# Sarah Netburn

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19744

## Record

- **Judge:** Sarah Netburn
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 11

## Text

Columbia Aggressive Growth NY 529 Portfolio Class A — Int/Div
IRA #1 Rollover; XXX67 (H)
iShares S&P S00 Growth ETF — Int/Div — Sold (part)
iShares S&P S00 Growth ETF — Sold (part)
iShares S&P S00 Growth ETF — Sold (part)
iShares S&P S00 Value ETF — Int/Div — Sold (part)
iShares S&P S00 Value ETF — Buy (add'l)
iShares S&P S00 Value ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Int/Div — Sold (part)
iShares U.S. Healthcare ETF — Sold (part)
iShares U.S. Healthcare ETF — Sold
Vanguard FTSE All World Ex-US ETF — Int/Div — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Int/Div — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Sold (part)
Vanguard Index Funds Vanguard Mid Cap FTF — Int/Div — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap FTF — Sold (part)
Vanguard Index Funds Vanguard Mid Cap FTF — Sold (part)
Vanguard Index Funds Vanguard Small Cap ETF — Int/Div — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF — Sold (part)
Vanguard Index Funds Vanguard Small Cap ETF — Sold (part)
Energy Select Sector SPDR Fund ETF — Int/Div — Buy (add'l)
Energy Select Sector SPDR Fund ETF — Buy (add'l)
Energy Select Sector SPDR Fund ETF — Sold (part)
Energy Select Sector SPDR Fund ETF — Sold
iShares U.S. Financials ETF — Int/Div — Buy
Vanguard Energy Ev — None — Buy
Financial Select Sector SPDR Fund ETF — Int/Div — Buy
Financial Select Sector SPDR Fund ETF — Buy (add'l)
Financial Select Sector SPDR Fund ETF — Sold
iShares MSCI China ETF DE — Int/Div — Buy
iShares MSCI China ETF DE — Sold
Account XXX68 (H)
UBS Bank USA Deposit Account — Interest
ROTH IRA 22: XXX57(H)
UBS Bank USA Deposit Account — Interest
Eaton Vance Richard Bemstein Equity — Int/Div
IRA #3 ETF4; XXX56(H)
iShares Floating Rate Bond ETF — Int/Div — Buy (add'l)
iShares Floating Rate Bond ETF — Sold (part)
iShares Floating Rate Bond ETF — Buy (add'l)
iShares IBOXX High Yield Corporate Bond ETF — Int/Div — Buy (add'l)
iShares IBOXX High Yield Corporate Bond ETF — Buy (add'l)
S10. — Buy (add'l)
iShares S&P S00 Growth ETF — Int/Div — Sold (part)
iShares S&P S00 Growth ETF — Sold (part)
iShares S&P S00 Growth ETF — Sold (part)
iShares S&P S00 Value ETF — Int/Div — Sold (part)
iShares S&P S00 Value ETF — Buy (add'l)
iShares U.S. Healthcare ETF — Int/Div — Sold
iShares U.S. Treas Bond ETF — Int/Div — Buy (add'l)
iShares U.S. Treas Bond ETF — Buy (add'l)
iShares U.S. Treas Bond ETF — Buy (add'l)
iShares 1-3 Treas Bond — Int/Div — Sold (part)
iShares 1-3 Treas Bond — Sold (part)
iShares 1-3 Treas Bond — Buy (add'l)
Vanguard FTSE Emerging Markets ETF — Int/Div — Sold (part)
Vanguard FTSE Emerging Markets ETF — Sold (part)
Vanguard FTSE Emerging Markets ETF — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF DE — Int/Div — Buy (add'l)
Vanguard Index Funds Vanguard Mid Cap ETF DE — Sold (part)
Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Int/Div — Buy (add'l)
Vanguard Index Funds Vanguard Small Cap ETF DE Sol — Sold (part)
Vanguard FTSE All World Ex-US ETF — Int/Div — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Buy (add'l)
Vanguard FTSE All World Ex-US ETF — Buy (add'l)
Vanguard Short Term Corporate BD ETF DFE — Int/Div — Sold (part)
Vanguard Short Term Corporate BD ETF DFE — Buy (add'l)
Energy Select Sector SPDR Fund ETF — Int/Div — Buy (add'l)
Energy Select Sector SPDR Fund ETF — Buy (add'l)
Energy Select Sector SPDR Fund ETF — Sold (part)
Energy Select Sector SPDR Fund ETF — Sold
iShares U.S. Financials — None — Buy
First Trust Enhanced Short Mat Fund — Int/Div — Buy
First Trust Enhanced Short Mat Fund — Sold (part)
First Trust Enhanced Short Mat Fund — Buy (add'l)
IRA Z(H)
JRHOX — Int/Div
In the 2017 Report, under Account IRA #3 ETF4; XXX56 (H), | listed "Vanguard Intl Equity Index Funds Inc. FSTE ALL." This asset 1s actually known as

"Vanguard FTSE All World Ex-US ETF," and is listed as such in this 2018 Report. These assets are the same. In the 2018 Report, 1 list only Vanguard FTSE All

World Ex-US ETF, In the 2017 Report, under Account IRA #3 ETF4; XXX56 (H), | indicated that | partially sold “FlexShares IBOXX SYR Target Duration

TIPS." In fact, this sale was & total sale as of 4/3/17. 1 did not hold this asset at the end of 2017 or in 2018. In the 2017 Report, under Account IRA #3 ETF4;

XXX56 (H), I indicated that 1 partially sold "Vaneck Vectors Oil Service ETF." In fact, this sale was a total sule as of 10/4/17. 1 did not hold this asset at the end

of 2017 or in 2018.

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19744. Public record. Not legal advice.