# David Aldrich Nelson > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/21618 ## Record - **Judge:** David Aldrich Nelson - **Year:** 2005 - **Pages:** 21 ## Text Weyerhaeuser — Buy Weyerhaeuser — Sell Brokerage Acct #1 WP Carey & Co. LLC shares — Distribution Convergys Corp. stock — None — Part Convergys Corp. stock — Part Convergys Corp. stock — Rest Blount Intemational Inc., stock — None Valeant Pharmaceutical Intl. Stock — Int/Div Tyco Intl. Stock — Int/Div — Part Tyco Intl. Stock — sen Astra Zeneca ADRs — Int/Div — Sell Helmerich & Payne — Int/Div MS India Inv. Fund — Int/Div Tidewater — Int/Div — Sell I Shares MSCI Aus. IDX Fund — Int/Div Vanguard World FD Health Care Vipers — Int/Div BJ Services — Int/Div — Buy Cimarx Energy — None — Buy Newfield Exploration — Int/Div — Buy Pogo Producing — Int/Div — Buy Commodores Club partnership share — None Huntington Natl Bank misc-accounts — Int/Div — Part VIII) IRA #1 — Int/Div — (Note: — Part VII) IRA #1 — of — Income IRA #1 — cap — reported IRA #1 — Interest — include IRA #1 — capital.) Adams Express stock — Sell Archstone Smith REIT shares Central Securities Corp. stock New Plan Excel Realty Trust REIT shares % Ranger Indus. stock United Dominion Realty Trust REIT shares — Sell Annaly Mtg Mgmt. REIT shares — More Annaly Mtg Mgmt. REIT shares — Sell Equity Resident. REIT shares Equity Resident. REIT shares — Merger — Part VIII) LaSalle Hotel Ppty REIT shares — Part Plum Ck Timber REIT shares AT&T Sr Notes 7% 5/15/05 — Matured Lucent Tech. Note 7.25% 7/15/06 Xerox Cap. Europe Note 6.25% 4/24/08 — Redemp Cinergy Corp. Stock Conoco Phillips stock Occidental Petroleum stock Teco Energy stock Thomburg Mortgage REIT shares — Part Thomburg Mortgage REIT shares — More Thomburg Mortgage REIT shares — Part T.Rowe Price Intl Bond Fund mutual fund — Part Abbott Labs — Sell Amgen Inc — Sell Anadarko Petrol Co — Sell Apache Corp — Sell BP PLC ADRs Bank of America Carr America Rlty Chevron Texaco — More Consol. Energy Inc — Part Consol. Energy Inc — Sell Duke Energy Corp. El Paso Corp. — More El Paso Corp. — Sell 74. — Fidelity Natl. Fin'l Inc — Part Fording Cdn. Coal Trust — More India Fund, Inc — More JP Morgan Chase & Co. Korea Fund stock — Sell Levi Strauss & Co. Senior Notes 12.25% due 12/15/12 Marathon Oil Co. — More Nat'l City Corp. — More 83. -- Peabody Energy Corp. — Part 83. -- Peabody Energy Corp. — Part Pimco Emg. Mkt. Bond Fund Weingarten Realty Alliance Resource Prtnrs — Buy Allied Cap Corp — Buy Cemex ADRs — Buy Corporate Office Pptys — Buy Delta Airlines Note 8/15/08 — Buy Enterprise Products Prtors — Buy Freeport McMoran C&G — Buy 1 Shares NASD Biotech — Buy Japan Equity Fund — Buy Norsk Hydro — Buy Petroleo Brasileriro ADRs — Buy Petroleo Brasileriro ADRs — More Pimco Commod Real Rtn Strat. Fd. — Buy Potlatch — Buy Rayonier — Buy Royal Dutch ADRs — Buy Syngenta ADRs — Buy TEPPCO Prtors — Buy Total ADRs — Buy Vanguard Utilities Vipers — Buy Weyerhaeuser — Sell 114. -- Park Electrochem — Buy 114. -- Park Electrochem — Sell IRA #2 — Distribution 117 — cap.gains Vanguard High-Yield Corp. mutual fund — Part — Part VIII) Vanguard Wellesley Income Admiral mutual fund — Part — Part VIID Vanguard Wellesley Income Admiral mutual fund — Part — Part VIII Vanguard REIT Index mutual fund — part — Part VIII Vanguard REIT Index mutual fund — Part — Part VII) Vanguard Emerging Markets stock index mutual fund — Part — Part VIID Vanguard Emerging Markets stock index mutual fund — Part — Part VIII) Vanguard Emerging Markets stock index mutual fund — Part — Part VIII) Vanguard Emerging Markets