# P. Kevin Castel

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/21056

## Record

- **Judge:** P. Kevin Castel
- **Year:** 2010
- **Pages:** 32

## Text

BrkAct#] Fidelity Worldwide FWWFX — Int/Div — Sold
Brk Act #1 Fidelity Capital Apprec'n Mutual Fd 'FDCAX™ — Int/Div
Brk Act #1Fidelity Cash Reserves [FDRXX] — Int/Div
Brk Act #1 Fidelity Asset Manager Mutual Fd 'FASGX™ — Int/Div
Brk Act #] Fidelity Aggressive Growth Mutual Fd 'FAMRX™ — Int/Div
Brk Act #1 Fidelity Balanced FBALX — Int/Div
Fidelity Export & Multinat'l 'FEXPX — Int/Div — Sold
Brk Act #4 First Eagle Overseas Fund Class A — Int/Div
Brk Act #4 LM SB’ Appreciation Fd CL A(Part VIII) — Int/Div
Brk Act #4 LM SB’ Large Cap Grwth FD CLA — None — Sold (part)
Brk Act #4 Wstm Asset NY Muni Money MktFdCL A — Interest
Brk Act #4 Wstrn Asset Money Market Fd CLA — Interest — Redeemed
Brk Act #4 Uts Nuveen TE UT TR #61 M NY INSD S61 (Part VIII) — Int/Div — Sold
Brk Act #4 VFH — Int/Div
Brk Act #4 SCD — Int/Div — Sold (part)
Brk Act#4 NYC G/O Ser G 3.125/10 4/10 — Interest — Redeemed
Brk Act #4 Nassau Co Ser C 5.25/10 — Interest — Redeemed
Brk Act #4 NYS Dorm AU Staten Isl U Hosp 4.9/10 — Interest — Redeemed
Brk Act#4 NYC G/O SER C4.375/11 — Interest
Brk Act#4 NYS ENV FACS 5/11 — Interest — Redeemed
Brk Act#4 NYNY Ser F 5.125/11 — Interest
Brk Act #4 Erie Cnty NY Pub Impt Ser A 5/11 (Part VIII) — Interest
Brk Act #4 NYNY Ser A Prefund 5.25/11 — Interest — from line 52)
Brk Act #4 NY NY Ser J 4/12 — Interest — Distributed — VIII
Brk Act#4 NY NY ETM SerJ 4/12 — Interest — from line 24)
DBrk Act#4 NY NY Ser) 4/12 — Interest — from line 24)
Brk Act #4 NY NY Ser J FGIC-TCRS 5.35/12 — Interest — Redeemed
Brk Act #4 NYS Dorm Auth Upstate Comm Coll Rev B 5/13 7/107 — Interest — Redeemed
Brk Act#4 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest
Brk Act #4 Medina NY Cent Sc Dist 4.75/13 — Interest
Brk Act #4 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/14 — Interest
Brk Act #4 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest
Brk Act #4 NYS Dorin AU Revs Lutherern Med 5/13 — Interest — Distributed — VIII
Brk Act #4 NYC GO Ser J 4/13 — Interest
Brk Act #4 Buffalo NY Ser B 5.375/13 "12 — Interest
Brk Act #4 Nassau Cty IFA Ser A 5/13 — Interest
BrkAct#4 NYC GO Ser A 4/13 — Interest
Brk Act #4 Camden NY Cent SCh DIST SER A 4.5/14 — Interest
BrkAct#4 NYS DORM AU Iona Coll 43/14 — Interest
Brk Act #4 Sharon Springs MunWtr 4.8/14 — Interest — Distributed — VIII
BrkAct#4 NYS Dorm Au Colgate 4.625/14 — Interest — Redeemed
BrkAct#4 NYC SerA G/O4.3/14 — Interest
Brk Act#4 NYS Dorm Au Lease Rev Mun HIth5.514°11 — Interest
Brk Act #4 Buffalo NY Gen ImpSer A 4.714711 — Interest
Brk Act#4 NYC GO Ser14.5/14°13 — Interest
Brk Act #4 West Seneca Cent Sch 4.125/14 — Interest
BrkAct# NYC GO SerG4/14 — Interest
Brk Act #4 No Babylon Sch Dt 5.25/15 — Interest
Brk Act #4 Buffalo NY Ser C4.7/15 — Interest — from line 44)
Brk Act #4 NYC REF Ser B G/O 5.75/15 — Interest
