# Michael Yale Scudder jr

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/20198

## Record

- **Judge:** Michael Yale Scudder jr
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 31

## Text

JPMorgan Chase Bank Account #1 (cash account) — Interest
JPMorgan Chase Bank Account #2 (cash account) — Interest
JPMorgan Chase Bank Account #3 (cash account) — Interest
Navy Federal Credit Union Account (cash account) — Int/Div
PNC Bank Account #1 (cash account) — Interest
PNC Bank Account #2 (cash account) — Interest
A PNB Bank Account #3 (cash account) — Interest
Bank of America Account #1 (cash account) — Interest
Bank of America Account #2 (cash account) — Interest
Merrill Lynch Cash Management Account (H) (see Part VII
Bank of America Deposit Cash Account — Interest — Closed
Memill Lynch Investment Account (H) (see Part VIII
Bank of America Deposit Cash Account — Interest — Closed
Northeastern IL University CTFS PARTN Capital Improvement Bond — Interest — Sold
Pfizer Inc. Stock (PFE) — Int/Div — Sold
ALPS Sector Dividend DOGS Fund (SDOG) — Int/Div — Sold
Blackrock Muni Enhanced Fund (MEN) — Int/Div — Sold
Fidelity Advisor Limited Term Municipal Income Fund - Class A (FASHX) — Int/Div — Sold
Fidelity Advisor Municipal Income Fund Class A (FAMUX) — Int/Div — Sold
Invesco Municipal Opportunity Trust Fund (VMO) — Int/Div — Sold
Legg Mason Low Volatility - High Dividend ETF (LVHD) — Int/Div — Sold
Nuveen Municipal Value Fund (NUV) — Int/Div — Sold
Nuveen New York Quality Municipal Income Fund (NAN) — Int/Div — Sold
Nuveen Enhanced Municipal Value Fund INEFV) — Int/Div — Sold
Nuveen Municipal 2021 Target Term Fund I(NHA) — Int/Div — Sold
Nuveen Intermediate Duration Municipal Term Fund (NID) — Int/Div — Sold
Invesco National AMT Free Municipal Bond (PZA) — Int/Div — Sold
Tekla World Healthcare Fund (THW) — Int/Div — Sold
Vaneck Vectors Fallen Angel High Yield Bond Fund (ANGL) — Int/Div — Sold
Cin Private Bank Investment Account (H)
Western Asset Institutional Government Money Market Deposit Account — Interest
iShares Russell TR 1000 Value ETF (IWD) — Int/Div — Buy (add'l)
iShares Russell TR 1000 Value ETF (IWD) — Buy (add'l)
iShares Russell TR 1000 Value ETF (IWD) — Buy (add'l)
iShares Russell TR 1000 Value ETF (IWD) — Buy (add'l)
iShares Russell TR 1000 Value ETF (IWD) — Sold (part)
iShares Russell TR 1000 Value ETF (IWD) — Sold (part)
iShares Russell TR 1000 Growth ETF (IWF) — Int/Div — Buy (add'l)
iShares Russell TR 1000 Growth ETF (IWF) — Buy (add'l)
iShares Russell TR 1000 Growth ETF (IWF) — Buy (add'l)
iShares Russell TR 1000 Growth ETF (IWF) — Buy (add'l)
iShares Russell TR 1000 Growth ETF (IWF) — Sold (part)
iShares Russell TR 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Int/Div — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Buy (add'l)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Int/Div — Buy (add'l)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Sold (part)
iShares TR JPMorgan USD Emerging Markets Bond ETF (EMB) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Int/Div — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Buy (add'l)
PIMCO ETF TR Enhanced Short Maturity Active ETF (MINT) — Sold (part)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Int/Div — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Buy (add'l)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Sold (part)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Sold (part)
