk Auth Mumcipal Bds — Sold
Weston MA Municipal Bds — Open
Westford MA Municipal Bds — Open
Northampton MA Municipal Bds — Open
MA Commonwealth SR A Municipal Bds — Open
MA Port Auth Mumcipal Bds — Open
MA Port Auth Mumcipal Bds — Sold (part)
MA Water Pollin Municipal Bds — Open
MA Water Pollin Municipal Bds — Sold (part)
MA Water Pollin Municipal Bds — Sold (part)
MA St Spl Oblig Municipal Bds — Open
MA St Spl Oblig Municipal Bds — Sold
Orleans MA Municipal Bds — Open
Orleans MA Municipal Bds — Sold
Orleans MA Municipal Bds — Sold
Stoncham MA Municipal Bds — Open
Stoncham MA Municipal Bds — Sold
Auburndale FL Municipal Bds — Open
Berkeley Cty SC Municipal Bds — Open
Easley SC Municipal Bds — Open
Met Trans Auth NY Municipal Bds — Open
NY St Dorm Auth Municipal Bds — Open
Reg Trans Dist Co Municipal Bds — Open
Pimeo Foreign Bd Fd mutual fd — Open
Vanguard Inflat Protected inutual fd — Open
Ishares MSCI Brazil Index Fd mutual fd — Open
SPDR Gold Trust mutual fd — Open
Int in MECM Associates 11 LLC (closely held) — Open
Anchorage AK Municipal Bds — Buy
Chatham Cty GA Municipal Bs — Buy
Pimco Developing Local Mkt Fd (mutual fund) — Buy
Gold Boullion — Buy
Gold Boullion — Sold (part)
Gold Boullion — Buy (add'l)
Gold Boullion — pact)
Gold Boullion — Buy (add'l)
Gold Boullion — perth
Eliott Associates LP — Open
X Investment Holdings co Lid LP — Open
Federated US Teas Cash Rsv money market (mutual 14) (x) — Open
Federated US Teas Cash Rsv money market (mutual 14) (x) — Buy (add'l)
[Director, ston. MA
Directod/Ofhcer, Federal Judges Association (FJA)
Ofticer/Clerk, 21st Century Fund, Brookline High School. Brookline, MA
Agreement — Trustee — Codman Academy Foandation, Dorchester, M.
Agreement — President & foundmg member — Boston Intellectaal Property American Inn of Court, MA
Spouse's income — 2009 — HARVARD BUSINESS SCHOOL INTERACTIVE, INC, MA - Nonemployee
A Tl ONS. tIndicate part of Repore )

Part

Postions -

A. Reterence is made to Trust #3 and Trust #4 of which I> a Castrustee

All asssets have been separately reported on the FDR and properly disclosed

3}

2008), 7

Position as Trustee on each of Trust és 6 (terminated in

LR. 9, and 13 referenced on 2008 Financial Disclosure Report (FDR) has correctly been

exchuded from this 2009 FDR; is no fonger a trustee on is se trusts and did not serve in this capacity for any part of calendar year 2009.

wt V1 Investments and Trusts -

A. Items listed on calendar year 2008 Financial Disclosure Report (FDR) and excluded for calendar year 2009 do no meet the aggregale income, or aggregate

alue levels outlined in the Financial Disclosure Report Filing Instructions for Judicial Officers and Employees (said instructions referencing Sections 1021a)(3)

and 102001 XB)

B 2009 FDR, Part VII, notations -

In Calon D1) Type:

Open” has been used when tinancial accounts were epened (e.g. item # 1131)

Open” has also been used as the "Type

os all in-kind

secunty contributions made to closely held LLC's by trustees of LLC member trusts

© Mass St

Item 10: Beginning with calendar year 2009 MA St Genreal Oblig Series. Municipal Bonds income and transactions have been included with item #2

(31) Cons Ln Series, Munt Bonds.

Item #79:

28 (item

1004).