BrkAct#4 LI Pwr Au'LIPA 4/15 — Interest
Brk Act#4 NYNY Ser A 5.25/15 — Interest — Redeemed
Brk Act#4 MTA 5.25/15 — Interest — Distributed — VIII
Brk Act#4 NYC Trans Fin 4/15 — Interest
Brk Act#4 NYS Dorm Pres 4.2/15 "14 — Interest
Brk Act#4 NYC Ser C 5.25/15°14 — Interest
Brk Act#4 NYC Health & Hosp 4.55/16 17 — Interest
Brk Act#4 NYC G/O SerH 5.25/16 11 — Interest
Brk Act#4 NYS Dorm Au St Johns U 5/16 — Interest
Brk Act#4 NY NY Ser J 5.25/16 — Interest
Brkact #4 NYS Env Fac Corp St Clean Wtr 5/17 — Interest
Brk Act#4 NY NY RFDG Ser J 5/17 — Interest — Redeemed
Brk Act#4 NYC Ser G G/O 5/17 — Interest
Brk Act#4a NYC GO SerOS5/17°15 — Interest
Brk Act#4 NYC SER B Gen Obl 5.375/18 08 — Interest — Redeemed
Brk Act#4 NYS Dorm Au St Josephs H 5.25/18 — Interest — Distributed — VIII
Brk Act #4 Binghamtom 4.25/18716 — Interest — Redeemed
Brk Act#4 NYS ThruH& B5/18°15 — Intercst
Brk Act#4 NYC GO Ser Al 5/18°17 — Interest
Brk Act#4 NY NY RFDG Ser15/18 "14 — Interest
Brk Act#4 NYC TFA FUT TAX FGIC SECD Ser E5.25/18 — Interest
Brk Act #4 New York State Dorm Auth St Pers Income Tax 4/18 — Interest — Redeemed
Brk Act #4 New York NY City HSG Dev Corp MultiFam 5.35/18 — Interest
Brk Act #4 City MWF AU WKS Sys Rev SerD 0/18 — Interest — Redeemed
DBrk Act#4 LIPA NY Elec Sys Ser E 5/18 — Interest
Brk Act #4 NYS Thruway Au Gen Rev Ser H 5/19 — Interest
Brk Act #4 PR Muni Ser C 5.25/19 — Interest — Buy
DBrk Act #4 Buffalo Ser C 5/19 — Interest
Brk Act #4 MTA Ser A 5.5/19712 — Interest
Brk Act #4 NYC TFA Ser A15/19°16 — Interest
Brk Act #4 Middletown NY 4.125/19°16 — Interest — Redeemed
Brk Act #4 PR Sales Tax 4.625/19 — Interest
Brk Act#4 NYS Env FACS Corp St Clean WTR & Drinking 5.25/20 — Interest
Brk Act #4 Metro T SPTN Au NY TSPN REV SER A A520 — Interest
Brk Act #4 NYC GO Ser A 5/20[16 — Interest
Brk Act#4 LIPA Ser E 5/20 "16 — Interest
Brk Act#4 NJ High Ed4.5/21 — Interest — Buy
Brk Act#4 NY Gen Oblig BDS-GI 5.5/21 — Interest
Brk Act #4 NYC Trans F/A Rev 5.25/21 — Interest
Brk Act#4 NYS Pers Inc Tax 521{16 — Interest
Brk Act #4 New York NY Ser A CIFG TCRS 5121 — Interest
Brk Act #4 Metro Tras AuNY Rev RFDG Ser A 5.125/21 — Interest
Brk Act #4 New York City G/O Ser A 5/22 — Interest
Brk Act #4 Monroe Cnty IDA 5/22 — Interest
Brk Act #4 NJ State Trans 5.25/23 — Interest — Buy
Brk Act #4 NJ Economic Dev Au Sch Constr Ser 0 5.23/23 — Interest
Brk Act #4 PR Elec Pwr Rev RFDG Ser PP 5/23 — Interest
Brk Act #4 NY Gen Oblig BDS E 6/23 — Interest
Brk Act #4 Triborough Bridge & T Au Ser DS/23 — Interest
Brk Act #4 NJ State Trans 5/24 — Int/Div — Buy
Brk Act #4 New York St Dorm Au Revs Hosp FHA Insd A 6.45/24 — Interest
Brk Act #4 Triborough B & T AU 5/24 — Interest
Brk Act#4 PR Elec 4.625/25 — Interest — Buy
Brk Act#4 NYS Thwy Au 2d HWY & BDG 5/25 (Part VII) — Interest
Brk Act#4 NYC MWA Wir & Swr Rev Ser C 5/25 (Part VIII) — Interest
Brk Act#4 NY NY IDA Rev AGC 6.125/29 — Interest
Brk Act#4 XLF — Int/Div