SPDR Bloomberg Barclays High Yield Bond ETF (JNK) — Sold (part)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Int/Div — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Sold (part)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Sold (part)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Municipal Bond ETF (TF) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Int/Div — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Sold (part)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)
SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF (SHM) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Int/Div — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Buy (add'l)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)
Citi Private Bank Individual Retirement Account #1 (HY
Western Asset Institutional Government Money Market Deposit Account — Interest
iShares Russell TR 1000 Value ETF (IWD) — Int/Div — Buy (add'l)
iShares Russell TR 1000 Value ETF (IWD) — Buy (add'l)
iShares Russell TR 1000 Value ETF (IWD) — Sold (part)
iShares Russell TR 1000 Growth ETF (IWF) — Int/Div — Sold (part)
iShares Russell TR 1000 Growth ETF (IWF) — Sold (part)
iShares Russell TR 1000 Growth ETF (IWF) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Int/Div — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR Russell 2000 ETF (IWM) — Sold (part)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Int/Div — Buy
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold (part)
iShares TR JPMorgan USD Emerging MKTs Bond ETF (EMB) — Sold (part)
iShares TR Short-Term Corp. Bond ETF IGSB) — Int/Div — Buy
SPDR Bloomberg Barclays High Yield Bond Fund ETF (JNK) — Int/Div — Sold (part)
SPDR Bloomberg Barclays High Yield Bond Fund ETF (JNK) — Sold (part)
SPDR Bloomberg Barclays High Yield Bond Fund ETF (JNK) — Sold
Vanguard Total Bond Market ETF (BND) — Int/Div — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Sold (part)
Vanguard Total Bond Market ETF (BND) — Buy (add'l)
Vanguard Total Bond Market ETF (BND) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Sold (part)
Vanguard FTSE Developed Markets ETF (VEA) — Sold (part)
Vanguard Charlotte FDS Total Intemational Bond ETF (BNDX) — Int/Div — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Int/Div — Sold (part)
Vanguard Int'l Equity Index FDS FTSE Emerging Markets ETF (VWO) — Sold (part)
TD Ameritrade Investment Account £1 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest
Guggenheim BulletShares 2021 ETF (BSCL) — Int/Div — Buy (add'l)
Guggenheim BulletShares 2021 ETF (BSCL) — Buy (add'l)
Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)
Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)
Guggenheim BulletShares 2020 ETF (BSCK) — Int/Div — Buy (add'l)
Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)
Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)
Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)
Guggenheim BulletShares 2022 ETF (BSCM) — Int/Div — Buy
Guggenheim BulletShares 2022 ETF (BSCM) — Sold (part)
Guggenheim BulletShares 2022 ETF (BSCM) — Sold (part)
Guggenheim 2023 Corporate Bond ETF ({BSCN) — Int/Div — Buy
Guggenheim 2023 Corporate Bond ETF ({BSCN) — Buy (add'l)
Guggenheim 2023 Corporate Bond ETF ({BSCN) — Sold (part)
Guggenheim 2023 Corporate Bond ETF ({BSCN) — Sold (part)
Invesco Bullet Shares 2024 Corporate Bond ETF (BSCO) — Int/Div — Buy
Vanguard Mid-Cap ETF (VO) — Int/Div — Buy
Invesco Bullet Shares 2024 Corporate Bond ETF (BSCO) — Sold (part)
