# Joan B. Gottschall

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/21592

## Record

- **Judge:** Joan B. Gottschall
- **Year:** 2006
- **Pages:** 10

## Text

Vanguard Wellington Fund — Int/Div
Vanguard Wellesley Fund — Int/Div
Vanguard Index Trust — Int/Div
Vanguard Prime Portfolio — Int/Div
Van Kampen Emerging Growth Fund (renamed Strategic Growth A) — None
Eaton Vance Muni Bond Fund — Int/Div
US Treasury Strip (11-15-09) — None
Fed Empl Credit Union Accts — Interest
IBM common stock — Int/Div
Sr.Hi Inc Port.(renamed BlackRock Sr.Hi.Inc.) — Int/Div
Viacom c/stock Class A — Int/Div — Redemption* — VIII, n.2
Viacom c/stock Class B — Int/Div — Redemption* — VIII, n.2
Munder Intemet Fund — None
Time Warmer c¢/stock — Int/Div
Intel ¢/stock — Int/Div
Waste Management c¢/stock — Int/Div
Vanguard Tax-Managed Growth & Income — Int/Div
Fund
Flextronics c/stock — None
Hewlett-Packard c/stock — Int/Div
Caremark c/stock — Int/Div
Dycom c/stock (sold 1/16/07) — None
MVSN c/stock — None
MFS Mid-Cap Growth Fund B — None
Putnam New Value Fund — None
MEFS Utilities Fund — Int/Div
MFS Govt Securities Fund — Int/Div
MFS Value Fund B — Int/Div
MEFS Core Growth — None
Vanguard Capital Opportunity Fund — Int/Div
MFS Govt Sec B — Int/Div
Morgan Stanley (MS) US Govt Sec. Fund — Int/Div
Mercury (now BlackRock) Large Cap Value — Int/Div
Mercury (now BlackRock)Value Opportunities — Int/Div
MS (now BlackRock) MuniEnhanced Fund — Interest
CBS Cl. A c/stock (sold 5/07) — Int/Div — * — sh/for/sh dividend
CBS Cl. B c/stock (sold 5/07) — Int/Div — sh/for/sh dividend
MS Bank Dep. Program — Interest — Bought/sold — See VIII, n3
Member, Visiting Committee to the Divinity School, University of Chicago
Member, Board of Directors, Illinois Humanities Council
Chair, District Selection Committee, 52 ZF The Rhodes Trust 7 —< [@] _— ey B= a TT
Member, Board of Directors, } X= aT Foundation for Law and Science Center5 1 <2 - ~~ ~ Ped
Reimbursement — University of St. Thomas (Minneapolis) Law School — Food, lodging and transportation at law school seminar
Income — See Section VIII, note 1 — $0.00
Spouse's income — Reduced annual dues for judges — Union League Club of Chicago
JUDICIAL CONFERENCE OF THE UNITED STATES

FEDERAL BUILDING, LOCKBOX 33

844 KINO STREKT

Jupag R. Lanign Anogason. Hii

WILMINGTON, DELAWARE 19801

TELEPHONE

Juoex Franxtin 8. BiLLinos, JR

COM! (302) 873-8168

Juoerx Jonn P. Puttar

MasisTRATE HEnay LL JonEs. Jr

Juoex Jown B. Jones

R. TOWNSEND ROBINSON

Juoeg NaTwanigL A. Jones

October 23,

1991

cCounNsEL

Juoeg Rostnry C. Jones

FT8: 633-8007

Juoeg Henry A. Pout:

Juoeg Davio Baw

Juoaeg Rosgar M. Tacasve!

Juoet Josten Lb. Tauno

Juoet Patricia M. WaLo

Juoex Hinman H. Wano

Juoar James 8. ZaoaL

Jubak WALTER K. STarLETON

CHalnMAN

The Honorable Jean

- .

P

Gottschall

United States District Court

219 South Dearborn Street

Chicago,

Illinois

60604

Re:

Docket No.

828

Dear Judge Gottschall:

In 1986,

1987,

and 1988 you,

along with your

edited and proofread a manuscript on a non-legal subject written by

your

The manuscript was published as ‘a book by your

The book is selling well enough to produce income for its

publisher, author, and editors.

Your

who reside in Canada

have proposed formation of a partnership under Canadian’ laws whose

assets will be all the rights to the book.

The partners will be

your

and you.

After the partnership is

formed, 1t will, in turn, be dissolved and the assets transferred

to a canadian corporation whose shareholders will be the partners

of the dissolved partnership.

After the partnership is formed,

your sole role will be to serve as a shareholder.

As a sharehold-

er, you will share in proceeds arising from the sales of the book

and the use of the rights to the book.

You ask whether you may

participate in this arr

Cte

anoe

— od

aoe bw

without trancsgressing either the

Code of Conduct for United States Judges or the Ethics Reform Act

of 1989.

The receipt of income from writing or editing a book is

permitted under the Code of Conduct.

Canon 5A says,

"A judge may

write

.

.

on non-legal subjects."

The Committee believes that

editing

and proofreading

are

activities

covered by the word

"writing."

And the Committee has approved,

at least implicitly,

Advisory Opinion No.

55.

the receipt of income from writing.

There are restrictions on the manner in which a judge's name may ba

used in the promotion of a book, but, we assume, these restrictions

are not likely to be involved in your case since you are not the

author and your name is unlikely to be used in connection with

selling of the book.

Nor is there anything about the nature of the

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21592. Public record. Not legal advice.
