# William H. Pauley 3 > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/22879 ## Record - **Judge:** William H. Pauley 3 - **Year:** 2007 - **Pages:** 11 ## Text COMMON STOCKS EXXON/MOBIL — Int/Div AXA AMERICAN DEPOSITORY SHARES — Int/Div PRUDENTIAL FIN'L SRVS — Int/Div IBM — Int/Div MUTUAL FUNDS AIM SM CAP EQUITY FUND CL B (SMEBX) — Int/Div — Conversion AIM SM CAP EQUITY FUND CL A (SMEAX) — Conversion AIM SM CAP EQUITY FUND CL A (SMEAX) — Int/Div — Sell ALGER FD BAL PORTFOLIO (ALGBX) — Int/Div — Conversion ALGER FD BAL PORTFOLIO CL A (ALBAX) — Int/Div — Conversion ALLIANCE FOCUSED GROWTH INCOME CL A (ADGAX) — Sell DAVIS NY VENTURE FUND CL A (NYVTX) — Int/Div DRYDEN TOTAL RETURN BOND FUND CL A (PDBAX) — Int/Div DRYDEN ACTIVE ALLOCATION FUND CL A (PIBAX) — Int/Div DRYDEN INTL EQTY FD CL A (PJRAX) — Int/Div DRYDEN STOCK INDEX FUND CL A (PSIAX) — Int/Div — Sale DRYDEN SM CAP CORE EQTY FD CL A (PQVAX) — None FEDERATED INTERNATIONAL VALUE FUND CL B (FGFBX) — Int/Div — Conversion FEDERATED INTERNATIONAL VALUE FUND CL A (FGFAX) — Int/Div — Conversion GOLDMAN SACHS MID CAP VALUE FUND CL B (GCMBX) — Int/Div — Conversion GOLDMAN SACHS MID CAP VALUE FUND CL A (GCMAX) — Conversion GOLDMAN SACHS MID CAP VALUE FUND CL A (GCMAX) — Int/Div — Sale J. HANCOCK US GLOBAL LEADERS GROWTH CL A (USGLX) — Int/Div JENNISON NATURAL RESOURCES FUND CL A (PGNAX) — Int/Div — Sale JENNISON FIN SERVS FD CL A (PFSAX) — Int/Div — Sale JENNISON FIN SERVS FD CL A (PFSAX) — Sell JD MODERATE ALLOCATION FD CL A (JDTAX) — Buy JENNISONEQTY OPP CL A (PJIAX) — Int/Div — Sell JENNISON UTILITY FUND CL A (PRUAX) — Int/Div JENINSON SMALL CO.FUND CLASS A (PGOAX) — Int/Div DRYDEN STRATEGIC VALUE FUND CL A (SUVAX) — Int/Div PUTNAM HEALTH SCI TRUST CL B (PHSBX) — None — Conversion PUTNAM HEALTH SCI TRUST CL A (PHSTX) — None — Conversion PUTNAM HEALTH SCI TRUST CL A (PHSTX) — None — Sell PUTNAM SM CAP VALUE CL A (PSLAX) — Int/Div — Sell SELIG LASALLE DIVIDEND REAL ESTATE FUND CL B (SREBX) — Int/Div — Conversion SELIG LASALLE DIVIDEND REAL ESTATE FUND CL A (SREAX) — Conversion SELIG LASALLEDIVIDEND REAL ESTATE FUND CL A (SREAX) — Int/Div — Sale SELIG LASALLE DIVIDEND REAL ESTATE FUND CL A (SREAX) — Int/Div — Sell SELIG INCOMEAND GROWTH CL A (SINFX) — Int/Div — Conversion SELIG SM CAP VALUEFD CL B (SSCBX) — Int/Div — Conversion SELIG SM CAP VALUEFD CL A (SSCVX) — Int/Div — Conversion SELIG FRONTIER FUND CL B (SLFBX) — Int/Div — Conversion SELIG FRONTIER FUND CL A (SLFRX) — Conversion ANNUITIES DISCOVERY PLUS — Interest CASH AND CASH EQUIVALENTS JP MORGAN CHASE — Interest U.S. TREASURY BILLS — Interest — Buy U.S. SAVINGS BONDS — Interest AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div AXA FIN'L LIFE INS (Cash Surrender Value) — Int/Div WACHOVIA MONEY MARKET ACCOUNT — Interest EVERGREEN MUNICIPAL MONEY MARKET FUND — Interest NEW YORK STATE COLLEGE TUITION SAVINGS FUND PROGRAM — Interest — Buy NEW YORK STATE COLLEGE TUITION SAVINGS FUND PROGRAM — Sell BB & TBANK CD — None — Redemption THIRD FEDERAL S& LCD — None — Redemption FIFTH THIRD BANK CD — None — Redemption RETIREMENT ACCOUNTS 401K PLAN - ING — Int/Div IRA SCUDDER — Interest ALGER CAPITAL APPRECIATION FD CL B (ACAPX) — None — Conversion ALGER CAPITAL APPRECIATION FD CL A (ACAAX) — None — Conversion JENNISON GROWTH CL A (PJFAX) — Int/Div JENNISON TECH FUND CL A (PTYAX) — None — Conversion JENNISON MID-CAP GROWTH FUND CL A (PEEAX) — None — Conversion DAVIS NY VENTURE FUND CL A (NYVTX) — Int/Div GOLDMAN SACHS TRUST FUND CAP GRWTH PORTFOLIO CL A (GSCGX) — None JENNISON HLTH SCI FD CL A (PHLAX) — Int/Div JENNISON SELECT GROWTH FUND CL B (SPFBX) — None — Conversion JENNISON SELECT GROWTH FUND CL A (SPFAX) — None — Conversion STRATEGIC PARTNERS NEW ERA GRWTH FD CL B (SNGBX) — None — Conversion JENNISON MID-CAP GROWTH FUND CL B (PEEBX) — None — Conversion JENNISON MID-CAP GROWTH FUND CL B (PEEBX) — None — Sell SELIG COMM & INFO FD CL A (SLMCX) — Int/Div Member of Board of Visitors, Duke University School of Law Agreement — 1.1998 — Continuation of payments agreement with former law partner, Franklyn H. Snitow, and his law firm, Snitow Kanfer Holtzer & Millus, LLP. Reimbursement — Duke University School of Law Income — 2007 — Snitow & Pauley, a former law partnership winding-down its affairs (continuation of payments agreement described in Part II, line 1) — $0 Spouse's income — 2007 — Self-Employed Licensed Real Estate Sales Person Spouse's income — 2007 — Self-Employed Floral Designer None. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/22879. Public record. Not legal advice.