# Emmet G. Sullivan

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/20121

## Record

- **Judge:** Emmet G. Sullivan
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 11

## Text

Wells Fargo (cash accounts) (X) — Interest
Rental Property #1 (Washington, DC) — Rent
Rental Property #2 (Washington, DC) — Rent
Brokerage Account #1 (H)
Dreyfus Govt Cash Mgmt (cash) — Interest
Abbott Laboratories (ABT) — None — Buy
Adidas AG Spons ADR (ADDYY) — Int/Div
Alphabet Inc. C1 A (GOOGL) — None
Amazon.com Inc (AMZN) — None — Buy
Amazon.com Inc (AMZN) — Buy (add'l)
Apple Inc. (AAPL) — Int/Div
Blackrock In (BLK) — Int/Div — Buy (add'l)
Blackrock In (BLK) — Sold
Broadcom Ltd (AVGO) (X) — None — Sold
Centene Corp (CNC) — None — Buy
Centene Corp (CNC) — Sold
Costco Wholesale Corp (COST) — Int/Div — Buy
Expedia Inc (EXPE) — None — Sold
Facebook Inc C1 A (FB) — None — Sold
Home Depot Inc (HD) — Int/Div — Sold
JPMorgan Chase & Company (JPM) — Int/Div
Lam Research Group (LRCX) — Int/Div — Buy
Lam Research Group (LRCX) — Sold
Merk & Company Inc (MRK) — None — Buy
Microsoft Corp (MSFT) — Int/Div — Buy
Nextera Energy Inc (NEE) — None — Buy
Nike Inc C1 B (NKE) — None — Buy
Nike Inc C1 B (NKE) — Sold
Raymond James Financial Inc (RJF) — Int/Div — Sold
United Healthcare Group Inc (UNH) — Int/Div
Visalnc Class A (V) — Int/Div
Walt Disney Co (DIS) — None — Buy
Deleware Value Inst! CHHODVIX) — Int/Div — Buy (add'l)
First Trust Developed Mkts Ex US Alphdex ETF (FDT) — Int/Div — Buy
First Trust Developed Mkts Ex US Alphdex ETF (FDT) — Sold
Harbor Int] Inst] CLIHAINX) — None — Buy (add'l)
Harbor Int] Inst] CLIHAINX) — Sold (part)
Harbor Int] Inst] CLIHAINX) — Sold
Indexiq ETF IQ Chaikin U S Small Cap (CSML) — Int/Div — Buy (add'l)
Indexiq ETF IQ Chaikin U S Small Cap (CSML) — Sold
iShares Russell 1000 Value ETF (IWD) — Int/Div
iShares Russell 1000 Growth ETF (IWF) — Int/Div
JPMorgan Mid Cap Value C1 1 {JMVSX) — Int/Div — Buy (add'l)
MFS Intl Value C1 1 (MINIX) — Int/Div — Buy (add'l)
MFS Intl Value C1 1 (MINIX) — Sold (part)
Oppenheimer Intl Small-mid C1 Y {OSMYX) — Int/Div
T Rowe Price Growth Stock (PRGFX) — Int/Div — Sold (part)
T Rowe Price Emerging Markets Stock (PRMSX) — Int/Div — Buy (add'l)
T Rowe Price Emerging Markets Stock (PRMSX) — Sold (part)
S10. — Sold
AB Global Bond Advisor (ANAYX) (X) — Int/Div
PGIM (formerly Prudential) Total Return Bond C1 Z (PDBZX) — Int/Div — Sold (part)
PGIM (formerly Prudential) Total Return Bond C1 Z (PDBZX) — Sold (part)
PGIM (formerly Prudential) Total Return Bond C1 Z (PDBZX) — Sold
IRA Account £1 (H)
Janney Sweep Account (cash) — Interest
Prudential Premier Retirement Variable Amnuity (H)
AST T Rowe Price Asset Allocation — None — Sold (part)
AST T Rowe Price Asset Allocation — Sold (part)
AST T Rowe Price Asset Allocation — Sold (part)
AST Prudential Growth Allocation — None — Sold (part)
AST Prudential Growth Allocation — Sold (part)
AST Prudential Growth Allocation — Sold (part)
AST Advanced Strategies Portfolio — None — Sold (part)
AST Advanced Strategies Portfolio — Sold (part)
AST Advanced Strategies Portfolio — Sold (part)
AST Investment Grade Bond — None — Buy
IRA Account 22 (H)
First Trust US Equity Opportunity Fund (FPX) (XH — Int/Div — Sold (part)
First Trust Cloud Computing Index ETF (SKYY) — Int/Div — Buy
First Trust Nasdag Bank ETF (FTXO) — Int/Div — Buy (add'l)
First Trust Consumer Discretionary Alphadex ETF (FXD) — Int/Div — Buy
First Trust Dow Jones Internet Index ETF {FDN) — None — Buy
First Trust Dow Jones Internet Index ETF {FDN) — Sold
First Trust Emerging Markets Alphadex (FEM) — Int/Div
First Trust Energy Alphadex ETF (FXN) — Int/Div — Buy
First Trust Europe Alphadex ETF (FEP) — Int/Div — Buy (add'l)
First Trust Europe Alphadex ETF (FEP) — Sold (part)
First Trust Healthcare Alphadex ETF (FXH) — None — Sold
First Trust Japan Alphadex ETF (FIP) — Int/Div
First Trust Large Cap Value Opportunity ETF (FTA) — Int/Div — Sold (part)
First Trust Large Cap Value Opportunity ETF (FTA) — Buy (add'l)
First Trust Large Cap Growth Opportunity (FTC) — Int/Div
First Trust Mid Cap Core Alphadex (FNX) — Int/Div
First Trust Nasdaq 100 Equal Weighted Index ETF (QQEW) — None — Sold
First Trust Nasdaq Onl & Gas ETF (FTXN) — None — Sold
First Trust NYSE Arca Bio Tech Index (FBT) — None
First Trust Small Cap Core Alphadex (FY X) — Int/Div
First Trust Technology Alphadex (FXL) — Int/Div
AB Global Bond Advisor (ANAYX) (X) — Int/Div
PGIM Total Return Bond C1 Z (PDBZX) xX) — Int/Div — Buy (add'l)
Abramson Scholarship Foundation, Director
Agreement — 1994 — D.C. Government (defined benefit pension plan)
Liability — Wells Fargo — Equity Line / Rental Property, Washington, DC
Income — 2018 — Pension (D.C. Government) — S67 953.00
For ease of future reporting and review, Part VII of this report has been restructured mto separate accounts, with the underlying assets organized into

brokerage order. This is not indicative of reportable transactions.

Part VII, line 2: One-third interest Rental Property #1 (Washington, DC) - the assessed total value is $592,000.00

Part VII, line 3: One-half interest in Rental Property #2 ( Washington, DC) - the assessed total value is $1,446,000.00

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.

Part VIL, lines 18 and 37 of the 2017 report are not reportable in this cycle: there are not corresponding reportable transactions,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/20121. Public record. Not legal advice.