Trust # 7 terminated during 2009. Distributed assets were received by Trust #

Item #178: Battery Ventures VI LP made a distribution in kind reported as new assetitem # 179 - this new asset # 179 has been reported as a Spinoff and wa

immediately sold upen receipt

hem #

181:

This tem # 181 was distributed to item # 1033 (1.¢., LLC membership interest contribution)

Item # 18%: MER Northem municipal money market daily detorl activity was not available at filing. The netincrease from buys and sells has been reported to

correctly reflect the actual "gross value” (column C(1)) as of 12/31/09

lem d 191 and

Assets held in Trust # 14 reported as distributed were contnbutions to Item #1173 (MECM Investments LLC) (1.e., LLC membership interest

contribuhons)

fem

p27

Le

and 202

Assets held in Trust # 15 reported as disuibuted were contbations to Item #1173 (MECM Investments LLC) (re, LLC membership interest

contributions),

lem

263 and 29%

Agsets held in Trust # 16 reported as distributed were contributions 10 Item #1

JMECM Investments LLU) (i e., LLC membership interest

contnbutions)

Trem # 299 and 134

Assets held in Trust #i 17 reported as distributed were contributions 10 Itenn #1175 (MECM Investments LIC) (ie, LLC membership interest

ontribuhons)

lem # 340

This item # 330 was distributed to item # 1033 (1

LLC membership interest contribution)

Item # 363: For calendar year 2009 item # 363 income, value. and transactions have heen included with Item # 350) as reported by Park Street Capital

Item # 376 and 3418: Assets held in Trust # 18 reported as distributed were contributions to Item # 1173 (MECN Investments LLC) (ie, LLC membership interest

contributions)

lem # 419 and 46)

Assets held in Trust # 19 reported as distributed were contributions to lem #2 1173 (MECN tnvestments LLC) (ie. LLC membership interest

contributions),

Items # 462 and 504: Assets held in Trust # 20 reported as distributed were contributions to ftem # 1173 (MECN Investments LLC) fie, LLC membership interest

contributions)

Wen i 505 and S46:

Assets held in Trust #

2) reported as distributed were contnbations to lem # 1173 (MECM Investments LLC) (re, LLC snembership interest

contributions}

fem & S38

Reported Distribution represents receipt of funds heldback from the withdrawal from the parthership in 2008

Hem

¥

i

MN

Sce ltem # 1122

fem 4 881°

This item 2 88 | was distributed to item # 1238 (MECN Associates IE LLC) as ns em # 1242

Item # 883 and 891:

Assets held in Trust # 22 reported as distrbuted were contributions to item # 1238 (MECM Associates 11.1.0) fi e.. LLC membership interest

contributions)

Item # 885 and 886

These item #s 88S and 886 were disuibuted to MECN Associates [LLC and are tetlected as ane item being item # 1239 as reported by

Raupost Value Partners LP 11

Tem # 904 and 928: Assets held i Trust # 23 reported as distributed were contributions to tem 1173 (MECM Investments LLC) fre, LLC membership interest

contributions)

Item #

027: Previously 100% was reported under item # 12.

fem #929 and 953:

Assets held in Trust # 23 reported as distributed were contributions to Hem & F273 IMEC dnvestments LLC) (ie, LLC membership mterest

contributions).

Item # O52:

Previously 100% was reported under item # 12

Item #934 and 97%

Assets held in Trust # 25 reported as distributed were contributions to ltem & 1173 (MECM Investments LLC) (i.e. LLC membership interest

contributions)

hem i 977

Previously 100% was reported under item

12

lem #979 and 10U3: Assets held in Trust % 26 reported as distributed were contnibutions to Treen # 173 (MECM lnvestiments LLC) (re, LLC membership

imerest contributions)

fem #1002. Previcusly 100% was reported under item § 12

Trem £1023: This asset description has been corrected for a 2008 FOR transposition error. The corect LP fund number 1s VI, and not IV as previousty ecported on

the 2008 FOR

Item & 1050. All municipal bounds were sold in 2008 and not partiably sold as previously reported on 2008 FDR

During 2009 there was no mcome 10 report. nor

value or transac nons

fiom #2 154 and 1069

Assets held in new Trust #27 reported as distributed were contributions to hen # 1173 (MECM Investinents LLC) fre

LLC membersinp

interest contributions)

fren if 1094 and 1108

Assets held in new Trust #28 reported as distributed were coninbutions to hemi 1173 ¢MECM Investments LLC) (ees LLC membership

interest contnibutionsy

tem £1173

Closely held LLC (item # 1173 header row) toltowed by sts holding

nd transactions

ig

"

Hem

123% Closely held LLC (Item # 1238 header row) [oHowed by ws holds

> and transaction:

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/23604. Public record. Not legal advice.