# Susan G. Van Keulen > Federal judicial disclosures. URL: https://www.frixlaw.com/law-library/disclosures/20360 ## Record - **Judge:** Susan G. Van Keulen - **Year:** 2018 - **Report type:** Annual - **Pages:** 16 ## Text of America (cash) — Interest Citibank (cash) — Interest Chase (cash) (Y) Vanguard Growth Index Fund Adm (VIGAX) — Int/Div Amerstoort Company — Distribution Gunter Building, LLC — None HSA (cash) (X) — Interest Trust Account £1 (H) Charles Schwab Deposit Account (Cash) (Y) Nike Inc (NKE) — Int/Div Powershares Global Clean Energy ETF (PBDYY) Trust Account £2 (H) Schwab Cash Reserves (SWSXX) — Int/Div Invesco Db Base Metals ETF (DBB) — Int/Div — Buy Invesco Db Base Metals ETF (DBB) — Sold (part) Invesco Db Energy ETF (DBE) — Int/Div — Buy Invesco DB Oil ETF (DBO) — Int/Div — Buy IShares Gold ETF (IAL) — None — Buy IShares MSC EAFE Growth ETF (EFG) — Int/Div — Buy Schwab Fundamental Intl Small Com ETF {FNDCY — None — Buy Schwab Fundamental Intl Small Com ETF {FNDCY — Sold Schwab US Broad Mkt ETF (SCHB) — Int/Div — Buy Vanguard Small Cap Growth ETF (VBK) — Int/Div — Buy Vanguard Ca Inter Term Tux Exempt Fd Adm (VCADX) — Int/Div — Buy Baird Core Plus Bd Inst (BCOIX) — Int/Div — Sold Eaton Vance Floating Rate Advantage (EIFAX) — Int/Div — Sold Metropolitan West Total Return Bond (IMWTIX) — Int/Div — Sold Pimco Incm Cl P(PONPX) — Int/Div — Sold Prudential High Yield Fund C1 Z (PHYZX) — Int/Div — Sold Prudential Total Return Bd Z (PBDZX) — Int/Div — Sold Western Asset Core Plus Bd Fd 1 (WATFX) — Int/Div — Sold Artisan Intl Value Fund Adv (APDKX) — None — Sold Lazard Intl Equity Portfolio Inst Shares (LZIEX) — Int/Div — Sold (part) Lazard Intl Equity Portfolio Inst Shares (LZIEX) — Sold (part) Parnassus Core Equity Fd (PRILX) — Int/Div — Buy Ouakmark Int'l Small Cap Fund Ady {OAYEX) — None — Sold Oppenheimer Intl Small Mid Company Y {OSMYX) — None — Sold Schwab Core Equity Fund (SWANX) — Int/Div Schwab Dividend Equity Fund (SWDSX) — Int/Div Schwab Fundamental US Large Co Index (SFLNX) — Int/Div Schwab Fundamental US Small CO Index (SFSNX) — None Schwab Large-Cap Growth Fund (SWLSX) — None — Sold Schwab Small-Cap Equity Fund (SWSCX) — Int/Div — Buy (add'l) Schwab Small-Cap Equity Fund (SWSCX) — Buy (add'l) Trust Account £3 (H) Charles Schwab Deposit Account (Cash) — Interest Apple Stock (APL) — Int/Div Berkshire Hathaway, Class B Stock (BRKB) — None DowDupont Inc. (DWDP) — Int/Div Home Depot (HD) — Int/Div Travelers Companies Group (TRV) — Int/Div UnitedHealth Group (LNH) — Int/Div IRAZI(H) Schwab Cash Reserves (SWSXXo(Y) Baird Core Plus Bd Inst (BCOIX) — Int/Div Eaton Vance Floating Rate Advantage {EIFAX) — Int/Div — Sold Metropolitan West Total Return Bond IMWTIXO — Int/Div — Sold Pimco Incm Cl A (PONAX) — Int/Div — Buy Pimco Incm Cl A (PONAX) — Sold Pimco Inem C1 P (PONPX) — None — Sold PGIM High Yield Fund Cl Z (PHYZX) (formerly Prudential) — Int/Div Pimco Incm Inst CHPIMIX) — Int/Div — Buy Pimco Incm Inst CHPIMIX) — Buy (add'l) AMG Timesguare Intl Sm Cap Fd N {(TCMPX) — None — Buy AMG Timesguare Intl Sm Cap Fd N {(TCMPX) — Sold AMG Timesquare Intl Sm Cap Fd (TOTIX) — Int/Div — Buy Fidelity Adv Intl Real Estate Fd Cl A (FIRAX) — Int/Div — Buy Fidelity Adv