# Richard R. Clifton

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/23190

## Record

- **Judge:** Richard R. Clifton
- **Year:** 2009
- **Pages:** 18

## Text

Fist Hawanan Bank savings — Interest
Hawanan Electric Industries common — Int/Div
Real Networks cemmon — None
Morgan Stanley Bank — Intescst
Fidelity Magellan Fund (IRA) — Int/Div
Brokerage acct #2
Ballard Power Systems common — None
Ciena common — None
Charles Schwab Money Market Fund — Int/Div
CREF Global Equities — None
Charles Schwab Money Market Fund — Int/Div — Closed
Morgan Group Equity Index Fund A — Int/Div
Charles Schwab Money Market Fund — Int/Div — Closed
Group Equity Index Fund A
Agence2], Inc. common — None — Expired
Oppenheimer Main Street Small Cap Func
American Funds Investment Co of America(HR-10)
Quaeranteed Income Fund
Northwestn Mutual whole hie — None
Northwesin Mutual extea ordinary life — None
Midland National whole life — None
Trust #1 — None
FMI Large Cap Fd 1 — pan)
Hertford Mut Cap Appreciation Fd — Buy
Ishares Tr S&P S00 Index Fund
JPMorgan Intrepid America Fd
JPMorgan Asia Equity Fd
JPMorgan Intrepid int) Fd Select
JPMorgan Tax Free Mmkt Prem Sweep
Dodge & Cox Fds Intl Stk Fd — Sold (part)
Eaton Vance Invt Tr Lg Cap Val Fd — Buy (add'l)
FMI Large Cap Fd — pan)
Ishares MSC! All Cniry Asia Ex Jp Fd — Sold (part)
shares Tr S&P S00 Index Fd — pan)
JPMorgan Highbridge Star Mkt Neut Fd — Buy (add'l)
T Rowe Price Int Fds New Asia Fd
Goldman Sachs Tr High Yield Fd Jnstl — Buy
1shares Tr US Treas Intl Prot Fd
IRA) — None
JPMorgan Deposit Sweep Inst
JPMorgan Asia Fquity Fd — Sold (part)
JPMorgan Diversiticd Mid Cap Growth Fd — pan)
JPMorgan Highbridge State Mkt Neut Fd — Buy (add'l)
JPMorgan Intrepid America Fund
JPMorgan US Large Cap Core Plus Select
JPMorgan High Yield Bond Fund Sclect Class — Sold (part)
JPMorgan Short Duration Bond Fund Select Class — Buy (add'l)
JPMorgan Strat Inem Oppys Fd Sel — Buy
Director, American Judicature Society, Huwan Chapter
Director, Hawan Public Radio
Director, Hawaii Women's Legal Foundation
Director, Ninth Judicial Circuit Historical Society
Co-trustee, Trusts #) - #3
Reimbursement — University of San Diego — March 3-5, 2009 — San Diego, CA — Teaching in Junistin Residence program — ation, lodging. meals
Income — 2009 — University of San Dicgo - teaching — $1.000 00
Spouse's income — 2009 — Self-employed, dietitian consultant
Hon. Bobby R. Babcock

Committee on Financial Disclosure

August 13,2010

Page 2

inference is that somewhere along the way a little bit of cash made its way into the

account (too small an amount to buy another share or unit of the funds in which the

account is invested), and this is how the plan administrator holds cash. As

reflected at the bottom of the statement page, the plan administrator is Prudential

Retirement. If “Guaranteed Income Fund” is not a public mutual fund or money

market fund, then I assume it must be a Prudential holding, so it might be

identified as “Prudential Retirement Guaranteed Income Fund.” Unless I hear to

the contrary, I will identify it that way in future reports.

Thank you for your assistance. Please contact me if I can clarify or correct

anything else.

Richard R. Clifton

Enclosure: one page from 12/31/09 retirement accounts statement (redacted)

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/23190. Public record. Not legal advice.
