# Colin H. Lindsay

> Federal judicial disclosures.

URL: https://www.frixlaw.com/law-library/disclosures/19600

## Record

- **Judge:** Colin H. Lindsay
- **Year:** 2018
- **Report type:** Annual
- **Pages:** 17

## Text

29%1(H)
Alliance Bernstein CollegeBoundfund 529 — Distribution — Sold (part)
Alliance Bernstein CollegeBoundfund 529 — Sold (part)
Alliance Bernstein CollegeBoundfund 529 — Sold (part)
Alliance Bernstein CollegeBoundfund 529 — Sold (part)
IRAZI(H)
American Funds Capital Income Builders Fund — Int/Div — Buy (add'l)
American Funds Capital Income Builders Fund — Buy (add'l)
American Funds Capital Income Builders Fund — Sold (part)
American Funds Capital Income Builders Fund — Sold (part)
American Funds Capital Income Builders Fund — Buy (add'l)
American Funds Capital Income Builders Fund — Buy (add'l)
American Funds New World Fund — Int/Div — Sold (part)
American Funds New World Fund — Buy (add'l)
American Funds New World Fund — Sold (part)
American Funds New World Fund — Buy (add'l)
American Funds New World Fund — Buy (add'l)
American Funds The Growth Fund of America — Int/Div — Sold (part)
American Funds The Growth Fund of America — Buy (add'l)
American Funds The Growth Fund of America — Buy (add'l)
AQR Managed Funds Strategy Funds — None — Sold (part)
AQR Managed Funds Strategy Funds — Buy (add'l)
AQR Managed Funds Strategy Funds — Buy (add'l)
AQR Managed Funds Strategy Funds — Buy (add'l)
AQR Managed Funds Strategy Funds — Sold (part)
Charles Schwab Money Market Account — Interest
Calvert Global Energy Fund — Int/Div — Sold (part)
Calvert Global Energy Fund — Buy (add'l)
Calvert Global Energy Fund — Buy (add'l)
Calvert Global Energy Fund — Buy (add'l)
Cohen & Steers Realty Fund — Int/Div — Buy (add'l)
Cohen & Steers Realty Fund — Buy (add'l)
Cohen & Steers Realty Fund — Buy (add'l)
Cohen & Steers Realty Fund — Buy (add'l)
Cohen & Steers Realty Fund — Sold (part)
Davis New York Venture Fund — Int/Div — Sold (part)
Davis New York Venture Fund — Buy (add'l)
Davis New York Venture Fund — Buy (add'l)
Davis New York Venture Fund — Buy (add'l)
Deleware Diversified Income Fund — Int/Div — Sold (part)
Deleware Diversified Income Fund — Sold (part)
Deleware Diversified Income Fund — Sold (part)
Deleware Diversified Income Fund — Buy (add'l)
Deleware Diversified Income Fund — Sold (part)
Diamond Hill Long Short Fund — Int/Div — Buy (add'l)
Diamond Hill Long Short Fund — Buy (add'l)
Diamond Hill Long Short Fund — Sold (part)
Diamond Hill Long Short Fund — Buy (add'l)
Diamond Hill Long Short Fund — Sold (part)
Eaton Vance Floating Rate Fund — Int/Div — Buy (add'l)
Eaton Vance Floating Rate Fund — Sold (part)
Eaton Vance Floating Rate Fund — Sold (part)
Eaton Vance Floating Rate Fund — Buy (add'l)
Eaton Vance Floating Rate Fund — Buy (add'l)
Eaton Vance Floating Rate Fund — Sold (part)
Fidelity Advisor Materials Fund — Int/Div — Buy (add'l)
Fidelity Advisor Materials Fund — Buy (add'l)
Fidelity Advisor Materials Fund — Sold (part)
Fidelity Advisor Materials Fund — Buy (add'l)
Fidelity Advisor Materials Fund — Buy (add'l)
Fidelity MSCI Health Care Index ETF(X) — Int/Div — Sold (part)
Fidelity MSCI Health Care Index ETF(X) — Buy (add'l)
Fidelity MSCI Health Care Index ETF(X) — Sold (part)
Fidelity MSCI Health Care Index ETF(X) — Buy (add'l)
Fidelity MSCI Health Care Index ETF(X) — Buy (add'l)
First Eagle Overseas Fund — Int/Div — Buy (add'l)
First Eagle Overseas Fund — Buy (add'l)
First Eagle Overseas Fund — Sold (part)
First Eagle Overseas Fund — Buy (add'l)
First Eagle Overseas Fund — Sold (part)
IShares Convertible Bond — Int/Div — Buy (add'l)
IShares Convertible Bond — Sold (part)
IShares Convertible Bond — Buy (add'l)
IShares Convertible Bond — Buy (add'l)
IShares Convertible Bond — Sold (part)
IShares Total USD Bond Market ETF — Int/Div — Buy
IShares Total USD Bond Market ETF — Sold (part)
IShares Total USD Bond Market ETF — Sold (part)
IShares Total USD Bond Market ETF — Buy (add'l)
IShares Total USD Bond Market ETF — Sold (part)
Oppenheimer Developing Markets Fund — Int/Div — Sold (part)
Oppenheimer Developing Markets Fund — Buy (add'l)
Oppenheimer Developing Markets Fund — Sold (part)
Oppenheimer Developing Markets Fund — Buy (add'l)
Oppenheimer Developing Markets Fund — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Int/Div — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Sold (part)
PIMCO Commodity Real Return Strategy Fund — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Sold (part)
ROYCE Opportunity Fund — Int/Div — Buy (add'l)
ROYCE Opportunity Fund — Sold (part)
ROYCE Opportunity Fund — Buy (add'l)
ROYCE Opportunity Fund — Buy (add'l)
ROYCE Opportunity Fund — Buy (add'l)
Segall, Bryant & Hamill Plus Bond (FKA Westcore Plus Bond Fund) — Int/Div — Sold (part)
Segall, Bryant & Hamill Plus Bond (FKA Westcore Plus Bond Fund) — Sold (part)
Segall, Bryant & Hamill Plus Bond (FKA Westcore Plus Bond Fund) — Sold (part)
Segall, Bryant & Hamill Plus Bond (FKA Westcore Plus Bond Fund) — Buy (add'l)
Segall, Bryant & Hamill Plus Bond (FKA Westcore Plus Bond Fund) — Sold (part)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Int/Div — Buy (add'l)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Buy (add'l)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)
Vaguard Developing Markets Fund — Int/Div — Sold (part)
Vaguard Developing Markets Fund — Buy (add'l)
