# Gene E.K. Pratter > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/21398 ## Record - **Judge:** Gene E.K. Pratter - **Year:** 2007 - **Pages:** 32 ## Text Vanguard Total Bond Market Index Retirement #1 — Int/Div — Monthly Vanguard Index 500 - Retirement #1 — Int/Div — Monthly Vanguard Windsor II - Retirement #1 — Int/Div — Monthly PMA Common Stock - Retirement #1 — None — Monthly Vanguard Total Bond Market Index Retirement #2 — Int/Div — Monthly Vanguard Index 500 - Retirement #2 — Int/Div — Monthly Vanguard Windsor II - Retirement #2 — Int/Div — Monthly DFA US Small Cap Value - Retirement #5 — Int/Div DFA US Large Cap Value - Retirement #5 — Int/Div Federated US Gov't - 3 - Retirement #5 — Int/Div First Eagle Overseas - Retirement #5 — Int/Div Janus Fund - Retirement #5 — Int/Div Janus Overseas - Retirement #5 — Int/Div NB Fasciano - Retirement #5 — Int/Div Schwab Money Market - Retirement #5 — Int/Div Westcore MIDCO Growth - Retirement #5 — Int/Div Janus Mid Cap Value - Retirement #5 — Int/Div Federated US Gov't - 3 -Retirement #6 — Int/Div PMA Common Stock - Retirement #6 — None Royce Opportunity - Retirement #6 — Int/Div Schwab Money Market - Retirement #4 — Int/Div Thomburg Value - Retirement #6 — Int/Div Janus Overseas - Retirement #6 — Int/Div Van Kampen Comstock - Retirement #6 — Sale Janus Fund - Retirement #6 — Int/Div Sound Shore - Retirement#6 — Int/Div — Buy StoneRidge Small Cap - Retirement #7 — None Baron Growth - Retirement #7 — Int/Div Brandywine - Retirement#7 — Int/Div DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Sale DFA International Small Value - Retirement #7 — Int/Div — Buy DFA Intemational Value - Retirement #7 — Int/Div DFA One Year Fixed - Retirement #7 — Int/Div DFA US Small Cap Value - Retirement #7 — Int/Div DFA US Large Cap Value - Retirement #7 — Int/Div Dodge & Cox Stock - Retirement #7 — Int/Div Federated US Gov't 1 - 3 - Retirement #7 — Int/Div FirstEagle Overseas - Retirement #7 — Int/Div Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div Julius Baer International Equity - Retirement #7 — Int/Div Morgan Stanley Emerging Markets Retirement #7 — Int/Div Royce Opportunity - Retirement #7 — Int/Div Schwab Money Market - Retirement #7 — Int/Div Vanguard Growth Equity - Retirement #7 — Sale Westcore Mid Cap Value - Retirement #7 — Int/Div Westcore Growth - Retirement #7 — Sale William Blair International Growth Retirement #7 — Int/Div Janus Fund - Retirement #7 — Int/Div — Purchase Janus Overseas - Retirement #7 — Int/Div Royce Value Plus - Retirement #7 — Int/Div Third Avenue International Value Retirement #7 — Int/Div Turner Core Growth - Retirement #7 — Int/Div — Purchase William Blair Large Growth - Retirement #7 — Int/Div Schwab Value Advantage - Retirement #7 — Int/Div Adams Harkness Small Gowth - Retirement #7 — Int/Div William Blair Int'l Small Growth Retirement #7 — Int/Div Schwab Money Market - Trust #1 — Int/Div Dodge & Cox Stock - Trust #1 — Int/Div Schroder Short Term Muni - Trust #1 — Int/Div — Sale Baron Growth - Trust #1 — Int/Div Brandywine - Trust #1 — Int/Div Federated Short Term Muni - Trust #1 — Int/Div First Eagle Overseas - Trust #1 — Int/Div Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div Janus Fund - Trust #1 — Int/Div Janus Overseas - Trust #1 — Int/Div Julius Baer International Equity - Trust #1 — Int/Div Morgan Stanley International Equity - Trust #1 — Int/Div Morgan Stanley Emerging Markets - Trust #1 — Int/Div NB Fasciano - Trust #1 — Int/Div Royce Opportunity - Trust #1 — Int/Div Tumer Core Growth - Trust #1 — Int/Div — Purchase Westcore Mid Cap Value - Trust #1 — Int/Div Westcore Growth - Trust #1 — Sale Westcore MIDCO Growth - Trust #1 — Int/Div DFA Tax Managed Marketwide Value Trust #1 — Int/Div DFA Tax Managed US Targeted Value Trust #1 — Int/Div — Note in Part VIII DFA US Micro Cap - Trust #1 — Int/Div Third Avenue International Value - Trust #1 — Int/Div Westcore International Frontier - Trust #1 — Int/Div Baron Growth - Brokerage #1 — Int/Div Brandywine Fund - Brokerage #1 — Int/Div DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sale DFA Tax Mgd US Targeted Value Brokerage #1 — Int/Div — Note in Part VIII DFA Emerging Markets Core Equity Brokerage #1 — Int/Div DFA Tax Mgd International Value Brokerage #1 — Int/Div East River Bank Stock - Brokerage #1 — None Federated Short Term Muni - Brokerage #1 — Int/Div First Eagle Overseas - Brokerage #1 — Int/Div Janus Fund - Brokerage #1 — Int/Div Janus Overseas - Brokerage #1 — Int/Div Janus Mid Cap Value - Brokerage #1 — Int/Div Julius Baer International Equity - Brokerage #1 — Int/Div Morgan Stanley International Equity Brokerage #1 — Int/Div PMA Capital Common Stock - Brokerage #1 — None Schwab Money Market - Brokerage #1 — Int/Div Schwab Muni Value Advantage - Brokerage #1 — Int/Div Sound Shore - Brokerage #1 — Int/Div — Sale Westcore MIDCO Growth - Brokerage #1 — Int/Div Schroder Short Term Muni - Brokerage #1 — Int/Div Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Purchase Third Avenue International Value Brokerage #1 — Int/Div Thomburg Int'l Value - Brokerage #1 — Int/Div William Blair Int'l Small Growth Brokerage #1 — Int/Div Westcore International Frontier - Brokerage #1 — Int/Div William Blair Large Growth - Brokerage #1 — Int/Div Baron Growth - Brokerage #2 — Int/Div DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div — Sale DFA Tax Mgd US Targeted Value Brokerage #2 — Int/Div — Note in Part VIII DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div — Purchase Dodge & Cox Stock - Brokerage #2 — Int/Div Federated Short Term Muni - Brokerage #2 — Int/Div First Eagle Overseas - Brokerage #2 — Int/Div Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div Janus Fund - Brokerage #2 — Int/Div Janus Overseas - Brokerage #2 — Int/Div Julius Baer International Equity - Brokerage #2 — Int/Div Morgan Stanley International Equity Brokerage #2 — Int/Div Morgan Stanley Emerging Markets Brokerage #2 — Int/Div NB Fasciano - Brokerage #2 — Int/Div Royce Opportunity - Brokerage #2 — Int/Div Schwab Muni Value Advantage - Brokerage # — Int/Div Third Avenue International Value Brokerage #2 — Int/Div Westcore Mid Cap Value - Brokerage #2 — Int/Div Westcore Growth - Brokerage #2 — Sale Westcore MIDCO Growth - Brokerage #2 — Int/Div Westcore International Frontier - Brokerage #2 — Int/Div DFA One Year Fixed - Retirement #8 — Int/Div Federated US Gov't 1 - 3 - Retirement #8 — Int/Div Baron Growth - Retirement #8 — Int/Div Brandywine Fund - Retirement #8 — Int/Div DFA Emerging Markets Core Equity Retirement #8 — Int/Div — Sale DFA Intemational Value - Retirement #8 — Int/Div DFA US Large Cap Value - Retirement #8 — Int/Div DFA US Small Cap Value - Retirement #8 — Int/Div DFA US Micro Cap - Retirement #8 — Int/Div Dodge & Cox Stock - Retirement #8 — Int/Div DFA Intl Small Cap Value - Retirement #8 — Int/Div — Purchase First Eagle Overseas - Retirement #8 — Int/Div Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div — Purchase Janus Fund - Retirement #8 — Int/Div Janus Mid Cap Value - Retirement #8 — Int/Div — Sale Janus Overseas - Retirement #8 — Int/Div Julius Baer International Equity - Retirement Hs — Int/Div Morgan Stanley Emerging Markets Retirement #8 — Int/Div — Sale Morgan Stanley International Equity Retirement #8 — Int/Div NB Fasciano - Retirement #8 — Int/Div Royce Value Plus - Retirement #8 — Int/Div Schwab Money Market - Retirement #8 — Int/Div Third Avenue International Value Retirement #8 — Int/Div Wheeler Terrace LTD — Int/Div PNC Bank Accounts — Int/Div Nantucket Bank Account — Int/Div Wescott Nova LP — None PMA Restricted Stock — None — Sale AT & T Common Stock (X) — Int/Div — Note in Part VII Nationwide Financial Services Common Stock (X) — Int/Div — Note in Part VII Vanguard Index 500 - Retirement #1 — Int/Div — Monthly Vanguard Windsor II - Retirement #1 — Int/Div — Monthly Vanguard International Growth - Retirement #1 — Int/Div — Monthly Vanguard Total Bond Market Index Retirement #2 — Int/Div — Monthly Vanguard Index 500 - Retirement #2 — Int/Div — Monthly Vanguard International Growth - Retirement #2 — Int/Div — Monthly DFA US Small Cap Value - Retirement #5 — Int/Div DFA US Large Cap Value - Retirement #5 — Int/Div Federated US Gov't I - 3 - Retirement #5 — Int/Div First Eagle Overseas - Retirement #5 — Int/Div Janus Fund - Retirement #5 — Int/Div Janus Overseas - Retirement #5 — Int/Div NB Fasciano - Retirement #5 — Int/Div Schwab Money Market - Retirement #5 — Int/Div Westcore MIDCO Growth - Retirement #5 — Int/Div Janus Mid Cap Value - Retirement #5 — Int/Div William Blair Int'l Small Growth Retirement #5 — Int/Div Federated UJS Gov't - 3 - Retirement #6 — Int/Div Royce Opportunity - Retirement #6 — Int/Div Schwab Money Market - Retirement #4 — Int/Div Thomburg Value - Retirement #6 — Int/Div Janus Overseas - Retirement #6 — Int/Div Janus Fund - Retirement #6 — Int/Div Sound Shore - Retirement#6 — Int/Div — Buy StoneRidge Small Cap - Retirement #7 — None Baron Growth - Retirement #7 — Int/Div Brandywine - Retirement#7 — Int/Div DFA US Micro Cap - Retirement #7 — Int/Div DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Sale DFA Intemational Value - Retirement #7 — Int/Div DFA One Year Fixed - Retirement #7 — Int/Div DFA US Small Cap Value - Retirement #7 — Int/Div Dodge & Cox Stock - Retirement #7 — Int/Div Federated US Gov't - 3 - Retirement #7 — Int/Div First Eagle Overseas - Retirement #7 — Int/Div Julius Baer International Equity - Retirement #7 — Int/Div Morgan Stanley International Equity Retirement #7 — Int/Div Morgan Stanley Emerging Markets Retirement #7 — Int/Div Royce Opportunity - Retirement #7 — Int/Div Schwab Money Market - Retirement #7 — Int/Div Vanguard Growth Equity - Retirement #7 — None — Sale Westcore International Frontier - Retirement #7 — Int/Div Westcore Mid Cap Value - Retirement #7 — Int/Div Westcore Growth - Retirement #7 — None — Sale Westcore MIDCO Growth - Retirement #7 — Int/Div William Blair Intemational Growth Retirement #7 — Int/Div Janus Fund - Retirement #7 — Int/Div — Purchase Janus Overseas - Retirement #7 — Int/Div Royce Value Plus - Retirement #7 — Int/Div