# Mary Ann Whipple > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/20397 ## Record - **Judge:** Mary Ann Whipple - **Year:** 2018 - **Report type:** Annual - **Pages:** 15 ## Text Huntington National Bank(IRANCD)(cash accounts) — Interest — Note in Part VII Memill Lynch Ready Assets — Int/Div Blackrock Mid Cap Growth Equity Portfolio Class A (BMGAX) — Int/Div C'VS Health Corporation 9CVS) X — None — Buy AB Sustainable Int'l Thematic Fund Class A (AWPAX) — None — Note mn Part VII Nuveen Enhanced AMT-Free Municipal Credit Opportunity Fund (NVG) — Int/Div Blackrock Balanced Capital Fund Class A IMDCPX) — Int/Div MFS Municipal Income Fund A (MFIAX) — Int/Div MFS Global Total Retum Fund A IMFWTX) — Int/Div MainStay Large Cap Growth Fund Class A — Int/Div MainStay Mackay Common Stock Fund Class A (MSOAX) — Int/Div — Note in Part VII MainStay Epoch US Equity Yield Fund Class A (EPLPX) — Int/Div MamStayMackay Growth Fund Inv. Class (IRA) — Int/Div — Note mn Part VII Investment Company of America-A Fund Number 4 (AIVSX) — Int/Div Franklin Equity Income Fund-Class A(FISEX) — Int/Div UBS Pace Large Company Value Equity Fund Class A (PCPAX) — Int/Div — Note in Part VII UBS Bank USA (cash account) — Interest UBS Pace Global Fixed Income Fund Class APWFAX) — Int/Div — Note mm Part VII UBS US. Allocation Fund Class A (PWTAX) — Int/Div — note mn Part VII Columbus Life Ins. Co. Fixed Annuity — Interest Vanguard Windsor Il Fund (UGMA) — Int/Div — Note in Part VII Washington Federal Seattle Wash (CD) (UGMA) — Interest — Note in Part VII US. Savings Bonds — None STRS (Ohio) Money Market Account (Ohio public pension) — Int/Div STRS (Ohio) Russell 1000 Index Fund {Ohio public pension) — None PNC Bank (cash accounts) — Interest — Redeemed — Note in Part VII PNC Bank (cash accounts) — Open PNC Bank (cash accounts) — Open PNC Bank (cash accounts) — Closed Sun Federal Credit Union (cash account) — Interest — Closed Northwestern Mutual Extra Ordinary Life Policy — Int/Div Northwestern Mutual 65 Life Policy — Int/Div New York Life Whole Life Policy — Int/Div New York Life Paid-up at 85 — Int/Div Washington Federal Seattle Wash (cash account NCD) — Interest The Trust Company of Toledo, NA (IRA Rollover) (H) Vanguard Institutional Index Fund (IRA) — Int/Div MFS Intl New Discovery-1 Fund (IRA) — Int/Div Vanguard Short Term Federal Bond Fund (IRA) — Int/Div Northern Institutional Prime Obligations Portfolio (IRA) — Interest Vanguard Intermediate Term Bond Index (IRA) — Int/Div Harbor International Fund (IRA) — Int/Div Harbor Bond Fund (IRA) — Int/Div Fidelity Contrafund (IRA) — Int/Div Sterling Capital Stratton Small-Cap Value Fund (IRA) — Int/Div Dodge & Cox (IRA) — Int/Div Vanguard Dividend Growth-1 (IRA) — Int/Div Invesco Int'l Growth (IRA) — Int/Div Trust £1 (H) — Note im Part VII Massachusetts Mutual Permanent Life Policy — Int/Div — Distnibuted Massachusetts Mutual Settlement Option Contract Account — Interest — Open Northwestern Mutual Whole Life Policy — Int/Div — Distnbuted Columbus Life Insurance Policy (whole life) — Int/Div — Distnbuted PNC Bank (cash account) — Interest — Open Edward Jones Money Market Fund X — Int/Div — Buy Edward Jones Money Market Fund X — Buy Edward Jones Money Market Fund X — Sold (part) Edward Jones Money Market Fund X — Sold (part) AT&TInc(T) X — None — Buy Abbvie Incorporated (ABBV) T — None — Buy Blackrock National Municipal Fund CI K (BNMLX) X — Int/Div — Buy Blackrock Strategic Municipal Oportunities Fund C1 K (IMKMTX) X — Int/Div — Buy Broadcom Inc (AVGO) X — Int/Div — Buy Columbia Strategic Municipal Income Fund C1 13(CATYX) X — Int/Div — Buy Dommion Energy Inc. (D) X — None — Buy Enbridge Inc (ENB) X — None — Buy First Trust Capital Strength ETF (FTCS) X — Int/Div — Buy First Trust Value Line Dividend Index Fund (FVD) X — Int/Div — Buy General Motors Company (GM) X — None — Buy Kraft Hemz Co. (KHC) X — None — Buy MFS Growth Fund Cl R6 (IMFEKX) X — Int/Div — Buy MFS Intl Diversification Fund C1 R6 (MDIZX) X — Int/Div — Buy Microsoft Corp (MSFT) X — None — Buy Nutrien Limited (NTR) X — None — Buy Royal Dutch Shell PLC ADR Repstg A Shires RDS A X — None — Buy American SMALLCAP World Fund C1 F3 (SFCWX) X — Int/Div — Buy American Tax-Exempt Bond Fund of America C1 F3(TFEBX) X — None — Buy United Parcel Service Inc C1 B (UPS) X — None — Buy Wells Fargo & Co (WFC) X — None — Buy Welltower Inc REIT (WELL) X — None — Buy The Huntington Investment Co, (H) American Funds: Capital World Growth & Income Fund A (CWGIEX) — Int/Div American Funds: Washington Mutual Investors Fund Class A (AWSHX) — Int/Div Amencan Funds: High Income Municipal Bond Fund Class A (AMHIX) — Int/Div American Funds: Tax Exempt Bond Fund of America A (AFTEX) — Int/Div Trust #2 (H) — Note m Part VII Andersons Inc 5.10 & 15 YR Debentures — Interest Washington Federal Bank (CD) — Interest Fifth Third Bank (cash accounts) X — Interest — Open Key Bank Variable Rate Deposit Account (Cash) X — Interest — Closed Federated Gov Obl Tax-MNG Auto X — Interest — Buy Federated Gov Obl Tax-MNG Auto X — Buy (add'l) Federated Gov Obl Tax-MNG Auto X — Buy (add'l) Federated Gov Obl Tax-MNG Auto X — Buy (add'l) Federated Gov Obl Tax-MNG Auto X — Buy (add'l) GNMA GTD Remic Pass thru Secs 208-36 X — Interest FNMA GTD Remic Pass Thru TR Remic TR 2007-76 CL-EB X — Interest Clorox Co CLX X — Int/Div Welltower Inc WELL X — Int/Div Franklin Rising Dividends Fund Class A FRDPX X — Int/Div Franklin Rising Dividends Fund Class FRD TX X — Int/Div PIMCO Income Strategy Fund 11 PFN X — Int/Div VOYA Corporate Leaders 100 Fund Class CIKCLX X — Int/Div FT Unit 6164 Dividend Equity Port Series 2% X — Int/Div — Redeemed FT Unit 6964 Deep Value Dividend Opportunity Portfolio Series 2 X — Int/Div FT Unit 7181 Global Bond Income Closed End Portfolio Series 28 X — Int/Div Edward Jones Money Market Account X — Int/Div Harbor Real Return Bond Fund 1 X — Int/Div Harbor Real Return Bond Fund 1 X — Sold Harbor Bond Fund X — Int/Div Harbor Bond Fund X — Sold Comerica Inc. (CMA) X — Int/Div Comerica Inc. (CMA) X — Sold (part) Comerica Inc. (CMA) X — Sold (part) Franklin OH Tax Free Income C X — Int/Div Franklin OH Tax Free Income C X — Sold Invesco High Yield Municiapl High Inceom A X — Int/Div MFS Moderate Allocation Fund A X — Int/Div MFS Moderate Allocation Fund A X — Sold MFS Municipal High Income Fund A X — Int/Div MFS Municipal High Income Fund A X — Sold MFS Municipal Income A X — Int/Div MFS Municipal Income A X — Sold Blackrock National Municipal Fund C1 K X: — None — Buy Blackrock Strategic Municiapl Opportunity Fund CL K X — None — Buy Bristol-Meyers Squibb Co. (BMY) X — None — Buy Columbia Strategic Municipal Income Fund CIK (CATYX) X — None — Buy Walt Disney Co.(DIS) X — None — Buy Fed Ex Corp. (FDX) X — None — Buy First Trust Capital Strength ETF (FTCS)X — None — Buy First Trust Value Line Dividend Index Fund (FVD) X — None — Buy Marathon Petroleum Corp. (MPC) X — None — Buy MFS Growth Fund Class R6 (MFEKX) X — None — Buy Medtronic PLC (MDT) X — None — Buy MFS International Diversification Fund Class R6 (MDIZX) X — None — Buy McDonalds Corp. (MCD) X — None — Buy Microsoft Corp. (MSKF1) X — None — Buy Procter & Gamble Co. (PG) X — None — Buy American SMALLCAP World Fund Class FI (SFCWX) X — None — Buy American Tax-Exempt Bond Fund of America Class F3J{TFEBX) X — None — Buy Visa Inc. Class A (V) X — None — Buy Blackrock National Strategic Municipal Opp. Fund Class K (MKMTX) X — None — Buy Berea OH City School Dist COPS 112019 — Interest American Municipal Power OH Inc. Rev B 2152022 X — Interest Greene County OH Hosp Kettering 412027 — Interest Montgomery County OH Rev Rfdg A 12/12033 X — Interest Montgomery County OH Transn Rev 4.5% 12/12033 X — Interest Goshen Local Sch Dist OH Transn Rev 12/152034 X — Interest Cleveland OH St. Univ Gen Rec 6/1/2037 X — Interest OH St Hosp Rev Univ Hosps Hlth 1152039 X — Interest American Municipal Power OH Inc. Rev B 2152042 X — None SC St Pub Sve Auth Rev Rfdg A 12/12049 X — Interest Lucas County OH Hosp Rev Series D 11/1838 — Interest — Redeemed Custodian, LUmiform