Brk Act#4 NYS Thrwy 5.1/10 — Interest — Redeemed
Brk Act#4 NYC G/O Ser C 4.375/11 — with line 19)
Brk Act #4 MTA FRDG Ser A 4.3/13 — Interest
Brk Act#4 NYS Dorm Columbia U. 5.25/13 — Interest
Brk Act #4 New York City G/O Ser E 5/14 — Interest
Brk Act #4 New Rochelle Sch Dist Ser A FSA 5/14 — with line 115)
Brk Act #4 New Rochelle NY School 5.25/14°11° — Interest
Brk Act #44 NYC Ref Ser B G/0 5.75/15 — with line 50)
Brk Act #4 NYC Health & Hosp 4.55/16 12) — with line 57)
Brk Act #4 Hudson Falls NY Cent Sch 4.625/16°11" — Interest
Brk Act #4 New York G/O BD B/E Ser J 4/16 — Interest
Brk Act#4 NYC G/O Ser E 5/16 — Interest
Brk Act#4 NYC G/O SerB 5.25/18 — Interest
Brk Act #4 New York NY RFDG Ser H 5/16 — Interest
Brk Act #4 Port Auth 125th Ser 5/18 — Interest
Brk Act#4 MTA 4.5/18 — Interest
Brk Act #4 NYS Dorm Au Rev Kaleida Hlth 4.25/18 — Interest
Brk Act #4 Bingamton NY 4.25/18°16 — with line 67)
Brk Act #4 New York City G/O Ser A Subser A-1 5/19 — Interest
Brk Act #4 NYS Twy Rev A 5/2015 — Interest
Brk Act #4 Port AuNY & NJ 4.5/25 — Interest
Brk Act #4 Westem Asset Mkt FD — Int/Div — Redeemed
Brk Act #4 LM'SB_ Large Cap Growh Fund CLA — with line 10)
Brk Act #4 SB Money Funds Cash Port CLA — Int/Div — Redeemed
Brk Act #4 SB Muni NY Mkt Port CL A — with line 11)
Brk Act #4 ADP — Int/Div
Brk Act #4 BR — Int/Div
Brk Act #4 BBY — Int/Div
Brk Act #4 Citigroup — Int/Div
Brk Act #4 GE — Int/Div
Brk Act#4 IBM — Int/Div
Brk Act#4 KMB — Int/Div
Brk Act #4 MDT — Int/Div
Brk Act #4 MSFT — Int/Div
Brk Act#4 PWC — Int/Div
Brk Act #4 WMT — Int/Div
Brk Act #4 WAG — Int/Div
Brk Act #4 WFC — Int/Div
Brk Act #7 Citibank NA Bank Dep Program — Interest
Brk Act #7 PWC — Int/Div
Brk Act #7 RIT — Int/Div
Brk Act #7 NYS Dev Corp Inc Tx 6.5/18 — Interest
Brk Act #9 SB (Western Asset) MUNI NY MNY MKTPORTCL A — Interest
Brk Act #9 EEM — Int/Div
Brk Act #9 PWC — Int/Div
Brk Act #9 PZ1 — Int/Div
Brk Act #9 MFS Intl New Disc Fund C "MIDCX} — Int/Div
Brk Act #9 New York City MWF Au W &S Ser DOCPN 0/18 — Interest
Brk Act #9 NYS G/O BDS-A 0/19 — Interest
Brk Act#9 PR CommH & T 0/20 — Interest
Brk Act #9 XLF — Int/Div
Brk Act #12" PHX Oakhurst Strat Alloc FD A'VRTS Balance Fd A — Int/Div
Brk Act #12 PHX Oakhurst Inc&Growth FD A” VRTS Tactical Fd A — Int/Div
Brk Act #13 Fidelity Divers Intl FDIVX — Int/Div — Sold
Brk Act #13 Fidelity Equity Inc’FEQIX — Int/Div
Brk Act #13 Fidelity Inter Bond 'FTHRX — Interest — Sold (part)
Brk Act #13 Fidelity Export & Multinat'l "FEXPX — Int/Div — Sold
Brk Act #13 Fidelity Capital Apprec "FDCAX" — Int/Div
Brk Act #13 Fidelity Retire Mmkt Cash Reserves 'FCRXX™ — Interest
Brk Act #13 Fidelity Disciplined Equity "FDEQX’ — Int/Div — Sold
Brk Act #13 Fidelity Value 'FDVLX — Int/Div — Sold
Brk Act #1 Fidelity Worldwide 'FWWFX — Int/Div — Sold
Brk Act #1 Fidelity Capital Apprec'n Mutual Fd 'FDCAX™ — Int/Div
Brk Act #1Fidelity Cash Reserves FDRXX"™ — Int/Div
Brk Act#1 Fidelity Asset Manager Mutual Fd 'FASGX — Int/Div
