# P. Kevin Castel > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/21759 ## Record - **Judge:** P. Kevin Castel - **Year:** 2004 - **Pages:** 22 ## Text same as above — buy same as above — buy same as above — buy same as above — buy Brk Act #1 Fidelity Cash Reserves — Int/Div Brk Act nd Fidelity Asset Manager Mutual Fund — Int/Div — buy Brk Act #1 [] Fidelity Aggressive Growth Mutual Fund — Int/Div — buy Brk Act #1 [} Fidelity Insurance Mutual Fund — Int/Div — buy Brk Act#1 fl Fidelity Balanced — Int/Div — buy same as above — buy same as above — buy Brk Acti Spartan NY Muni Income — Int/Div — buy Brk Act#l [ Fidelity Diversified Intemational — None — buy same as above ” — sell Brk Act#2 fl] SB Muni Mny Mkt Port CL A — Int/Div Brk Act I NQN (Nuveen NY) invt Qualtiy Mun Fd = — Int/Div Brk Act#2 J] AIM Ager Grwth Fd Class A — None Brk Act #3 JJ'SB Apprectioan Fd CL A — Int/Div Brk Act #4 SB Premier Selections Large Cap Fd CLA = — None — sell Brk Act #2} SB Muni Fd NY Port CL A — Int/Div Brk Act #2 [ ] SB Intermediate Maturity NY Muni Fund CLA ~ — Int/Div Brk Act#2]] SB Large Cap Grwth FD CL A — None — buy same as above — None — buy Bik Act # ff Units Nuveen TE UT TR #51 M NY Insd Ser6 ~ — Int/Div Brk Act #2’ NYS MED CARE FACS FINAGY RV MENTH.TH 5.3/04 — Interest — redemption Brk Act NYC SER A-1 AMBAC 5/04 — Interest — redemption Brk Act nf] NYC G/O SER L 5.3/04 — Interest — redemption Brk Act #ENY NY SER D 6/05 — Interest Brk Act will NYS MED CARE FAC FIN AGY MENTHLTH 5/05 — Interest Brk Act #2 1 NYS DORM AU REVS CITY U 5/05 (4.45/05) — Interest BrkAct# J] NYC G/O SER L 5.45/05 — Interest Brk Act#2] NYC Gen Oblig SER K 4.5/05 — Interest Brk Act nll NYS DORM AUTH REVS SECD HOSP 5/06 — Interest Brk Act nl MTA NY Excess Loss Fd 4.3/06 Ft — Interest Brk Act wll NYS Med Care Facs Fin Agy Mntl Hith 4.9/(06) — Interest — sell Brk Act #2 ['] NYS Trwy Auth Gen Rev Ser B 4.9/07 — Interest Brk Act #8 Triborough B & TAuth NY GEN PURP SER . 5/ — Interest Brk Act #2 ff NYC G/O SER J 5/07 — Interest Brk Act #2 i NYS Dorm Au REVS City U 4.625/07 — Interest Brk Act wll NYS Dorm Au Revs Rockefeller U 43/07 = — Interest BrkAct 2 NYS Dorm Au REVS M Filmore Hosp 5.12513 — Interest Brk Act #2, i NYS Dorm Au Jewish Med Ctr 4.5/07 — Interest Brk Act #2, 1 NYS Med Care FAC Fin Agy MentHIth 5.27/08 — Interest Brk Act nd NYC Gen Oblig Ser H 4.5/08 — Interest Brk Act#2 I NY NY SER M AMBAC 5/08 — Interest Brk Act 2] NYS DORM AU REVS 5/08 — Interest Brk Act2(f Nassau Co Ser Z 5/08 — Interest — buy Brk Act #2 [ ] NYS Med Care FACS Hosp & Nurs 5.75/08 — Interest — sell Brk Act #2] Nassau