Gaft to Mimors Act See Note m Pare VII Executive Committee Member, Mormison R, Waite Chapter, American Inns of Court Executive Board Secretary, University of Michigan Club of Toledo Agent, Powers of Attorney for family members Executor, Estate of deceased family member See Note in Part VII Agreement — 1991 — State Teachers Retirement System (Ohio); interest in public pension plan Reimbursement — Federal Bar Association, } Western District of Michigan — 7/26/18 to 7/28/18 — Traverse City, M1 — Seminar speaker — SCMIINAT MegISIration fee and materials, transportation and meals Part 1 [Line 1] and VII [Lines 20 and 21] Note: The Minor reached the age of majority under the Ohio UGMA statute in 2014, However, the Washington Federal (Seattle Wash) CD reported at Part VII [Line 21] and the Vanguard Windsor IT Fund reported at Part VII [Line 20] were both still maintained in my name as custodian and in my nominal custody at December 31, 2018. Parts | [Line 2] and VII [Lines 48-80] Note: Trust #1 is a life insurance trust for a family member of which | am the trustee. Trust #1 and the three whole life insurance policies held by Trust #1 have been previously reported, The beneficiaries are all family members. The insured family member died on July 22, 2018, as a result of which the policies were distributed during 2018 and other assets acquired as are reported. 1am also a beneficiary of the trust but did not receive any income from it during the reporting period. 1 am not being compensated for my services as trustee. Parts | [Line 5] and VII [Lines 86-149] Note: Trust #2 is a trust that became irrevocable under the trust agreement upon a family member's death (trustee and settlor) in July 2018. The beneficiaries are all family members. | was the successor trustee and became trustee upon the family member's death, | became responsible for the assets in the trust on July 22, 2018, the date upon which the family member died. The assets held in the trust at the date of death and subsequent transactions are reported in Part VII [Lines 86-149]. I am also a beneficiary of the trust but did not receive any income from it during the reporting period. | am not being compensated for my services as trustee. Part 1 [Line 7] Note: | am the executor for the estate of a family member who died on July 22, 2018. The decedent's will was filed without probate. There are presently no reportable assets in the estate. Tam not being compensated for my services as executor. Part VII [Line 1] Note: The Huntington National Bank IRA reported at Part VII [Line 1] is mvested in a Huntington National Bank CD. Part VII [Line 4] Note: The AB Sustainable International Thematic Fund Class A was formerly known and reported as the AB International Growth Fund Class A. The fund name was changed effective Junuary 8, 2018. Part VII [Line 10]. Note: The MainStay Mackay Common Stock Fund Class A was formerly known and reported as the MainStay Common Stock Fund Class A. The fund name was changed effective February 28, 2018. Part VII [Line 12]. Note: The MainStay Mackay Growth Fund Investor Class was formerly known and reported as the MainStay Comerstone Growth Fund Investor Class. The fund name was changed effective February 28, 2018. Part VII [Lines 15, 17 and 18] Note: The three reported UBS mutual fund holdings were previously Class C shares. At the close of business on October 15, 2018, the Class C shares were all automatically converted to Class A shares. Part VII [Lines 25-28] Note: As previously reported, 1 had PNC Bank accounts. A CD I held at PNC Bank matured and was redeemed as reported, however, 1 still maintained another cash account at that time. Effective August 18, 2018, after the death of a family member on July 22, 2018, 1 was added as an account holder to two existing PNC accounts of another family member. Effective October 1, 2018, | was removed as an account holder from one of the two family member accounts. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/20397. Public record. Not legal advice.