Third Avenue International Value Retirement #7 — Int/Div Turner Core Growth - Retirement #7 — Int/Div — Purchase William Blair Large Growth - Retirement #7 — Int/Div Schwab Value Advantage - Retirement #7 — Int/Div Adams Harkness Small Gowth - Retirement #1 — Int/Div William Blair Int'l Small Growth Retirement #7 — Int/Div Schwab Money Market - Trust #1 — Int/Div Dodge & Cox Stock - Trust #1 — Int/Div Schroder Short Term Muni - Trust #1 — Int/Div — Sale Baron Growth - Trust #1 — Int/Div Brandywine - Trust #1 — Int/Div Federated Short Term Muni - Trust #1 — Int/Div Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div Janus Fund - Trust #1 — Int/Div Janus Overseas - Trust #1 — Int/Div Morgan Stanley International Equity - Trust Hl — Int/Div Morgan Stanley Emerging Markets - Trust #1 — Int/Div Royce Opportunity - Trust #1 — Int/Div Westcore Mid Cap Value - Trust #1 — Int/Div Westcore Growth - Trust #1 — None — Sale Westcore MIDCO Growth - Trust #1 — Int/Div DFA Tax Managed Marketwide Value . Trust #1 — Int/Div DFA Tax Managed US Targeted Value Trust #1 — Int/Div — Note in Part VIII DFA US Micro Cap - Trust #1 — Int/Div Third Avenue International Value - Trust #1 — Int/Div DFA Tax Mgd Int'l Value - Trust #1 — Int/Div Baron Growth - Brokerage #1 — Int/Div Brandywine Fund - Brokerage #1 — Int/Div DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sale DFA Emerging Markets Core Equity Brokerage #1 — Int/Div DFA Tax Mgd Intemational Value Brokerage #1 — Int/Div EastRiver Bank Stock - Brokerage #1 — None Federated Short Term Muni - Brokerage #1 — Int/Div First Eagle Overseas - Brokerage #1 — Int/Div Janus Fund - Brokerage #1 — Int/Div Janus Overseas - Brokerage #1 — Int/Div Janus Mid Cap Value - Brokerage #1] — Int/Div Juhus Baer International Equity - Brokerage #1 — Int/Div Morgan Stanley Intemational Equity Brokerage #1 — Int/Div PMA Capital Common Stock - Brokerage #1 — None Schwab Money Market - Brokerage #1 — Int/Div Sound Shore - Brokerage #1 — Int/Div — Sale Westcore MIDCO Growth - Brokerage #1 — Int/Div Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div Hotchkis & Wiley Mid Cap Value Brokerage #1 — None — Purchase Thomburg Int'l Value - Brokerage #1 — Int/Div William Blair Int'l Small Growth Brokerage #1 — Int/Div Westcore International Frontier - Brokerage #1 — Int/Div William Blair Large Growth - Brokerage #1 — Int/Div Baron Growth - Brokerage #2 — Int/Div DFA US Micro Cap - Brokerage #2 — Int/Div DFA Tax Mgd Marketwide Value Brokerage #2 — Int/Div — Sale DFA Tax Mgd US Targeted Value Brokerage #2 — Int/Div — Note in Part VIII DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div — Purchase Dodge & Cox Stock - Brokerage #2 — Int/Div First Eagle Overseas - Brokerage #2 — Int/Div Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div Janus Fund - Brokerage #2 — Int/Div Janus Overseas - Brokerage #2 — Int/Div Julius Baer International Equity - Brokerage wn — Int/Div Morgan Stanley International Equity Brokerage #2 — Int/Div Morgan Stanley Emerging Markets Brokerage #2 — Int/Div NB Fasciano - Brokerage #2 — Int/Div Royce Opportunity - Brokerage #2 — Int/Div Schwab Money Market - Brokerage #2 — Int/Div Schroder Short Term Muni - Brokerage #2 — Int/Div Third Avenue International Value Brokerage #2 — Int/Div Tumer Core Growth - Brokerage #2 — Int/Div — Purchase Westcore Mid Cap Value - Brokerage #2 — Int/Div Westcore