Guggenheim Ultra Short Duration ETF 1GSY) — Int/Div — Buy (add'l)
Guggenheim Ultra Short Duration ETF 1GSY) — Sold (part)
Guggenheim Ultra Short Duration ETF 1GSY) — Sold
iShares Core High Dividend ETF (HDV) — Int/Div — Buy (add'l)
iShares Gold Trust ETF (IAL) — None — Buy (add'l)
iShares Gold Trust ETF (IAL) — Buy (add'l)
iShares Gold Trust ETF (IAL) — Sold (part)
ProShares Short S&P S00 New ETF (SH) — None — Buy (add'l)
ProShares Short S&P S00 New ETF (SH) — Sold
Vanguard Dividend Appreciation ETF (VIG) — Int/Div — Buy (add'l)
Vanguard Dividend Appreciation ETF (VIG) — Sold (part)
Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Sold (part)
DoubleLine Flexible Income Fund (DFLEX) — Int/Div — Buy (add'l)
DoubleLine Flexible Income Fund (DFLEX) — Sold (part)
DoubleLine Low Duration Bond Fund Class HDBLSX) — Int/Div — Buy (add'l)
DoubleLine Low Duration Bond Fund Class HDBLSX) — Sold (part)
DoubleLine Low Duration Bond Fund Class HDBLSX) — Sold (part)
Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Int/Div — Buy
Wisdom Tree International LargeCap Dividend Fund (DOL) — Int/Div — Buy
Wisdom Tree U.S. Total Market Fund (EXT) — Int/Div — Buy
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Int/Div — Buy
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Sold (part)
SPDR SSGA U.S. Large Cap Low Volatility Index ETF (LGLV) — Int/Div — Buy
Federated Drive Cash Obligations Fund {PRCXX) — Int/Div — Buy
Federated Drive Cash Obligations Fund {PRCXX) — Sold (part)
Federated Drive Cash Obligations Fund {PRCXX) — Sold (part)
SPDR Portfolio Short Term Treasury ETF (SPITS) — Int/Div — Buy
SPDR Portfolio Short Term Treasury ETF (SPITS) — Sold (part)
SPDR Portfolio Short Term Treasury ETF (SPITS) — Buy (add'l)
SPDR Portfolio Short Term Treasury ETF (SPITS) — Sold
Wisdom Tree Floating Rate Treasury Fund {USFR) — Int/Div — Buy
Wisdom Tree Floating Rate Treasury Fund {USFR) — Sold (part)
Northeastern IL University CTFS PARTN Capital Improvement Bond — Int/Div — Sold
Vaneck Vectors Fallen Angel High Yield Bond Fund (ANGL) — None — Sold
Fidelity Advisor Limited Term Municipal Income Fund - Class A (FASHX) — Int/Div — Sold
Fidelity Advisor Municipal Income A (FHUGX) — Int/Div — Sold
Lord Abbett Short Duration Income Fund Class A (LALDX) — Int/Div — Sold
Legg Mason Low Volatility - High Dividend ETF (LVHD) — None — Sold
Blackrock Mum Enhanced Fund (MEN) — Int/Div — Sold
Nuveen New York Quality Mumcipal Income Fund (NAN) — Int/Div — Sold
Nuveen Enhanced Municipal Value Fund INEV) — Int/Div — Sold
Nuveen Municipal 2021 Target Term Fund (NHA) — Int/Div — Sold
Nuveen Intermediate Duration Municipal Term Fund (NID) — Int/Div — Sold
Nuveen Municipal Value Fund (NUV) — Int/Div — Sold
Phizer Inc. Stock (PFE) — None — Sold
Invesco National AMT-Free Municipal Bond ETF (PZA) — None — Sold
ALPS Sector Dividend Dogs ETF (SDOG) — None — Sold
Tekla World Healthcare Fund (THW) — None — Sold
SPDR DoubleLine Total Return Tactical ETF(TOTL) — None — Sold
Invesco Municipal Opportunity Trust Fund (VMO) — Int/Div — Sold
Wells Fargo Short-Term High Yield Bond Fund (WDHYX) — Int/Div — Sold
TD Ameritrade Investment Account #2 (H)
TD Ameritrade FDIC Insured Deposit Account (cash accoum) — Interest
Guggenheim 2023 Corporate Bond ETF (BSCN) — Int/Div — Buy (add'l)
Guggenheim 2023 Corporate Bond ETF (BSCN) — Sold (part)
Guggenheim BulletShares 2022 ETF (BSCM) — Int/Div — Buy (add'l)
Guggenheim BulletShares 2022 ETF (BSCM) — Sold (part)
Guggenheim BulletShares 2021 ETF (BSCL) — Int/Div — Buy (add'l)
Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)
Guggenheim BulletShares 2020 ETF (BSCK) — Int/Div — Buy (add'l)
Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)
iShares Core High Dividend ETF (HDV) — Int/Div — Buy (add'l)
iShares Gold Trust ETF (IAL) — None — Buy (add'l)
ProShares Short S&P SOD New ETF (SH) — None — Buy (add'l)
ProShares Short S&P SOD New ETF (SH) — Sold
Vanguard Dividend Appreciation ETF (VIG) — Int/Div — Buy (add'l)
Vanguard All-World ex-US ETF (VEU) — Int/Div — Buy (add'l)
Vanguard All-World ex-US ETF (VEU) — Sold (part)
Vanguard Growth ETF (VUG) — Int/Div — Buy (add'l)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Value ETF (VTV) — Int/Div — Buy (add'l)
Vanguard Value ETF (VTV) — Sold (part)
Vanguard Total Stock Market ETF (VT1) — Int/Div — Buy (add'l)
Vanguard Total Stock Market ETF (VT1) — Sold (part)
DoubleLine Flexible Income Fund (DFLEX) — Int/Div — Buy (add'l)
DoubleLine Flexible Income Fund (DFLEX) — Sold
DoubleLine Low Duration Bond Fund Class 1DBLSX) — Int/Div — Sold (part)
Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Int/Div — Buy
Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Buy (add'l)
Wisdom Tree International LargeCap Dividend Fund (DOL) — Int/Div — Buy
Wisdom Tree International LargeCap Dividend Fund (DOL) — Buy (add'l)
Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Int/Div — Buy
Wisdom Tree U.S. SmallCap Fund (EES) — Int/Div — Buy
Wisdom Tree US. Total Market Fund (EXT) — Int/Div — Buy
Wisdom Tree US. Total Market Fund (EXT) — Buy (add'l)
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Int/Div — Buy
Guggenheim Ultra Short Duration ETF (GSY) — Int/Div — Sold
Wisdom Tree International Quality Dividend Growth Fund (10DG) — Int/Div — Buy
Wisdom Tree International Quality Dividend Growth Fund (10DG) — Buy (add'l)
Lord Abbett Short Duration Income Fund Class A (LALDX) — Int/Div — Sold
SPDR SSGA US. LargeCap Low Volatility Index ETF (LGLV) — Int/Div — Buy
SPDR SSGA US. LargeCap Low Volatility Index ETF (LGLV) — Sold
SPDR Portfolio Short Term Treasury ETF (SPTS) — Int/Div — Buy
SPDR Portfolio Short Term Treasury ETF (SPTS) — Sold
Vanguard Small-Cap Growth ETF (VBK) — Int/Div — Buy
Vanguard Small-Cap Value ETF (VBR) — Int/Div — Buy
Vanguard High Dividend (VYM) — Int/Div — Buy
Wells Fargo Short-Term High Yield Bond Fund (WDHYX) — Int/Div — Sold
TD Ameritrade Investment Account £3 (H)
TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest
Invesco BulletShares 2019 Corporate Bond ETF (BSC) — Int/Div — Buy
Invesco BulletShares 2019 Corporate Bond ETF (BSC) — Sold (part)
Invesco BulletShares 2019 Corporate Bond ETF (BSC) — Sold (part)
Guggenheim BulletShares 2020 ETF (BSCK) — Int/Div — Buy
Guggenheim BulletShares 2020 ETF (BSCK) — Buy (add'l)
Guggenheim BulletShares 2020 ETF (BSCK) — Buy (add'l)
Guggenheim BulletShares 2020 ETF (BSCK) — Buy (add'l)
Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)
Guggenheim BulletShares 2020 ETF (BSCK) — Sold (part)
Guggenheim BulletShares 2021 ETF (BSCL) — Int/Div — Buy
Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)
Guggenheim BulletShares 2021 ETF (BSCL) — Sold (part)
DoubleLine Flexible Income Fund (DFLEX) — Int/Div — Buy
SPDR S&P Emerging Markets Dividend ETF (EDIV) — Int/Div — Buy
SPDR S&P Emerging Markets Dividend ETF (EDIV) — Buy (add'l)
SPDR S&P Emerging Markets Dividend ETF (EDIV) — Buy (add'l)
iShares Gold Trust ETF (IAL) — None — Buy
iShares Gold Trust ETF (IAL) — Buy (add'l)