Brk Act#l Fidelity Aggressive Growth Mutual Fd FAMRX™ — Int/Div
Brk Act #1 Fidelity Balanced FBALX — Int/Div
Fidelity Export & Multinat'l FEXPX — Int/Div — Sold
Brk Act #4 First Eagle Overseas Fund Class FY — Int/Div
Brk Act#4 LM "SB Appreciation Fd CL A(Part VIII) — Int/Div
Brk Act#4LM SB’ Large Cap Grwth FD CLA — None — Sold (part)
Brk Act #4 Wstm Asset NY Muni Money MktFdCL A — Interest
Brk Act #4 Wstrn Asset Money Market Fd CLA — Interest — Redeemed
Brk Act #4 Uts Nuveen TEUT TR #61 M NY INSD S61 (Part VIII) — Int/Div — Sold
Brk Act#4 VFH — Int/Div
Brk Act #4 SCD — Int/Div — Sold (part)
Brk Act#4 NYC G/O Ser G 3.125/10 "4/10 — Interest — Redeemed
Brk Act #4 Nassau Co Ser C 5.25/10 — Interest — Redeemed
Brk Act#4 NYS Dorm AU Staten [sl U Hosp 4.910 — Interest — Redeemed
Brk Act#4 NYC G/O SER C 4.375/11 — Interest
Brk Act#d4 NYS ENV FACS 5/11 — Interest — Redeemed
Brk Act#4 NYNY Ser F 5.125/11 — Interest
Brk Act#4 Erie Cnty NY Pub Impt Ser A 5/11 (Part VIII) — Interest
Brk Act#4 NYNY Ser A Prefund 5.25/11 — Interest — from line 52)
Brk Act#4 NY NY Ser 4/12 — Interest — Diswributed — VIII
Brk Act#4A NY NY ETM Ser J 4/12 — Interest — from line 24)
Brk Act#4 NY NY Ser) 4/12 — Interest — from line 24)
Brk Act#4 NY NY Ser J FGIC-TCRS 5.35/12 — Interest — Redeemed
Brk Act#4 NYS Dorm Auth Upstate Comm Coll RevB 5/13 7/107 — Interest — Redeemed
Brk Act#4 NY NY RFDG Ser B-FGIC TCRS 5.75/13 — Interest
Brk Act #4 Medina NY Cent Sc Dist 4.75/13 — Interest
Brk Act#4 NYS Dorm AU RFDG SECD HOSP NYDTWN 5.2/14 — Interest
Brk Act#4 NYS Dorm AU Revs Third Gen Res 5.25/13 — Interest
Brk Act#4 NYS Dorm AU Revs Luthcrern Med 5/13 — Interest — Distributed — VIII
Brk Act#4 NYC GO Ser) 4/13 — Interest
Brk Act#4 Buffalo NY Ser B 5.375/13 712 — Interest
Brk Act#4 NassauCty IFA Ser A 5/13 — Interest
Brk Act#4a NYC GO Ser A 4/13 — Interest
Brk Act #4 Camden NY Cent SCh DIST SER A 45/14 — Interest
Brk Act #4 NYS DORM AU Iona Coll 43/14 — Interest
Brk Act#4 Sharon Springs MunWtr 4.8/14 — Interest — Distributed — VI111
Brk Act#4 NYS Dorm Au Colgate 4.625/14 — Interest — Redeemed
Brk Act #4 NYC Ser A G/O 4.3/14 — Interest
Brk Act#4 NYS Dorm Au Lease Rev Mun HIthS5.514°11 — Interest
Brk Act #4 Buffalo NY Gen ImpSer A 4714711) — Interest
Brk Act#4 NYC GO Ser14.5/14°13 — Interest
Brk Act #4 West Seneca Cent Sch 4.125/14 — Interest
Brk Act#4 NYC GO SerG 4/14 — Interest
Brk Act #4 No Babylon Sch Dt 5.25/15 — Interest
Brk Act #4 Buffalo NY Ser C4.7/15 — Interest — from line 44)
Brk Act #4 NYC REF Ser B G/O 5.75/15 — Interest
Brk Act #4 LI Pwr Au'LIPA 4/15 — Interest
DBrk Act#4 NYNY Ser A 5.25/15 — Interest — Redeemed
Brk Act#4 MTA 5.25/15 — Interest — Distributed — VIII
Brk Act#4 NYC Trans Fin4/15 — Interest
Brk Act#4 NYS Dorm Pres 4.2/15 14 — Interest
Brk Act#4 NYC Ser C 5.25/15 '14 — Interest
Brk Act#4 NYC Health & Hosp 4.55/16 pos — Interest
Brk Act#4 NYC G/O SerH 5.25/16 11) — Interest
Brk Act#4 NYS Dorm Au StJohns U 5/16 — Interest