Real Estate Income Fd Cl A (FRINX) — None — Buy Fidelity Adv Real Estate Income Fd Cl A (FRINX) — Sold Fidelity Adv Real Estate Income Fd C11 (FRIRX) — Int/Div — Buy Janus Henderson Small Cap Value T USCVX) — Int/Div — Buy Janus Henderson Small Cap Value T USCVX) — Sold Janus Henderson Small Cap Value USCOX) — None — Buy Prudential Total Return Bd Z (PBDZX) — Int/Div — Sold Western Asset Core Plus Bd Fd 1 (WATFX) — Int/Div — Sold Artisan Intl Value Fund Adv (APDKX) — None — Sold Lazard Intl Equity Portfolio Inst Shares (LZIEX) — Int/Div — Sold (part) Oakmark Int'l Small Cap Fund Adv {OAYEX) — None — Sold Oppenhesmer Intl Small Mid Company Y {OSMYX) — None — Sold Schwab Core Equity Fund (SWANX) — Int/Div — Sold Schwab Dividend Equity Fund (SWDSX) — Int/Div — Sold Schwab Fundemental US Large Co Index (SFLNX) — None — Sold Schwab Fundemental US Small Co Index (SFSNX) — None — Sold Schwab Large-Cap Growth Fund (SWLSX) — None — Sold Schwab Small-Cap Equity Fund (SWSCX) — None — Sold Parnassus Core Equity Fd Inst (PRILX) — Int/Div — Buy IRA £2 (H) Schwab Cash Reserves (SWSXX) — Int/Div Invesco QQQ Trust (QQ) — Int/Div — Buy Invesco QQQ Trust (QQ) — Sold (part) Invesco S&P Low Volatility ETF (SPLV) — Int/Div — Buy IShare Edge MSCI Min Vol EAFE ETF (EFAV) — Int/Div — Buy IShares Commodities Select Strigy ETF (COMT)Y — Int/Div — Buy IShares Commodities Select Strigy ETF (COMT)Y — Sold (part) IShares Commodities Select Strigy ETF (COMT)Y — Sold (part) IShares Core S&P Small Cap ETF (UR) — Int/Div — Buy IShares Core S&P Small Cap ETF (UR) — Sold IShares Core US Aggregate Bond ETF (AGG) — Int/Div — Buy Shares Core 1-8 Yr USD BA ETF (ISTB) — Int/Div — Buy Shares Gold E1¥ (IAL) — None — Buy Shares Gold E1¥ (IAL) — Sold (part) Shares IBOXX High Yield Bond ETF (HYG) — Int/Div — Buy Shares JPMorgan USD Mts Bond ETF (EMB) — Int/Div — Buy IShares MSC Hong Kong ETF (EWH) — None — Buy IShares MSC Hong Kong ETF (EWH) — Sold IShares Russell 2000 ETF (IWM) — Int/Div — Buy IShares TIPS Bond ETF (TIP) — Int/Div — Buy IShares 1-3 Yr Treasry Bond ETF (SHY) — Int/Div — Buy IShares 20 Pls Yr Treasury Bnd ETF (TLT) — Int/Div — Buy Pimco Enhanced Shrt Maturty Actv ETF (MINT) — Int/Div — Buy Select Sector Health Care SPDR ETF (XLV) — Int/Div — Buy SPDR Fund Consumer Staples ETF (XLP) — Int/Div — Buy Select Str Financial Select SPDR ETF (XLF) — Int/Div — Buy Select Str Financial Select SPDR ETF (XLF) — Sold SPDR S&P S00 ETF (SPY) — Int/Div — Buy SPDR S&P S00 ETF (SPY) — Sold (part) SPDR S&P S00 ETF (SPY) — Sold (part) Vanguard Consumer Discretionary ETF (VCR) — Int/Div — Buy Vanguard Dividend Appreciation ETF ViGHY — Int/Div — Buy Vanguard FTSE Developed Mkts ETF (VEA) — Int/Div — Buy Vanguard FTSE Emerging Mkts ETF (VWO) — Int/Div — Buy Vanguard Short Term Treasury ETF (VGSH) — Int/Div — Buy Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy Baird Core Plus Bd Inst (BCOIX) — Int/Div — Buy (add'l) Baird Core Plus Bd Inst (BCOIX) — Sold Eaton Vance Floating Rate Advantage (EIFAX) — Int/Div — Sold Metropolitan West Total Return Bond IMWTIX) — Int/Div — Buy (add'l) Metropolitan West Total Return Bond IMWTIX) — Sold Pimco Incm C1 P(PONPX) — Int/Div — Buy (add'l) Pimco Incm C1 P(PONPX) — Sold PGIM High