stock index mutual fund — Part — Part VIII) Vanguard Health Care Admiral mutual fund — More — Part VII Converted from Investor shares to Admiral Shares on 5/17) — More — Part VIII) Vanguard Prime Money Market mutual fund — Part VIII) Vanguard Prime Money Market mutual fund — Part — Part VII Vanguard Mid-Cap Index mutual fund — Part — Part VIII) Vanguard Mid-Cap Index mutual fund — Part — Part VIII) Vanguard Mid-Cap Index mutual fund — Part — Part VIID Vanguard Inflation Protected Securities mutual fund — Part — Part VIII Vanguard Intl. Explorer mutual fund Vanguard U.S. Value mutual fund — Part VIII) Vanguard Capital Opportunity mutual fund — Part VIII) Vanguard Primecap Mutual Fund — Part — Part VIII) Vanguard Select Value Mutual Fund — Part VIII) Vanguard Short-Term Investment Grade Mutual Fund — Part VII) Bought 2/26/04 (value Code K) and inadvertently omitted from '04 report) Vanguard Global Equity — Buy — Part VIII) IRA # 3 (Formerly IRA# 4) — Int/Div — Part VIII) Vanguard Prime Money Mkt mutual fund — Reinvest Vanguard Prime Money Mkt mutual fund — dividends Vanguard Health Care Fund — Reinvest Vanguard Health Care Fund — dividends USAA subscriber savings account — Distribution — Part VIII) Vanguard Money Market Reserves — Int/Div 158. — +cap.gain Hamilton College Charitable Gift Annuity 160. — Distribution Vassar College Charitable Gift Annuity — Distribution Vassar College Charitable Gift Annuity — Plan Vassar College Charitable Gift Annuity — Part Vassar College Charitable Gift Annuity — Part Vassar College Charitable Gift Annuity — Part Avaya Inc — None — Buy Commercial Cap Bancorp — Int/Div Korea Fund — cap gc Reliant Energy — None Xerox Corp. — None — More Lucent Technol. — None Nvidia Corp — None Brocade Communications — None — Buy Cimarex Energy — None — Buy Options to purchase Cincinnati Bell stock — Part VII) Vanguard Money Market Reserve — Int/Div Vanguard Money Market Reserve — Int/Div 184. Convergys Corp. Options 184. Convergys Corp. Options — comp — stock IRA # 4 (Formerly IRA # 5) — Int/Div Adams Express stock — Sell BRE Properties, Inc. REIT shares Boeing Co. stock (sold 2/24/03 (value code K, gain code A) and inadvertently retained on '04 report; none held in '05) CarrAmerica Reality Corp. REIT shares J.P. Morgan Chase & Co. stock code A) and inadvertently retained on '04 report; none held 197. in '05) Eastrnan Chemical Co. stock — More Eastrnan Chemical Co. stock — More Equity Residential Properties Tr REIT shares Wachovia Corp. stock U.S. Bancorp stock Plum Creek Timber Co. REIT shares Hewlett Packard Co. Stock International Business Machines stock Lubrizol Corp. stock Lunar Corporation stock (Exchanged for GE stock on 8/17/00 (as previously reported) and inadvertently retained on subsequent reports) Motorola, Inc. stock — More RGS Energy Group, Inc. stock (Exchanged for Energy East sotck on 7/12 /02 (as previously reported) and mnadvertently retained on subsequent reports) Ranger Industries, Inc. stock Sea Containers Ltd.-A stock — Part Sea Containers Ltd.-A stock — Part Tyco Intemational Ltd. Stock TCW Convertible Securities Fd. Inc. stock Washington Federal, Inc. stock — Part Washington Real Estate Invt. Tr REIT shares Weyerhaeuser Co. stock Schwab Money Market Fund Carnival Corp. stock Carnival Corp. stock — Sell General Electric stock — More General Electric stock — More United Parcel Service Class B stock — Sell Velocity HSI, Inc. stock Pulte Homes, Inc. stock Central Securities Corp. stock — Sell Annaly Mtg Mgmt REIT shares — More Annaly Mtg Mgmt REIT shares — Sell Bank of America stock — More Bank of