Cty COMB SWR DISTR SER Y 5/08 — Interest Brk Act #2] NYST AU LOC HGHWY&BRIDGE 5/09 = — Interest Brk Act id NYS Dorm Au Revs New Island Hosp 52/09 = — Interest Brk Act#2 {J NY NY SER D 6/10 — Interest Brk Act #2 [ ] NY NY SER J 4.625/10 — Interest Brk Act #f) NYC Gen Oblig SER K 5/10 — Interest Brk Act # MNYS TWY AUTH 5.25/10 (X) — Interest Brk Act na NY NY RFDG Ser J 5/10 — Interest — buy Brk Act#2 WNYC G/O Ser G 3.125/10 — Interest — buy Brk Act #2 Nassau Co Ser C 5.25/10 (X) — Interest Brk Act mfve G/O SER C 4.375 (/11) — Interest BrkAct wf) NYC G/O SER D 5.4/11 — Interest BrkAct 2 NYS Dom Au REVS ST Vincent's H SENT — Interest BrkAct#2 [J NYCRFDG Ser H 1.94/11 — Interest — buy same as above — Interest — buy same as above — Interest — buy same as above — Interest — buy BrkAct #§ NYC RFDG 1.77/11 — Interest — buy Brk Act #2 1 NYCRFDG Ser H SubSer H6 1.040/11 — buy same as above — buy same as above — buy same as above — buy same as above — buy same as above — Interest — partial Brk Act # BI NYS ENV FACS 5/11 (X) — Interest Brk Act #2(f NYNY Ser F 5.125/11 — Interest — buy Brk Act oT NYC Transitional Auth 4.6/11 (X) — Interest Brk Act#2 ['] NY NY Ser J 4/12 — Interest — buy Brk Act #2 fl NYS Dorm Auth City Univ 5.75/12 — Interest — buy Brk Act #1 NYC RFDG Ser H-6 float/12 — Interest — buy BrkAct#2 q NYC REDG Ser F 5.25/12 (X) — Interest Brk Act #2) Nassau Co Gen Imo Ser V 5.25/13 (X) — Interest BrkAct #2 NYC G/O Ser H 5.25/13 (X) — Interest BrkAct #fNY NY Ser J FGIC-TCRS 5.35/12 (X) — Interest Brk Act #2 {NYS Dorm Auth Upstate Comm Coll Rev B 5/13 — Interest — buy Brk Act # NYC RFDG Ser H Sub H-6 1.94/13 — Interest — buy Brk Act i NY NY RFDG Ser B-FGIC TCRS 5.75/13 XX) — Interest BrkAct #2} Medina NY Cent Sc Dist 4.75/13 (X) — Interest BrkAct #2 UPA 5/13 (X) — Interest Brk Act #2 NYS Dom AURFDG SECD HOSP NYDTWN 5.2/014 — Interest Brk Act #2 f] NYSMedCare FACSFINA 5 YMENTHLTH F 5.375/14 — Interest Brk Act #2 1 NYS Dorm Auth Revs Ithaca Coll 5/13 — Interest — buy Brk Act #2 a Camden NY Cent SCh DIST SER A 45/14 = — Interest Brk Act#2ff§ NYC MUN WTR FIN 00/14 — Interest Brk Act nf NYS DORM AU Iona Coll 4.3/14 — Interest Brk-Act #2 fl] Nassau Cty NY GENIMPT SER X 5.1/14 = — Interest Brk Act#2 J] LI Pwr Au 5/14 — Interest — buy Brk Act #2(f NYC Ser J 5.25/14 (X) — Interest Brk Act #2 ff Sharon Springs MunWitr 4.8/14 — Interest — buy Brk Act ng NYS Dorm Au Colgate 4.625/14 — Interest — buy BrkAct#2 nye Ser A G/0 4.3/14 — Interest — buy Brk Act # QL Pwr Au 5/14 (X) — Interest Brk Act nf} Bethlehem NY Cent Sch Dt 5.125/14 xX) — Interest Brk Act #2ff)NYS Med Care 