Vaguard Developing Markets Fund — Sold (part)
Vaguard Developing Markets Fund — Buy (add'l)
Vanguard Inflation Protected SECS ADM SHR (X) — Int/Div — Buy (add'l)
Vanguard Inflation Protected SECS ADM SHR (X) — Sold (part)
Vanguard Inflation Protected SECS ADM SHR (X) — Sold (part)
Vanguard Inflation Protected SECS ADM SHR (X) — Sold (part)
Vanguard Mid Cap ETF — Int/Div — Sold (part)
Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Mid Cap ETF — Sold (part)
Vanguard Mid Cap ETF — Buy (add'l)
Vanguard Mid Cap ETF — Buy (add'l)
VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Int/Div — Sold (part)
VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Buy (add'l)
VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Sold (part)
VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Buy (add'l)
VOYA Intemational Real Estate Fund (FKA ING International RE Fund) — Buy (add'l)
Wasatch Small Cap Growth Fund — Int/Div — Sold (part)
Wasatch Small Cap Growth Fund — Sold (part)
Wasatch Small Cap Growth Fund — Buy (add'l)
Wasatch Small Cap Growth Fund — Buy (add'l)
Wasatch Small Cap Growth Fund — Buy (add'l)
IRA 22 (H)
American Funds Balanced Fund — None — Open
American Funds Balanced Fund — Sold
American Funds Capital Income Builder — Int/Div — Sold (part)
American Funds Capital Income Builder — Sold (part)
American Funds Capital Income Builder — Buy (add'l)
Amencan Funds New World Fund — Int/Div — Buy (add'l)
American Funds The Growth Fund of America — Int/Div — Sold (part)
American Funds The Growth Fund of America — Buy (add'l)
AQR Managed Future Strategy Fund — Int/Div — Buy (add'l)
AQR Managed Future Strategy Fund — Sold (part)
AQR Managed Future Strategy Fund — Buy (add'l)
Calvert Global Energy Fund — Int/Div — Buy (add'l)
Calvert Global Energy Fund — Buy (add'l)
Calvert Global Energy Fund — Buy (add'l)
Calvert Global Energy Fund — Buy (add'l)
Charles Schwab Money Market Account — Interest
Cohen & Steers Realty Fund — Int/Div — Buy (add'l)
Cohen & Steers Realty Fund — Buy (add'l)
Davis New York Venture Fund — Int/Div — Buy (add'l)
Davis New York Venture Fund — Buy (add'l)
Davis New York Venture Fund — Buy (add'l)
Deleware Diversified Income Fund — Int/Div — Sold (part)
Diamond Hill Long Short Fund — Int/Div — Buy (add'l)
Eaton Vance Floating Rate Fund — Int/Div — Buy (add'l)
Eaton Vance Floating Rate Fund — Sold (part)
Eaton Vance Floating Rate Fund — Sold (part)
Eaton Vance Floating Rate Fund — Sold (part)
Eaton Vance Floating Rate Fund — Buy (add'l)
Fidelity Advisor Materials Fund — Int/Div — Buy
Fidelity Advisor Materials Fund — Buy (add'l)
Fidelity MSC Health Care Index ETF — Int/Div — Buy (add'l)
Fidelity MSC Health Care Index ETF — Buy (add'l)
Fidelity MSC Health Care Index ETF — Buy (add'l)
Fidelity MSC Health Care Index ETF — Buy (add'l)
First Eagle Overseas Fund — Int/Div — Buy (add'l)
First Eagle Overseas Fund — Buy (add'l)
First Eagle Overseas Fund — Sold (part)
First Eagle Overseas Fund — Buy (add'l)
Shares Convertible Bond ETF — Int/Div — Sold (part)
Shares Convertible Bond ETF — Buy (add'l)
Shares Total USD Bond Market ETF — Int/Div — Buy (add'l)
Shares Total USD Bond Market ETF — Buy (add'l)
Oppenhemmer Developing Markets Fund — Int/Div — Sold (part)
Oppenhemmer Developing Markets Fund — Buy (add'l)
Oppenhemmer Developing Markets Fund — Buy (add'l)
Oppenhemmer Developing Markets Fund — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Int/Div — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Sold (part)
PIMCO Commodity Real Return Strategy Fund — Buy (add'l)
PIMCO Commodity Real Return Strategy Fund — Sold (part)
PIMCO Commodity Real Return Strategy Fund — Buy (add'l)
ROYCE Opportunity Fund — Int/Div — Buy (add'l)
ROYCE Opportunity Fund — Sold (part)
ROYCE Opportunity Fund — Buy (add'l)
ROYCE Opportunity Fund — Buy (add'l)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Int/Div — Buy (add'l)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Buy (add'l)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Sold (part)
Templeton Global Bond Fund (FKA Franklin Templeton Global Bond Fund) — Buy (add'l)
Vanguard Developing Markets Fund — Int/Div — Sold (part)
Vanguard Developing Markets Fund — Buy (add'l)
Vanguard Developing Markets Fund — Buy (add'l)
Vanguard Developing Markets Fund — Buy (add'l)
Vanguard Midcap ETF — Int/Div — Buy (add'l)
VOYA Intemational Real Estate Fund (FKA ING Real Estate Fund) — Int/Div — Buy (add'l)
VOYA Intemational Real Estate Fund (FKA ING Real Estate Fund) — Buy (add'l)
Wasatch Small Cap Growth Fund — Int/Div — Sold (part)
Wasatch Small Cap Growth Fund — Sold (part)
Wasatch Small Cap Growth Fund — Sold (part)
Wasatch Small Cap Growth Fund — Buy (add'l)
Delegate to the American Bar Association House of Delegates, Lowsville Bar Association
Gift — Peter and Victoire Gardner — Airfare and lodging to attend their daughter's wedding mm Remns, France — $3503.00
Liability — Bank of America — Credit card
Reimbursement — Louisville Bar Association — 222018--2/212018 — Vancouver, Canada — Attend ABA Midyear Meeting — Lodging, Meals, Local Transportation
Reimbursement — Louisville Bar Association — 8/3/2018-8/72018 — Chicago, IL — Attend ABA Annual Meeting — Aarfare, Lodging, Meals, Local Transportation
Spouse's income — 2018 — Salary: Summerbridge Louisville, Inc
Part VII. Investments and Trusts-Spouse’s account 1s small and most transactions were not above the $1000.00 threshold.