Yield Fund C1 Z (PHY ZX) (formerly Prudential) — Int/Div — Buy (add'l) PGIM High Yield Fund C1 Z (PHY ZX) (formerly Prudential) — Sold PGIM Total Return Bd Z (PBDZX) (formerly Prudential) — Int/Div — Buy (add'l) PGIM Total Return Bd Z (PBDZX) (formerly Prudential) — Sold Western Asset Core Plus Bd Fd (WATFX) — Int/Div — Buy (add'l) Western Asset Core Plus Bd Fd (WATFX) — Sold Artisan Intl Value Fund Adv (APDKX) — None — Buy (add'l) Artisan Intl Value Fund Adv (APDKX) — Sold Lazard Intl Equity Portfolio Inst Shares (LZIEX) — Int/Div — Buy (add'l) Lazard Intl Equity Portfolio Inst Shares (LZIEX) — Sold Oakmark Int'l Small Cap Fund Ady {OAYEX) — None — Sold Oppenheimer Intl Small Mid Company Y {OSMYX) — None — Sold Schwab Core Equity Fund (SWANX) — None — Buy (add'l) Schwab Core Equity Fund (SWANX) — Sold Schwab Dividend Equity Fund (SWDSX) — Int/Div — Buy (add'l) Schwab Dividend Equity Fund (SWDSX) — Sold Schwab Fundamental US Large Co Index (SFLNX) — None — Buy (add'l) Schwab Fundamental US Large Co Index (SFLNX) — Sold Schwab Fundemental US Small Co Index (SFSNX) — None — Buy (add'l) Schwab Fundemental US Small Co Index (SFSNX) — Sold Schwab Large-Cap Growth Fund (SWLSX) — None — Buy (add'l) Schwab Large-Cap Growth Fund (SWLSX) — Sold Schwab Small-Cap Equity Fund (SWSCX) — None — Buy (add'l) Schwab Small-Cap Equity Fund (SWSCX) — Sold IRA 23 (H) RBC Money Mkt Obligs Tr Federated Prime Obligs Fd — Int/Div Advisors Inner Circle Fd 11 Champlain Small Co Fd Inst] (CIPNX) — None — Sold Alger Fds Il Spectra Fd Cl Z (ASPZX) — Int/Div — Buy (add'l) Alger Small Cap Focus Fund C1 Z (AGOZX) — Int/Div — Buy JP Morgan Diversified Mid Cap Growth Fd Cl HHLGEX) — Int/Div IP Morgan Tr 11 Equity Income Fd C11 (HLIEX) — Int/Div Vanguard Mid Cap Value Index Fund Admiral (VMAX) — Int/Div Artisan Partners Fds Inc Int'l Value Fd Adv (APDKX) — Int/Div IRA 24 (H) Fidelity Cash Management (cash account) yy Fidelty Govt Money Market (SPAXX) (X) — Int/Div Fidelity Intl Growth Fund (FIGFX) (X) — Int/Div Fidelity OTC Port (FOCPX) (X) — Int/Div Fidelity Blue Chip Growth (FBGRX) (X) — Int/Div Fidelity Small Cap Growth (FCPGX) (X) — Int/Div Fidelity Select Constructn & Housing (FSHOX) (X) — Int/Div Buffalo Discovery Fund (BUFTX) (X) — Int/Div Conestoga Small Cap Investor Class (CCASX) (XD) — Int/Div T Rowe Price Blue Chip Growth Inc ({TRBCX) (X) — Int/Div William Blair Intnat Leaders Fund CIN (WILNXH (XD) — Int/Div Fidelity Capital & Income (FAGIX) (X) — Int/Div Reimbursement — Umversity of Anzona — March 4-6, 2018 — Tucson, AZ — 1P Conference Panclist — Transportation, lodging, and meals Part 1, line 1: All reportable assets of Trust #1 are listed in Part VIL. Trust Account #1: Formerly Trust Account #2, Trust Account #2: Formerly Trust Accounts #3 and #4 (consolidated in 2018). Trust Account #3: Formerly Trust Account #5. Part VII, Column B: Lines reflecting no income are so reported because none wis attributed to those particuliur holdings during the reporting period, whether taxable, tax exempt, or tax deferred. or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per page 42 of the filing instructions. --- Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/20360. Public record. Not legal advice.