iShares Gold Trust ETF (IAL) — Buy (add'l)
Federated Drive Cash Obligations Fund (PRCXX) — Int/Div — Buy
Federated Drive Cash Obligations Fund (PRCXX) — Sold (part)
Federated Drive Cash Obligations Fund (PRCXX) — Sold
Invesco FTSE RAFI US. 1000 ETF (PRF) — Int/Div — Buy
Invesco FTSE RAFI US. 1000 ETF (PRF) — Buy (add'l)
Invesco FTSE RAFI US. 1000 ETF (PRF) — Buy (add'l)
Invesco FTSE RAFI Developed Markets ex- US. ETF (PXF) — Int/Div — Buy
Invesco FTSE RAFI Developed Markets ex- US. ETF (PXF) — Buy (add'l)
Invesco FTSE RAFI Developed Markets ex- US. ETF (PXF) — Buy (add'l)
Invesco FTSE RAFI Emerging Markets ETF (PXH) — Int/Div — Buy
bad) — Buy (add'l)
bad) — Buy (add'l)
SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Int/Div — Buy
SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Buy (add'l)
SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Buy (add'l)
SPDR Portfolio Total Stock Market ETF (SPTM) — Int/Div — Buy
SPDR Portfolio Total Stock Market ETF (SPTM) — Buy (add'l)
SPDR Portfolio Total Stock Market ETF (SPTM) — Buy (add'l)
SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Int/Div — Buy
SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — a
SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Buy (add'l)
SPDR Portfolio S&P S00 Growth ETF (SPY) — Int/Div — Buy
SPDR Portfolio S&P S00 Growth ETF (SPY) — Buy (add'l)
SPDR Portfolio S&P S00 Growth ETF (SPY) — Buy (add'l)
SPDR Portfolio S&P 500 Value ETF (SPYV) — Int/Div — Buy
SPDR Portfolio S&P 500 Value ETF (SPYV) — Buy (add'l)
SPDR Portfolio S&P 500 Value ETF (SPYV) — Buy (add'l)
T. Rowe Price Ultra Short-Term Bond Fund (TRBUX) — Int/Div — Buy
SPDR SSGA Ultra Short Term Bond Fund ETF(ULST) — Int/Div — Buy
SPDR SSGA Ultra Short Term Bond Fund ETF(ULST) — Sold (part)
SPDR SSGA Ultra Short Term Bond Fund ETF(ULST) — Sold (part)
TD Ameritrade Individual Retirement Account #1 (Hy
TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest
DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Int/Div — Buy
DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Buy (add'l)
DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Sold (part)
DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Buy (add'l)
DoubleLine Low Duration Bond Fund Class 1HDBLSX) — Sold (part)
Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Int/Div — Buy
Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Buy (add'l)
Wisdom Tree Emergmg Markets Equity Income Fund (DEM) — Buy (add'l)
Wisdom Tree Emerging Markets Quality Dividend Growth Fund (DGRE) — Int/Div — Buy
Wisdom Tree Emerging Markets Quality Dividend Growth Fund (DGRE) — Buy (add'l)
RITES — Buy (add'l)
Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Int/Div — Buy
Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Buy (add'l)
Wisdom Tree U.S. SmallCap Quality Dividend Growth Fund (DGRS) — Buy (add'l)
Wisdom Tree International LargeCap Dividend Fund (DOL) — Int/Div — Buy
RIT) — Buy (add'l)
RIT) — Buy (add'l)
Wisdom Tree US. SmallCap Fund (EES) — Int/Div — Buy
Wisdom Tree US. SmallCap Fund (EES) — Buy (add'l)
Wisdom Tree US. SmallCap Fund (EES) — Buy (add'l)
Wisdom Tree US. Total Market Fund (EXT) — Int/Div — Buy
Wisdom Tree US. Total Market Fund (EXT) — Buy (add'l)
Wisdom Tree US. Total Market Fund (EXT) — Buy (add'l)
Wisdom Tree U.S. Mid Cap Fund (EZM) — Int/Div — Buy
Wisdom Tree U.S. Mid Cap Fund (EZM) — Buy (add'l)
Wisdom Tree U.S. Mid Cap Fund (EZM) — Buy (add'l)
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Int/Div — Buy