Part VII, Investments and Trusts-Templeton Global Bond Fund was FKA Franklin Templeton Global Bond Fund.

Part VIL Investments and Trusts-Per Amendment Request: Lines 16 & 65 (Listed us lines 14 & 62 in the admendment request) Charles Schwab Money Markets

are indeed accurate on the mitial report. The interest generated on these two accounts is a very nominal amount(less than $5.00 in each account) The amount in

these accounts is less than $15,000,

Part VIL. Investments and Trusts-Per Admendment Request: Line 47 (2015 Admended) report listed "Dreyfus Mideap Index Fund” but it was not listed in the 2016

report. This asset was listed as Sold on the 2015 report. It had a "sold" date of 8/17/2015

Part VIL Investments and Trusts-Scout International was sold in 2016, so not listed on this report.

2018 Report

Part VIL Investments and Trusts- Westcore Plus Bond Fund is now called Segall Bryant & Hamill Plus Bond Fund

Part VIL Investments and Trusts-Calamos Groth and Income Fund was removed from the account on 10/25/17-s0 not on 2018 report

Part VII. Investments and Trusts-Franklin Utilities Fund was removed from this account on 1/26/17-50 not on 2018 report

Part VII Investments and Trusts-Amencan Balanced Fund in IRA # 2 was transferred in on 11/14/18 and then sold on 11/20/18 to mvest in a diversified portfolio.

Part VII, Investments and Trusts-IShares Total USD Bond Market ETF was added to the accounts on 1/25/18,

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Source: Frix Law Library, https://www.frixlaw.com/law-library/disclosures/19600. Public record. Not legal advice.