# Brian Edward Sandoval

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/21458

## Record

- **Judge:** Brian Edward Sandoval
- **Year:** 2008
- **Pages:** 9

## Text

Smith Barney-FMA Plus — Interest
Smith Barney-Scholars Choice — Int/Div
Smith Barney-Regular — Interest
Smith Barney-Regular — Interest
Berkshire Hathaway, Inc. Class B — Int/Div
Nevada State Treasurer Prepaid Tuition Pro gram — None
Hartford Variable Director Vl-Individual Variable Annuity — Int/Div
IRA#HI
Diamonds Trust Ser Mutual Fund — Int/Div
Powershares QQQ Trust Ser Mutual Fund — Int/Div
IRA#2
TIERS Series S&P 2003-10 Mutual Fund — Int/Div — Sold — Note #1, Part VIII
Eaton Vance Tax-Managed Buy-Write Op portunities Mutual Fund — Int/Div — Open — Note #1, Part VIII
Nuveen Equity Premuim Opportunity Mutua Fund — Int/Div — Open — Note #1 Part VIII
Nuveen Equity Premium Advantage Mutual Fund — Int/Div — Open — Note #1. Part VIII
Alliance Bernstein FDS LargeCapGrowth F D Class B Mutual Fund — Int/Div — Closed — Note #2, Part VIII
Alliance Bemstein FDS LargeCapGrowth F D Class A Mutual Fund — Int/Div — Open — Note #2, Part VIII
Smith Barney-FMA Plus — Interest
Smith Bamey-Scholars Choice — Int/Div
Smith Barney-Regular — Interest
Smith Barney-Regular — Interest
Berkshire Hathaway, Inc. Class B — Int/Div
Nevada State Treasurer Prepaid Tuition Pro gram — None
Hartford Variable Director Vi-Individual Variable Annuity — Int/Div
IRA #I
Diamonds Trust Ser Mutual Fund — Int/Div
Powershares QQQ Trust Ser Mutual Fund — Int/Div
IRA#2
TIERS Series S&P 2003-10 Mutual Fund — Int/Div — Sold — Note #1, Part VII]
Eaton Vance Tax-Managed Buy-Write Op portunities Mutual Fund — Int/Div — Open — Note #1, Part VIII
Nuveen Equity Premuim Opportunity Mutua 1 Fund — Int/Div — Open — Note #1, Part VIII
Nuveen Equity Premium Advantage Mutual Fund — Int/Div — Open — Note #!. Part VIII
Alliance Bernstein FDS LargeCapGrowth F D Class B Mutual Fund — Int/Div — Closed — Note #2. Part VIII
Alliance Bemstein FDS LargeCapGrowth F D Class A Mutual Fund — Int/Div — Open — Note #2. Part VIII
John Hancock Small Cap Equity FD Class A Mutual Fund — Int/Div
John Hancock Regional Bank Class A Mutu al Fund — Int/Div
John Hancock Regional Bank Class B Mutu al Fund — Int/Div
IRA #3
RVS VP Large Cap Equity Fund — Int/Div
AIM V.1. Core Equity Fund — Int/Div
Putnam VT New Opportunity Fund — Int/Div
IRA #4
Ameriprise Trust Co. Mid Cap Growth Fun d-B Mutual Fund — Int/Div — Closed — Note #3, Part VIII
RVS Mid Cap Growth Fund A Mutual Fund — Int/Div — Open — Note #3. Part VIII
Ameriprise Trust Co. Large Cap Equity B Mutual Fund — Int/Div — Closed — Note #4, Part VIII
RVS Large Cap Equity Fund A Mutual Fund — Int/Div — Open — Note #4 Part VIII
Ameriprise Trust Co. Growth Fund-B Mutu al Fund — Int/Div — Closed — Note #S. Part VIII
Ameriprise Trust Co. Global Equity Fund-B Mutual fund — Int/Div — Closed — Note #6, Part VIII
Threadneedle Global Equity Fund-A Mutual Fund — Int/Div — Open — Note #6 Part VIII
Ameriprise Trust Co. RVS AGG. Growth Fu nd-B Mutual Fund — Int/Div — Closed — Note #7 Part Vil
Spouse's income — 2008 — The Children's Cabinet-Salary
1. The shares in the mutual fund identified in Part VII, Row 12 were sold. The proceeds from the sale were used to purchase the shares in the mutual funds

identified in Part VI], Rows 13, 14 and 15.

2. The shares in the mutual fund identified in Part VII, Row 16 were unilaterally transferred by the fund manager from "B" shares to "A" shares as identified in

Part VII, Row 17.

3

The fund manager unilaterally changed the name of the mutual fund identified in Part VII, Row 26 to the name described in Part VII, Row 27

4

The fund manager unilaterally changed the name of the mutual fund identified in Part VII, Row 28 to the name described in Part VII, Row 29

The fund manager unilaterally changed the name of the mutual fund identified in Part VIl, Row 30 to the name described in Part VII, Row 31

The fund manager unilaterally changed the name of the mutual fund identified in Part VII, Row 32 to the name described in Part VII, Row 33

The fund manager unilaterally changed the name of the mutual fund identified in Part vil, Row 34 to the name described in Part VII, Row 35

The deposit account identified in the 2007 report at Part VII, Row 6 was removed as that account earned less than $200 in interest income.

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21458. Public record. Not legal advice.