DBrk Act#4 NY NY Ser J 5.25/16 — Interest
Brkact #4 NYS Env Fac Corp St Clean Wtr 5/17 — Interest
Brk Act#4 NY NY RFDG Ser J 5/17 — Interest — Redeemed
Brk Act#4 NYC Ser G G/O 5/17 — Interest
Brk Act#4 NYC GO Ser 05/17 '15 — Interest
Brk Act#4 NYC SER B Gen Obl 5.375/18 “08° — Interest — Redeemed
Brk Act #4 NYS Dorm Au St Josephs H 5.25/18 — Interest — Distributed — VIII
Brk Act #4 Binghamtom 4.25/18°16 — Interest — Redeemed
Brk Act#4 NYSThruH &B 5/18°15 — Interest
Brk Act#4 NYC GO Ser Al 5/18717 — Interest
Brk Act#4 NY NY RFDG Ser15/18 "14 — Interest
Brk Act #4 NYC TFA FUT TAX FGIC SECD Ser E 5.25/18 — Interest
Brk Act #4 New York State Dorm Auth St Pers Income Tax 4/18 — Interest — Redeemed
Brk Act#4 New York NY City HSG Dev Corp MultiFam 5.35/18 — Interest
Brk Act #4 City MWF AU WKS Sys Rev Ser D 0/18 — Interest — Redeemed
Brk Act#4 LIPA NY Elec Sys SerE 5/18 — Interest
Brk Act #4 NYS Thruway Au Gen Rev Ser HS5/19 — Interest
Brk Act #4 PR Muni Ser C 5.25/19 — Interest — Buy
Brk Act#4 Buffalo Ser C 5/19 — Interest
Brk Act #4 MTA Ser A 5.5/19°12 — Interest
Brk Act#4 NYC TFA Ser A15/19°16 — Interest
Brk Act #4 Middletown NY 4.125/19°16 — Interest — Redeemed
Brk Act #4 PR Sales Tax 4.625/19 — Interest
Brk Act#4NYS Env FACS Corp St Clean WTR & Drinking 5.25/20 — Interest
Brk Act #4 Metro T SPTN Au NY TSPN REV SER A A520 — Interest
Brk Act #4 NYC GO Ser A 5/20°16 — Interest
Brk Acti4 LIPASerES5/20°16 — Interest
Brk Act#4 NJ High Ed 4.5/21 — Interest — Buy
Brk Act#4NY Gen Oblig BDS-G1 5.5/21 — Interest
Brk Act#4 NYC Trans F/A Rev 5.25/21 — Interest
Brk Act#4 NYS Pers Inc Tax 5/21°16 — Interest
Brk Act#4 New York NY Ser A CIFG TCRS 521 — Interest
Brk Act#4 Metro Tras Au NY Rev RFDG Ser A 5.12521 — Interest
Brk Act#4 New York City G/O Ser A 5/22 — Interest
Brk Act #4 Monroe Cnty IDA 5/22 — Interest
Brk Act #4 NJ State Trans 5.25/23 — Interest — Buy
Brk Act #4 NJ Economic Dev Au Sch Constr Ser O 5.23/23 — Interest
Brk Act #4 PR Elec Pwr Rev RFDG Ser PP 5/23 — Interest
Brk Act#4 NY Gen Oblig BDS E 6/23 — Interest
Brk Act #4 Triborough Bridge & T Au Ser DS5/23 — Interest
Brk Act #4 NJ State Trans 5/24 — Int/Div — Buy
Brk Act#4 New York St Dorm Au Revs Hosp FHA Insd A 6.45/24 — Interest
Brk Act #4 Triborough B & T AU 5/24 — Interest
Brk Act#4 PR Elec 4.625/25 — Interest — Buy
Brk Act#4 NYS Thwy Au2d HWY & BDG 5/25 (Part VIII) — Interest
Brk Act#4 NYC MWA Wir & Swr Rev Ser C 5/25 (Part VIII) — Interest
Brk Act#4 NY NY IDA Rev AGC 6.125/29 — Interest
Brk Act #4 Ishares TR Dow Jones Select Div Index Fund — Int/Div
Brk Act#4 XLF — Int/Div
Brk Act#4 NYS Thrwy 5.1/10 — Interest — Redeemed
Brk Act#4 NYC G/O Ser C 4.375/11 — with line 19)
Brk Act#4 MTA FRDG Ser A 4.3/13 — Interest
Brk Act#4 NYS Dorm Columbia U. 5.25/13 — Interest
Brk Act #4 New York City G/O Ser E 5/14 — Interest
Brk Act#4 New Rochelle Sch Dist Ser A FSA 5/14 — with line 115)
Brk Act #4 New Rochelle NY School 525/14°11 — Interest