5.375/14 (X) — Interest — sell Brk Act #2) Buffalo NY SER C Parking 4.7/15 — Interest Brk Act #fNo Babylon Sch Dt 5.25/15 (X) — Interest BrkAct #2 NYS TWY AU SS (09 — Interest BrkAct NY,NY Ser [5.25/15 — Interest — buy Brk Act nf NYC REF Ser B G/O 5.75/15 (X) — Interest Brk Act wf NY,NY RFDG Ser G 5/15 — Interest — buy Brk Act #2 ff NYS EnRGY R&D AU ORNGE & ROCK float/15 — Interest — buy same as above — Interest — buy Brk Act #2 (ff LI Pwr Au 4/15 — Interest — buy Brk Act#2 [1] Carle Place 5.4/15 — Interest — buy Brk Act #2 ff NYNY Ser A 5.25/15 — Interest — buy Brk Act #2 MTA 5.25/15 (X) — Interest Brk Act wf NYC Health & Hosp 4.55/16 — Interest BrkAct #2 ff Nassau Co GenlImpt Ser Y 5/16 — Interest — buy BrkAct# 2 NYC G/O Ser H 5.25/16 — Interest — buy Brk Act #2f] NYS Dorm Au St Johns U 5/16 (X) — Interest BrkAct #2, NY, NY Trans Fin Au 4.75/16 (X) — Interest BrkAct#2 ff LIPA 5.125/16 — Interest Brkact nf NYS Env Fac Corp St Clean Wtr 5/17 xX) = — Interest Brk Act #8 NY NY RFDG Ser J 5/17 (X) — Interest Brk Act #2 NYC Ser G G/O 5/17 — Interest — buy Brk Act#2 gnys Dorm AU City U 5/18 — Interest Brk Act#? H. NYC SER B Gen Obl 5.375/18 (X) — Interest Brk Act " LINYPWR AU 5/18 (X) — Interest NBrkAct#2 a NYS Dorm Au St Josephs H 525118 (XX) ~ — Interest Brk Act wil Buffalo NY Mun Wir Fin Au 5/19 — Interest — buy Brk Act oN Niagra Falls Brdg float/19 — None — buy Brk Act# fl Buffalo Ser C 5/19 (X) — Interest BrkAct nf NYC Trans F/A Rev 5.25/21 — Interest — buy Brk Act wf NYC TR Cultural Res Am Muse Nat Hist float/ 21 — Interest — buy Brk Act #2(f) Triborough B & TAU 5/24 (X) — Interest Brk Act#7fl: Triborough B & T Au 1.95/32 (X) — Interest Brk Acctizf) Kayne Anderson MLP INVT Co — Int/Div — buy Bkt Actiaff Ishares TR Dow Jones Select Div Index Func (X) — Int/Div Brk Act#4 NYS Med Care 5.3/04 — Interest — redemption Brk Act#4 NYS Twy Au SER A 4.9/05 — Interest Brk Act #4 NYS Dorm Au City U 4.45/05 — Interest Brk Act #4 NYS Dorm Au Southside Hosp 5/06 — Interest Brk Act #4 NY RFDF SER A 6.125/06 — Interest — sell Brk Act #4 NYS Dorm Au UTD Health 4.8/06 — Interest Brk Act #4 NYS MED CARE MNTL HEALTH 4.9/06 — Interest — sell Brk Act #4 NYS Dorm Au City U 4.625/07 — Interest Brk Act #4 Port Auth 119th Ser 5/07 — Interest Brk Act #4 NYS Dorm Mtg Hosp 4.95/08 — Interest Brk Act #4 NYS Med Care 5.4/08 new mat 05 — Interest Brk Act#4 NYS Thrwy 5.1/10 — Interest Brk Act#4 NYC G/O Ser C 4.35/11 — Interest Brk Act #4 NYC RFDG Ser H, subser H6 float/12 — None — buy Brk Act #4 MTA FRDG Ser A 4.3/13 (X) — Interest Brk Act #4 Nassau Cty Gen Impt Ser X 5.1/14 — Interest Brk Act #4 NYC Ref Ser B G/O 5.75/15 (X) — Interest Brk Act #4 NYC Health & Hosp 4.54.557/16 — Interest Brk Act#4 NYC G/O Ser B 5.25/18 — Interest — buy Brk Act # fJ) SB Muni NY MNY MKT PORT CL A - — Int/Div Brk Act #5 SB Apprec Fd CL A — None — sell BrkAct#5 a SM Muni FD NY Port CL A — Int/Div Brk Act #5 ff} SB High Income FD CL A — Int/Div — sell BrkAct #f SB Intermediate Maty NY Muni FD CLA — Int/Div Brk Act #54 SB Large Cap Growh Fund CL A — Int/Div — buy Brk Act #5(ff NYS Med Care 5.3/04 — Interest — redeemed Brk Act wf NYS Dorm AU 4.45/05 — Interest Brk Act #5 NYNY RFDG SER A 6.125/06 — Interest — sell Brk Act#5 ff) NYS Dorm Au 4.8106 — Interest Brk Act #g NYS Med Care MNTL HLTH 4.9/06 — Interest — sell Brk Act #5: l'NYS Dorm AU City U 4.625/07 — Interest Brk Act#5 ]) Port Auth NYNJ 119th Ser 5/07 — Interest BrkAct #g NYS Dorm UTD Hith Svcs 4.95/08 — Interest Brk Act #5 NYS Med Care Ment Hith 5.4/05°08 — Interest Brk Act#5(ff NYC G/O SER C 4375/11 — Interest Brk Act #5) Corning NYC Sch Dist SerB 4.25/13 — Interest Brk Act #2 ) Nassau Cnty NY Gen Impt Ser X 51/14 — Interest Brk Act #5 fl) NYC Ref B G/O 5.75/15 (X) — Interest Brk Act #5f]) NY, NySer H 5/15 — Interest — buy Brk Act#5 ff) MTA 525/15 (X) — Interest Brk Act #if) NYC Health&Hosp 4.55/16 — Interest Brk Act #6 SB Money Funds Cash Port CLA — Int/Div Brk Act #6) SB Muni NY Mkt Port CL A — Int/Div Brk Act #6 ff ADP — Int/Div Brk Act sof BBY — Int/Div Brk Act #¢ff) CSCO — None Brk Act #6 fl CTAS — Int/Div Brk Act #6 fl Citigroup — Int/Div Brk Act #6 ff Dell (X) — None Brk Act #¢f§) EMR — Int/Div — sell Brk Act #6 ll GE — Int/Div Brk Act#6fl HD — Int/Div Brk Act #60' BM — Int/Div Brk Act #6 KMB — Int/Div Brk Act #6ff KS — None Brk Act #6) LLY — Int/Div Brk Act #6) MDT — Int/Div Brk Act #6) MRK — Int/Div Brk Act #6(fg MSFT — Int/Div Brk Act #¢ff) NOK — Int/Div Brk Act #f NP (X) — None — sell Brk Act #f ORCI — None Brk Act #6/f§ PFE — Int/Div Brk Act #6 # WMT — Int/Div Brk Act #6 WAG — Int/Div Brk Act #sf) WFC ! — Int/Div Brk Act #7 Citibank NA Bank Dep Program (X) — Interest Brk Act#7 FNMA — None — buy same as above — sell Brk Act #8 f Citibank Bank Dep Prog — Interest 10. Brk Act wl SB Appreciation FD CL A — None Brk Act #9 fl]: SB MUNINY MNY MKT PORT CLA — Int/Div Brk Act #9. I Nuveen NY Select Qual (NVN) — Int/Div Brk Act #10 dil) SB MUNI NY MNY PORT CL A — Int/Div Brk Act #10 » Nuveen NY Sel Qual (NVN) — Int/Div Brk Act #118 Fidelity Funds(Stock) — None Brk Act#1 ff Spartan US Eq Index — None Brk Act#11ffl) MSIFT CP Fx Inst — Int/Div Brk Act #12 PHX Oakhurst Strat Alloc FD A — None Brk Act #12 PHX Oakhurst