# Lewis A. Kaplan

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/21231

## Record

- **Judge:** Lewis A. Kaplan
- **Year:** 2010
- **Pages:** 14

## Text

NYSPwrASerFS5510 — Interest — Redeemed
Mun Inv Trust Ser ANY — Interest — Sold
PW 1986 EES lim ptn — None
NYSMCFFA 5.12512 — Interest — par)
NYSTwyS.12513 — Interest — Redeemed
NY Tranat MTA 5.210 — Interest — Sold
NYSDomS5.12511 — Interest — pan)
NYSEnvFac49517 — Interest
NYC Trans 5019 — Interest
NYC4.375 11 (E) — Interest
MTAS.023 — Interest
GECC4.7513 — Interest
NYC Ser J4.625 18 — Interest
NYS Dorm 5.0 19 (mult. issues) — Interest
MTA4.7526 — Interest
Port Auth NY&NJ4.2 19(E) — Interest
JP Morgan Chase accts (S) — Interest
Minisink CSD 4.0 12 (S) — Interest
Brookhaven CSD (S) — Int/Div
HSBC Fin Corp 4.65 10(S) — Interest — Sold
GECCS5.016(S) — Interest
NYSDom4.019(S) — Interest
National Union Bank of locality — Int/Div
New York NYIDA4017(S) — Interest
Clarkstown 4.25 20 (E) — Intercst
NYS Dorm 5.024 (E) — Int/Div — Redeemed
Port Auth4.7532 — Int/Div
NYS Twy3S518 — Int/Div
NYS Twy 4.528 — Int/Div
NYS Dom 5.024 — Int/Div — Redeemed
Southwest Bk of St Louis CD — Int/Div — Redeemed
M&I Marshall & Isley 5.15 18 — Int/Div — Redeemed
M&I Bank 5.15 18 — Int/Div — Redeemed
M&I Marshall & Isley 5.25 18 — Int/Div — Redeemed
Discover Bank 3411 (S) — Int/Div
Southwest Bk of StL 5.2 18 (S) — Int/Div — Sold
JP Morgan Chase (IRA) — Int/Div
Pimco Fds Total Retum — Distribution
JP Morgan Tax Free Money Mkt (E) — Interest
NYC Trans Fin 5.25 12 (E) — Interest
Perinton NY 3.25 15 (E) — Interest
Ithaca NY 4.016 (E) — Interest — Buy
JP Morgan Treas Agy Fd — Distribution
JP Morgan Strategic Inc Fd — Distribution
JP Morgan Int'l Cuirency Fd — Distribution — Buy
JP Morgan US Equity Fd — Distribution — Buy (add'l)
JP Morgan Short Duration Bd Fd — Distribution — Buy (add'l)
JP Morgan Short Duration Bd Fd — pan)
NYCSerF-15021 — Interest — Redeemed
JP Morgan Tax Free Money Mkt — Int/Div
Schenectady Co. NY 2011 — Interest
IthacaNY 4.013 — None
Islip NY 5.0 14 — Interest
Perinton NY 3.2515 — Interest
Niskayuna NY 3.375 16 — Interest
DutchessCo. NY S018 — Interest
JP Morgan Treas & Agency Fd — Int/Div
Pimco Funds Total Return — Distribution
JP Morgan Strategic Incomt — Distribution
JP Morgan US Equity Fund — Distribution
JP Morgan Short Duration Bond Fd: — Distribution
JP Morgan Tax Free Money Market Fd, ) — Int/Div
Schenectady Co. NY 2.0 115 — Interest
Ithaca NY 4.0 1Z — None — Buy
Clarkstown NY 3.512(S) — Interest
ArtiolIntl Eqll — Distribution — Buy
Causcway Int Value — Distribution — Buy
Causcway Int Value — Buy (add'l)
JP Morgan Intl Value — Distribution — Buy
JP Morgan High Yield Bond — Distribution — Buy
JP Morgan High Yield Bond — Buy (add'l)
Albany Co.4.013 — Interest — Buy
Falconer CSD 4.75 20 — Interest — Buy
ManecttaGa4.016 — Interest — Buy
Nassau Co. 5015 — Interest — Buy
Pembroke CSD 4.0 20 — Interest — Buy
StarpointCSD 40 15 — Interest — Buy
Causeway Intl Values: — Distribution — Buy
Causeway Intl Values: — Buy (add'l)
JP Morgan Int'l Currency: — Distribution — Buy
AstioIntl Eq IL) — Distribution — Buy
JP Morgan High Yield Bond — Distribution — Buy
Am Century Eq Inc Fd — Distribution — Buy
Ellenville CSD 4.0 16: — Interest — Buy
Falconer CSD 4.7520. — Interest — Buy
Hawaii4.015 ) — Interest — Buy
NYSTwy 2.511; — Interest — Buy
Three Village CSD 3.0 13 (7) — Interest — Buy
New Mexico 4.0 18(E) — Interest — Buy
Riverhcad 4.0 18 (E) — Interest — Buy
Rocky Point CSD 40 16 (F) — Interest — Buy
Alpine Ut4.0 13 (E) — Interest — Buy
Partner, Handy Place Investment Partnership
Trustee, Trust. fH V = = —_— EE AR HEN I = =e ry =x
3., or. & oO
WL - 2 £2 TZ TC -
Reimbursement — University of Pennsylvania — 10/29-30/2009 — Philadelphia, Pa — Lecture — Travel, lodging, meals
Spouse's income — Vanous — Pension and retirement plan pmts -pension plans for benefit of retirces of Random House, Inc
i

(E) designates assets held as trustee,

Eo

I

2

Pant VII, linc 40

- name of locality omitted for security reasons

3

{ncome for 1986 EES and Handy Place partnerships equals distributions

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21231. Public record. Not legal advice.