SPDR Bloomberg Barclays Investment Grade Floating Rate ETF (FLRN) — Buy (add'l)
Guggenheim Ultra Short Duration ETF 1GSY) — Int/Div — Buy
Guggenheim Ultra Short Duration ETF 1GSY) — Buy (add'l)
Guggenheim Ultra Short Duration ETF 1GSY) — Sold
iShares Gold Trust ETF (IAL) — None — Buy
iShares Gold Trust ETF (IAL) — Buy (add'l)
iShares Gold Trust ETF (IAL) — Buy (add'l)
iShares Gold Trust ETF (IAL) — Sold (part)
Wisdom Tree International Quality Dividend Growth Fund (10DG) — Int/Div — Buy
Wisdom Tree International Quality Dividend Growth Fund (10DG) — Buy (add'l)
Wisdom Tree International Quality Dividend Growth Fund (10DG) — Buy (add'l)
Federated Drive Cash Obligations Fund (PRCXX) — Int/Div — Buy
Federated Drive Cash Obligations Fund (PRCXX) — Sold (part)
RE¥S — Buy (add'l)
RE¥S — Sold
SPDR Portfolio Emerging Markets ETF (SPEM) — Int/Div — Buy
SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)
SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)
SPDR Portfolio Short Term Treasury ETF (SPTS) — Int/Div — Buy
SPDR Portfolio Short Term Treasury ETF (SPTS) — Buy (add'l)
SPDR Portfolio Short Term Treasury ETF (SPTS) — Buy (add'l)
SPDR Portfolio Short Term Treasury ETF (SPTS) — Sold (part)
Vanguard Small-Cap Growth ETF (VBK) — Int/Div — Buy
Vanguard Small-Cap Growth ETF (VBK) — Buy (add'l)
Vanguard Small-Cap Growth ETF (VBK) — Sold (part)
Adb6 — Buy (add'l)
Adb6 — Buy (add'l)
Vanguard Small-Cap Value ETF (VBR) — Int/Div — Buy
Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)
Vanguard Small-Cap Value ETF (VBR) — Sold (part)
Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)
Vanguard Small-Cap Value ETF (VBR) — Buy (add'l)
Vanguard FTSE All-World ex-U.S, ETF (VEL) — Int/Div — Buy
Vanguard FTSE All-World ex-U.S, ETF (VEL) — Buy (add'l)
Vanguard FTSE All-World ex-U.S, ETF (VEL) — Sold (part)
Vanguard FTSE All-World ex-U.S, ETF (VEL) — Buy (add'l)
Vanguard FTSE All-World ex-U.S, ETF (VEL) — Buy (add'l)
Vanguard Mid-Cap ETF (VO) — Buy (add'l)
Vanguard Mid-Cap ETF (VO) — Sold (part)
Vanguard Mid-Cap ETF (VO) — Buy (add'l)
Vanguard Mid-Cap ETF (VO) — Buy (add'l)
Vanguard Total Stock Market ETF (VT1) — Int/Div — Buy
Vanguard Total Stock Market ETF (VT1) — Buy (add'l)
Vanguard Total Stock Market ETF (VT1) — Sold (part)
Vanguard Total Stock Market ETF (VT1) — Buy (add'l)
Vanguard Total Stock Market ETF (VT1) — Buy (add'l)
Vanguard Total Stock Market ETF (VT1) — Buy (add'l)
Vanguard Value ETF (VTV) — Int/Div — Buy
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Growth ETF (VUG) — Int/Div — Buy
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Sold (part)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard Growth ETF (VUG) — Buy (add'l)
TD Ameritrade Individual Retirement Account #2 (Hy
TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest
SPDR S&P Emerging Markets Small Cap ETF (EWX) — Int/Div
SPDR S&P International Small Cap ETF GWYX) — Int/Div
Federated Drive Cash Obligations Fund {PRCXX) — Int/Div — Buy
Federated Drive Cash Obligations Fund {PRCXX) — Sold
SPDR S&P 600 Small Cap Value ETF (SLYV) — Int/Div — Buy
SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Int/Div — Buy
SPDR Portfolio Developed World ex-U.S ETF (SPDW) — Buy (add'l)
SPDR Portfolio Emerging Markets ETF (SPEM) — Int/Div — Buy
SPDR Portfolio Emerging Markets ETF (SPEM) — Buy (add'l)
SPDR Portfolio Large Cap ETF (SPLG) — Int/Div — Buy
SPDR Portfolio Large Cap ETF (SPLG) — Buy (add'l)
SPDR Portfolio Small Cap ETF (SPSM) — Int/Div — Buy