Inc&Growth FD A — Int/Div Brk Act #13 Fidelity Divers Intl — None Brk Act #13 Fidelity Equity Inc — None Brk Act #13 Fidelity Inter Bond — Interest Brk Act #13 Fidelity Retire Mmkt — Interest Brk Act #14 Fidelity Equity Inc — None Brk Act #14 Fidelity Inter Bond — Interest Brk Act #14 Fidelity Retirement Mmkt — Interest 1st Vice President, St. John's School of Law, Alumni Association (uncompensated) Agreement — 10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm. Reimbursement — Commercial & Federal Litigation Section of New York State Bar Association — SRE 2d Food (PKC an gull Income — 2005 — Cahill Gordon & Reindel LLP (fees received in 2005 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal) — $29.041 Income — 2004 — Cahill Gordon & Reindel LLP (fees received in 2004 for fiscal 2004 attributable to services prior to 10/31/03 withdrawal) — $384.996 Income — 2004 — Cahill Gordon & Reindel LLP (fees received in 2004 for fiscal 2003 attributable to services prior to10/31/03 withdrawal) — $1,251,313 WV: litle ha at” of. Nett wl." Ns ull) Y; te aN lly... St’ ls Stl ole ned dl Weal: All dls: own: Nts lh As Salt” wh. Tedl Item 225 of Prior FDR Brk Act #7 HSY sold on 4/22/03. Item 226 of Prior FDR Brk Act #7 HD sold on 5/21/03 and 7/15/03. Item 227 of Prior FDR Brk Act #7 HMC sold prior to 12/31/03. Item 228 of Prior FDR Brk Act #7 KFT sold on 3/10/03 Item 225 of Prior FDR Brk Act #7 HSY sold on 4/22/03. Item 229 of Prior FDR Brk Act #7 KR sold on 4/22/03. Item 230 of Prior FDR Brk Act #7 Lowes Corp Carolina Group CG sold on 4/10/03. Item 231 Brk Act #7 MBI sold on 3/17/03. Item 232 of Prior FDR Brk Act #7 MDT sold prior to 12/31/03. Item 233 of Prior FDR Brk Act #7 MSFT sold on 11/14/03. Item 234 of Prior FDR Brk Act #7 MOGA sold on 4/28/03 and 4/30/03. Item 235 of Prior FDR Brk Act #7 NYB sold on 4/22/03. Item 236 of Prior FDR Brk Act #7 OMC sold on 11/19/03. Item 237 of Prior FDR Brk Act #7 POG sold 4/14/03. Item 238 of Prior FDR Brk Act #7 PFE sold on 11/19/03. Item 239 of Prior FDR Brk Act #7 PFG sold on 11/19/03. Item 240 of Prior FDR Brk Act #7 PRU sold on 11/14/03. Item 241 of Prior FDR Brk Act #7 SLB sold on 4/10/03. Item 243 of Prior FDR Brk Act #7 WMT sold on 5/21/03 and 11/19/03. Item 245 of Prior FDR Brk Act #7 ISHARES MSCI MEXICO(EWW ) sold prior to 12/31/03. Item 246 of Prior FDR Brk Act #7 ISHARES TR LEHMAN TBOBD (SHY) sold prior to 12/31/03 Item 274 Brk Act #7 Bank of NY sold on 3/17/03. Item 275 of Prior FDR Brk Act #7 FISERV sold on 4/28/03. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21759. Public record. Not legal advice.