# William S. Duffey jr > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/21478 ## Record - **Judge:** William S. Duffey jr - **Year:** 2011 - **Pages:** 18 ## Text MS Bank Deposit Program — Interest Blackrock Global Allocation C 4. 5. -Franklin Mutual Recovery C — Distribution Investco Developing Markets C (name change) — Distribution — Sold (part) Investco VK Amer Franchise C (name change) — Distribution Investco VK Muni Income C 9. IRA#I 10. — Interest MS Bank Deposit Program 12. -Wells Fargo Company 13. -Duke Energy Corp 14. -Wellpoint Inc Dell Inc 16. -Rio Tinto Finance USA Limited General Electric Capital Corp Morgan Stanley Comcast Corp New Goldman Sachs Group Inc Marathon Oil Corp Verizon Communications Glaxosmithkline Cap Inc Kraft Foods Inc Tyco International Finan AT&T Inc Boeing Co CVS Caremark Corp Indiana Michigan Power Altria Group Inc Federal National Mtg Assn Franklin Income C Investco Equal Wghtd S&P 500 C AIP ABSLT RTNSTS (name change) Caterpillar FINL — Sold IRA #2 — Interest MS Bank Deposit Program Keyworth Bank AlIP ABSLT RTNSTS (name change) Roth IRA #1 — Int/Div Investco VK Corporate Bond C Roth IRA #2 — Int/Div Investco VK Growth & Income C NW Mutual Estate CompLife — None NW Mutual 65 Life — None — Closed John Hancock — None — Open K & S Investments — Distribution — Distributed C&B Capital, LP. * — Interest 49. — Distribution C&B Capital II, L.P. ** — Interest 51 — Distribution 52. — Int/Div Betsy Byars, Inc — None Gold coins — None Brokerage Account #1 MS Bank Deposit Program — Interest One GA Bk — None Van Eck Intl Inv Gold FD A — Int/Div — Sold (part) Van Eck Intl Inv Gold FD A — Sold (part) Blackrock National Muni C*** — Int/Div Wells Fargo NC Tax Free A*** — Int/Div Dreyfus Intermediate Numi Bd*** — Int/Div Brokerage Account #3 MS Bank Deposit Program — Interest Ishares Barclays Tips BD FD — Int/Div — Buy (add'l) Ishares Barclays Tips BD FD — Sold (part) Ishares JP Morgan EM Bond Fd — Int/Div — Buy Ishares JP Morgan EM Bond Fd — Sold (part) Ishares JP Morgan EM Bond Fd — Sold (part) Ishares Russel 2000 Growth Fd — Int/Div — Buy Ishares Russel 2000 Growth Fd — Sold (part) lIshares Russel 2000 Value Fd — Int/Div — Buy lIshares Russel Midcap G In Fd — Int/Div — Buy lIshares Russel Midcap G In Fd — Buy (add'l) lIshares Russel Midcap G In Fd — Sold (part) Ishares Russel Midcap V In Fd — Int/Div — Buy Ishares Russel Midcap V In Fd — Sold (part) lshares S&P 500 GRWTH Index — Int/Div — Buy (add'l) lshares S&P 500 GRWTH Index — Sold (part) lshares S&P 500 GRWTH Index — Buy (add'l) lshares S&P 500 GRWTH Index — Sold (part) lshares S&P 500 GRWTH Index — Sold (part) lshares S&P 500 GRWTH Index — Sold (part) Ishares S&P 500 Value Index — Int/Div — Buy (add'l) Ishares S&P 500 Value Index — Sold (part) Ishares S&P 500 Value Index — Buy (add'l) Ishares S&P 500 Value Index — Sold (part) Ishares S&P 500 Value Index — Sold (part) Powershares DB Comm Trk Inc — None — Buy Powershares DB Comm Trk Inc — Sold (part) Powershares