Brk Act#4 NYC Ref Ser B G/O 5.75/15 — with line 50)
Brk Act#4 NYC Health & Hosp 4.55/16 pre — with line 57)
Brk Act #4 Hudson Falls NY Cent Sch 4.625/16[11° — Interest
Brk Act #4 New York G/O BD B/E Ser J 4/16 — Interest
Brk Act #4 NYC G/O Ser E 5/16 — Interest
Brk Act#4 NYC G/O Ser B 5.25/18 — Interest
Brk Act#4 New York NY RFDG Ser H 5/16 — Interest
Brk Act #4 Port Auth 125th Ser 5/18 — Interest
Brk Act# 4 MTA 4.5/18 — Interest
Brk Act#4 NYS Dorm Au Rev Kaleida Hlth 4.25/18 — Interest
Brk Act #4 Bingamton NY 4.25/18°16 — with line 67)
Brk Act #4 New York City G/O Ser A Subser A-1 5/19 — Interest
Brk Act #4 NYS Twy Rev A 5/20°15 — Interest
Brk Act #4 Port Au NY & NJ 4.5/25 — Interest
Brk Act #4 Western Asset Mkt FD — Int/Div — Redeemed
Brk Act #4 LM SB. Large Cap Growh Fund CLA — with line 10)
Brk Act #4 SB Money Funds Cash Port CLA — Int/Div — Redeemed
Brk Act #4 SB Muni NY Mkt Port CL A — with line 11)
Brk Act #4 ADP — Int/Div
Brk Act #4 BR — Int/Div
Brk Act #4 BBY — Int/Div
Brk Act #4 Citigroup — Int/Div
Brk Act #4 GE — Int/Div
Brk Act #4 IBM — Int/Div
Brk Act #4 KMB — Int/Div
Brk Act #4 KSS — None
Brk Act #4 MDT — Int/Div
Brk Act #4 MSFT — Int/Div
Brk Act #4 PWC — Int/Div
Brk Act #4 WMT — Int/Div
Brk Act #4 WAG — Int/Div
Brk Act #4 WFC — Int/Div
Brk Act #7 Citibank NA Bank Dep Program — Interest
Brk Act# 7 PWC — Int/Div
Brk Act #7 RIT — Int/Div
Brk Act #7 NYS Dev Corp Inc Tx 6.5/18 — Interest
Brk Act #9 SB (Western Asset) MUNI NY MNY MKT PORTCLA — Interest
Brk Act #99 EEM — Int/Div
Brk Act #9 PWC — Int/Div
Brk Act #9 PZI — Int/Div
Brk Act #9 MFS Intl New Disc Fund C "MIDCX} — Int/Div
Brk Act #9 New York City MWF Au W &S Ser DOCPN 0/18 — Interest
Brk Act#9 NYS G/O BDS-A 0/19 — Interest
Brk Act#9 PR CommH & T 0/20 — Interest
Brk Act #9 XLF — Int/Div
Brk Act #12” PHX Oakhurst Strat Alloc FD A VRTS Balance Fd A — Int/Div
Brk Act #12 PHX Oakhurst Inc&Growth FD A” VRTS Tactical Fd A — Int/Div
Brk Act #13 Fidelity Divers Intl 'FDIVX — Int/Div — Sold
Brk Act #13 Fidelity Equity Inc FEQIX — Int/Div
Brk Act #13 Fidelity Inter Bond FTHRX — Interest — Sold (part)
Brk Act #13 Fidelity Export & Multinat'l FEXPX™ — Int/Div — Sold
Brk Act #13 Fidelity Capital Apprec "FDCAX — Int/Div
Brk Act #13 Fidelity Retire Mmkt Cash Reserves” 'FCRXX™ — Interest
Brk Act #13 Fidelity Disciplined Equity "FDEQX’ — Int/Div — Sold
Brk Act #13 Fidelity Value FDVLX — Int/Div — Sold
Director (ex officio as former president), St. John's School of Law, Alumni Association (uncompensated)
Trustee (ex officio as former president), Federal Bar Council (uncompensated)
Board of Managers, Havens Relief Fund Society (uncompensated)
Adjunct Professor, NYU School of Law (compensated; commencing 1/1/10)
Agreement — 10/27/03 — Cahill Gordon & Reindel LLP agreement in connection with withdrawal from firm. (Copy of agreement filed with 2006 FDR and those of prior years.)
Income — 2010 — NYU School of Law-teaching — $20,000.00
PartVIl: INVESTMENTS AND TRUSTS