SPDR Portfolio Small Cap ETF (SPSM) — Buy (add'l)
SPDR Portfolio Small Cap ETF (SPSM) — Sold (part)
SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Int/Div — Buy
SPDR Portfolio S&P 500 High Dividend ETF (SPYD) — Buy (add'l)
SPDR Portfolio S&P 500 Growth ETF (SPY) — Int/Div — Buy
SPDR Portfolio S&P 500 Growth ETF (SPY) — Buy (add'l)
SPDR Portfolio S&P 500 Value ETF (SPY V) — Int/Div — Buy
SPDR Portfolio S&P 500 Value ETF (SPY V) — Buy (add'l)
TD Ameritrade Individual Retirement Account #3 (Hy
TD Ameritrade FDIC Insured Deposit Account (cash account) — Interest
Vanguard Total Bond Market ETF (BND) — Int/Div — Buy
Vanguard Total Bond Market ETF (BND) — Buy (add'l)
Federated Drive Cash Obligations Fund {(PRCXX) — Int/Div — Buy
Federated Drive Cash Obligations Fund {(PRCXX) — Sold
Vanguard Small-Cap Index Fund ETF (VB) — Int/Div — Buy
Vanguard Small-Cap Index Fund ETF (VB) — Buy (add'l)
Vanguard Short-Term Corporate Bond (VOSH) — Int/Div — Buy
Vanguard Short-Term Corporate Bond (VOSH) — Buy (add'l)
Vanguard FTSE Developed Markets ETF (VEA) — Int/Div — Buy
Vanguard FTSE Developed Markets ETF (VEA) — Buy (add'l)
Vanguard Short-Term Treasury Index Fund ETF Shares (VGSH) — Int/Div
Vanguard Dividend Appreciation ETF (VIG) — Int/Div — Buy
Vanguard Dividend Appreciation ETF (VIG) — Buy (add'l)
Vanguard Total Stock Market ETF (VTI) — Int/Div — Buy
Vanguard Total Stock Market ETF (VTI) — Buy (add'l)
Vanguard Value ETF (VTV) — Int/Div — Buy
Vanguard Value ETF (VTV) — Buy (add'l)
Vanguard Growth ETF (VUG) — Int/Div — Buy
Vanguard Growth ETF (VUG) — Buy (add'l)
Vanguard FTSE Emerging Markets ETF (VWO) — Int/Div
Skadden Arps Retirement Savings Plan (H) {see Part VII
Vanguard Federal Money Market Fund (VMEXX) — Int/Div — Sold
Vanguard Wellington Admiral Fund (VWENX) — Int/Div — Sold
Vanguard Institutional Target Retirement Income Fund (VITRX) — Int/Div — Sold
FPS Trust Individual Retirement Account #3 (H) (see Part VID
Standard Insurance Co. IRA Stable Asset Fund — Int/Div — Sold
Minois Bright Directions 529 Account (H)
Invesco Government Agency Portfolio — None
Bright Directions Age-Based Allocation — None
West Virgima Smart Select 529 Account #1 (H) (see Part VID
All Equity Portfolio D — None
West Virginia Smart Select 529 Account #2 (H) (see Part VIII
All Equity Portfolio D — None
Farmland - LaGrange County, Indiana — Rent
REC RT, LLL.C. 125 12.5% Preferred Units (REIT) — Int/Div
Adpnct Professor of Law, Northwestern Umiversity Pritzker School of Law
Lecturer in Law, University of Chicago Law School
Director, Chicago Council on Global Affairs (see Part VIII)
Director, Archdiocese of Chicago School Board (see Part VIII)
Director, Catholic Charities of Archdiocese of Chicago (see Part VII)
Director, Midtown Educational Foundation (see Part VIII)
Gift — Skadden, Arps, Slate, Meagher & Flom LLP — Judicial mvestiture reception (see Part VIII) — $19,868.04
Agreement — 2009 — Agreement with Skadden, Arps, Slate, Meagher & Flom LLP for the return of my capital, (See Part VIII)
Income — 2018 — Skadden, Arps, Slate, Meagher & Flom LLP - partnership income — $599.513.00
Income — 2018 — University of Chicago Law School - Teaching — S00
Income — 2008 — Northwestern University Priizker School of Law - Teaching — S000
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In Part I, | have disclosed all positions held at any point during 2018. In connection with joining the U.S. Court of Appeals for the Seventh Circuit on May 21,

