# John D. Bates

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/21602

## Record

- **Judge:** John D. Bates
- **Year:** 2007
- **Pages:** 11

## Text

Pfizer Common — None
Tyco 'nt” Common — None — merger
Tyco nt" _tc. (new) — None — se’
3anc<o’ Amer. - Common — None
S_V Cor. - Common — None
Wasi Mutua Common — None
Procter & Game - Common — None
Zimmer H (gs - Common — CanrGain — Se
Verizon Common — None
cearc Common — CanrGain — Se
Canita One in" Common — None
Quest Diag. - Common — CayGain — Se
3axter nt' Common — None
CNN Zin" Cord. Common — Jv
UBS PW Retirement Money “unc — Jv. — Se
3roacricge “in' - Common — s91no.Y
3roacricge “in' - Common — CanGain — SC
yco 3 ectronics tc — None — merger
Covicien _tc — merger
Covicien _tc — CarGain — S€
Covicien _tc — None — SE
Dreyfus Voney V «t — uy
Dreyfus Voney V «t — Int/Div — uy/se
SERV ne — None — uy
AXA Zcuita) e Life Annuity — uy
AXA Zcuita) e Life Annuity — None — uy
Smita 3arney - Joint (includes former “Zirkin-UBS Fin.Servs. - Joint")
Citihan< Voney “unc — Interest — uy/se
AV. Aggressive Growta — None — Se
A"V Const Func C — None — Se
G3 (Genwort1) _ife & Annuity — enc — Se
Transamerica _ife Annuity (P.7 enceavor) — Int/Div — se
Fice ity 3 ue Cin Growth — Int/Div
Tice ity Divicenc Growta — Int/Div
Citigrous Common — None — S€
C orox Common — CanGain — Se
7irst Data Common — CarGain — merger
Western Union Common — Int/Div
iserv Inc. Common — None
Gannett Co. Common — enc
Time Warner Common — Int/Div
TJnitec -eati1 Common — Int/Div
Wyet1 Common — Int/Div
XV.A Vioney Vt — Int/Div — Se
AES Cord. Common — None
New 2ers»hective “unc — Int/Div — uy
3arc ays 3anc< ref — None — uy
owarc Cty. V.J 3onc — Interest — uy
VD Ded -SG& Comm Dev 3onc — Interest — uy
PG Cty VD 3onc — Interest — uy
Was. Sub. San. Dt. VD Bone — Interest — uy
Western Asset Money Mar <et — Int/Div — uy
Arc1Canita Grou» _tc — None — uy
Amer. “ower Cord. -C ass A — None — uy
Ciemec Cor. — Int/Div — uy
Davita nc — None — uy
ectronics for ‘maging — \None — uy
Znergy "ransfer Ptns _P — enc — uy
Ha 'iburton Co. Hc gs. — Int/Div — uy
ntuit nc — None — uy
NY Comm. 3ancor — Int/Div — uy
Powersares 2x-"racec Func Dynamic 3iotec1 & Genome — None — uy
Sciwa)r Cis.Com. — enc — uy
Unum Grou» — Int/Div — uy
Barney - RA - J (former'y "Zir<in - U3S Fin" Servs - RA -J")
AT& nc. Common — None
3M Common — None
Vectronic Common — None
U3S PW Retirement V.oney “unc — Int/Div — se
A te Coro. Common — CanrGain — merger
Genuine arts Common — CanrGain — se
Untc "ec1 Common — \one
Co gate ?a mo ive Common — None
Tribune Common — \None — Se
Citihran¢ Acct. — uy
Citihran¢ Acct. — None — Se
Dreyfus Voney V <t — uy
Dreyfus Voney V <t — Int/Div — uy/se
Cameron .nt' - Common — None — uy
Centerpoint Znergy - Common 96. -- Conagra ~oocs - Common — None — BN uy
Forest Oi Cord. - Common — None — uy
Gay orc Ent. Co. - Common — None — uy
ain Ce estia Grou» - Common — None — uy
2activ Cord. - Common — None — uy
JC 2enney - Common — \'one — uy
Wisconsin Znergy FE ¢g-Common — None — uy
Shares TR-DI Trans). “ncex =unc — None — uy
Shares "RG oha nc ncex =unc — None — uy
IShares Dow Jones US “ea th Care rovicers ‘ncex unc — None — uy
owersares - Dynamic Semiconc uctors — None — uy
Powers ares - Dynamic V.ecia ortfo’io — \None — buy
SPOR Incex SS 72S D Wi'shire ‘nt” Rea” Zstate — None — uy
Retail 37S — None — uy
SPDR SER TR XBW CAP V.X7S 377 — None — uy
SPDRRSERTRBW ICE? — None — uy
Se ect S»ector S?IR Energy — None — uy
Vanguarc Consumer Stay es 277 — None — uy
Vanguarc -ea ti Care 2777 — \None — uy
VII. Page 8 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of

spouse and dependent children. See pp. 34-60 of Instructions.)

(includ

(No reportable income,

assets, or transactions)

BH NONE

117. -- Vanguard Int'l Equity (European)

T

11/23

|

ETF

None

J

buy

11/23

| 118. Corts TR For US West Comm.Debs

buy

A |Dividend

sell

11/27

|

buy

11/23

| 119. -- Int'l Rectifier Common

None

sell

11/27

|

120. -- SPDR SER TR KBW INS ETF

None

buy

11/23

121. -- IShares S&P Software Index

None

11/23

Fund

Smith Barney - K

122.

-- AIM Const. Fund

Dividend

sell

4/19

123.

-- Invest Co. of Amer

Dividend

124.

-- Fidelity Blue Chip Growth

Dividend

sell

4/19

125.

-- Fidelity Dividend Growth

Dividend

sell

4/19

K

open

430 | L

126.

-- Citibank Acct.

A

Interest

K

withdraw

var.

K

127.

TIAA CREF Ret. Acct. -C

None

var.

buy

In

CS

00

0

01-$50,000

{5

5

Val

(See

1. 03%)

00

00;

EERE

Vali

(See Col. C

)

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21602. Public record. Not legal advice.