# S. Arthur Spiegel

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/21302

## Record

- **Judge:** S. Arthur Spiegel
- **Year:** 2009
- **Pages:** 9

## Text

Pepsico Inc (PEP)
Pfizer Inc (PFE)
See attached
Brokerage Account # 1
Anadarko Petroleum Corp (APC) — Int/Div
Exxon Mobil Corp (XOM) — Int/Div
Fifth Third Bancorp Ohio (FITB) — Int/Div
Marathon Oil Corp (MRO) — Int/Div
PNC Financial Services Group (PNC) — Int/Div
Piper Jaffray Companies Inc (PJC) — None
Procter & Gamble Co (PG) — Int/Div
J M Smucker Company New (SJM) — Int/Div
U.S. Bancorp Delaware New (USB) — Int/Div
Union Pacific Corp (UNP) — Int/Div
United States Steel Corp (X) — Int/Div
Eaton Vance Balanced Fund (EVIFX) — Int/Div
Gateway Fund (GATEX) — Int/Div
Victory Ohio Muni Bond Fund (SOHTX) — Int/Div
Midfirst Bank OK US Rate 3.1% Fixed CD Matures 01/23/2009 — Int — Redemption
Westernbank PR Rate 2.3% Fixed CD Matures 07/30/2010 — Int — Buy
Bank North GA US Rate 3.7% Fixed CD Matures 07/17/2009 — Redemption
Sterling Savings Bank WA US Rate 4.00% Fixed CD Matures 01/25/2010 — Int
RMA Tax Free Fund Inc — Int/Div
Brokerage Account #2 - Trust — Int
UBS RMA Money Market Portfolio (FKA Victory Ohio Municipal Money
Automatic Data Processing (ADP)
Exxon Mobil Corp (XOM) — Sale
JP Morgan Chase & Company (JFM)
Pitney Bowes Inc (PBI)
Procter & Gamble Co (PG)
3M Co (MMM)
U.S. Bancorp (USB)
Berea Ohio 3.75% due 12/1/11
Butler County, Ohio 4.95% due 12/110
Cuyahoga County, Ohio 4.75% due 12/1/09 — Redemption
Eastern OH Regional Wastewater 4.25% due 12/1/10
Nordinia Hills, OH School District 4.7% due 12/1/09 — Redemption
Deerfield Twp, Ohio 4.00% due 12/01/13
Vanguard Short Term Tax Exempt Fund (VWSTX) — Buy
Brokerage Account # 3 — Trust — Int/Div
Templeton Foreign Fund (TEFTX) — Sale Partial Sale
Victory Established Value Fund (GETGX) — Sale Partial Sale Yavin’ Sa'e
Victory Small Company Opportunity Fund (GOGFX) — Sale Partial Sale Daria Sa'e
Brokerage Account # 4
Victory Established Value Fund (GETGX) — Int/Div
Victory Fund for Income (GGIFX) — Int/Div — Sale
UBS Ret Money Fund — Int/Div
Brokerage Account # 5 — Trust — Int/Div
Victory Gradison Government Reserves
Gateway Fund (GATEX) — Sale
1Shares S&P 500 Index Fund — Sale
Shares Russell 1000 Growth Index — Sale
Royce Total Return (RY TRX) — Sale
AYA AMY AT YC AA WAAAY AAR SANT Red YALA 2
hid on Tig 0 pet —— rai RA) pe] 23%

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21302. Public record. Not legal advice.