2018, I resigned from my former law firm, Skadden, Arps, Slate, Meagher & Flom LLP and from serving as a director of the non-profit organizations listed in Part

1

In Part I1, 1 have disclosed my agreement with my former law firm, Skadden, Arps, Slate, Meagher & Flom LLP, entitling me to & return of my capital in the firm.

1 received the first installment of my return of capital in 2018 after pining the U.S. Court of Appeals for the Seventh Circuit. | will receive the final mstallment in

2019. 1am no longer a participant in any retirement plan sponsored by my former law firm. All interests in such plans have been rolled over to private investment

accounts with TD Ameritrade and the rollover transactions are reported in Part VII

In Past V, I have disclosed the reception my former law firm, Skadden, Arps, Slate, Meagher & Flom LLP, sponsored in connection with my judicial investiture

ceremony in July 2018. | recognize my ethical obligation to recuse myself from all cases in which Skadden Arps represents a party or otherwise participates in a

case in a way that would present a conflict of interest.

In connection with joining the federal judiciary, 1 chose to consolidate certain investment holdings, including by transferring my investments at Merrill Lynch to

accounts at TD Ameritrude. Those transfers did not generate gains or losses (but instead were in-kind) and are reported in Part VIL

As part of resigning as a partner of the law firm of Skadden, Arps, Slate, Meagher & Flom LLP and upon joining the federal judiciary in May 2018, | ceased

participating in all retirement plans and sponsored by Skadden Arps and in subsequent months in 2018 transferred my interest in the plans in which | had

participated to new individual retirement accounts at TD Ameritrade, Those transactions are reported in Part VII,

In Part VII, | have disclosed two accounts in the West Virgina Smart Select 529 Plan. In both accounts, the principal 1s invested m an all equity portfolio. The

Plan's fund manager is the Hartford Life Insurance Company. Beyond choosing an all equity portfolio concentration, | do not make or receive information about

individual investment decisions within the accounts, The investment statements | receive show only the aggregate market value of the accounts at reporting dates,

not specific equity holdings that the Plan chose to invest in.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/20198. Public record. Not legal advice.