Growth - Brokerage #2 — None — Sale Westcore MIDC® Growth - Brokerage #2 — Int/Div Westcore Intemational Frontier - Brokerage #2 — Int/Div DFA One Year Fixed - Retirement #8 — Int/Div Federated US Gov't] - 3 -Retirement #8 — Int/Div Brandywine Fund - Retirement #8 — Int/Div DFA Emerging Markets Core Equity Retirement #8 — Int/Div — Sale DFA International Value - Retirement #8 — Int/Div DFA US Small Cap Value - Retirement #8 — Int/Div DFA US Micro Cap - Retirement #8 — Int/Div Dodge & Cox Stock - Retirement #8 — Int/Div DFA Int'l Small Cap Value - Retirement #8 — Int/Div — Purchase First Eagle Overseas - Retirement #8 — Int/Div Janus Fund - Retirement #8 — Int/Div Janus Mid Cap Value - Retirement #8 — Int/Div — Sale Janus Overseas - Retirement #8 — Int/Div Julius Baer International Equity - Retirement #8 — Int/Div NB Fasciano - Retirement #8 — Int/Div Royce Opportunity - Retirement #8 — Int/Div Royce Value Plus - Retirement #8 — Int/Div Schwab Money Market - Retirement #8 — Int/Div StoneRidge Small Cap Equity - Retirement 48 — None Third Avenue International Value Retlrermciting — Int/Div Tumer Core Growth - Retirement #8 — Int/Div — Purchase Vanguard Growth Equity - Retirement #8 — None — Sale Westcore International Frontier - Retirement H8 — Int/Div Westcore Mid Cap Value - Retirement #8 — Int/Div Westcore MIDC® Growth - Retirement #8 — Int/Div William Blair International Growth Retirement #8 — Int/Div William Blair Large Cap Growth Retirement #8 — Int/Div Equitable Variable Life - Alliance Common Stock — None — Buy Equitable Variable Life - Alliance Common Stock — Buy Equitable Vanable Life - Alliance International — None — Buy Equitable Vanable Life - Alliance International — Buy Duane Morris LLP Partnership Capital Account — Int/Div — Note in Part VIII Carlyle Real Estate LLP — Int/Div Wheeler Terrace LTD — Int/Div PNC Bank Accounts — Int/Div Nantucket Bank Account — Int/Div PMA Restricted Stock — None — Sale AT & T Common Stock (X) — Int/Div — Note in Part VII Nationwide Financial Services Common Stock (X) — Int/Div — Note in Part VII Co-Trustee 3, Litem. 1 5 wes fae] oy 1) 3 ow Agreement — 2007 — Post-resignation return of capital. Parties: Duane Morris LLP & Gene E.K. Pratter. Capital returned in 2007 Reimbursement — Northwestern Univ Law School — Chicago, IL Spouse's income — 2007 — PMA Capital Corporation (Sr. VP & General Counsel) 1. Section VII, page 9, lines 86 and 94, and page 11, line 122. This was formerly known as DFA Tax Managed US Small Cap Value. 2. Section VII, page 14, line 186. DM Partnership Capital Account. As disclosed in Section Il, Agreements, the Filer received a return of capital in 2007. All capital has been retumed. There will be no future distributions 3. Section VII, page 15, line 193. Ownership of AT & T stock has been erroneously left off previous Financial Disclosure Reports. Discovered ownership in 2007. Date of acquisition unknown. Based on the number of shares owned and the historical share price, the valuation code at acquisition would be "J". 3. Section VII, page 15, line 194. Ownership of Nationwide Financial Services stock was erroneously left off previous Financial Disclosure Reports. Discovered ownership in 2007. Date of acquisition was [1/30/99. The valuation code at acquisition was "J" --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21398. Public record. Not legal advice.