DB Comm Trk Inc — Sold (part) SPDR Barclays Capital Internat — Int/Div — Buy SPDR Barclays Capital Internat — Buy (add'l) SPDR DJ Wilshre Global Rea- — Int/Div — Buy SPDR DJ Wilshre Global Rea- — Sold (part) SPDR DJ Wilshre Global Rea- — Sold (part) Franklin Fed Intm Trm Txfr Adv (name change) — Interest — Buy Franklin Fed Intm Trm Txfr Adv (name change) — Buy (add'l) Franklin Fed Intm Trm Txfr Adv (name change) — Sold (part) Franklin Fed Intm Trm Txfr Adv (name change) — Sold (part) Franklin Fed Intm Trm Txfr Adv (name change) — Sold (part) Franklin Hi Yield Tx Fr A — Interest — Buy Franklin Hi Yield Tx Fr A — Buy (add'l) Franklin Hi Yield Tx Fr A — Sold (part) Franklin Hi Yield Tx Fr A — Sold (part) JP Morgan Hibrg Stat Mkt Neu A — None — Buy JP Morgan Hibrg Stat Mkt Neu A — Sold (part) JP Morgan Hibrg Stat Mkt Neu A — Buy (add'l) JP Morgan Hibrg Stat Mkt Neu A — Sold (part) Rydex/SGI Managed Fut Str A — None — Buy Rydex/SGI Managed Fut Str A — Sold (part) Rydex/SGI Managed Fut Str A — Buy (add'l) Thomburg Intl Value I — Int/Div — Buy Thomburg Intl Value I — Sold (part) Thomburg Intl Value I — Sold (part) Virtus Insight Emrg. Mkts. — Int/Div — Sold (part) Virtus Insight Emrg. Mkts. — Distribution — Sold (part) Ishares S&P Midcap 400 Index — Int/Div — Sold Nuveen Municipal Value FD INC — Interest — Sold Vanguard EMRG MKTS ETF — None — Sold Vanguard European ETF — None — Sold Vanguard Pacific ETF — None — Sold Vanauard REIT ETF — Int/Div — Sold 124 — Distribution Invesco Muni Inc Opp TR lil — Interest — Sold Ishares Barclays 1-3 Year Cred — Int/Div — Sold SPDR Trust Series 1 — Int/Div — Sold Virtus Insight Emrg. Mkts. A — Int/Div — Buy Virtus Insight Emrg. Mkts. A — Distribution — Sold (part) Virtus Insight Emrg. Mkts. A — Sold (part) Virtus Insight Emrg. Mkts. A — Sold IRA #3 — Int/Div 134. — Interest 135. — Distribution Morgan Stanley Bank Deposit Program Ishares Barclays Tips BD FD — Buy (add'l) Ishares Barclays Tips BD FD — Sold (part) Ishares IBOXX $ H/V Corp Bnd (name change) — Buy (add'l) Ishares IBOXX $ H/V Corp Bnd (name change) — Buy (add'l) Ishares IBOXX $ H/V Corp Bnd (name change) — Sold (part) Ishares JP Morgan EM Bond FD — Sold (part) Ishares JP Morgan EM Bond FD — Buy (add'l) Ishares JP Morgan EM Bond FD — Sold (part) Ishares JP Morgan EM Bond FD — Sold (part) Ishares Russell 2000 Growth FD — Buy Ishares Russell 2000 Growth FD — Buy (add'l) Ishares Russell 2000 Growth FD — Sold (part) Ishares Russell 2000 Value FD — Buy Ishares Russell 2000 Value FD — Buy (add'l) Ishares Russell Midcap G In FD — Buy Ishares Russell Midcap G In FD — Buy (add'l) Ishares Russell Midcap G In FD — Sold (part) Isharcs Russell Midcap V In FD — Buy Isharcs Russell Midcap V In FD — Buy (add'l) lshares S&P 500 GRWTH Index — Buy (add'l) lshares S&P 500 GRWTH Index — Buy (add'l) lshares S&P 500 GRWTH Index — Sold (part) lIshares S&P 500 Value Index — Buy (add'l) lIshares S&P 500 Value Index — Buy (add'l) lIshares S&P 500 Value Index — Buy (add'l) lIshares S&P 500 Value Index — Sold (part) Powershares DB Comm TRK INC — Buy (add'l) Powershares DB Comm TRK INC — Sold (part) Powershares DB Comm TRK INC — Sold (part) SPDR Barclays Capital Internat. — Buy SPDR Barclays Capital Internat. — Sold (part) SPDR Barclays Capital Internat. — Buy (add'l) SPDR DJ Wilshire Global Rea — Buy SPDR DJ Wilshire Global Rea — Buy (add'l) SPDR DJ Wilshire Global Rea — Sold (part) Vanguard Total Bond Market — Buy Vanguard Total Bond Market — Sold (part) Vanguard Total Bond Market — Sold (part) Vanguard Total Bond Market — Buy (add'l) Government National Mtg. Assn. Pool — Buy JP Morgan HIBRG Stat Mkt Neu A — Buy (add'l) JP Morgan HIBRG Stat Mkt Neu A — Sold (part) JP Morgan HIBRG Stat Mkt Neu A — Buy (add'l) RYDEX/SGI Managed Fut Str A — Buy (add'l) RYDEX/SGI Managed Fut Str A — Sold (part) RYDEX/SGI Managed Fut Str A — Buy (add'l) Thornburg Intl Value I Position:2 — Buy Thornburg Intl Value I Position:2 — Sold (part) Thornburg Intl Value I Position:2 — Buy (add'l) Thornburg Intl Value I Position:2 — Sold (part) Virtus Insight Emrg Mkts — Buy Reimbursement — Chemonics International, Inc — 03/19/2011-03/26/201 1 — Lviv, Ukraine — Seminar w/ Gov — Travel Reimbursement — American Conference Institute — 10/20/2011-10/23/201 } — New York, NY — Professional Organization Meeting — Travel Spouse's income — 2011 — Mary Hall Frcedom House, Inc. - Salary Spouse's income — 2011 — Holtzbrink Publishing Holdings, LP - royalties from copyrights Spouse's income — 2011 — Penguin Group (USA) Inc. - royalties from copyrights Spouse's income — 2011 — Random House, Inc. - royalties from copyrights Spouse's income — 2011 — Simon & Schuster - royalties from copyrights Spouse's income — 6.2011 — Self-employed writer *Owncrship interest percentage is 0.208971%. During the reporting period, C&B Capital I, L.P. held interests in the following companies: - Alimera Sciences, Inc. - Central Security Group, Inc. - Focus Receivables Management, Inc - Global Care, Inc - Healthcare Solutions, Inc. - Healthmark Partners, Inc. - Liaison Technologies, Inc. (acquired nuBridges, Inc.) -VCG, LLC **Ownership interest percentage is 0.743396%. During the reporting period, C&B Capital II, L.P. held interests in the following companies: - Alimera Sciences, Inc. - All Web Leads, Inc. - Brand Group Holdings, Inc. - Brightree, LLC - Cartera Commerce, Inc. - Controlscan, Inc. - FX BridgeTechnologies Incorporated - Healthcare Solutions, Inc. - Navitas Lcase Finance Corp. - PMW Tcchnologics, Inc. d/b/a PeopleMatter - PODS Holding, Inc. - Prommis Solutions, Inc. - REACH Health, Inc. - SnagAJob.com, L.P. - SG-BPG, LLC/BPG Holdings, LLC - CBG Holding, Inc. - The VIP Tour Company, Inc. (d/b/a Tickets Now) ***Interests in Blackcock National Muni C and Wells Fargo NC Tax Free A were sold in 2010, however, the final dividend payment was received in 2011. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21478. Public record. Not legal advice.