Brk Act #1: a percentage of the assets in these accounts were transferred

fine bo

_ per agreement; the balanced was transferred to a new individual

account with the same designation "Brk Act #1". Brk Act #13: a percentage age of the assets in these accounts were e transf rred to now

per agreement.

A percentage of the assets reported in Brk Act # 2 and #6 on prior years' FDRs were transferred

per agreement with the balance transferred

into Brk Act #4.

SR

Brk Act # 10 from 2009 FDR. These assets are under the control of.

not living in hosehold and are no longer reportable

ma

Part VII lines 23,33,40,53 and 66_ of 2010 FDR. These assets were transferred’

| per agreement

Page 4, line 17 of 2009 FDR. Brk Act #2 NYST AU LOC HGHWY & BRIDGE 5/09. This was inadvertenly listed on the 2009 FDR as an asset. It was a full

redemption on 4/1/09 and is therfore omitted from the 2010 FDR

Page 5, line 18 of 2009 FDR. Brk Act #2 NYS Dorm Au Revs New Island Hosp 5.2/09.. This was inadvertenly listed on the 2009 FDR as an asset. It was a full

redemption on 7/1/09 and is therfore omitted from the 2010 FDR.

Page S, line 30 of 2009 FDR. Brk Act #2 NYC G/O Ser H 5.25/13 (09). This was inadvertenty listed on the 2009 FDR as an asset. It was a full redemption on

3/16/09 and is therfore omitted from the 2010 FDR

Page 10, line 114 of 2009 FDR. Brk Act #4 NYS Dorm Mtg Hosp 4.95/08. This was inadvertenty listed on the 2009 FDR as an asset. It was a full redemption on

8/1/08 and is therfore omitted from the 2010 FDR

Page 11, line 118 of 2008 FDR. Brk Act #4 NYC RFDG Ser H, subser H6 float/12. This was inadvertenty listed on the 2009 FDR as an asset. It was a full

redemption on 3/17/08 and is therfore omitted from the 2010 FDR

---

Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/21056. Public record. Not legal advice.