America stock — More Center Point Energy stock Energy East stock Bristol-Myers Squibb stock — More Bunge Ltd stock Cinergy Corp. stock Medco Health Solutions stock Texas Genco stock — Sell Alliance Resource Partners LP — More Blount Int'l Inc — Sell Exxon Mobil Corp. Freescale SemiConductor, Inc. Class B. — Sell Ingersoll-Rand Co. Cl A International Rectifier Corp. — More 252. -- Krispy Kreme Dats Corp. — Sell Lear Corp — Sell Nat'l City Corp — More Neenah Paper, Inc — Sell Piper Jaffray Cos — Sell Lucent Technol. Warrants Agilent Techologies — Buy Conoco Phillips — Buy Corporate Office Properties — Buy Teppco Partners — Buy John Hancock Whole Life — Int/Div Security Financial Whole Life — Int/Div Trustee, David A. Nelson Qualified Personal Residence Trust Spouse's income — 1.12 — Deferred Compensation Plan distribution of shares (See Part VIII) Section VII _— 1 are customers of Huntington National Bank, which has offices in Cincinnati and Cleveland, Ohio. Interest and dividend income from our Huntington accounts is reported to us in combined statements, and the information provided in Columns B and C of this report is given on an aggregate basis. — Dividends and distributions on most of the securities in IRA #1 were reinvested under a dividend reinvestment plan. _ All shares of Gables Residential Trust were cashed out as a result of a merger with Bulldog Properties Trust. -_ Required minimum distributions based on 12/31/04 values of IRA #1 and IRA #2 were made automatically, on a monthly basis, by transfer from the Vanguard Prime Money Market Fund in IRA #2 to one of the Vanguard Money Market Funds held individually. -— Gains on mutual fund sales have been estimated. wi Certain Vanguard Prime Money Market Funds are linked to certain IRA accounts. Activity in the latter may be reflected in the former. Income dividends and capital gain distributions on all Vanguard funds were reinvested. -— The IRA identified as IRA #3 in reports for prior years was terminated in 2004. The IRAs identified in prior years' reports as IRA # 4 and IRA # 5 are therefore designated herein as IRA # 3 and IRA # 4 respectively. my IRA # 4 (Formerly IRA # 5) received cash settlement on 5/9, value code B, in Lucent Technol. litigation. As previously reported, the Lucient Technol shares had been transferred from the IRA to Brokerage Account # 2 in 2004. wim Minimum distribution requirements with respect to IRA # 3 and IRA # 4 were satisfied by cash withdrawals. - 1 carry liability insurance with USAA, a reciprocal insurance exchange. Pursuant to 16 USC Section 832(f), a portion of USAA's income is allocated to each member's Subscriber's Savings Account. | also received two cash diswibutions in 2004. poe Cincinnati Bell (formerly Broadwing, Inc.) maintains a Deferred Compensation Plan for Outside Directors, superseding a retirement plan for such directors. "Phantom shares" of Cincinnati Bell stock are credited to each outside director's account from time to time, and the director's interest in the account becomes vested after a prescribed period of service on the board. The value of the account at any given point depends on the market price of Cincinnati Bell stock. On 1/2 certain "phantom shares" were issued as actual shares, and those shares (value code K) were placed in Brokerage Acct #2. pos All options to purchase Cincinnati Bell stock were underwaterat 12/31. According to a letter of 9/19/02 from the Conunittee, options that are under water at yearend are not reportable. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21618. Public record. Not legal advice.